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3/27/24 21:06
3/26/24
CBSTFCannabist Co Holdings Inc.A1AgAgCropsHill Julie ANYDP70.340002011203D
3/27/24 20:47
3/27/24
MIRMMirum Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsBjerkholt EricCAOCFOP5024.80021714D
3/27/24 20:28
3/27/24
SMMTSummit Therapeutics Inc.DEHealthDrugPharmaceutical PreparationsZanganeh MahkamCADOCEOP.m4113.730110025,495M
3/27/24 20:27
3/26/24
SMMTSummit Therapeutics Inc.DEHealthDrugPharmaceutical PreparationsDhingra AnkurCAOCFOP3753.75010039355I
3/27/24 19:37
3/25/24
SPRYArs Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsRa Capital Management, L.P.MADTP.m13,2899.4801,4011510,861I
3/27/24 19:31
3/26/24
HLFHerbalife Ltd.E9RetailWhDrgDrugs, Proprietaries & DruggiWang Henry CCAOEVP,GCP269.30032176D
3/27/24 19:27
3/26/24
HLFHerbalife Ltd.E9RetailWhDrgDrugs, Proprietaries & DruggiMendoza Juan MiguelCADP1519.400164255D
3/27/24 19:25
3/26/24
HLFHerbalife Ltd.E9RetailWhDrgDrugs, Proprietaries & DruggiMacadrai RodicaCADP509.40054218D
3/27/24 19:22
3/26/24
HLFHerbalife Ltd.E9RetailWhDrgDrugs, Proprietaries & DruggiDel Genes CelineCADP189.42021218D
3/27/24 19:17
3/26/24
AXRAmrep Corp.OKRlEstRlEstLand Subdividers & DevelopersDahl James HFLTP5421.43030846D
3/27/24 18:31
3/25/24
RDDTReddit, Inc.DEBizSvDocSvComputer Processing & Data PrHabiger David CCADP10234.00031425D
3/27/24 18:30
3/25/24
RDDTReddit, Inc.DEBizSvDocSvComputer Processing & Data PrSauerberg Robert A.CADP.d34034.00010New10D
3/27/24 17:03
3/25/24
RKTRocket Companies, Inc.FinancLoanMortgage Bankers & Loan CorreRizik MatthewMIDP.m914.05010693D
3/27/24 16:20
3/25/24
BRTBrt Apartments Corp.DERlEstRlEstOperators of Nonresidential BGould Investors L PNYTP25116.2301503,548D
3/27/24 16:20
3/18/24
BRTBrt Apartments Corp.NYRlEstREITReal Estate Investment TrustsGould JeffreyNYDOP,CEOP.m36116.2402207,655I
3/27/24 16:20
3/18/24
BRTBrt Apartments Corp.NYRlEstREITReal Estate Investment TrustsGould Matthew JNYDOSVPP.m36116.2402214,116I
3/27/24 16:16
11/7/23
MGMistras Group, Inc.DEBizSvEngSvEngineering ServicesStamatakis Manuel N.NJDOInterim P906.000157234D
3/27/24 16:14
3/25/24
SNOWSnowflake Inc.DETechSoftwPrepackaged SoftwareRamaswamy SridharMTDOCEOP5,000158.5203214256I
3/27/24 16:07
3/25/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesCaliel Michael JTXDP177.0002645D
3/27/24 16:06
3/25/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesStenger Edward J.TXDP217.13034410D
3/27/24 15:58
3/27/24
NEANuveen Amt-Free Quality Municipal Income FundFundCEFClosed-End FundsLamb David JILOVPP6611.0406New6D
3/27/24 15:48
3/26/24
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP61.1805015,215D
3/27/24 15:46
3/25/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXHSee RemaP818.120101480D
3/27/24 15:38
3/26/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP201,679.2000362M
3/27/24 15:04
3/21/24
FMAOFarmers & Merchants Bancorp IncOHFinancSvBnkSavings Institution, FederallBoyce Ian DINDP521.1300New0D
3/27/24 15:01
3/26/24
CIACitizens, Inc.COInsurLfInsLife InsuranceMorgan James KeithTXDP122.11061162D
3/27/24 13:53
3/25/24
MDVModiv Industrial, Inc.MDRlEstREITReal Estate Investment TrustsHalfacre Aaron ScottNVDOCEO,PP715.9200176D
3/27/24 13:52
3/25/24
MDVModiv Industrial, Inc.MDRlEstREITReal Estate Investment TrustsMarkman Adam ScottNVDP216.4400120D
3/27/24 13:35
3/27/24
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFOP78.7001711D
3/27/24 13:19
3/26/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer P72514.5005025070D
3/27/24 13:06
3/27/24
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksArvin Shannon BishopKYDP.d945.960045D
3/27/24 12:52
3/26/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.61000556M
3/27/24 12:49
3/26/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Shepard William RILDP63214.71000256M
3/27/24 12:18
3/25/24
LEGHLegacy Housing CorpDEBuildMfgHmMobile HomesColl Francisco JavierTXDP3320.02025482D
3/27/24 11:30
3/27/24
CBSTFCannabist Co Holdings Inc.A1AgAgCropsSirolly DavidNYOGC,GCP50.35000142279D
3/27/24 11:12
3/25/24
SNPSSynopsys IncDETechSoftwPrepackaged SoftwareCasper Marc NCADP439585.4501692D
3/27/24 10:55
3/25/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCODP5026.4602New2D
3/27/24 09:42
3/26/24
LEELee Enterprises, IncDEMediaPrintNewspapers: Publishing or PubQuint Digital LtdK7TP26515.610172763D
3/27/24 09:27
3/26/24
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP8312.180705,834I
3/27/24 09:26
3/25/24
LEELee Enterprises, IncDEMediaPrintNewspapers: Publishing or PubQuint Digital LtdK7TP29814.920203746D
3/27/24 09:23
3/26/24
NQPNuveen Pennsylvania Quality Municipal Income FundMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP35311.7903014,924I
3/27/24 09:18
3/25/24
MPABlackrock Muniyield Pennsylvania Quality FundNJFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m24712.1402012,095I
3/27/24 09:15
3/26/24
FMNFederated Hermes Premier Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP6711.050601,630I
3/27/24 09:12
3/25/24
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,38817.150139028,183I
3/27/24 09:11
3/26/24
TGCBTego Cyber, Inc.NVTechSoftwComputer Programming, Data PrMikkelsen Robert ENVOCEO,CFOP10.103001011,720D
3/27/24 09:10
3/26/24
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2,11116.320129120,476I
3/27/24 09:08
3/25/24
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,0218.000253051,672I
3/27/24 09:06
3/25/24
BFZBlackrock California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP28011.7702405,185I
3/27/24 08:30
3/26/24
FTCIFtc Solar, Inc.DETechSemicnSemiconductors & Related DeviChatila Ahmad RTXDP500.510009711967D
3/27/24 07:00
3/25/24
DERMJourney Medical CorpDEHealthDrugPharmaceutical PreparationsRosenwald Lindsay A MdAZDP303.040103321D
3/26/24 21:36
3/22/24
PTWOPono Capital Two, Inc.DEHealthHealthOffices & Clinics of Doctors Zuu Co. Ltd.M0TP.dm1212.500101,436I
3/26/24 20:15
2/22/24
BNZIBanzai International, Inc.DETechSoftwPrepackaged SoftwareWard MasonWADTHSee RemaP00.96760102,427D
3/26/24 20:14
2/21/24
BNZIBanzai International, Inc.DETechSoftwPrepackaged SoftwareDavy Joseph P.WADOTCEOP.m10.895802524D
3/26/24 18:36
3/22/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesCorre Partners Management, LLCNYTP.m1336.8701911,530I
3/26/24 18:30
3/26/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsBurke Edmund JCOHTrusteeP195.45041256D
3/26/24 18:27
3/26/24
USALiberty All Star Equity FundFundCEFClosed-End FundsBurke Edmund JCOHTrusteeP287.09041607D
3/26/24 17:57
3/22/24
TRDAEntrada Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsKim Peter SMADP.m12313.58091859D
3/26/24 17:34
3/22/24
PSIXPower Solutions International, Inc.ILMachnMchnEngines & TurbinesGagnon NeilNYTP32.000101,394I
3/26/24 17:15
3/22/24
GOGrocery Outlet Holding Corp.DERetailGrocerGrocery StoresRagatz Erik D.CADP1,03128.250379440I
3/26/24 17:04
3/26/24
AEAdams Resources & Energy, Inc.DEEnergyOilTrPetroleum & Petroleum ProductHarrison Wade MTXOP,ServicP126.990013D
3/26/24 17:02
3/26/24
AEAdams Resources & Energy, Inc.DEEnergyOilTrPetroleum & Petroleum ProductRoycraft Kevin J.TXDOCEO,PP427.400029D
3/26/24 16:29
3/25/24
VRMEVerifyme, Inc.NVTechSoftwComputer Integrated Systems DLaffer Arthur BFLDP.d151.360114328M
3/26/24 16:12
9/8/23
NORDNordicus Partners CorpDEBizSvConsltManagement Consulting ServiceGk Partners ApsTP.m9851.000985802,216D
3/26/24 16:11
3/22/24
ACICAmerican Coastal Insurance CorpDEInsurInsurFire, Marine & Casualty InsurDavis Kern MichaelFLDP1610.12021295I
3/26/24 14:30
3/26/24
LEGHLegacy Housing CorpDEBuildMfgHmMobile HomesStouder Jeffrey KyleTXDP10019.90058511D
3/26/24 14:26
3/22/24
RCReady Capital CorpMDRlEstREITReal Estate Investment TrustsNathan Gilbert ENYDP839.12091192M
3/26/24 14:07
3/25/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP211,724.6000362M
3/26/24 14:06
3/25/24
UBIUniversal Biosensors IncDEHealthMdEqSurgical & Medical InstrumentColeman Craig E.C3DTP2000.200001,000261,392I
3/26/24 13:59
3/26/24
PHXPhx Minerals Inc.DEEnergyOilPrdCrude Petroleum & Natural GasTrue ChadOKOPrincipaP33.2201174D
3/26/24 11:46
3/25/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.63000556M
3/26/24 11:38
3/25/24
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,CoP510.6500144D
3/26/24 11:33
3/25/24
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP41.2104015,210D
3/26/24 11:27
3/25/24
PHXPhx Minerals Inc.DEEnergyOilPrdCrude Petroleum & Natural GasBehrman Mark TTXDP743.2202315174D
3/26/24 11:14
3/25/24
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCHTrusteeP00.0003010959I
3/26/24 10:27
3/14/24
GLBZGlen Burnie BancorpMDFinancStBnkState Commercial BanksHanna Mark ChristopherMDDOP,CEOP36.0001292D
3/26/24 10:22
3/25/24
MPAAMotorcar Parts of America IncNYAutoAutoPtMotor Vehicle Parts & AccessoWarfield Patricia WCADP167.8702New2D
3/26/24 08:00
3/22/24
PRPLPurple Innovation, Inc.DEHshldFurnHousehold FurnitureUlrich George TurnerUTOPrincipaP61.52043117D
3/26/24 06:05
3/22/24
GLSIGreenwich Lifesciences, Inc.DEHealthDrugPharmaceutical PreparationsPatel SnehalTXDOTCEO,CFOP5019.980305,348D
3/25/24 21:44
3/21/24
TSVT2Seventy Bio, Inc.DEHealthDrugPharmaceutical PreparationsCasdin Capital, LLCNYDP.dm3,8995.020777651,977I
3/25/24 21:31
3/25/24
MDVModiv Industrial, Inc.MDRlEstREITReal Estate Investment TrustsSmith Kimberly JNVDP115.900018D
3/25/24 21:31
3/25/24
MDVModiv Industrial, Inc.MDRlEstREITReal Estate Investment TrustsNolan Thomas H JrNVDP215.9000120D
3/25/24 21:04
3/25/24
CRKComstock Resources IncNVEnergyOilPrdCrude Petroleum & Natural GasBlue Star Exploration CorpTXTP100,4508.04012,5007194,821I
3/25/24 20:58
3/21/24
LSXMKLiberty Media CorpDEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNETP.m36,76728.8001,276257,887I
3/25/24 20:52
3/21/24
LSXMALiberty Media CorpDEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNETP.m36,91428.7801,283430,234I
3/25/24 20:48
3/21/24
LENZLenz Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagRa Capital Management, L.P.MADTP.d15,00015.030998334,014I
3/25/24 19:18
3/22/24
AXRAmrep Corp.OKRlEstRlEstLand Subdividers & DevelopersDahl James HFLTP.m12920.55061843D
3/25/24 19:10
3/22/24
DSGNDesign Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsSchmid John P.CADP.m1003.700278858I
3/25/24 19:09
3/25/24
DSGNDesign Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsBerger Heather A.CADP53.7401New1D
3/25/24 19:00
3/25/24
EDSAEdesa Biotech, Inc.A1HealthDrugPharmaceutical PreparationsNijhawan PardeepA6DOTCEOP204.00051567I
3/25/24 19:00
3/21/24
HNRGHallador Energy CoCOMiningCoalBituminous Coal & Lignite MinWesley Charles Ray IVCODP.m2405.2104623246I
3/25/24 18:33
3/21/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEOP5911.88052275D
3/25/24 17:57
3/21/24
PPBIPacific Premier Bancorp IncDEFinancStBnkState Commercial BanksPolsky BarbaraCADP2923.9201915D
3/25/24 17:38
3/21/24
CPSITrubridge, Inc.DETechSwSvComputer Programming ServicesL6 Holdings Inc.A6TP.m9989.37010733,469I
3/25/24 17:20
12/15/23
DGDollar General CorpTNRetailVrtyStVariety StoresBryant Warren FTNDP111130.1801240I
3/25/24 16:44
3/21/24
OCUPOcuphire Pharma, Inc.DEHealthDrugPharmaceutical PreparationsSchachle Joseph KMIOCOOP42.0502New2D
3/25/24 16:42
3/22/24
SNDASonida Senior Living, Inc.DEHealthHealthNursing & Personal Care FacilLevinson SamNYTP5,0009.500526272,450I
3/25/24 16:40
3/21/24
OCUPOcuphire Pharma, Inc.DEHealthDrugPharmaceutical PreparationsJhaveri Nirav S.MIOCFOP212.100107150D
3/25/24 16:36
3/8/24
REALTherealreal, Inc.DERetailRetailMiscellaneous RetailKatz KarenCADP.a253.85064183D
3/25/24 16:06
3/22/24
ISDRIssuer Direct CorpBizSvConsltManagement Consulting ServiceBalbirnie Brian RNCDOTDir,CEOP612.07010620D
3/25/24 16:03
3/22/24
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsSchall Thomas J.MADP72.5503New3D
3/25/24 16:03
3/22/24
DERMJourney Medical CorpDEHealthDrugPharmaceutical PreparationsMaraoui ClaudeAZDOP,CEOP353.4801002,163D
3/25/24 16:02
3/22/24
DERMJourney Medical CorpDEHealthDrugPharmaceutical PreparationsSmith Justin AdamAZDP1043.4703029135D
3/25/24 16:01
3/22/24
DERMJourney Medical CorpDEHealthDrugPharmaceutical PreparationsRosenwald Lindsay A MdAZDP683.400207311D
3/25/24 15:03
3/22/24
RLTYCohen & Steers Real Estate Opportunities & Income FundFundCEFClosed-End FundsJhirad Yigal DanNYOHPortfoliP714.1401422D
3/25/24 14:23
3/25/24
MMIRXMainstay Mackay Municipal Income Opportunities FundFundCEFClosed-End FundsNew York Life Investment Management LLCNYHInvestmeP2510.0003New3D
3/25/24 14:22
3/25/24
MMIPXMainstay Mackay Municipal Income Opportunities FundFundCEFClosed-End FundsNew York Life Investment Management LLCNYHInvestmeP2510.0003New3D
3/25/24 14:22
3/25/24
MMIOXMainstay Mackay Municipal Income Opportunities FundFundCEFClosed-End FundsNew York Life Investment Management LLCNYHInvestmeP49,82510.0004,983999%4,993D
3/25/24 14:20
3/25/24
MMIVXMainstay Mackay Municipal Income Opportunities FundFundCEFClosed-End FundsNew York Life Investment Management LLCNYHInvestmeP2510.0003New3D
3/25/24 12:27
3/21/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesCaliel Michael JTXDP146.4902543D
3/25/24 12:21
3/22/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesLederman Evan S.TXDP115.1202398D
3/25/24 11:52
3/22/24
CIACitizens, Inc.COInsurLfInsLife InsuranceMorgan James KeithTXDP21.9801256D
3/25/24 11:32
3/22/24
MPABlackrock Muniyield Pennsylvania Quality FundNJFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP5112.120402,075I
3/25/24 11:30
3/21/24
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,26016.980133028,044I
3/25/24 11:26
3/21/24
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,3588.020294151,419I
3/25/24 11:24
3/21/24
BFZBlackrock California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m37011.7403215,161I
3/25/24 11:05
3/20/24
CYTCyteir Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsLeonard Braden MichaelINTP5032.95017143,989I
3/25/24 11:05
3/22/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP201,685.9000362M
3/25/24 10:49
3/21/24
LEGHLegacy Housing CorpDEBuildMfgHmMobile HomesStouder Jeffrey KyleTXDP10321.11054566D
3/25/24 10:39
3/22/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.63000556M
3/25/24 10:17
3/21/24
WLKPWestlake Chemical Partners LPDEChemOChmIndustrial Organic ChemicalsKenner AndrewTXOSVP,OlefP9422.16043146D
3/25/24 09:59
3/21/24
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWIDP.m21613.70016New16D
3/25/24 09:58
3/22/24
GLBZGlen Burnie BancorpMDFinancStBnkState Commercial BanksHanna Mark ChristopherMDDOP,CEOP45.5001702D
3/25/24 09:13
3/22/24
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsFeinberg PeterMADP642.5502521,096D
3/25/24 09:10
3/22/24
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsBrakewood Harold EugeneMAOChief BuP102.5704New4D
3/25/24 09:04
3/21/24
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsMorales MalloryMAOChief AcP.m42.6702228D
3/25/24 08:43
3/21/24
ISDRIssuer Direct CorpBizSvConsltManagement Consulting ServiceRein Graeme P.NCDP.m6111.98052258I
3/25/24 08:41
3/22/24
LEELee Enterprises, IncDEMediaPrintNewspapers: Publishing or PubQuint Digital LtdK7TP31014.100223726D
3/25/24 08:30
3/22/24
FTCIFtc Solar, Inc.DETechSemicnSemiconductors & Related DeviChatila Ahmad RTXDP510.550009312870D
3/25/24 07:07
3/22/24
OABIOmniab, Inc.DEHealthBiolabCommercial Physical & BiologiFoehr Matthew WCADOP,CEOP1,1685.19022582,909D
3/25/24 07:00
3/22/24
HROWHarrow, Inc.DEHealthDrugPharmaceutical PreparationsBaum Mark LTNDOCEOP10411.590902,138D
3/22/24 19:32
3/21/24
TGCBTego Cyber, Inc.NVTechSoftwComputer Programming, Data PrMikkelsen Robert ENVOCEO,CFOP.d180.05000360271,710D
3/22/24 18:00
3/15/22
CINGCingulate Inc.DEHealthDrugPharmaceutical PreparationsCallahan Jennifer L.KSOSVP,CFOP.d127.100022D
3/22/24 17:50
1/3/24
HMLAHimalaya Technologies, IncNVEnergyOilPrdCrude Petroleum & Natural GasGrover Vikram PPADOTCEO,CFO,P.dm260.0011024,390New24,390D
3/22/24 17:42
3/20/24
TTSHTile Shop Holdings, Inc.DERetailFurnStHome Furniture, Furnishings &Fund 1 Investments, LLCPRTP.m1,2646.98018136,415I
3/22/24 17:28
3/22/24
RSFRivernorth Capital & Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOCEOP216.10000169D
3/22/24 17:14
3/22/24
RKTRocket Companies, Inc.FinancLoanMortgage Bankers & Loan CorreRizik MatthewMIDP414.03000692D
3/22/24 17:06
3/22/24
ALABAstera Labs, Inc.DETechSemicnSemiconductors & Related DeviLazar Jack RCADP36036.000106165D
3/22/24 17:01
3/20/24
LILALiberty Latin America Ltd.D0MediaPayTvCable & Other Pay Television Malone John CCOTP.m6,6986.7409941010,639D
3/22/24 17:01
3/20/24
LILALiberty Latin America Ltd.D0MediaPayTvCable & Other Pay Television Gould Paul ACODP.m1,9676.56030062781D
3/22/24 16:56
3/20/24
BCOVBrightcove IncDEBizSvDocSvComputer Processing & Data PrEdenbrook Capital, LLCNYTP561.8803006,435I
3/22/24 16:54
3/20/24
FEIMFrequency Electronics IncDEElectrLabEqInstruments For Meas & TestinEdenbrook Capital, LLCNYDTP999.9401011,874I
3/22/24 16:47
3/22/24
ALABAstera Labs, Inc.DETechSemicnSemiconductors & Related DeviHurlston Michael E.CADP78336.0002222122D
3/22/24 16:46
3/22/24
ALABAstera Labs, Inc.DETechSemicnSemiconductors & Related DeviAlba ManuelCADP.d18036.000502,838I
3/22/24 16:26
3/19/24
AAPAdvance Auto Parts IncDERetailAutoStAuto & Home Supply StoresWindom BrentNCDP21783.0003985I
3/22/24 16:21
3/19/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsNix Robert N.C. IIIPADP245.9604958I
3/22/24 16:15
3/21/24
BRTBrt Apartments Corp.DERlEstRlEstOperators of Nonresidential BGould Investors L PNYTP5616.260303,532D
3/22/24 15:45
3/21/24
CIACitizens, Inc.COInsurLfInsLife InsuranceShields GeraldTXDOP,CEOP362.2201610169D
3/22/24 14:56
3/21/24
RVTRoyce Value Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP4914.76031231D
3/22/24 14:55
3/20/24
PSIXPower Solutions International, Inc.ILMachnMchnEngines & TurbinesGagnon NeilNYTP112.000501,392I
3/22/24 14:55
3/21/24
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP469.24051246D
3/22/24 14:18
3/11/24
NBBKNb Bancorp, Inc.FinancSnBnkSavings Institutions, Not FedLapointe Jean-PierreMAOEVP,CFOP313.80002000D
3/22/24 14:17
3/22/24
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsGannon Francis D.NYOVPP.m469.27053D
3/22/24 14:15
3/22/24
RVTRoyce Value Trust, Inc.FundCEFClosed-End FundsGannon Francis D.NYOVPP.m5914.79042D
3/22/24 13:30
3/21/24
AIMAim Immunotech Inc.FLHealthBioPrdBiological Products, (No DiagBryan NancyFLDP150.3900038New38D
3/22/24 11:59
3/21/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP201,700.0000362M
3/22/24 11:52
3/20/24
HROWHarrow, Inc.DEHealthDrugPharmaceutical PreparationsOpaleye Management Inc.MATP4889.6505113,696I
3/22/24 11:40
3/21/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.63000556M
3/22/24 11:25
3/21/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior VP2046.1900133D
3/22/24 10:19
3/21/24
NYCBNew York Community Bancorp, Inc.DEFinancSnBnkSavings Institutions, Not FedLux MarshallNYDP1003.690275576D
3/22/24 08:04
3/21/24
BWBabcock & Wilcox Enterprises, Inc.DEBuildBldMtHeating Equipment, Except EleMoeller Philip DOHDP221.100203086D
3/22/24 08:01
3/20/24
BWBabcock & Wilcox Enterprises, Inc.DEBuildBldMtHeating Equipment, Except EleSalamone Louis JrOHOCFOP41.02041637D
3/22/24 08:00
3/20/24
BWBabcock & Wilcox Enterprises, Inc.DEBuildBldMtHeating Equipment, Except EleYoung Kenneth MOHDOCEOP301.0302921,521I
3/22/24 06:02
3/20/24
GLSIGreenwich Lifesciences, Inc.DEHealthDrugPharmaceutical PreparationsPatel SnehalTXDOTCEO,CFOP2717.680205,345D
3/21/24 20:31
3/19/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesCorre Partners Management, LLCNYTP.m3245.8305641,510I
3/21/24 19:34
3/19/24
CDLXCardlytics, Inc.DETechSoftwComputer Programming, Data PrSosin CliffordNYTP4,95614.16035066,374I
3/21/24 19:19
3/19/24
PTWOPono Capital Two, Inc.DEHealthHealthOffices & Clinics of Doctors Zuu Co. Ltd.M0TP.dm43512.5003521,435I
3/21/24 17:33
3/20/24
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,80716.860107027,910I
3/21/24 17:31
3/20/24
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,8967.840242051,125I
3/21/24 17:14
3/19/24
FRTXFresh Tracks Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagExploration Capital, LLCUTTP.m00.90970001,011D
3/21/24 17:05
3/21/24
VGZVista Gold CorpMiningGoldGold & Silver OresTobler Douglas L.COOCFOP20.4830041342D
3/21/24 17:00
3/14/24
PHUNPhunware, Inc.DEBizSvDocSvComputer Processing & Data PrReisner Troy LeeTXOCFOP188.7602826D
3/21/24 16:52
3/21/24
MKTWMarketwise, Inc.TechSoftwPrepackaged SoftwareMickels ErikMDOCFOP201.730111818D
3/21/24 16:49
3/20/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP151,691.8000362M
3/21/24 16:39
3/20/24
ESOAEnergy Services of America CorpDEMachnHvyCnWater, Sewer, Pipeline, Comm Prince MarkWVDP.m1158.200142375D
3/21/24 16:31
3/19/24
TRDAEntrada Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsKim Peter SMADP.m3512.8103650D
3/21/24 15:51
3/19/24
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP31.1902015,206D
3/21/24 14:32
3/20/24
CIONCion Investment CorpFundCEFClosed-End FundsBresner Gregg A.NYOP,CIOP4310.7804950D
3/21/24 14:21
3/19/24
CIOCity Office Reit, Inc.RlEstREITReal Estate Investment TrustsMazan MichaelA1DP1654.22039New39I
3/21/24 14:06
3/19/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOP,PrinciP.m41010.1904040D
3/21/24 13:06
3/15/24
ISDRIssuer Direct CorpBizSvConsltManagement Consulting ServiceTopline Capital Management, LLCCAHSee ExplP12511.900102556I
3/21/24 12:28
3/15/24
ISDRIssuer Direct CorpBizSvConsltManagement Consulting ServiceTopline Capital Partners, LPCATP12511.900102556D
3/21/24 12:21
3/20/24
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VADP523.180037D
3/21/24 11:31
3/20/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.64000556M
3/21/24 11:13
3/20/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesCaliel Michael JTXDP165.6803740D
3/21/24 11:10
3/19/24
TISITeam IncDEPerSvPerSvMiscellaneous Repair ServicesAnderson J MichaelTXDP175.5003New3D
3/21/24 09:48
3/20/24
YORWYork Water CoPAUtilityWtrSplyWater SupplyRasmussen Steven RPADP135.710014D
3/21/24 09:11
3/20/24
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsNeufeld Leah RMAOCHIEF PEP112.88046110D
3/21/24 09:06
3/20/24
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsHall Brett MatthewMAOCHIEF SCP202.86072346D
3/21/24 08:30
3/20/24
FTCIFtc Solar, Inc.DETechSemicnSemiconductors & Related DeviChatila Ahmad RTXDP500.540009314777D
3/20/24 20:00
3/19/24
DCTHDelcath Systems, Inc.DEHealthMdEqSurgical & Medical InstrumentAharon GilA6DP1003.7202731,070D
3/20/24 19:44
3/19/24
DCTHDelcath Systems, Inc.DEHealthMdEqSurgical & Medical InstrumentSalamon Steven A JA6DP1003.7202721,121D
3/20/24 19:20
3/18/24
CRMTAmericas Carmart IncTXRetailAutoStAuto Dealers & Gasoline StatiPeterson Adam KNETP69260.170122720D
3/20/24 19:10
3/18/24
RMAXRe/max Holdings, Inc.CORlEstRlEstReal Estate Agents & ManagersPeterson Adam KNETP4137.6405423,038D
3/20/24 19:06
3/18/24
ARWRArrowhead Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsLu HongboCADP.m8327.66031034D
3/20/24 18:10
3/18/24
NNNextnav Inc.DEElectrElcPrtSearch, Detection, NavigationSamberg Joseph DNYTP2,1824.520483412,265I
3/20/24 18:09
3/18/24
CTRNCiti Trends IncDERetailClthStApparel & Accessory StoresFund 1 Investments, LLCPRTP.m3,17928.66011171,661I
3/20/24 18:04
3/18/24
STEMStem, Inc.ElectrElcEqMiscellaneous Electrical MachBuzby David SCADP611.8103431,327D
3/20/24 17:44
3/19/24
EYENEyenovia, Inc.DEHealthDrugPharmaceutical PreparationsGrant Stuart M.DETP621.2305015,331D
3/20/24 17:41
3/18/24
RKTRocket Companies, Inc.FinancLoanMortgage Bankers & Loan CorreRizik MatthewMIDP.m1012.36010692D
3/20/24 17:37
3/20/24
HGBLHeritage Global Inc.FLBizSvBizSvBusiness ServicesDove RossCADOCEOP202.750702,303D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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