4/19/24 17:38 | 4/19/24 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 7 | P.d | 69 | 0.5452 | 0 | 126 | 29 | 559 | D | | | | | | | | | | | | | | |
4/19/24 17:00 | 4/17/24 | AULT | Ault Alliance, Inc. | DE | Electr | ElcPrt | Electronic Components | Ault Milton C III | NV | DOT | Exec CB | 43 | P.m | 2,169 | 0.2070 | 0 | 10,479 | 12 | 98,879 | I | | | | | | | | | | | | | | |
4/19/24 16:30 | 4/18/24 | BEEP | Mobile Infrastructure Corp | MD | RlEst | RlEst | Real Estate | Chavez Manuel III | OH | DOT | CEO | 3 | P | 175 | 3.43 | 0 | 51 | 1 | 5,787 | D | | | | | | | | | | | | | | |
4/19/24 16:15 | 4/17/24 | EXFY | Expensify, Inc. | DE | Tech | Softw | Prepackaged Software | McLaughlin Steven J. | FL | T | | 14 | P.m | 11,919 | 3.19 | 0 | 3,731 | 53 | 10,782 | I | | | | | | | | | | | | | | |
4/19/24 16:10 | 4/17/24 | SUN | Sunoco LP | DE | Energy | OilRef | Petroleum Refining | Skidmore David K | TX | D | | 1 | P | 78 | 52.10 | 0 | 2 | 11 | 15 | D | | | | | | | | | | | | | | |
4/19/24 15:03 | 4/15/24 | FEIM | Frequency Electronics Inc | DE | Electr | LabEq | Instruments For Meas & Testin | Sarachek Russell M | NY | D | | 3 | P | 76 | 7.03 | 0 | 11 | 3 | 434 | D | | | | | | | | | | | | | | |
4/19/24 13:04 | 4/18/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 91 | P.m | 436 | 1,604.2 | 0 | 0 | 0 | 1,085 | D | | | | | | | | | | | | | | |
4/19/24 11:09 | 4/18/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | 548 | P.m | 6,138 | 55.16 | 0 | 111 | 7 | 1,642 | M | | | | | | | | | | | | | | |
4/19/24 10:20 | 4/18/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | 4 | P | 46 | 38.16 | 0 | 1 | 2 | 69 | M | | | | | | | | | | | | | | |
4/19/24 09:47 | 4/18/24 | CDZI | Cadiz Inc | DE | Utility | WtrSply | Water Supply | Kennedy Susan P | CA | DO | CEO | 8 | P.d | 440 | 2.53 | 0 | 174 | 22 | 967 | D | | | | | | | | | | | | | | |
4/19/24 09:45 | 4/17/24 | CLSD | Clearside Biomedical, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gibney Anthony S | GA | D | | 1 | P.m | 130 | 1.30 | 0 | 100 | | 100 | D | | | | | | | | | | | | | | |
4/19/24 09:25 | 4/17/24 | ETST | Earth Science Tech, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Saumat Giorgio R. | FL | DOT | CEO | 33 | P.m | 620 | 0.0141 | 0 | 44,006 | 36 | 166,442 | D | | | | | | | | | | | | | | |
4/19/24 09:01 | 4/18/24 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Palsson Johannes | GA | H | Portfoli | 1 | P | 70 | 12.39 | 0 | 6 | 14 | 46 | D | | | | | | | | | | | | | | |
4/19/24 08:05 | 4/18/24 | FNLC | First Bancorp, Inc /me/ | ME | Financ | NtBnk | National Commercial Banks | Swan Kimberly | ME | D | | 2 | P | 78 | 23.99 | 0 | 3 | 32 | 13 | D | | | | | | | | | | | | | | |
4/19/24 07:41 | 4/18/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Goodson Alan R | PA | H | Director | 2 | P | 68 | 16.80 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
4/19/24 06:16 | 4/16/24 | IHT | Innsuites Hospitality Trust | OH | RlEst | REIT | Real Estate Investment Trusts | Wirth James F | AZ | OTH | P,CEO | 19 | P | 2,236,554 | 32,632 | 0 | 69 | 1 | 6,251 | D | | | | | | | | | | | | | | |
4/19/24 06:15 | 4/18/24 | ADMQ | Adm Endeavors, Inc. | NV | BizSv | Ads | Advertising | Johnson Marc | TX | DO | CEO | 26 | P.m | 145 | 0.0419 | 0 | 3,457 | 6 | 59,293 | D | | | | | | | | | | | | | | |
4/18/24 20:51 | 12/27/23 | BTMD | Biote Corp. | | Health | MdCm | Medicinal Chemicals & Botanic | Heyer Andrew R | TX | D | | 6 | P.m | 2,967 | 9.64 | 0 | 308 | 14 | 2,558 | I | | | | | | | | | | | | | | |
4/18/24 17:32 | 4/17/24 | SNDA | Sonida Senior Living, Inc. | DE | Health | Health | Nursing & Personal Care Facil | Ribar Brandon | TX | DO | P,CEO | 1 | P | 86 | 28.72 | 0 | 3 | 1 | 308 | D | | | | | | | | | | | | | | |
4/18/24 16:52 | 4/16/24 | AXR | Amrep Corp. | OK | RlEst | RlEst | Land Subdividers & Developers | Dahl James H | FL | T | | 24 | P.m | 2,968 | 19.63 | 0 | 151 | 21 | 858 | D | | | | | | | | | | | | | | |
4/18/24 16:35 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Pepping Karen K | IL | O | SVP,CAO | 1 | P.d | 100 | 28.00 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
4/18/24 16:34 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Shannon James M | IL | D | | 1 | P.d | 200 | 28.00 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
4/18/24 16:34 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Torstad Elizabeth | IL | D | | 1 | P.d | 100 | 28.00 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
4/18/24 16:34 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Chapin Linda S | IL | O | EVP,CHRO | 1 | P.d | 50 | 28.00 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
4/18/24 16:34 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Hecker Friedrich | IL | D | | 1 | P.d | 300 | 28.00 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
4/18/24 16:34 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Williams George A | IL | D | | 1 | P.d | 250 | 28.00 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
4/18/24 16:33 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Kennedy Kevin | IL | D | | 1 | P.d | 1,000 | 28.00 | 0 | 36 | | 36 | D | | | | | | | | | | | | | | |
4/18/24 16:33 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Gottschalk Marla C | IL | D | | 1 | P.d | 2,000 | 28.00 | 0 | 71 | | 71 | D | | | | | | | | | | | | | | |
4/18/24 16:33 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Dollive James P | IL | D | | 1 | P.d | 2,000 | 28.00 | 0 | 71 | | 71 | D | | | | | | | | | | | | | | |
4/18/24 16:33 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Thaman Michael H | IL | D | | 1 | P.d | 250 | 28.00 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
4/18/24 16:32 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Lambert Lisa Marie | IL | D | | 1 | P.d | 25 | 28.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/18/24 16:32 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Robinson Ryan D | IL | O | EVP,CFO | 1 | P.d | 2,000 | 28.00 | 0 | 71 | | 71 | D | | | | | | | | | | | | | | |
4/18/24 16:32 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Coyne Frank J | IL | D | | 1 | P.d | 3,000 | 28.00 | 0 | 107 | | 107 | D | | | | | | | | | | | | | | |
4/18/24 16:32 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Zhou Weifang | IL | O | See Rema | 1 | P.d | 750 | 28.00 | 0 | 27 | | 27 | D | | | | | | | | | | | | | | |
4/18/24 16:32 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Susman Sally | IL | D | | 1 | P.d | 100 | 28.00 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
4/18/24 16:31 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | McLaughlin Jacqueline K | IL | O | EVP,CLO | 1 | P.d | 500 | 28.00 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
4/18/24 16:31 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Hancock Lynn H | IL | O | See Rema | 1 | P.d | 140 | 28.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
4/18/24 16:31 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Uggetti Alberto | IL | O | EVP,CCO | 1 | P.d | 260 | 28.00 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
4/18/24 16:31 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Hooper Charles W | IL | D | | 1 | P.d | 10 | 28.00 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
4/18/24 16:30 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Schjotz Gitte | IL | O | See Rema | 1 | P.d | 500 | 28.00 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
4/18/24 16:30 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Genovesi John A | IL | O | See Rema | 1 | P.d | 504 | 28.00 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
4/18/24 16:30 | 4/16/24 | ULS | Ul Solutions Inc. | DE | Health | Biolab | Testing Laboratories | Scanlon Jennifer F. | IL | DO | P,CEO | 1 | P.d | 2,500 | 28.00 | 0 | 89 | | 89 | D | | | | | | | | | | | | | | |
4/18/24 16:30 | 4/16/24 | PSTL | Postal Realty Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Spodek Andrew | NY | DOT | CEO,Dir | 8 | P.m | 1,105 | 13.81 | 0 | 80 | 10 | 899 | I | | | | | | | | | | | | | | |
4/18/24 16:08 | 4/16/24 | EAF | Graftech International Ltd | | Electr | ElcEq | Electrical Industrial Apparat | Colonial House Capital Ltd | A6 | T | | 1 | P | 4,101 | 1.78 | 0 | 2,304 | 8 | 29,536 | D | | | | | | | | | | | | | | |
4/18/24 15:54 | 4/17/24 | FAST | Fastenal Co | MN | Retail | BldSt | Building Materials, Hardware, | Johnson Daniel L. | MN | D | | 1 | P | 229 | 68.37 | 0 | 3 | 46 | 11 | D | | | | | | | | | | | | | | |
4/18/24 13:50 | 4/18/24 | VUZI | Vuzix Corp | DE | Electr | TvEq | Radio & Tv Broadcasting & Com | Travers Paul J | NY | DO | P,CEO | 4 | P | 49 | 2.44 | 0 | 20 | 1 | 2,845 | D | | | | | | | | | | | | | | |
4/18/24 13:48 | 4/17/24 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 44 | P.m | 318 | 1.15 | 0 | 276 | 2 | 15,547 | D | | | | | | | | | | | | | | |
4/18/24 13:33 | 4/18/24 | QCRH | Qcr Holdings Inc | DE | Financ | StBnk | State Commercial Banks | Ziegler Marie Z. | IL | D | | 6 | P | 39 | 48.87 | 0 | 1 | 2 | 50 | D | | | | | | | | | | | | | | |
4/18/24 12:59 | 4/16/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 846 | P.m | 1,014,663 | 11.84 | 0 | 85,713 | 55 | 240,548 | I | | | | | | | | | | | | | | |
4/18/24 12:12 | 4/15/24 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Seger Thomas W | IN | D | | 40 | P.m | 3,654 | 28.33 | 0 | 129 | 23 | 679 | I | | | | | | | | | | | | | | |
4/18/24 11:58 | 4/15/24 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Sheidler Jack | IN | D | | 16 | P | 59 | 29.81 | 0 | 2 | 3 | 61 | D | | | | | | | | | | | | | | |
4/18/24 11:45 | 4/16/24 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Bourland Jill | MI | D | | 16 | P.m | 29 | 22.06 | 0 | 1 | 38 | 5 | D | | | | | | | | | | | | | | |
4/18/24 11:42 | 4/16/24 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Hylton Tracy W II | WV | D | | 6 | P | 87 | 94.35 | 0 | 1 | 1 | 70 | D | | | | | | | | | | | | | | |
4/18/24 11:42 | 4/16/24 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Strong-Treister Diane W | WV | D | | 2 | P.a | 26 | 99.28 | 0 | 0 | 6 | 4 | D | | | | | | | | | | | | | | |
4/18/24 11:42 | 4/16/24 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Fisher Robert D | WV | D | | 6 | P | 101 | 94.23 | 0 | 1 | 3 | 43 | D | | | | | | | | | | | | | | |
4/18/24 11:41 | 4/16/24 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Burton Gregory A | WV | D | | 3 | P | 49 | 95.41 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
4/18/24 11:41 | 4/16/24 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | File W H III | WV | D | | 2 | P.a | 29 | 99.15 | 0 | 0 | 1 | 27 | D | | | | | | | | | | | | | | |
4/18/24 09:07 | 4/17/24 | RELL | Richardson Electronics, Ltd. | DE | Electr | WhElc | Electronic Parts & Equipment | Plante Paul J | IL | D | | 1 | P | 50 | 9.96 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
4/18/24 09:03 | 4/16/24 | RELL | Richardson Electronics, Ltd. | DE | Electr | WhElc | Electronic Parts & Equipment | Benham James | IL | D | | 2 | P | 50 | 10.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
4/18/24 08:54 | 4/16/24 | GYRO | Gyrodyne, LLC | NY | RlEst | RlEst | Operators of Nonresidential B | Towerview LLC | NY | T | | 4 | P.m | 520 | 15.80 | 0 | 33 | 1 | 4,190 | D | | | | | | | | | | | | | | |
4/17/24 20:21 | 4/15/24 | OTLK | Outlook Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Syntone Ventures LLC | NC | T | | 1 | P.d | 0 | 0.00 | 0 | 714 | 72 | 1,705 | D | | | | | | | | | | | | | | |
4/17/24 19:36 | 4/11/24 | BCEL | Atreca, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orwin John A | CA | DO | P,CEO | 1 | P | 0 | 0.00 | 0 | 0 | 0 | 78 | D | | | | | | | | | | | | | | |
4/17/24 19:29 | 4/16/24 | IZEA | Izea Worldwide, Inc. | NV | BizSv | Ads | Advertising | Gp Investments, Ltd. | D0 | T | | 1 | P.m | 18 | 2.50 | 0 | 7 | 0 | 1,727 | I | | | | | | | | | | | | | | |
4/17/24 18:14 | 4/15/24 | RKT | Rocket Companies, Inc. | | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | 19 | P.m | 439 | 8.74 | 0 | 50 | 8 | 697 | D | | | | | | | | | | | | | | |
4/17/24 18:11 | 4/10/24 | STCN | Steel Connect, Inc. | DE | Metal | MtlFb | Coating, Engraving & Allied S | Steel Partners Holdings L.P. | NY | DT | | 6 | P.m | 1,057 | 9.45 | 0 | 112 | 6 | 2,060 | I | | | | | | | | | | | | | | |
4/17/24 17:48 | 4/15/24 | CTRN | Citi Trends Inc | DE | Retail | ClthSt | Apparel & Accessory Stores | Fund 1 Investments, LLC | PR | T | | 81 | P.m | 84,042 | 9.28 | 0 | 9,056 | 56 | 25,289 | I | | | | | | | | | | | | | | |
4/17/24 17:28 | 4/15/24 | PETV | Petvivo Holdings, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Lai John | MN | DO | CEO,P | 1 | P | 90 | 0.6000 | 0 | 150 | 13 | 1,289 | D | | | | | | | | | | | | | | |
4/17/24 16:54 | 4/15/24 | FIS | Fidelity National Information Services, Inc. | | BizSv | BizSv | Business Services | Goldstein Jeffrey A | FL | D | | 6 | P | 425 | 62.29 | 0 | 7 | 307 | 9 | D | | | | | | | | | | | | | | |
4/17/24 16:52 | 4/15/24 | BRN | Barnwell Industries Inc | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Sherwood Ned L | FL | T | | 10 | P.m | 2,397 | 2.66 | 0 | 901 | 46 | 2,856 | I | | | | | | | | | | | | | | |
4/17/24 16:24 | 1/18/23 | WDFC | Wd 40 Co | DE | Chem | Chem | Miscellaneous Chemical Produc | Brass Steven A | CA | DO | P,CEO | 3 | P | 300 | 190.48 | 0 | 2 | 8 | 21 | D | | | | | | | | | | | | | | |
4/17/24 16:20 | 4/15/24 | BRT | Brt Apartments Corp. | DE | RlEst | RlEst | Operators of Nonresidential B | Gould Investors L P | NY | T | | 29 | P.m | 6,006 | 18.31 | 0 | 328 | 5 | 6,450 | D | | | | | | | | | | | | | | |
4/17/24 16:20 | 4/15/24 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Jeffrey | NY | DO | P,CEO | 28 | P.m | 6,006 | 18.31 | 0 | 328 | 4 | 7,655 | I | | | | | | | | | | | | | | |
4/17/24 16:20 | 4/15/24 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Matthew J | NY | DO | SVP | 29 | P.m | 6,016 | 18.30 | 0 | 329 | 5 | 6,450 | I | | | | | | | | | | | | | | |
4/17/24 16:14 | 4/4/24 | TNYA | Tenaya Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Column Group III Gp, LP | CA | T | | 7 | P.dm | 20,557 | 4.70 | 0 | 4,371 | 23 | 23,627 | I | | | | | | | | | | | | | | |
4/17/24 16:14 | 4/12/24 | RXO | Rxo, Inc. | DE | Trans | TrSv | Transportation Services | Mfn Partners, LP | MA | T | | 8 | P.m | 76,712 | 3.96 | 0 | 19,356 | 106 | 37,697 | D | | | | | | | | | | | | | | |
4/17/24 16:12 | 4/4/24 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | 1 | P | 1 | 10.51 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
4/17/24 16:10 | 4/4/24 | SRZN | Surrozen, Inc./De | DE | Health | BioPrd | Biological Products, (No Diag | Kutzkey Tim | CA | DT | | 2 | P.d | 6,000 | 15.50 | 0 | 387 | 161 | 628 | I | | | | | | | | | | | | | | |
4/17/24 16:10 | 4/15/24 | ABST | Absolute Software Corp | A1 | Tech | Softw | Prepackaged Software | Edenbrook Capital, LLC | NY | T | | 46 | P.dm | 4,783 | 4.42 | 0 | 1,081 | 2 | 44,989 | I | | | | | | | | | | | | | | |
4/17/24 14:33 | 4/15/24 | USAU | U.S. Gold Corp. | NV | Mining | IndMn | Metal Mining | Norman Luke Anthony | NV | D | | 1 | P | 21 | 4.19 | 0 | 5 | 1 | 349 | I | | | | | | | | | | | | | | |
4/17/24 13:49 | 4/16/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Snyder Mark S | PA | O | VP-Engin | 6 | P | 2 | 38.31 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
4/17/24 13:40 | 4/16/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Poff Matthew E | PA | O | CFO | 6 | P | 1 | 37.14 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
4/17/24 13:33 | 4/16/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Hand Joseph Thomas | PA | DO | P,CEO | 11 | P | 83 | 38.66 | 0 | 2 | 8 | 31 | D | | | | | | | | | | | | | | |
4/17/24 13:24 | 4/16/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Chiaruttini Alexandra C | PA | O | CAO,GC | 6 | P | 8 | 38.24 | 0 | 0 | 9 | 2 | D | | | | | | | | | | | | | | |
4/17/24 13:14 | 4/16/24 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Bracey Vernon L | PA | O | VP- HR | 6 | P | 5 | 37.98 | 0 | 0 | 8 | 2 | D | | | | | | | | | | | | | | |
4/17/24 12:04 | 4/17/24 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Jones Douglas Edward | MI | O | COO | 3 | P | 320 | 14.23 | 0 | 23 | 95 | 46 | D | | | | | | | | | | | | | | |
4/16/24 17:34 | 4/16/24 | TGEN | Tecogen Inc. | DE | Machn | Mchn | Air-Cond & Warm Air Heatg Equ | Hatsopoulos John | MA | D | | 43 | P.dm | 476 | 0.8490 | 0 | 561 | 178 | 875 | D | | | | | | | | | | | | | | |
4/16/24 17:07 | 4/11/24 | JETMF | Global Crossing Airlines Group Inc. | DE | Trans | Airline | Air Transportation, Scheduled | Red Oak Partners, LLC | FL | T | | 1 | P | 275 | 0.3800 | 0 | 723 | 19 | 4,506 | I | | | | | | | | | | | | | | |
4/16/24 16:27 | 4/15/24 | AINC | Ashford Inc. | TX | BizSv | Conslt | Management Consulting Service | Bennett Monty J | TX | DOT | CEO,CB | 1 | P.d | 982 | 4.91 | 0 | 200 | 41 | 686 | D | | | | | | | | | | | | | | |
4/16/24 16:24 | 4/15/24 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 34 | P.d | 82 | 8.29 | 0 | 10 | 1 | 1,886 | D | | | | | | | | | | | | | | |
4/16/24 16:22 | 4/15/24 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 33 | P | 51 | 8.28 | 0 | 6 | 5 | 124 | D | | | | | | | | | | | | | | |
4/15/24 21:45 | 3/20/24 | PKTX | Protokinetix, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Smith Clarence Edward | FL | DOT | P,CEO | 8 | P.dm | 440 | 0.0180 | 0 | 24,457 | 46 | 77,137 | D | | | | | | | | | | | | | | |
4/15/24 19:50 | 11/21/23 | AES | Aes Corp | DE | Utility | Waste | Cogeneration Services & Small | Falu Ricardo Manuel | VA | O | EVP,COO, | 2 | P.m | 47 | 16.44 | 0 | 3 | 3 | 85 | D | | | | | | | | | | | | | | |
4/15/24 19:21 | 4/11/24 | STAA | Staar Surgical Co | DE | Health | OthMd | Ophthalmic Goods | Broadwood Partners, L.P. | NY | T | | 13 | P.dm | 100,429 | 2.63 | 0 | 38,155 | 23 | 205,349 | M | | | | | | | | | | | | | | |
4/15/24 18:37 | 4/11/24 | SHWZ | Medicine Man Technologies, Inc. | NV | BizSv | Conslt | Management Consulting Service | Pabon Daniel | CO | O | Chief Re | 1 | P | 0 | 0.7000 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
4/15/24 18:22 | 4/11/24 | CCIF | Carlyle Credit Income Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | 2 | P | 1,097 | 8.54 | 0 | 129 | 201 | 192 | D | | | | | | | | | | | | | | |
4/15/24 17:45 | 4/11/24 | WBA | Walgreens Boots Alliance, Inc. | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Bhandari Inderpal S | IL | D | | 1 | P | 54 | 18.05 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
4/15/24 17:36 | 6/30/20 | AGM | Federal Agricultural Mortgage Corp | | Financ | Loan | Federal & Federally-Sponsored | Dobrinski Everett M | DC | D | | 2 | P.m | 134 | 121.56 | 0 | 1 | 18 | 7 | D | | | | | | | | | | | | | | |
4/15/24 17:15 | 4/12/24 | AUID | Authid Inc. | DE | Tech | Softw | Prepackaged Software | Garchik Stephen Jeffrey | FL | T | | 9 | P.dm | 3,446 | 0.7764 | 0 | 4,438 | | 3,394 | D | | | | | | | | | | | | | | |
4/15/24 17:11 | 4/12/24 | KITT | Nauticus Robotics, Inc. | DE | Machn | Mchn | General Industrial Machinery | Flores William | TX | D | | 1 | P.dm | 23 | 0.2270 | 0 | 100 | | 100 | D | | | | | | | | | | | | | | |
4/15/24 17:01 | 4/11/24 | NICK | Nicholas Financial Inc | FL | Financ | Loan | Short-Term Business Credit In | Peterson Adam K | NE | DT | | 26 | P.m | 21,869 | 24.36 | 0 | 898 | 7 | 12,912 | D | | | | | | | | | | | | | | |
4/15/24 16:05 | 4/12/24 | BLND | Blend Labs, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Jafari Amir | CA | O | Head of | 8 | P | 133 | 1.78 | 0 | 75 | 23 | 403 | D | | | | | | | | | | | | | | |
4/15/24 16:03 | 4/12/24 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Townes-Whitley Toni | VA | DO | CEO | 1 | P | 378 | 125.96 | 0 | 3 | 7 | 47 | D | | | | | | | | | | | | | | |
4/15/24 16:03 | 4/12/24 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Difronzo Vincent P. | VA | O | EVP,-Air | 1 | P | 100 | 126.04 | 0 | 1 | 9 | 10 | D | | | | | | | | | | | | | | |
4/15/24 16:03 | 4/12/24 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Hageman Hilary | VA | O | EVP GC,S | 1 | P | 13 | 125.75 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
4/15/24 13:05 | 4/1/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Pauker Matthew | CA | H | Principa | 2 | P.m | 1,367 | 10.02 | 0 | 136 | 999% | 146 | D | | | | | | | | | | | | | | |
4/15/24 12:08 | 4/12/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | 3 | P | 1,234 | 14.35 | 0 | 86 | 430 | 106 | D | | | | | | | | | | | | | | |
4/15/24 08:53 | 4/11/24 | MGTX | Meiragtx Holdings Plc | E9 | Health | BioPrd | Biological Products, (No Diag | Perceptive Advisors LLC | NY | DT | | 21 | P.dm | 188,195 | 7.52 | 0 | 25,028 | 46 | 78,943 | I | | | | | | | | | | | | | | |
4/15/24 06:04 | 4/11/24 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Riggs Josh | CA | DO | CEO,P | 1 | P | 10 | 2.95 | 0 | 3 | 999% | 4 | D | | | | | | | | | | | | | | |
4/15/24 06:02 | 4/11/24 | XXII | 22Nd Century Group, Inc. | NV | FdBev | Tobac | Cigarettes | Arno Andrew | NY | D | | 3 | P | 205 | 0.5349 | 0 | 384 | 138 | 662 | D | | | | | | | | | | | | | | |
4/12/24 21:33 | 4/9/24 | RYES | Rise Gold Corp. | NV | Mining | IndMn | Metal Mining | Oliver Daniel Jr | CT | DT | | 4 | P.d | 752 | 0.1506 | 0 | 4,994 | 100 | 10,012 | I | | | | | | | | | | | | | | |
4/12/24 20:52 | 2/13/23 | MCFT | Mastercraft Boat Holdings, Inc. | DE | Machn | RailEq | Ship & Boat Building & Repair | Coliseum Capital Management, LLC | CT | T | | 25 | P.dm | 145,241 | 11.91 | 0 | 12,200 | 21 | 71,360 | I | | | | | | | | | | | | | | |
4/12/24 20:03 | 4/10/24 | OXY | Occidental Petroleum Corp /De/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 33 | P.dm | 4,413,187 | 45.62 | 0 | 96,737 | 36 | 362,025 | I | | | | | | | | | | | | | | |
4/12/24 19:00 | 4/10/24 | LGVN | Longeveron Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hare Joshua | FL | DOT | Chief Sc | 1 | P.dm | 350 | 2.35 | 0 | 149 | 31 | 633 | D | | | | | | | | | | | | | | |
4/12/24 19:00 | 4/11/24 | LGVN | Longeveron Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hashad Mohamed Wa'El Ahmed | FL | DO | CEO | 1 | P.d | 25 | 2.35 | 0 | 11 | 118 | 20 | D | | | | | | | | | | | | | | |
4/12/24 19:00 | 4/10/24 | LGVN | Longeveron Inc. | DE | Health | Drug | Pharmaceutical Preparations | Soffer Rock | FL | D | | 1 | P.dm | 325 | 2.35 | 0 | 138 | 197 | 209 | D | | | | | | | | | | | | | | |
4/12/24 17:53 | 3/15/24 | VFF | Village Farms International, Inc. | Z4 | Ag | Ag | Crops | McLernon John R. | A1 | D | | 1 | P.d | 11 | 0.7700 | 0 | 14 | 14 | 115 | I | | | | | | | | | | | | | | |
4/12/24 16:30 | 2/15/23 | MOVE | Movano Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Caballero Ruben | CA | D | | 2 | P.d | 26 | 0.6384 | 0 | 40 | 101 | 80 | D | | | | | | | | | | | | | | |
4/12/24 16:17 | 4/12/24 | WDFC | Wd 40 Co | DE | Chem | Chem | Miscellaneous Chemical Produc | Pendarvis David | CA | D | | 1 | P | 77 | 234.75 | 0 | 0 | 7 | 5 | D | | | | | | | | | | | | | | |
4/12/24 14:22 | 3/28/24 | SOWG | Sow Good Inc. | DE | FdBev | Food | Food & Kindred Products | Fischer Benno | TX | T | | 1 | P | 1,088 | 7.25 | 0 | 150 | 27 | 702 | D | | | | | | | | | | | | | | |
4/12/24 09:21 | 4/9/24 | THW | Abrdn World Healthcare Fund | | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | 4 | P | 28 | 16.34 | 0 | 2 | 66 | 4 | D | | | | | | | | | | | | | | |
4/11/24 21:00 | 4/9/24 | PTWO | Pono Capital Two, Inc. | DE | Health | Health | Offices & Clinics of Doctors | Zuu Co. Ltd. | M0 | T | | 11 | P.dm | 1,371 | 12.22 | 0 | 112 | 8 | 1,455 | I | | | | | | | | | | | | | | |
4/11/24 19:35 | 4/9/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Grumhaus David D Jr. | IL | O | P,CEO | 6 | P.m | 158 | 9.85 | 0 | 16 | 554 | 19 | D | | | | | | | | | | | | | | |
4/11/24 19:00 | 4/9/24 | TKO | Tko Group Holdings, Inc. | DE | PerSv | Entert | Amusement & Recreation Servic | Emanuel Ariel | NY | DOT | CEO | 2 | P | 147,241 | 88.94 | 0 | 1,656 | | 1,656 | I | | | | | | | | | | | | | | |
4/11/24 19:00 | 4/9/24 | TKO | Tko Group Holdings, Inc. | DE | PerSv | Entert | Amusement & Recreation Servic | Whitesell Patrick | CA | T | | 1 | P | 146,241 | 89.01 | 0 | 1,643 | | 1,643 | I | | | | | | | | | | | | | | |
4/11/24 18:08 | 4/11/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Majmudar Anang K. | NY | O | Senior V | 5 | P.m | 82 | 31.21 | 0 | 3 | 8 | 34 | D | | | | | | | | | | | | | | |
4/11/24 18:07 | 4/10/24 | LEN | Lennar Corp /new/ | DE | Build | Homebld | Residential Bldg Contractors | Banse Amy | FL | D | | 8 | P | 697 | 134.52 | 0 | 5 | 13 | 46 | D | | | | | | | | | | | | | | |
4/11/24 17:47 | 4/11/24 | HCI | Hci Group, Inc. | FL | Insur | Insur | Fire, Marine & Casualty Insur | Patel Paresh | FL | DOT | CEO | 2 | P.d | 170 | 113.60 | 0 | 2 | 0 | 844 | D | | | | | | | | | | | | | | |
4/11/24 17:15 | 4/9/24 | ATLC | Atlanticus Holdings Corp | GA | Financ | Loan | Personal Credit Institutions | Hanna Frank J III | GA | T | | 1 | P | 7,431 | 28.21 | 0 | 263 | 7 | 4,262 | I | | | | | | | | | | | | | | |
4/11/24 17:14 | 4/11/24 | SGH | Smart Global Holdings, Inc. | E9 | Tech | Semicn | Semiconductors & Related Devi | Adams Mark | CA | DO | P,CEO | 1 | P | 188 | 18.79 | 0 | 10 | 1 | 925 | I | | | | | | | | | | | | | | |
4/11/24 17:12 | 4/9/24 | FRTX | Fresh Tracks Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Exploration Capital, LLC | UT | T | | 11 | P.m | 350 | 0.9055 | 0 | 386 | 23 | 2,037 | D | | | | | | | | | | | | | | |
4/11/24 17:04 | 12/29/22 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Kang Jin | VA | DO | CEO | 7 | P.m | 43 | 2.15 | 0 | 20 | 3 | 597 | D | | | | | | | | | | | | | | |
4/11/24 17:00 | 4/10/24 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Holloway Jason | VA | O | EVP,Chie | 4 | P.m | 12 | 1.92 | 0 | 6 | 2 | 278 | D | | | | | | | | | | | | | | |
4/11/24 16:52 | 3/1/23 | AUGG | Augusta Gold Corp. | NV | Mining | IndMn | Metal Mining | Augusta Investments Inc. | A1 | T | | 19 | P.m | 3,135 | 0.9383 | 0 | 3,341 | 15 | 25,390 | D | | | | | | | | | | | | | | |
4/11/24 16:45 | 4/11/24 | PTN | Palatin Technologies Inc | NJ | Health | Drug | Pharmaceutical Preparations | Deveer Robert K Jr | NJ | D | | 1 | P | 13 | 2.12 | 0 | 6 | 17 | 41 | D | | | | | | | | | | | | | | |
4/11/24 16:05 | 4/10/24 | ATOS | Atossa Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Finn Jonathan | WA | D | | 1 | P | 44 | 1.77 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
4/11/24 13:52 | 4/10/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | 1 | P | 51 | 14.25 | 0 | 4 | 45 | 12 | D | | | | | | | | | | | | | | |
4/11/24 11:40 | 4/11/24 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Borel James C | DE | D | | 1 | P | 98 | 13.06 | 0 | 8 | 54 | 21 | D | | | | | | | | | | | | | | |
4/11/24 10:59 | 4/4/24 | NXMH | Next Meats Holdings, Inc. | | FdBev | Food | Food & Kindred Products | White Knight Co., Ltd. | M0 | T | | 1 | P | 139 | 0.0145 | 0 | 9,584 | 5 | 212,508 | D | | | | | | | | | | | | | | |
4/11/24 10:56 | 4/4/24 | NXMH | Next Meats Holdings, Inc. | | FdBev | Food | Food & Kindred Products | Ishizuka Koichi | M0 | DOT | CEO,CFO | 1 | P | 139 | 0.0145 | 0 | 9,584 | 3 | 312,959 | I | | | | | | | | | | | | | | |
4/11/24 07:13 | 4/9/24 | RYES | Rise Gold Corp. | NV | Mining | IndMn | Metal Mining | Mullin Joseph E III | CA | O | P,CEO | 2 | P.d | 50 | 0.1326 | 0 | 377 | | 377 | D | | | | | | | | | | | | | | |
4/10/24 20:38 | 4/8/24 | ONCT | Oncternal Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Wills Robert James | CA | D | | 2 | P | 86 | 8.63 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
4/10/24 20:24 | 4/8/24 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | 6 | P.dm | 825 | 0.0662 | 0 | 12,465 | 12 | 113,591 | D | | | | | | | | | | | | | | |
4/10/24 19:17 | 4/8/24 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | 1 | P | 19 | 6.07 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
4/10/24 17:16 | 4/8/24 | BRTX | Biorestorative Therapies, Inc. | NV | Health | Health | Misc Health & Allied Services | Silva Francisco | NY | DO | VP of Re | 3 | P.dm | 24 | 1.71 | 0 | 14 | 9 | 177 | D | | | | | | | | | | | | | | |
4/10/24 16:44 | 9/11/23 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | 5 | P | 163 | 19.09 | 0 | 9 | 5 | 170 | D | | | | | | | | | | | | | | |
4/10/24 16:35 | 4/8/24 | TRDA | Entrada Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kim Peter S | MA | D | | 4 | P.m | 214 | 13.46 | 0 | 16 | 34 | 63 | D | | | | | | | | | | | | | | |
4/10/24 16:18 | 4/10/24 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Naemura David H. | MI | O | CFO | 2 | P | 307 | 13.63 | 0 | 23 | 298 | 30 | D | | | | | | | | | | | | | | |
4/10/24 16:10 | 4/8/24 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wool Kyle Michael | NY | DOT | P | 29 | P.m | 387 | 3.09 | 0 | 125 | 9 | 1,517 | I | | | | | | | | | | | | | | |
4/10/24 15:49 | 4/8/24 | CRMT | Americas Carmart Inc | TX | Retail | AutoSt | Auto Dealers & Gasoline Stati | Campbell Douglas W. Jr. | AR | DO | P,CEO | 1 | P | 199 | 61.62 | 0 | 3 | 5 | 71 | D | | | | | | | | | | | | | | |
4/10/24 14:25 | 4/10/24 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Adent John Edward | MI | O | CEO | 1 | P | 284 | 12.36 | 0 | 23 | 18 | 152 | D | | | | | | | | | | | | | | |
4/10/24 12:57 | 8/21/23 | FRD | Friedman Industries Inc | TX | Metal | Steel | Steel Works, Blast Furnaces & | Taylor Sharon L | TX | D | | 23 | P | 39 | 5.55 | 0 | 7 | 31 | 30 | D | | | | | | | | | | | | | | |
4/10/24 12:57 | 4/9/24 | MMLP | Martin Midstream Partners L.P. | DE | Energy | OilTr | Petroleum Bulk Stations & Ter | Shoup Scot A | TX | O | SVP Oper | 18 | P | 5 | 2.51 | 0 | 2 | 7 | 28 | D | | | | | | | | | | | | | | |
4/10/24 12:57 | 4/9/24 | MMLP | Martin Midstream Partners L.P. | DE | Energy | OilTr | Petroleum Bulk Stations & Ter | Martin Ruben S | TX | DT | | 31 | P.m | 1,717 | 2.41 | 0 | 711 | 8 | 10,000 | D | | | | | | | | | | | | | | |
4/10/24 12:57 | 4/9/24 | MMLP | Martin Midstream Partners L.P. | DE | Energy | OilTr | Petroleum Bulk Stations & Ter | Bondurant Robert D | TX | DO | P,CEO | 22 | P | 47 | 2.62 | 0 | 18 | 14 | 148 | D | | | | | | | | | | | | | | |
4/10/24 12:34 | 4/9/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | 2 | P | 30,000 | 10.00 | 0 | 3,000 | 999% | 3,010 | D | | | | | | | | | | | | | | |
4/10/24 12:13 | 4/8/24 | SRG.P | Seritage Growth Properties | MD | RlEst | RlEst | Real Estate | Ursa Fund Partners LP | CA | T | | 1 | P | 1,421 | 23.68 | 0 | 60 | 27 | 280 | I | | | | | | | | | | | | | | |
4/10/24 12:09 | 4/9/24 | BSBK | Bogota Financial Corp. | | Financ | SnBnk | Savings Institutions, Not Fed | Walsh Robert C. | NJ | O | EVP | 2 | P.d | 5 | 7.21 | 0 | 1 | 9 | 10 | D | | | | | | | | | | | | | | |
4/10/24 11:51 | 4/8/24 | WDI | Western Asset Diversified Income Fund | | Fund | CEF | Closed-End Funds | Kumar Nisha | NY | D | | 2 | P.m | 323 | 14.22 | 0 | 23 | | 23 | I | | | | | | | | | | | | | | |
4/10/24 11:13 | 4/8/24 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Laffer Arthur B | TX | D | | 2 | P.dm | 261 | 5.11 | 0 | 51 | 13 | 431 | I | | | | | | | | | | | | | | |
4/10/24 10:59 | 10/4/23 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 6 | P | 8 | 21.68 | 0 | 0 | 8 | 5 | D | | | | | | | | | | | | | | |
4/10/24 10:43 | 10/4/23 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 7 | P | 15 | 21.61 | 0 | 1 | 9 | 9 | D | | | | | | | | | | | | | | |
4/10/24 10:27 | 11/2/23 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 14 | P | 33 | 22.62 | 0 | 1 | 25 | 7 | D | | | | | | | | | | | | | | |
4/10/24 10:06 | 10/4/23 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 6 | P | 4 | 21.63 | 0 | 0 | 15 | 1 | D | | | | | | | | | | | | | | |
4/10/24 09:44 | 4/9/24 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Titterton Lewis H Jr | CA | D | | 1 | P | 49 | 3.28 | 0 | 15 | 2 | 838 | D | | | | | | | | | | | | | | |
4/9/24 19:08 | 1/29/24 | CGON | Cg Oncology, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Decheng Capital Global Life Sciences Fund Iv, L.P. | CA | T | | 2 | P.d | 15,200 | 19.00 | 0 | 800 | 19 | 4,959 | D | | | | | | | | | | | | | | |
4/9/24 18:23 | 4/8/24 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cheng Lawrence | TX | D | | 4 | P.m | 444 | 17.08 | 0 | 26 | 54 | 74 | I | | | | | | | | | | | | | | |
4/9/24 17:24 | 5/10/22 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | Oxford Science Enterprises Plc | X0 | T | | 1 | P.a | 10,560 | 12.00 | 0 | 880 | 23 | 4,755 | D | | | | | | | | | | | | | | |
4/9/24 14:17 | 4/8/24 | FLGC | Flora Growth Corp. | A6 | Health | Drug | Pharmaceutical Preparations | Starke Clifford | FL | DO | CEO | 1 | P | 1,000 | 1.90 | 0 | 526 | 65 | 1,340 | I | | | | | | | | | | | | | | |
4/9/24 11:53 | 4/8/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Lindquist Daniel J | IL | O | VP | 1 | P | 50 | 14.30 | 0 | 4 | | 4 | I | | | | | | | | | | | | | | |
4/9/24 10:19 | 4/8/24 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 12 | P | 56 | 19.81 | 0 | 3 | 76 | 7 | D | | | | | | | | | | | | | | |
4/9/24 09:55 | 4/8/24 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 17 | P | 81 | 20.30 | 0 | 4 | 12 | 37 | D | | | | | | | | | | | | | | |
4/9/24 09:55 | 4/8/24 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Loughery Robert G | PA | D | | 6 | P | 30 | 20.07 | 0 | 1 | 20 | 9 | D | | | | | | | | | | | | | | |
4/9/24 09:37 | 4/8/24 | CMTV | Community Bancorp /vt | VT | Financ | NtBnk | National Commercial Banks | Marvin Emma | VT | D | | 7 | P | 61 | 17.20 | 0 | 4 | 142 | 6 | D | | | | | | | | | | | | | | |
4/9/24 09:13 | 4/5/24 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | MN | O | P | 1 | P | 240 | 10.57 | 0 | 23 | | 23 | D | | | | | | | | | | | | | | |
4/9/24 09:11 | 4/5/24 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | O | Chief Pe | 1 | P | 105 | 10.47 | 0 | 10 | 53 | 29 | D | | | | | | | | | | | | | | |
4/9/24 09:10 | 4/4/24 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Zeevi Avi | PA | D | | 1 | P | 311 | 10.35 | 0 | 30 | 530 | 36 | D | | | | | | | | | | | | | | |
4/9/24 09:09 | 4/3/24 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Yulzari Yahav | L3 | DO | Chief Re | 1 | P | 610 | 10.17 | 0 | 60 | 25 | 300 | D | | | | | | | | | | | | | | |
4/9/24 09:08 | 4/4/24 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Pardo Avital | L3 | DO | CTO | 1 | P | 399 | 10.36 | 0 | 38 | 9 | 445 | D | | | | | | | | | | | | | | |
4/9/24 09:07 | 4/4/24 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Krubiner Gal | L3 | DO | CEO | 1 | P | 348 | 10.36 | 0 | 34 | 7 | 523 | D | | | | | | | | | | | | | | |
4/8/24 18:59 | 4/4/24 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Kirk A Russell | VA | D | | 5 | P.d | 43 | 11.16 | 0 | 4 | 6 | 64 | I | | | | | | | | | | | | | | |
4/8/24 18:52 | 4/4/24 | GEF | Greif, Inc | DE | Hshld | Cntnr | Metal Shipping Barrels, Drums | Martz Gary R | OH | O | EVP,GC | 2 | P.m | 1,027 | 68.48 | 0 | 15 | 18 | 100 | D | | | | | | | | | | | | | | |
4/8/24 17:30 | 4/4/24 | SRZN | Surrozen, Inc./De | | Health | BioPrd | Biological Products, (No Diag | Williams Charles O | CA | O | CFO,COO | 1 | P.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/8/24 17:28 | 4/5/24 | CIA | Citizens, Inc. | CO | Insur | LfIns | Life Insurance | Maness Terry Sam | TX | D | | 1 | P | 2 | 2.14 | 0 | 1 | 7 | 16 | D | | | | | | | | | | | | | | |
4/8/24 17:27 | 4/4/24 | SRZN | Surrozen, Inc./De | | Health | BioPrd | Biological Products, (No Diag | Parker Craig C | CA | DO | CEO | 1 | P.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/8/24 17:23 | 4/4/24 | ZUMZ | Zumiez Inc | WA | Retail | ClthSt | Apparel & Accessory Stores | Ellis Adam Christopher | WA | O | P Intern | 2 | P | 290 | 14.49 | 0 | 20 | 53 | 58 | D | | | | | | | | | | | | | | |
4/8/24 16:46 | 4/8/24 | SMTC | Semtech Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Lin Mark | CA | O | EVP,CFO | 1 | P | 33 | 33.23 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/8/24 16:43 | 4/8/24 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Bowen Julia A | VA | D | | 1 | P | 5 | 2.42 | 0 | 2 | 3 | 80 | D | | | | | | | | | | | | | | |
4/8/24 16:40 | 4/5/24 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Garfinkle Philip N | VA | D | | 4 | P.m | 28 | 1.95 | 0 | 14 | 13 | 125 | D | | | | | | | | | | | | | | |
4/8/24 16:30 | 4/8/24 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Clemmer James C | NY | DO | P,CEO | 1 | P | 67 | 6.70 | 0 | 10 | 2 | 539 | D | | | | | | | | | | | | | | |
4/8/24 16:22 | 4/4/24 | HLVX | Hillevax, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Frazier Life Sciences X, L.P. | WA | T | | 1 | P | 128 | 14.50 | 0 | 9 | 0 | 8,544 | D | | | | | | | | | | | | | | |
4/8/24 16:10 | 4/4/24 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hayes Anthony | SC | DO | CEO | 22 | P.m | 501 | 2.67 | 0 | 188 | 127 | 335 | I | | | | | | | | | | | | | | |
4/8/24 16:07 | 4/4/24 | REPX | Riley Exploration Permian, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Libin Alvin Gerald | A0 | T | | 3 | P | 5,181 | 29.11 | 0 | 178 | 9 | 2,195 | I | | | | | | | | | | | | | | |
4/8/24 16:00 | 4/4/24 | SILO | Silo Pharma, Inc. | DE | Fash | Apprl | Apparel & Other Finishd Prods | Weisblum Eric | FL | DO | CEO,P | 12 | P.m | 40 | 1.78 | 0 | 22 | 15 | 175 | D | | | | | | | | | | | | | | |
4/8/24 12:25 | 4/3/24 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Malik Fahd | NY | O | VP,Portf | 1 | P | 18 | 10.62 | 0 | 2 | 28 | 8 | M | | | | | | | | | | | | | | |
4/8/24 08:01 | 2/5/24 | DFCO | Dalrada Financial Corp | WY | BizSv | Staff | Help Supply Services | Bonar Brian | CA | DO | CEO | 12 | P.m | 83 | 0.1362 | 0 | 607 | 11 | 6,210 | D | | | | | | | | | | | | | | |
4/5/24 21:14 | 2/7/24 | KELYA | Kelly Services Inc | DE | BizSv | Staff | Help Supply Services | Murphy Leslie A | MI | D | | 1 | P.m | 1 | 21.43 | 0 | 0 | 0 | 13 | D | | | | | | | | | | | | | | |
4/5/24 18:10 | 4/3/24 | TRMB | Trimble Inc. | DE | Electr | LabEq | Measuring & Controlling Devic | Peek Mark S | CO | D | | 2 | P | 689 | 34.47 | 0 | 20 | 14 | 162 | I | | | | | | | | | | | | | | |
4/5/24 17:40 | 4/4/24 | BMNM | Bimini Capital Management, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dwyer Robert J | FL | DT | | 13 | P.m | 49 | 0.9205 | 0 | 53 | 4 | 1,306 | D | | | | | | | | | | | | | | |
4/5/24 17:36 | 4/4/24 | ORC | Orchid Island Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Cauley Robert E | FL | DO | CEO | 7 | P.m | 411 | 3.63 | 0 | 113 | 9 | 1,440 | D | | | | | | | | | | | | | | |
4/5/24 17:34 | 4/4/24 | BMNM | Bimini Capital Management, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Haas G Hunter IV | FL | OT | CFO | 5 | P.m | 52 | 1.42 | 0 | 37 | 3 | 1,242 | D | | | | | | | | | | | | | | |