3/27/24 21:06 | 3/26/24 | CBSTF | Cannabist Co Holdings Inc. | A1 | Ag | Ag | Crops | Hill Julie A | NY | D | | 1 | P | 7 | 0.3400 | 0 | 20 | 11 | 203 | D | | | | | | | | | | | | | | |
3/27/24 20:47 | 3/27/24 | CERS | Cerus Corp | DE | Health | MdEq | Surgical & Medical Instrument | Bjerkholt Eric | CA | D | | 10 | P.dm | 448 | 10.85 | 0 | 41 | 35 | 160 | D | | | | | | | | | | | | | | |
3/27/24 20:28 | 3/27/24 | SMMT | Summit Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | Zanganeh Mahkam | CA | DO | CEO | 4 | P.dm | 49,828 | 1.06 | 0 | 47,169 | | 34,458 | M | | | | | | | | | | | | | | |
3/27/24 20:27 | 3/7/23 | SMMT | Summit Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | Dhingra Ankur | CA | O | CFO | 4 | P.a | 662 | 1.87 | 0 | 354 | 999% | 355 | I | | | | | | | | | | | | | | |
3/27/24 19:37 | 3/25/24 | ACRV | Acrivon Therapeutics, Inc. | | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | DT | | 26 | P.dm | 366,853 | 9.34 | 0 | 39,262 | 45 | 126,239 | I | | | | | | | | | | | | | | |
3/27/24 19:31 | 12/9/22 | HLF | Herbalife Nutrition Ltd. | E9 | Retail | WhDrg | Drugs, Proprietaries & Druggi | Wang Henry C | CA | O | EVP,GC | 2 | P | 58 | 10.93 | 0 | 5 | 3 | 176 | D | | | | | | | | | | | | | | |
3/27/24 19:27 | 3/26/24 | HLF | Herbalife Ltd. | E9 | Retail | WhDrg | Drugs, Proprietaries & Druggi | Mendoza Juan Miguel | CA | D | | 2 | P.m | 251 | 9.29 | 0 | 27 | 98 | 55 | D | | | | | | | | | | | | | | |
3/27/24 19:25 | 3/26/24 | HLF | Herbalife Ltd. | E9 | Retail | WhDrg | Drugs, Proprietaries & Druggi | Macadrai Rodica | CA | D | | 2 | P | 98 | 9.36 | 0 | 11 | 139 | 18 | D | | | | | | | | | | | | | | |
3/27/24 19:22 | 3/26/24 | HLF | Herbalife Ltd. | E9 | Retail | WhDrg | Drugs, Proprietaries & Druggi | Del Genes Celine | CA | D | | 1 | P | 18 | 9.42 | 0 | 2 | 12 | 18 | D | | | | | | | | | | | | | | |
3/27/24 19:17 | 3/26/24 | AXR | Amrep Corp. | OK | RlEst | RlEst | Land Subdividers & Developers | Dahl James H | FL | T | | 20 | P.m | 2,689 | 19.36 | 0 | 139 | 20 | 846 | D | | | | | | | | | | | | | | |
3/27/24 18:31 | 3/25/24 | RDDT | Reddit, Inc. | DE | BizSv | DocSv | Computer Processing & Data Pr | Habiger David C | CA | D | | 1 | P | 102 | 34.00 | 0 | 3 | 14 | 25 | D | | | | | | | | | | | | | | |
3/27/24 18:30 | 3/25/24 | RDDT | Reddit, Inc. | DE | BizSv | DocSv | Computer Processing & Data Pr | Sauerberg Robert A. | CA | D | | 1 | P.d | 340 | 34.00 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
3/27/24 17:03 | 3/25/24 | RKT | Rocket Companies, Inc. | | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | 20 | P.m | 734 | 8.08 | 0 | 91 | 15 | 693 | D | | | | | | | | | | | | | | |
3/27/24 16:20 | 3/25/24 | BRT | Brt Apartments Corp. | DE | RlEst | RlEst | Operators of Nonresidential B | Gould Investors L P | NY | T | | 27 | P.m | 4,922 | 19.18 | 0 | 257 | 4 | 6,450 | D | | | | | | | | | | | | | | |
3/27/24 16:20 | 3/18/24 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Jeffrey | NY | DO | P,CEO | 26 | P.m | 4,922 | 19.18 | 0 | 257 | 3 | 7,655 | I | | | | | | | | | | | | | | |
3/27/24 16:20 | 3/18/24 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Matthew J | NY | DO | SVP | 27 | P.m | 4,938 | 19.18 | 0 | 257 | 4 | 6,450 | I | | | | | | | | | | | | | | |
3/27/24 16:16 | 11/7/23 | MG | Mistras Group, Inc. | DE | BizSv | EngSv | Engineering Services | Stamatakis Manuel N. | NJ | DO | Interim | 1 | P | 90 | 6.00 | 0 | 15 | 7 | 234 | D | | | | | | | | | | | | | | |
3/27/24 16:14 | 3/25/24 | SNOW | Snowflake Inc. | DE | Tech | Softw | Prepackaged Software | Ramaswamy Sridhar | MT | DO | CEO | 1 | P | 5,000 | 158.52 | 0 | 32 | 14 | 256 | I | | | | | | | | | | | | | | |
3/27/24 16:07 | 3/6/24 | TISI | Team Inc | DE | PerSv | PerSv | Miscellaneous Repair Services | Caliel Michael J | TX | D | | 4 | P.m | 97 | 6.74 | 0 | 14 | 7 | 230 | D | | | | | | | | | | | | | | |
3/27/24 16:06 | 12/6/22 | TISI | Team Inc | DE | PerSv | PerSv | Miscellaneous Repair Services | Stenger Edward J. | TX | D | | 3 | P | 64 | 1.87 | 0 | 35 | | 29 | D | | | | | | | | | | | | | | |
3/27/24 15:58 | 3/27/24 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Lamb David J | IL | O | VP | 3 | P | 194 | 11.39 | 0 | 17 | | 17 | D | | | | | | | | | | | | | | |
3/27/24 15:48 | 3/26/24 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 40 | P.m | 243 | 1.17 | 0 | 207 | 1 | 15,547 | D | | | | | | | | | | | | | | |
3/27/24 15:46 | 3/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | H | See Rema | 2 | P.m | 217 | 9.06 | 0 | 24 | 43 | 80 | D | | | | | | | | | | | | | | |
3/27/24 15:38 | 3/26/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | 547 | P.m | 6,732 | 57.75 | 0 | 117 | 10 | 1,246 | M | | | | | | | | | | | | | | |
3/27/24 15:04 | 3/21/24 | FMAO | Farmers & Merchants Bancorp Inc | OH | Financ | SvBnk | Savings Institution, Federall | Boyce Ian D | IN | D | | 1 | P | 5 | 21.13 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
3/27/24 15:01 | 3/26/24 | CIA | Citizens, Inc. | CO | Insur | LfIns | Life Insurance | Morgan James Keith | TX | D | | 4 | P.m | 102 | 2.76 | 0 | 37 | 148 | 62 | D | | | | | | | | | | | | | | |
3/27/24 13:53 | 3/25/24 | MDV | Modiv Industrial, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Halfacre Aaron Scott | NV | DO | CEO,P | 20 | P | 73 | 12.60 | 0 | 6 | 8 | 76 | D | | | | | | | | | | | | | | |
3/27/24 13:52 | 3/25/24 | MDV | Modiv Industrial, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Markman Adam Scott | NV | D | | 16 | P | 27 | 13.26 | 0 | 2 | 11 | 20 | D | | | | | | | | | | | | | | |
3/27/24 13:35 | 3/27/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Michel Robert J | TN | O | CFO | 6 | P | 27 | 8.96 | 0 | 3 | 37 | 11 | D | | | | | | | | | | | | | | |
3/27/24 13:19 | 3/26/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | 1 | P | 725 | 14.50 | 0 | 50 | 250 | 70 | D | | | | | | | | | | | | | | |
3/27/24 13:06 | 3/27/24 | SYBT | Stock Yards Bancorp, Inc. | KY | Financ | StBnk | State Commercial Banks | Arvin Shannon Bishop | KY | D | | 4 | P.d | 99 | 53.65 | 0 | 2 | 63 | 5 | D | | | | | | | | | | | | | | |
3/27/24 12:49 | 3/26/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 8 | P.m | 1,172 | 186.54 | 0 | 6 | 3 | 256 | M | | | | | | | | | | | | | | |
3/27/24 12:18 | 3/25/24 | LEGH | Legacy Housing Corp | DE | Build | MfgHm | Mobile Homes | Coll Francisco Javier | TX | D | | 1 | P | 33 | 20.02 | 0 | 2 | 548 | 2 | D | | | | | | | | | | | | | | |
3/27/24 11:30 | 3/27/24 | CBSTF | Cannabist Co Holdings Inc. | A1 | Ag | Ag | Crops | Sirolly David | NY | O | GC,GC | 1 | P | 5 | 0.3500 | 0 | 14 | 22 | 79 | D | | | | | | | | | | | | | | |
3/27/24 11:12 | 3/25/24 | SNPS | Synopsys Inc | DE | Tech | Softw | Prepackaged Software | Casper Marc N | CA | D | | 1 | P | 439 | 585.45 | 0 | 1 | 69 | 2 | D | | | | | | | | | | | | | | |
3/27/24 10:55 | 3/25/24 | UTG | Reaves Utility Income Fund | | Fund | CEF | Closed-End Funds | Legg Joellen | CO | D | | 1 | P | 50 | 26.46 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
3/27/24 09:42 | 3/26/24 | LEE | Lee Enterprises, Inc | DE | Media | Print | Newspapers: Publishing or Pub | Quint Digital Ltd | K7 | T | | 4 | P | 1,475 | 13.98 | 0 | 106 | 16 | 763 | D | | | | | | | | | | | | | | |
3/27/24 09:27 | 3/26/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 832 | P.m | 1,000,462 | 11.79 | 0 | 84,830 | 55 | 239,051 | I | | | | | | | | | | | | | | |
3/27/24 09:11 | 3/26/24 | TGCB | Tego Cyber, Inc. | NV | Tech | Softw | Computer Programming, Data Pr | Mikkelsen Robert E | NV | O | CEO,CFO | 2 | P.d | 19 | 0.0514 | 0 | 370 | 27 | 1,720 | D | | | | | | | | | | | | | | |
3/27/24 08:30 | 12/8/23 | FTCI | Ftc Solar, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Chatila Ahmad R | TX | D | | 7 | P | 321 | 0.5128 | 0 | 626 | 183 | 967 | D | | | | | | | | | | | | | | |
3/27/24 07:00 | 9/8/23 | DERM | Journey Medical Corp | DE | Health | Drug | Pharmaceutical Preparations | Rosenwald Lindsay A Md | AZ | D | | 12 | P.dm | 5,672 | 1.20 | 0 | 4,725 | 40 | 16,423 | D | | | | | | | | | | | | | | |
3/26/24 21:36 | 3/22/24 | PTWO | Pono Capital Two, Inc. | DE | Health | Health | Offices & Clinics of Doctors | Zuu Co. Ltd. | M0 | T | | 7 | P.dm | 1,125 | 12.10 | 0 | 93 | 7 | 1,436 | I | | | | | | | | | | | | | | |
3/26/24 20:15 | 2/22/24 | BNZI | Banzai International, Inc. | DE | Tech | Softw | Prepackaged Software | Ward Mason | WA | DTH | See Rema | 3 | P | 19 | 3.18 | 0 | 6 | 0 | 4,854 | D | | | | | | | | | | | | | | |
3/26/24 20:14 | 2/21/24 | BNZI | Banzai International, Inc. | DE | Tech | Softw | Prepackaged Software | Davy Joseph P. | WA | DOT | CEO | 5 | P.m | 13 | 2.15 | 0 | 6 | 204 | 9 | D | | | | | | | | | | | | | | |
3/26/24 18:36 | 5/22/23 | NNBR | Nn Inc | DE | Machn | Mchn | Metalworkg Machinery & Equipm | Corre Partners Management, LLC | NY | T | | 12 | P.m | 1,667 | 1.37 | 0 | 1,220 | 18 | 8,163 | I | | | | | | | | | | | | | | |
3/26/24 18:30 | 3/26/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Burke Edmund J | CO | H | Trustee | 4 | P | 77 | 6.05 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
3/26/24 17:57 | 3/22/24 | TRDA | Entrada Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kim Peter S | MA | D | | 2 | P.m | 158 | 13.40 | 0 | 12 | 25 | 59 | D | | | | | | | | | | | | | | |
3/26/24 17:34 | 3/22/24 | PSIX | Power Solutions International, Inc. | IL | Machn | Mchn | Engines & Turbines | Gagnon Neil | NY | T | | 56 | P.m | 3,625 | 6.93 | 0 | 523 | 21 | 2,959 | I | | | | | | | | | | | | | | |
3/26/24 17:15 | 3/22/24 | GO | Grocery Outlet Holding Corp. | DE | Retail | Grocer | Grocery Stores | Ragatz Erik D. | CA | D | | 4 | P.m | 6,082 | 27.83 | 0 | 219 | 98 | 440 | I | | | | | | | | | | | | | | |
3/26/24 17:04 | 3/26/24 | AE | Adams Resources & Energy, Inc. | DE | Energy | OilTr | Petroleum & Petroleum Product | Harrison Wade M | TX | O | P,Servic | 3 | P | 3 | 28.81 | 0 | 0 | 3 | 3 | D | | | | | | | | | | | | | | |
3/26/24 17:02 | 3/26/24 | AE | Adams Resources & Energy, Inc. | DE | Energy | OilTr | Petroleum & Petroleum Product | Roycraft Kevin J. | TX | DO | CEO,P | 5 | P | 30 | 34.09 | 0 | 1 | 10 | 9 | D | | | | | | | | | | | | | | |
3/26/24 16:29 | 3/25/24 | VRME | Verifyme, Inc. | NV | Tech | Softw | Computer Integrated Systems D | Laffer Arthur B | FL | D | | 1 | P.d | 15 | 1.36 | 0 | 11 | 4 | 328 | M | | | | | | | | | | | | | | |
3/26/24 16:12 | 9/8/23 | NORD | Nordicus Partners Corp | DE | BizSv | Conslt | Management Consulting Service | Gk Partners Aps | | T | | 2 | P.dm | 5,855 | 0.9943 | 0 | 5,888 | | 2,933 | D | | | | | | | | | | | | | | |
3/26/24 16:11 | 3/22/24 | ACIC | American Coastal Insurance Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Davis Kern Michael | FL | D | | 4 | P | 49 | 8.82 | 0 | 6 | 2 | 295 | I | | | | | | | | | | | | | | |
3/26/24 14:30 | 3/26/24 | LEGH | Legacy Housing Corp | DE | Build | MfgHm | Mobile Homes | Stouder Jeffrey Kyle | TX | D | | 2 | P | 204 | 20.50 | 0 | 10 | 926 | 11 | D | | | | | | | | | | | | | | |
3/26/24 14:26 | 5/31/23 | RC | Ready Capital Corp | MD | RlEst | REIT | Real Estate Investment Trusts | Nathan Gilbert E | NY | D | | 9 | P.m | 597 | 4.66 | 0 | 128 | 16 | 905 | D | | | | | | | | | | | | | | |
3/26/24 14:06 | 3/25/24 | UBI | Universal Biosensors Inc | DE | Health | MdEq | Surgical & Medical Instrument | Coleman Craig E. | C3 | DT | | 3 | P.m | 259 | 0.2068 | 0 | 1,250 | 2 | 61,392 | I | | | | | | | | | | | | | | |
3/26/24 13:59 | 3/26/24 | PHX | Phx Minerals Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | True Chad | OK | O | Principa | 1 | P | 3 | 3.22 | 0 | 1 | 1 | 74 | D | | | | | | | | | | | | | | |
3/26/24 11:38 | 3/25/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | 5 | P | 30 | 10.49 | 0 | 3 | 7 | 44 | D | | | | | | | | | | | | | | |
3/26/24 11:27 | 3/25/24 | PHX | Phx Minerals Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Behrman Mark T | TX | D | | 1 | P | 74 | 3.22 | 0 | 23 | 15 | 174 | D | | | | | | | | | | | | | | |
3/26/24 11:14 | 3/25/24 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | Broyhill Markham Hunt | NC | D | | 4 | P | 597 | 10.16 | 0 | 59 | 311 | 78 | I | | | | | | | | | | | | | | |
3/26/24 10:27 | 3/23/23 | FMBM | F&m Bank Corp | VA | Financ | StBnk | State Commercial Banks | Hanna Mark Christopher | VA | H | Presiden | 7 | P | 17 | 7.13 | 0 | 2 | 15 | 19 | D | | | | | | | | | | | | | | |
3/26/24 10:22 | 3/25/24 | MPAA | Motorcar Parts of America Inc | NY | Auto | AutoPt | Motor Vehicle Parts & Accesso | Warfield Patricia W | CA | D | | 1 | P | 16 | 7.87 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
3/26/24 08:00 | 3/22/24 | PRPL | Purple Innovation, Inc. | DE | Hshld | Furn | Household Furniture | Ulrich George Turner | UT | O | Principa | 1 | P | 6 | 1.52 | 0 | 4 | 31 | 17 | D | | | | | | | | | | | | | | |
3/26/24 06:05 | 3/22/24 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | 32 | P | 1,466 | 12.04 | 0 | 122 | 2 | 5,348 | D | | | | | | | | | | | | | | |
3/25/24 21:44 | 3/21/24 | TSVT | 2Seventy Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Casdin Capital, LLC | NY | D | | 2 | P.dm | 4,257 | 5.20 | 0 | 818 | 18 | 5,449 | I | | | | | | | | | | | | | | |
3/25/24 21:31 | 3/25/24 | MDV | Modiv Industrial, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Smith Kimberly J | NV | D | | 17 | P | 9 | 13.25 | 0 | 1 | 9 | 8 | D | | | | | | | | | | | | | | |
3/25/24 21:31 | 3/25/24 | MDV | Modiv Industrial, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Nolan Thomas H Jr | NV | D | | 17 | P | 27 | 13.01 | 0 | 2 | 11 | 20 | D | | | | | | | | | | | | | | |
3/25/24 21:04 | 3/25/24 | CRK | Comstock Resources Inc | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Blue Star Exploration Corp | TX | T | | 1 | P | 100,450 | 8.04 | 0 | 12,500 | 7 | 194,821 | I | | | | | | | | | | | | | | |
3/25/24 20:58 | 3/21/24 | OXY | Occidental Petroleum Corp /De/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 27 | P.dm | 3,971,338 | 48.95 | 0 | 81,131 | 30 | 350,867 | I | | | | | | | | | | | | | | |
3/25/24 19:10 | 3/14/24 | DSGN | Design Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Schmid John P. | CA | D | | 3 | P.m | 119 | 3.14 | 0 | 38 | 40 | 132 | I | | | | | | | | | | | | | | |
3/25/24 19:09 | 3/25/24 | DSGN | Design Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Berger Heather A. | CA | D | | 1 | P | 5 | 3.74 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
3/25/24 19:00 | 3/25/24 | EDSA | Edesa Biotech, Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Nijhawan Pardeep | A6 | DOT | CEO | 1 | P | 20 | 4.00 | 0 | 5 | 1 | 567 | I | | | | | | | | | | | | | | |
3/25/24 19:00 | 3/21/24 | HNRG | Hallador Energy Co | CO | Mining | Coal | Bituminous Coal & Lignite Min | Wesley Charles Ray IV | CO | D | | 1 | P.m | 240 | 5.21 | 0 | 46 | 23 | 246 | I | | | | | | | | | | | | | | |
3/25/24 18:33 | 3/21/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | 9 | P.m | 1,259 | 12.02 | 0 | 105 | 62 | 275 | D | | | | | | | | | | | | | | |
3/25/24 17:57 | 3/21/24 | PPBI | Pacific Premier Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Polsky Barbara | CA | D | | 1 | P | 29 | 23.92 | 0 | 1 | 9 | 15 | D | | | | | | | | | | | | | | |
3/25/24 17:38 | 3/21/24 | CPSI | Trubridge, Inc. | DE | Tech | SwSv | Computer Programming Services | L6 Holdings Inc. | A6 | T | | 3 | P.m | 4,996 | 9.54 | 0 | 524 | 18 | 3,469 | I | | | | | | | | | | | | | | |
3/25/24 17:20 | 12/15/23 | DG | Dollar General Corp | TN | Retail | VrtySt | Variety Stores | Bryant Warren F | TN | D | | 1 | P | 111 | 130.18 | 0 | 1 | 2 | 40 | I | | | | | | | | | | | | | | |
3/25/24 16:44 | 3/21/24 | OCUP | Ocuphire Pharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Schachle Joseph K | MI | O | COO | 1 | P | 4 | 2.05 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
3/25/24 16:42 | 3/22/24 | SNDA | Sonida Senior Living, Inc. | DE | Health | Health | Nursing & Personal Care Facil | Levinson Sam | NY | T | | 4 | P.m | 15,103 | 9.48 | 0 | 1,594 | 186 | 2,450 | I | | | | | | | | | | | | | | |
3/25/24 16:40 | 3/21/24 | OCUP | Ocuphire Pharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jhaveri Nirav S. | MI | O | CFO | 1 | P | 21 | 2.10 | 0 | 10 | 7 | 150 | D | | | | | | | | | | | | | | |
3/25/24 16:36 | 3/8/24 | REAL | Therealreal, Inc. | DE | Retail | Retail | Miscellaneous Retail | Katz Karen | CA | D | | 2 | P | 50 | 3.85 | 0 | 13 | 8 | 183 | D | | | | | | | | | | | | | | |
3/25/24 16:06 | 3/22/24 | ISDR | Issuer Direct Corp | | BizSv | Conslt | Management Consulting Service | Balbirnie Brian R | NC | DOT | Dir,CEO | 3 | P.m | 86 | 15.06 | 0 | 6 | 1 | 620 | D | | | | | | | | | | | | | | |
3/25/24 16:03 | 3/22/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Schall Thomas J. | MA | D | | 1 | P | 7 | 2.55 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
3/25/24 16:03 | 3/22/24 | DERM | Journey Medical Corp | DE | Health | Drug | Pharmaceutical Preparations | Maraoui Claude | AZ | DO | P,CEO | 2 | P | 100 | 2.79 | 0 | 36 | 2 | 2,163 | D | | | | | | | | | | | | | | |
3/25/24 16:02 | 3/22/24 | DERM | Journey Medical Corp | DE | Health | Drug | Pharmaceutical Preparations | Smith Justin Adam | AZ | D | | 2 | P | 202 | 3.21 | 0 | 63 | 88 | 135 | D | | | | | | | | | | | | | | |
3/25/24 15:03 | 3/22/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Jhirad Yigal Dan | NY | OH | Portfoli | 1 | P | 7 | 14.14 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
3/25/24 14:23 | 3/25/24 | MMIPX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | 4 | P | 49,900 | 10.00 | 0 | 4,990 | 999% | 4,993 | D | | | | | | | | | | | | | | |
3/25/24 12:21 | 12/15/22 | TISI | Team Inc | DE | PerSv | PerSv | Miscellaneous Repair Services | Lederman Evan S. | TX | D | | 3 | P | 17 | 1.54 | 0 | 11 | 26 | 54 | D | | | | | | | | | | | | | | |
3/25/24 11:05 | 12/19/22 | CYT | Cyteir Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Leonard Braden Michael | IN | T | | 8 | P.m | 5,690 | 0.7292 | 0 | 7,802 | 35 | 30,249 | I | | | | | | | | | | | | | | |
3/25/24 10:17 | 3/13/23 | WLKP | Westlake Chemical Partners LP | DE | Chem | OChm | Industrial Organic Chemicals | Kenner Andrew | TX | O | SVP,Olef | 16 | P.m | 2,361 | 22.31 | 0 | 106 | 265 | 146 | D | | | | | | | | | | | | | | |
3/25/24 09:59 | 3/21/24 | CETFX | Cliffwater Enhanced Lending Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | 2 | P.m | 237 | 13.37 | 0 | 18 | 26 | 86 | D | | | | | | | | | | | | | | |
3/25/24 09:13 | 3/22/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Feinberg Peter | MA | D | | 2 | P.m | 247 | 2.47 | 0 | 100 | 10 | 1,096 | D | | | | | | | | | | | | | | |
3/25/24 09:10 | 3/22/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Brakewood Harold Eugene | MA | O | Chief Bu | 1 | P | 10 | 2.57 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
3/25/24 09:04 | 3/21/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Morales Mallory | MA | O | Chief Ac | 1 | P.m | 4 | 2.67 | 0 | 2 | 22 | 8 | D | | | | | | | | | | | | | | |
3/25/24 08:43 | 3/21/24 | ISDR | Issuer Direct Corp | | BizSv | Conslt | Management Consulting Service | Rein Graeme P. | NC | D | | 2 | P.m | 212 | 11.93 | 0 | 18 | 7 | 258 | I | | | | | | | | | | | | | | |
3/25/24 07:07 | 3/22/24 | OABI | Omniab, Inc. | DE | Health | Biolab | Commercial Physical & Biologi | Foehr Matthew W | CA | DO | CEO | 8 | P.d | 6,427 | 4.09 | 0 | 1,570 | 117 | 2,909 | D | | | | | | | | | | | | | | |
3/25/24 07:00 | 3/22/24 | HROW | Harrow, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Baum Mark L | TN | DO | CEO | 4 | P | 599 | 12.66 | 0 | 47 | 2 | 2,138 | D | | | | | | | | | | | | | | |
3/22/24 18:00 | 3/15/22 | CING | Cingulate Inc. | DE | Health | Drug | Pharmaceutical Preparations | Callahan Jennifer L. | KS | O | SVP,CFO | 5 | P.dm | 24 | 0.9976 | 0 | 24 | 108 | 46 | D | | | | | | | | | | | | | | |
3/22/24 17:50 | 1/3/24 | HMLA | Himalaya Technologies, Inc | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Grover Vikram P | PA | DOT | CEO,CFO, | 165 | P.dm | 23,399 | 0.0011 | 0 | 21,564,831 | | 663,557 | D | | | | | | | | | | | | | | |
3/22/24 17:42 | 3/20/24 | TTSH | Tile Shop Holdings, Inc. | DE | Retail | FurnSt | Home Furniture, Furnishings & | Fund 1 Investments, LLC | PR | T | | 72 | P.m | 77,236 | 9.18 | 0 | 8,410 | 81 | 18,733 | I | | | | | | | | | | | | | | |
3/22/24 17:28 | 3/22/24 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | 3 | P | 676 | 7.99 | 0 | 85 | 23 | 451 | D | | | | | | | | | | | | | | |
3/22/24 17:06 | 3/9/22 | ALAB | Astera Labs, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Lazar Jack R | CA | D | | 2 | P | 459 | 19.81 | 0 | 23 | 9 | 270 | I | | | | | | | | | | | | | | |
3/22/24 17:01 | 3/20/24 | LSXMA | Liberty Media Corp | DE | Media | Tv | Television Broadcasting Stati | Malone John C | CO | DOT | CB | 2 | P.m | 11,696 | 10.32 | 0 | 1,134 | 6 | 19,951 | D | | | | | | | | | | | | | | |
3/22/24 17:01 | 3/20/24 | LILA | Liberty Latin America Ltd. | D0 | Media | PayTv | Cable & Other Pay Television | Gould Paul A | CO | D | | 1 | P.m | 1,967 | 6.56 | 0 | 300 | 62 | 781 | D | | | | | | | | | | | | | | |
3/22/24 16:56 | 3/20/24 | MCHX | Marchex Inc | DE | BizSv | BizSv | Business Services | Edenbrook Capital, LLC | NY | T | | 45 | P.dm | 5,076 | 4.69 | 0 | 1,082 | 2 | 44,989 | I | | | | | | | | | | | | | | |
3/22/24 16:47 | 3/22/24 | ALAB | Astera Labs, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hurlston Michael E. | CA | D | | 1 | P | 783 | 36.00 | 0 | 22 | 22 | 122 | D | | | | | | | | | | | | | | |
3/22/24 16:46 | 3/22/24 | ALAB | Astera Labs, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Alba Manuel | CA | D | | 1 | P.d | 180 | 36.00 | 0 | 5 | 0 | 2,838 | I | | | | | | | | | | | | | | |
3/22/24 16:26 | 3/19/24 | AAP | Advance Auto Parts Inc | DE | Retail | AutoSt | Auto & Home Supply Stores | Windom Brent | NC | D | | 2 | P | 433 | 81.77 | 0 | 5 | | 5 | I | | | | | | | | | | | | | | |
3/22/24 16:21 | 3/19/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Nix Robert N.C. III | PA | D | | 2 | P | 44 | 5.30 | 0 | 8 | | 8 | I | | | | | | | | | | | | | | |
3/22/24 15:45 | 3/21/24 | CIA | Citizens, Inc. | CO | Insur | LfIns | Life Insurance | Shields Gerald | TX | DO | P,CEO | 4 | P | 300 | 2.40 | 0 | 125 | 285 | 169 | D | | | | | | | | | | | | | | |
3/22/24 14:56 | 3/21/24 | RVT | Royce Value Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | 2 | P | 95 | 11.43 | 0 | 8 | 12 | 77 | D | | | | | | | | | | | | | | |
3/22/24 14:18 | 3/11/24 | NBBK | Nb Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Lapointe Jean-Pierre | MA | O | EVP,CFO | 1 | P | 3 | 13.80 | 0 | 0 | 200 | 0 | D | | | | | | | | | | | | | | |
3/22/24 14:17 | 3/22/24 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Gannon Francis D. | NY | O | VP | 2 | P.m | 105 | 11.72 | 0 | 9 | | 5 | D | | | | | | | | | | | | | | |
3/22/24 13:30 | 3/21/24 | AIM | Aim Immunotech Inc. | FL | Health | BioPrd | Biological Products, (No Diag | Bryan Nancy | FL | D | | 1 | P | 15 | 0.3900 | 0 | 38 | | 38 | D | | | | | | | | | | | | | | |
3/22/24 11:52 | 3/20/24 | HROW | Harrow, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | 6 | P.dm | 5,968 | 6.87 | 0 | 869 | 12 | 8,365 | I | | | | | | | | | | | | | | |
3/22/24 11:25 | 3/21/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Majmudar Anang K. | NY | O | Senior V | 4 | P.m | 75 | 32.02 | 0 | 2 | 7 | 33 | D | | | | | | | | | | | | | | |
3/22/24 10:19 | 12/6/22 | NYCB | New York Community Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Lux Marshall | NY | D | | 3 | P | 201 | 5.28 | 0 | 38 | 100 | 76 | D | | | | | | | | | | | | | | |
3/22/24 08:04 | 3/21/24 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Build | BldMt | Heating Equipment, Except Ele | Moeller Philip D | OH | D | | 2 | P | 46 | 1.85 | 0 | 25 | 41 | 86 | D | | | | | | | | | | | | | | |
3/22/24 08:01 | 3/20/24 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Build | BldMt | Heating Equipment, Except Ele | Salamone Louis Jr | OH | O | CFO | 5 | P | 372 | 3.16 | 0 | 118 | 23 | 637 | D | | | | | | | | | | | | | | |
3/22/24 08:00 | 3/17/23 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Build | BldMt | Heating Equipment, Except Ele | Young Kenneth M | OH | DO | CEO | 5 | P.m | 344 | 4.33 | 0 | 79 | 5 | 1,795 | I | | | | | | | | | | | | | | |
3/21/24 19:34 | 3/15/24 | CDLX | Cardlytics, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Sosin Clifford | NY | T | | 2 | P.m | 13,920 | 13.76 | 0 | 1,012 | 19 | 6,374 | I | | | | | | | | | | | | | | |
3/21/24 17:14 | 3/19/24 | FRTX | Fresh Tracks Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Exploration Capital, LLC | UT | T | | 8 | P.m | 282 | 0.9065 | 0 | 311 | 44 | 1,011 | D | | | | | | | | | | | | | | |
3/21/24 17:05 | 12/30/22 | VGZ | Vista Gold Corp | A1 | Mining | Gold | Gold & Silver Ores | Tobler Douglas L. | CO | O | CFO | 8 | P | 12 | 0.5001 | 0 | 24 | 7 | 342 | D | | | | | | | | | | | | | | |
3/21/24 17:00 | 3/14/24 | PHUN | Phunware, Inc. | DE | BizSv | DocSv | Computer Processing & Data Pr | Reisner Troy Lee | TX | O | CFO | 1 | P | 18 | 8.76 | 0 | 2 | 8 | 26 | D | | | | | | | | | | | | | | |
3/21/24 16:52 | 3/21/24 | MKTW | Marketwise, Inc. | | Tech | Softw | Prepackaged Software | Mickels Erik | MD | O | CFO | 2 | P | 39 | 1.52 | 0 | 26 | 3 | 818 | D | | | | | | | | | | | | | | |
3/21/24 16:39 | 3/20/24 | ESOA | Energy Services of America Corp | DE | Machn | HvyCn | Water, Sewer, Pipeline, Comm | Prince Mark | WV | D | | 5 | P.m | 376 | 6.38 | 0 | 59 | 367 | 75 | D | | | | | | | | | | | | | | |
3/21/24 14:32 | 3/20/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Bresner Gregg A. | NY | O | P,CIO | 3 | P.m | 102 | 10.15 | 0 | 10 | 13 | 86 | D | | | | | | | | | | | | | | |
3/21/24 14:21 | 3/19/24 | CIO | City Office Reit, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Mazan Michael | A1 | D | | 1 | P | 165 | 4.22 | 0 | 39 | | 39 | I | | | | | | | | | | | | | | |
3/21/24 14:06 | 3/19/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | P,Princi | 1 | P.m | 410 | 10.19 | 0 | 40 | | 40 | D | | | | | | | | | | | | | | |
3/21/24 13:06 | 3/15/24 | OPXS | Optex Systems Holdings Inc | DE | Electr | LabEq | Optical Instruments & Lenses | Topline Capital Management, LLC | CA | H | See Expl | 9 | P.m | 2,558 | 3.08 | 0 | 832 | 12 | 7,523 | I | | | | | | | | | | | | | | |
3/21/24 12:28 | 3/15/24 | OPXS | Optex Systems Holdings Inc | DE | Electr | LabEq | Optical Instruments & Lenses | Topline Capital Partners, LP | CA | T | | 9 | P.m | 2,558 | 3.08 | 0 | 832 | 12 | 7,523 | D | | | | | | | | | | | | | | |
3/21/24 12:21 | 3/20/24 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Fairchild Gregory B. | VA | D | | 6 | P | 29 | 26.26 | 0 | 1 | 18 | 7 | D | | | | | | | | | | | | | | |
3/21/24 11:10 | 3/19/24 | TISI | Team Inc | DE | PerSv | PerSv | Miscellaneous Repair Services | Anderson J Michael | TX | D | | 1 | P | 17 | 5.50 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
3/21/24 09:48 | 3/20/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Rasmussen Steven R | PA | D | | 17 | P | 17 | 41.16 | 0 | 0 | 12 | 4 | D | | | | | | | | | | | | | | |
3/21/24 09:11 | 3/20/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Neufeld Leah R | MA | O | CHIEF PE | 1 | P | 11 | 2.88 | 0 | 4 | 61 | 10 | D | | | | | | | | | | | | | | |
3/21/24 09:06 | 3/20/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Hall Brett Matthew | MA | O | CHIEF SC | 1 | P | 20 | 2.86 | 0 | 7 | 2 | 346 | D | | | | | | | | | | | | | | |
3/20/24 20:00 | 3/19/24 | DCTH | Delcath Systems, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Aharon Gil | A6 | D | | 1 | P | 100 | 3.72 | 0 | 27 | 3 | 1,070 | D | | | | | | | | | | | | | | |
3/20/24 19:44 | 3/19/24 | DCTH | Delcath Systems, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Salamon Steven A J | A6 | D | | 2 | P | 155 | 3.68 | 0 | 42 | 4 | 1,121 | D | | | | | | | | | | | | | | |
3/20/24 19:20 | 3/18/24 | NICK | Nicholas Financial Inc | FL | Financ | Loan | Short-Term Business Credit In | Peterson Adam K | NE | DT | | 25 | P.m | 21,866 | 23.22 | 0 | 942 | 8 | 12,896 | D | | | | | | | | | | | | | | |
3/20/24 19:06 | 3/18/24 | TERN | Terns Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Lu Hongbo | CA | D | | 2 | P.m | 5,583 | 7.33 | 0 | 762 | 21 | 4,374 | D | | | | | | | | | | | | | | |
3/20/24 18:10 | 3/18/24 | NN | Nextnav Inc. | DE | Electr | ElcPrt | Search, Detection, Navigation | Samberg Joseph D | NY | T | | 2 | P.m | 3,354 | 4.28 | 0 | 783 | 7 | 12,265 | I | | | | | | | | | | | | | | |
3/20/24 18:04 | 3/18/24 | STEM | Stem, Inc. | | Electr | ElcEq | Miscellaneous Electrical Mach | Buzby David S | CA | D | | 3 | P | 475 | 3.00 | 0 | 158 | 14 | 1,327 | D | | | | | | | | | | | | | | |
3/20/24 17:44 | 3/19/24 | EYEN | Eyenovia, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Grant Stuart M. | DE | T | | 5 | P.m | 487 | 1.98 | 0 | 246 | 5 | 5,331 | D | | | | | | | | | | | | | | |
3/20/24 17:37 | 8/24/23 | HGBL | Heritage Global Inc. | FL | BizSv | BizSv | Business Services | Dove Ross | CA | DO | CEO | 3 | P | 50 | 2.99 | 0 | 17 | 1 | 2,303 | D | | | | | | | | | | | | | | |
3/20/24 17:29 | 3/19/24 | CSV | Carriage Services Inc | DE | PerSv | PerSv | Personal Services | Fargason Charles | TX | D | | 2 | P | 284 | 25.82 | 0 | 11 | 302 | 15 | D | | | | | | | | | | | | | | |
3/20/24 17:29 | 3/18/24 | NN | Nextnav Inc. | DE | Electr | ElcPrt | Search, Detection, Navigation | Subin Neil S | VA | D | | 1 | P.m | 688 | 4.59 | 0 | 150 | 4 | 4,191 | I | | | | | | | | | | | | | | |
3/20/24 17:29 | 3/19/24 | NLCP | Newlake Capital Partners, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Coniglio Anthony | CT | DO | P,CEO | 5 | P.dm | 69 | 16.25 | 0 | 4 | 1 | 579 | D | | | | | | | | | | | | | | |
3/20/24 17:29 | 3/14/23 | MRBK | Meridian Corp | PA | Financ | NtBnk | National Commercial Banks | Collier George C. III | PA | D | | 1 | P | 57 | 14.36 | 0 | 4 | 8 | 56 | D | | | | | | | | | | | | | | |
3/20/24 17:22 | 3/18/24 | OVID | Ovid Therapeutics Inc. | DE | Health | Drug | Pharmaceutical Preparations | Levin Jeremy M | NY | DO | CEO | 1 | P | 50 | 2.76 | 0 | 18 | 1 | 3,652 | D | | | | | | | | | | | | | | |
3/20/24 17:14 | 3/19/24 | TRCK | Track Group, Inc. | DE | Electr | Comm | Communications Equipment | Sehnaoui Karim | IL | D | | 2 | P | 101 | 0.2692 | 0 | 374 | 999% | 388 | D | | | | | | | | | | | | | | |
3/20/24 17:09 | 3/18/24 | RNAC | Cartesian Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Springer Timothy A | MA | DT | | 3 | P.m | 47,928 | 21.25 | 0 | 2,255 | 5 | 46,050 | I | | | | | | | | | | | | | | |
3/20/24 16:32 | 3/18/24 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Build | BldMt | Heating Equipment, Except Ele | Tato Joseph A | OH | D | | 4 | P | 51 | 2.27 | 0 | 23 | 50 | 67 | D | | | | | | | | | | | | | | |
3/20/24 16:31 | 3/18/24 | ABR | Arbor Realty Trust Inc | MD | RlEst | REIT | Real Estate Investment Trusts | Green William C | NY | D | | 4 | P.d | 363 | 12.91 | 0 | 28 | 21 | 163 | D | | | | | | | | | | | | | | |
3/20/24 16:30 | 3/20/24 | CLSD | Clearside Biomedical, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chong Ngai Hang Victor | GA | O | CHIEF ME | 1 | P | 48 | 1.60 | 0 | 30 | | 30 | D | | | | | | | | | | | | | | |
3/20/24 16:18 | 3/18/24 | OCUP | Ocuphire Pharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Magrath George | MI | O | CEO | 1 | P | 49 | 1.96 | 0 | 25 | 6 | 425 | D | | | | | | | | | | | | | | |
3/20/24 16:08 | 3/19/24 | MKTW | Marketwise, Inc. | | Tech | Softw | Prepackaged Software | Tongue Glenn H | MD | D | | 5 | P.m | 185 | 2.14 | 0 | 87 | 116 | 162 | D | | | | | | | | | | | | | | |
3/20/24 15:22 | 3/15/24 | ACNB | Acnb Corp | PA | Financ | StBnk | State Commercial Banks | Helt James | PA | DO | P,CEO | 6 | P | 26 | 35.72 | 0 | 1 | 2 | 34 | D | | | | | | | | | | | | | | |
3/20/24 14:14 | 3/18/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Fouss Barbara J | PA | D | | 1 | P | 65 | 5.87 | 0 | 11 | 109 | 21 | D | | | | | | | | | | | | | | |
3/20/24 13:48 | 3/20/24 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | 14 | P | 1,119 | 5.59 | 0 | 200 | 40 | 701 | D | | | | | | | | | | | | | | |
3/20/24 13:26 | 3/19/24 | CBKM | Consumers Bancorp Inc /oh/ | OH | Financ | NtBnk | National Commercial Banks | Williams Derek G | OH | O | SVP,Reta | 6 | P.d | 13 | 17.76 | 0 | 1 | 7 | 12 | D | | | | | | | | | | | | | | |
3/20/24 12:35 | 3/20/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | 7 | P | 42 | 5.39 | 0 | 8 | 3 | 249 | D | | | | | | | | | | | | | | |
3/20/24 11:28 | 3/18/24 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Ford Andrew | CO | O | VP Sales | 4 | P | 2 | 4.41 | 0 | 0 | 7 | 6 | D | | | | | | | | | | | | | | |
3/20/24 09:33 | 3/18/24 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Bourland Jill | MI | D | | 15 | P.m | 28 | 22.09 | 0 | 1 | 37 | 5 | D | | | | | | | | | | | | | | |
3/20/24 09:26 | 3/18/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Griggs Kathleen | IL | D | | 1 | P | 9 | 7.10 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
3/20/24 09:26 | 3/15/24 | ACNB | Acnb Corp | PA | Financ | StBnk | State Commercial Banks | Elsner Frank III | PA | D | | 6 | P | 5 | 35.84 | 0 | 0 | 1 | 26 | D | | | | | | | | | | | | | | |
3/20/24 09:04 | 3/19/24 | MHLD | Maiden Holdings, Ltd. | D0 | Insur | Insur | Fire, Marine & Casualty Insur | Lyons Simcha G | D0 | D | | 1 | P | 27 | 1.80 | 0 | 15 | 8 | 207 | D | | | | | | | | | | | | | | |
3/20/24 07:00 | 10/1/21 | BKU | Bankunited, Inc. | DE | Financ | SvBnk | Savings Institution, Federall | Malcolm Kevin A. | IN | DOT | erfrefr | 3 | P.d | 4,622 | 45.00 | 0 | 103 | 24 | 525 | D | | | | | | | | | | | | | | |
3/19/24 21:48 | 3/15/24 | PHIN | Phinia Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Fryer Neil | MI | O | VP,GM Gl | 2 | P | 0 | 31.63 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
3/19/24 21:26 | 3/15/24 | XELB | Xcel Brands, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Disanto Mark | PA | D | | 1 | P.d | 95 | 0.6500 | 0 | 146 | 11 | 1,426 | I | | | | | | | | | | | | | | |
3/19/24 20:49 | 3/15/24 | XELB | Xcel Brands, Inc. | DE | Financ | Patent | Patent Owners & Lessors | D Loren Robert W | NY | DOT | CEO,CB | 1 | P | 95 | 0.6500 | 0 | 146 | 6 | 2,625 | D | | | | | | | | | | | | | | |
3/19/24 20:48 | 3/15/24 | XELB | Xcel Brands, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Burroughs Seth | NY | O | EVP of B | 1 | P | 21 | 0.6500 | 0 | 33 | 10 | 373 | D | | | | | | | | | | | | | | |
3/19/24 20:29 | 3/15/24 | SST | System1, Inc. | | Tech | Softw | Computer Programming, Data Pr | Blend Stanley | CA | T | | 3 | P.m | 2,516 | 1.42 | 0 | 1,772 | 37 | 6,625 | I | | | | | | | | | | | | | | |
3/19/24 19:35 | 12/28/22 | RGF | Real Good Food Company, Inc. | DE | FdBev | Food | Food & Kindred Products | Kanen David | FL | TH | See Expl | 5 | P.m | 1,655 | 1.95 | 0 | 851 | 13 | 7,420 | I | | | | | | | | | | | | | | |
3/19/24 19:10 | 3/18/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Berman Ann E | MA | D | | 1 | P | 123 | 2.13 | 0 | 58 | 610 | 67 | D | | | | | | | | | | | | | | |
3/19/24 19:00 | 3/15/24 | REEMF | Rare Element Resources Ltd | A1 | Mining | Gold | Gold & Silver Ores | Synchron | CA | T | | 1 | P.e | 29,326 | 0.1200 | 0 | 244,384 | 210 | 360,741 | D | | | | | | | | | | | | | | |
3/19/24 18:59 | 3/19/24 | IMRX | Immuneering Corp | DE | Health | Drug | Pharmaceutical Preparations | Zeskind Benjamin J. | MA | DOT | P,CEO | 1 | P | 55 | 2.77 | 0 | 20 | 1 | 3,177 | D | | | | | | | | | | | | | | |
3/19/24 18:46 | 3/15/24 | CRGY | Crescent Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Kendall Brandi | TX | DO | See rema | 6 | P.m | 172 | 11.37 | 0 | 15 | 252 | 21 | D | | | | | | | | | | | | | | |
3/19/24 18:21 | 3/18/24 | LIPO | Lipella Pharmaceuticals Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kaufman Jonathan H | PA | DOT | See rema | 1 | P.dm | 45 | 0.8264 | 0 | 55 | 7 | 889 | D | | | | | | | | | | | | | | |
3/19/24 18:01 | 3/15/24 | ENV | Envestnet, Inc. | DE | BizSv | BizSv | Business Services | Wolfe Lauren Taylor | NY | D | | 2 | P.m | 1,715 | 52.23 | 0 | 33 | 1 | 4,189 | I | | | | | | | | | | | | | | |
3/19/24 18:00 | 3/15/24 | GENK | Gen Restaurant Group, Inc. | DE | Retail | Dining | Eating Places | Kim David Wook Jin | CA | DOT | Co-CEO | 3 | P.m | 819 | 6.29 | 0 | 130 | 1 | 10,401 | I | | | | | | | | | | | | | | |
3/19/24 18:00 | 3/15/24 | GENK | Gen Restaurant Group, Inc. | DE | Retail | Dining | Eating Places | Wang Lauren | CA | T | | 3 | P.m | 819 | 6.29 | 0 | 130 | 7 | 1,950 | I | | | | | | | | | | | | | | |
3/19/24 18:00 | 3/15/24 | GENK | Gen Restaurant Group, Inc. | DE | Retail | Dining | Eating Places | Kim Don | CA | T | | 3 | P.m | 819 | 6.29 | 0 | 130 | 4 | 3,640 | I | | | | | | | | | | | | | | |
3/19/24 18:00 | 3/15/24 | GENK | Gen Restaurant Group, Inc. | DE | Retail | Dining | Eating Places | Manzanarez Jose | CA | T | | 3 | P.m | 819 | 6.29 | 0 | 130 | 7 | 1,950 | I | | | | | | | | | | | | | | |
3/19/24 17:50 | 3/15/24 | SWIM | Latham Group, Inc. | DE | Hshld | PlPrd | Plastics Products | Gloe Oliver C. | NY | O | CFO | 1 | P | 80 | 2.92 | 0 | 28 | 10 | 293 | D | | | | | | | | | | | | | | |
3/19/24 17:32 | 3/15/24 | AMR | Alpha Metallurgical Resources, Inc. | TX | Insur | LfIns | Life Insurance | Gorzynski Michael | NY | DTH | See Rema | 1 | P | 4,435 | 295.65 | 0 | 15 | 1 | 1,401 | I | | | | | | | | | | | | | | |
3/19/24 17:29 | 3/18/24 | GH | Guardant Health, Inc. | DE | Health | Health | Medical Laboratories | Kalia Kumud | CA | O | CIO | 2 | P.d | 136 | 26.41 | 0 | 5 | 68 | 13 | D | | | | | | | | | | | | | | |
3/19/24 17:21 | 3/15/24 | AX | Axos Financial, Inc. | DE | Financ | SvBnk | Savings Institution, Federall | Wardell-Smith Sara | NV | D | | 1 | P | 249 | 49.75 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
3/19/24 17:13 | 3/15/24 | UBFO | United Security Bancshares | CA | Financ | NtBnk | National Commercial Banks | Gill Jagroop | CA | D | | 5 | P.m | 274 | 7.05 | 0 | 39 | 2 | 2,100 | M | | | | | | | | | | | | | | |
3/19/24 17:03 | 3/15/24 | CDE | Coeur Mining, Inc. | DE | Mining | Gold | Gold & Silver Ores | McGrath Aoife | IL | O | SVP,Expl | 3 | P | 45 | 2.84 | 0 | 16 | 8 | 207 | D | | | | | | | | | | | | | | |
3/19/24 16:57 | 3/15/24 | TER | Teradyne, Inc | MA | Electr | LabEq | Instruments For Meas & Testin | Matz Marilyn | MA | D | | 1 | P | 1 | 108.77 | 0 | 0 | 0 | 14 | D | | | | | | | | | | | | | | |
3/19/24 16:45 | 3/15/24 | TALO | Talos Energy Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Control Empresarial De Capitales S.A. De C.V. | O5 | TH | Add'l Re | 8 | P.m | 343,761 | 14.15 | 0 | 24,299 | 94 | 50,268 | D | | | | | | | | | | | | | | |
3/19/24 16:43 | 3/15/24 | AKR | Acadia Realty Trust | MD | RlEst | REIT | Real Estate Investment Trusts | Zoba C David | NY | D | | 3 | P.a | 80 | 20.49 | 0 | 4 | | 3 | D | | | | | | | | | | | | | | |
3/19/24 16:20 | 3/18/24 | AAOI | Applied Optoelectronics, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Yeh William H | TX | D | | 2 | P | 255 | 14.16 | 0 | 18 | 10 | 207 | D | | | | | | | | | | | | | | |
3/19/24 16:20 | 3/12/24 | MATV | Mativ Holdings, Inc. | DE | BizSv | Paper | Paper Mills | Keenan Jeffrey | GA | D | | 14 | P.m | 1,614 | 18.65 | 0 | 87 | 35 | 337 | D | | | | | | | | | | | | | | |
3/19/24 16:17 | 3/15/24 | CORZ | Core Scientific, Inc./Tx | DE | Financ | Loan | Finance Services | Patten Jarrod M | DE | D | | 1 | P | 332 | 3.32 | 0 | 100 | | 100 | D | | | | | | | | | | | | | | |
3/19/24 16:17 | 12/11/23 | GPRE | Green Plains Inc. | IA | Chem | OChm | Industrial Organic Chemicals | Becker Todd A | NE | DO | P,CEO | 3 | P | 559 | 4.10 | 0 | 136 | 20 | 831 | D | | | | | | | | | | | | | | |
3/19/24 16:15 | 3/15/24 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | William Colombo Trustee U/A Dtd 10/05/2020 Edward W Stack Non-Grantor Trust | PA | T | | 1 | P | 8,557 | 213.93 | 0 | 40 | 0 | 8,819 | D | | | | | | | | | | | | | | |
3/19/24 16:02 | 3/15/24 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Gartman Dennis H. | VA | D | | 1 | P | 47 | 10.37 | 0 | 5 | 60 | 12 | D | | | | | | | | | | | | | | |
3/19/24 16:00 | 3/18/24 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 33 | P | 51 | 8.21 | 0 | 6 | 6 | 110 | D | | | | | | | | | | | | | | |