Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	13	3	17	-4	-2	-3	-8	-4	-5	-4
S	%wins				82	29	94	65	18	35	54

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/23/24 17:29	12/23/24	AGR	Avangrid, Inc.		Other	Other	American Depositary Receipts	Iberdrola, S.A.	CT	T		P.e	0	0.0000	0	71,351		0	D
10/7/24 18:22	10/2/24	BNOX	Bionomics Ltd/Adr		Other	Other	American Depositary Receipts	Apeiron Investment Group Ltd.	O1	T		S.m	-83	0.3033	0	-272	0	276,491	I
5/8/24 16:15	5/7/24	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		P	32	32.45	0	1	0	234	D
5/7/24 16:00	5/6/24	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		P	98	32.03	0	3	1	233	D
4/22/24 17:22	4/18/24	ENGN	Engene Holdings Inc.	XX	Other	Other	Non-Operating Establishments	Fonds De Solidarite Des Travailleurs Du Quebec	A8	T		S.m	-788	15.00	0	-53	-2	3,036	D
12/11/23 16:30	12/8/23	FLNC	Fluence Energy, Inc.	2M	Other	Other	American Depositary Receipts	Siemens Pension Trust E V	2M	T		S	-156,279	22.05	0	-7,088	-12	51,499	I
11/6/23 09:36	11/2/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	24	0.4700	0	50	7	783	I
10/23/23 12:02	10/20/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	17	0.5400	0	32	5	733	I
9/12/23 10:30	9/5/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	46	0.5200	0	89	14	701	I
9/6/23 19:02	8/23/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	27	0.4800	0	55	10	612	I
9/5/23 15:53	9/1/23	NZF	Nuveen Municipal Credit Income Fund	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-3	-100	0	D
9/5/23 10:53	8/24/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	22	0.4100	0	53	10	557	I
8/25/23 11:31	8/10/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	47	0.3850	0	123	32	504	I
8/2/23 13:17	7/31/23	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-100	0	D
7/17/23 18:41	7/14/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	20	0.3670	0	54	17	381	I
7/12/23 10:59	7/7/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	34	0.3000	0	114	54	327	I
6/20/23 06:10	6/15/23	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-63	0	D
5/19/23 16:08	5/12/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	16	0.3200	0	49	30	213	I
4/14/23 17:55	4/3/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	5	0.1500	0	33	25	164	I
4/5/23 12:35	3/24/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	13	0.1500	0	89	209	131	I
3/2/23 16:11	2/17/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	8	0.1500	0	52	New	52	I
2/1/23 18:52	1/30/23	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S	-9	1.15	0	-8	-4	182	D
1/26/23 17:49	1/25/23	JSPR	Jasper Therapeutics, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holding Ltd	V8	T		S	-142	1.89	0	-75	-2	4,550	I
11/30/22 11:52	11/28/22	CMU	Mfs High Yield Municipal Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-7	1	D
11/30/22 11:52	11/28/22	CXE	Mfs High Income Municipal Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-11	1	D
11/23/22 12:11	11/21/22	IQI	Invesco Quality Municipal Income Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-10	2	D
11/18/22 10:32	11/16/22	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-38	0	D
11/16/22 16:02	11/15/22	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Egan Martin	DE	O	Chief Ac	M.d	26	10.45	0	3	8	33	D
11/2/22 10:23	11/1/22	PMFLX	Pimco Flexible Municipal Income Fund	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-20	1	D
8/24/22 18:46	8/22/22	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S	-39	2.61	0	-15	-4	327	D
7/26/22 16:00	6/2/22	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S.adm	-26	2.29	0	-11	-3	342	D
7/14/22 16:30	6/2/22	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S.dm	-26	2.29	0	-11	-6	178	D
12/21/21 17:03	12/21/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		M.d	52	10.45	0	5	2	222	D
12/10/21 16:12	12/9/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		M.d	43	8.50	0	5	2	217	D
6/7/21 17:39	6/1/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		M.ad	37	7.36	0	5	2	212	D
6/2/21 16:31	6/1/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		M.d	37	7.36	0	5	2	212	D
5/28/21 16:00	5/27/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Beach Walter T	DE	D		S.m	-377	24.01	0	-16	-37	27	D
5/26/21 16:02	5/25/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Beach Walter T	DE	D		M.d	132	8.77	0	15	55	42	D
5/26/21 16:02	5/25/21	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Beach Walter T	DE	D		S.d	-516	23.46	0	-22	-34	42	D
5/19/21 09:42	5/18/21	AGR	Avangrid, Inc.		Other	Other	American Depositary Receipts	Iberdrola, S.A.	CT	T		P.e	0	0.0000	0	63,424	25	315,659	D
3/10/21 14:00	3/8/21	BAF	Blackrock Municipal Income Investment Quality Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	0	-100	0	D
3/10/21 13:54	3/8/21	MUS	Blackrock Muniholdings Quality Fund, Inc.	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-1	-100	0	D
3/10/21 13:51	3/8/21	MUH	Blackrock Muniholdings Fund Ii, Inc.	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-1	-100	0	D
3/10/21 13:51	3/8/21	BBK	Blackrock Municipal Bond Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-1	-100	0	D
7/30/20 19:43	7/28/20	MIST	Milestone Pharmaceuticals Inc.	XX	Other	Other	Non-Operating Establishments	Fonds De Solidarite Des Travailleurs Du Quebec	A8	T		S.m	-4,321	8.31	0	-520	-19	2,255	D
7/23/20 16:50	7/21/20	PAND	Pandion Therapeutics, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holding Ltd	V8	T		P.d	650	18.00	0	36	1	3,086	I
5/29/20 17:46	5/29/20	FACP	Fac Propertys LLC	NY	Other	Other	Non-Operating Establishments	Fac Propertys LLC	NY	TH	CEO	P.e	0	0.0000	0	1,000,000	New	1,000,000	D
4/21/20 21:49	4/17/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-344	1.30	0	-264	-6	4,185	I
4/16/20 21:02	4/14/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-378	1.42	0	-266	-6	4,449	I
4/3/20 17:27	4/1/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S	-56	0.9830	0	-57	-1	4,715	I
3/31/20 21:33	3/27/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-130	1.08	0	-121	-2	4,772	I
3/26/20 20:52	3/24/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-154	1.24	0	-125	-2	4,893	I
3/23/20 20:59	3/18/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-222	1.23	0	-180	-3	5,017	I
3/17/20 21:23	3/13/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-95	2.24	0	-43	-1	5,197	I
3/12/20 20:26	3/10/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-224	2.52	0	-89	-2	5,240	I
3/9/20 20:38	3/5/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-265	2.98	0	-89	-2	5,329	I
3/4/20 21:39	3/2/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-390	3.33	0	-117	-2	5,418	I
2/24/20 21:08	2/20/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-378	3.83	0	-99	-2	5,535	I
2/19/20 21:09	2/14/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-479	4.04	0	-119	-2	5,634	I
2/13/20 20:52	2/11/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-513	4.35	0	-118	-2	5,752	I
2/10/20 20:46	2/6/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-663	4.35	0	-153	-3	5,870	I
2/5/20 20:15	2/3/20	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-605	4.58	0	-132	-2	6,023	I
12/3/19 20:38	11/29/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-153	4.14	0	-37	-1	6,155	I
11/27/19 18:52	11/26/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-157	4.15	0	-38	-1	6,192	I
11/25/19 20:31	11/21/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-292	4.00	0	-73	-1	6,229	I
11/21/19 16:47	11/20/19	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		P	108	10.84	0	10	6	191	D
11/20/19 20:29	11/18/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-95	3.86	0	-25	0	6,302	I
11/15/19 21:39	11/13/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-164	3.96	0	-41	-1	6,327	I
11/12/19 21:05	11/7/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-665	4.09	0	-163	-2	6,368	I
11/6/19 20:41	11/4/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-269	4.13	0	-65	-1	6,531	I
8/1/19 20:59	7/30/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-280	4.26	0	-66	-1	6,596	I
7/29/19 21:33	7/25/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-220	4.25	0	-52	-1	6,662	I
7/24/19 19:13	7/22/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-174	4.27	0	-41	-1	6,714	I
7/19/19 20:08	7/17/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-394	4.25	0	-93	-1	6,754	I
7/16/19 20:46	7/12/19	ELVT	Elevate Credit, Inc.	DE	Other	Other	Non-Operating Establishments	Scgf III Management LLC	CA	T		S.m	-291	4.23	0	-69	-1	6,847	I
2/1/19 17:14	2/1/19	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-649,088	26.11	0	-24,860	-100	0	I
12/10/18 17:18	12/6/18	DHCP	Ditech Holding Corp	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	TH	See Rema	S.m	-35	0.0869	0	-402	-46	470	D
12/7/18 18:41	12/4/18	DHCP	Ditech Holding Corp	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	TH	See Rema	S.a	-23	0.1123	0	-207	-19	871	D
12/6/18 14:42	12/3/18	DHCP	Ditech Holding Corp	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	TH	See Rema	S.m	-72	0.1138	0	-633	-58	462	D
11/7/18 16:37	11/6/18	NZF	Nuveen Municipal Credit Income Fund	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	-531,000	100,000	0	-5	-100	0	D
9/10/18 17:22	9/10/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-574,000	28.70	0	-20,000	-45	24,860	I
8/2/18 19:08	7/31/18	FMI	Foundation Medicine, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holdings Inc	CA	DTH	See foot	P	2,147,484	137.00	0	16,221	77	37,240	D
8/1/18 21:11	8/1/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-555,000	27.75	0	-20,000	-31	44,860	I
6/8/18 16:37	6/8/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-42,167	27.56	0	-1,530	-2	66,662	I
5/10/18 17:26	5/10/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-421,668	27.56	0	-15,300	-18	68,192	I
1/8/18 18:54	1/5/18	ORNC	Oranco Inc	NV	Other	Other	Non-Operating Establishments	Gianascio Claudio Plinio	V8	DOT	P	S	-339	0.0089	0	-38,122	-100	0	D
12/28/17 15:48	11/4/17	ORCN	Oranco Inc	NV	Other	Other	Non-Operating Establishments	Gianascio Claudio Plinio	V8	DOT	P	P.m	379	0.0100	0	37,922	999%	38,122	D
11/30/17 16:09	11/28/17	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Beach Walter T	DE	D		S.m	-424	9.67	0	-44	-13	291	D
11/30/17 16:06	8/2/17	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Beach Walter T	DE	D		S.am	-827	7.74	0	-107	-24	335	D
8/4/17 16:07	8/2/17	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Beach Walter T	DE	D		S.m	-827	7.74	0	-107	-24	335	D
5/19/16 18:47	5/18/16	JLLM	Creative Medical Technology Holdings, Inc.	NV	Other	Other	Non-Operating Establishments	White Steven L	UT	DO	P	S.e	-5	0.0003	0	-15,100	-100	0	D
4/29/15 14:47	4/27/15	EDRG	Eight Dragons Co.		Other	Other	Non-Operating Establishments	Reeder William Christopher	TX	DOT	CEO	S	0	0.00	0	-292	-100	0	I
3/16/15 13:43	2/5/13	TWSI	Tristar Wellness Solutions, Inc.	NV	Other	Other	Non-Operating Establishments	Barickman James	CT	H	See Rema	P.d	0	0.00	0	3,125		1,875	I
3/9/15 14:10	4/15/14	TWSI	Tristar Wellness Solutions, Inc.	NV	Other	Other	Non-Operating Establishments	Linderman John	CT	H	See Rema	P.d	175	0.9000	0	194	5	3,944	I
2/4/15 16:30	2/3/15	FDBC	Direct Pet Health Holdings Inc	NV	Other	Other	Non-Operating Establishments	McDonald Michael J	PA	DH	Vice Cha	P	13	32.25	0	0	0	88	D
10/10/14 11:20	9/17/14	HHSE	Hannover House, Inc.	WY	Other	Other	Non-Operating Establishments	Parkinson Eric	AR	DO	C.E.O.	P	196	0.0300	0	6,542	11	66,303	D
9/30/14 08:17	9/17/14	HHSE	Hannover House, Inc.	WY	Other	Other	Non-Operating Establishments	Shefte Don Frederick	AR	O	P	P	196	0.0300	0	6,542	18	43,489	D
9/13/13 20:26	2/5/13	TWSI	Tristar Wellness Solutions, Inc.	NV	Other	Other	Non-Operating Establishments	Linderman John	CT	DOT	CEO,P	P.d	0	0.00	0	3,125		1,875	I
8/16/13 14:38	7/24/13	TEEE	Golf Rounds Com Inc		Other	Other	Non-Operating Establishments	Donehew Robert H	GA	DOT	P Treasu	P	53	0.0500	0	1,050	230	1,506	I
3/22/13 14:07	2/16/12	UHFI	Uhf Inc	MI	Other	Other	Non-Operating Establishments	Cunha Omar	NY	DOT	P,CEO	P	1	0.0378	0	19	1	1,621	D
3/21/13 09:46	2/16/12	UHFI	Uhf Inc	MI	Other	Other	Non-Operating Establishments	Van Voorst Vader Peter	NY	T		P	1	0.0378	0	19	1	1,621	D
1/25/13 18:40	12/7/12	SFBR	Safebrain Systems, Inc.	DE	Other	Other	Non-Operating Establishments	Swanberg Dean	A0	D		P	60	0.0600	0	1,000	50	3,000	D
9/28/12 17:21	9/25/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	2	0.3500	0	5	0	27,987	M
9/28/12 17:17	8/23/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	2	0.3800	0	6	0	27,982	M
9/28/12 17:08	7/19/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DT		P	5	0.3950	0	12	0	29,711	M
7/19/12 19:09	7/17/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	4	0.4000	0	11	0	27,964	M
7/19/12 19:06	7/16/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	4	0.4000	0	11	0	27,953	M
7/16/12 20:56	7/13/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	3	0.4000	0	9	0	27,942	M
7/16/12 20:53	7/12/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	4	0.3750	0	10	0	27,934	M
7/12/12 21:55	7/6/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P.a	2	0.3800	0	5	0	27,924	M
7/12/12 21:53	7/6/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P.ea	3	0.6900	0	5	0	27,919	M
7/12/12 21:50	6/26/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DO	CFO	P.a	7	0.2760	0	25	0	27,914	M
7/12/12 21:45	6/6/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P.a	2	0.3000	0	5	0	27,889	M
7/12/12 21:41	6/5/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P.a	5	0.2797	0	19	0	27,884	M
7/12/12 21:36	6/4/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P.a	1	0.2100	0	5	0	27,865	M
7/6/12 17:03	7/5/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	2	0.3800	0	5	0	29,604	M
7/6/12 10:38	7/3/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO	P	2	0.3800	0	5	0	29,599	M
6/26/12 14:07	6/21/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO,CB	P.m	7	0.2760	0	25	0	29,594	M
6/6/12 21:40	6/5/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO,CB	P	2	0.3000	0	5	0	29,569	M
6/5/12 15:31	6/4/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO,CB	P	5	0.2797	0	19	0	29,564	M
6/4/12 15:16	5/29/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CFO,CEO	P	1	0.2100	0	5	0	29,545	M
4/2/12 07:56	3/29/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CEO,P	P.m	7	0.2383	0	30	1	2,860	D
3/29/12 09:47	3/5/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	CEO,P	P.am	21	0.2022	0	104	1	8,450	D
3/28/12 15:29	3/26/12	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	DOT	P,Secret	P.m	9	0.3067	0	30	3	1,200	D
3/5/12 18:28	3/1/12	MUS	Blackrock Muniholdings Quality Fund, Inc.	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-87,000	100,000	1	-1	-50	1	I	27	29	15	7	1	-3	1	0	0	1	-1	3	10	13
3/5/12 18:25	3/1/12	BAF	Blackrock Municipal Income Investment Quality Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-42,200	100,000	0	0	-50	0	I	29	28	17	7	2	-1	1	1	0	1	-4	0	5	8
3/5/12 18:17	3/1/12	BBK	Blackrock Municipal Bond Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-79,900	100,000	0	-1	-50	1	I	34	32	18	12	5	1	3	1	-1	1	-2	4	6	10
3/5/12 18:16	3/1/12	MHD	Blackrock Muniholdings Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-83,700	100,000	1	-1	-50	1	I	31	28	16	8	2	0	2	1	0	3	1	3	6	15
3/5/12 18:13	3/1/12	BSD	Blackrock Strategic Municipal Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-42,900	100,000	0	0	-50	0	I	32	32	15	9	4	1	3	2	-1	0	0	2	7	16
3/5/12 18:11	3/1/12	MUH	Blackrock Muniholdings Fund II , Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-55,000	100,000	0	-1	-50	1	I	33	27	16	10	2	1	1	0	0	1	-2	4	9	16
3/2/12 15:08	2/23/12	MUE	Blackrock Muniholdings Quality Fund Ii, Inc.	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-131,000	100,000	1	-1	-50	1	I	28	30	17	8	1	-1	1	-1	0	0	-4	0	6	9
3/2/12 15:05	2/23/12	BLE	Blackrock Municipal Income Trust II	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-151,300	100,000	1	-2	-50	2	I	33	30	16	10	5	2	2	1	0	1	-2	4	8	12
3/2/12 15:01	2/23/12	BKN	Blackrock Investment Quality Municipal Trust Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-125,900	100,000	1	-1	-50	1	I	37	38	21	12	7	3	4	2	0	-1	-5	-1	4	10
3/2/12 14:55	2/23/12	BYM	Blackrock Municipal Income Quality Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-137,200	100,000	1	-1	-50	1	I	30	25	17	8	4	0	3	1	0	1	-4	0	10	8
3/2/12 14:54	2/23/12	BFK	Blackrock Municipal Income Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, National Association	NY	T		S	-270,800	100,000	1	-3	-50	3	I	31	35	20	13	5	2	4	2	0	0	-5	0	5	11
1/3/12 18:32	12/20/11	ADIA	Pivx Solutions, Inc.	NV	Other	Other	Non-Operating Establishments	Pivx Solutions, Inc.	CA	DO	CEO,CFO	P.m	1	0.0285	0	26	New	26	D
8/29/11 18:57	8/29/11	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Kuczynski Charles P	NY	DO	Vice-P,S	P.d	63	1.25	0	50	14	413	D
8/29/11 18:40	8/29/11	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Drohan Frank J	NY	DOT	P,CEO	P.d	125	1.25	0	100	7	1,482	D
5/25/11 17:28	5/25/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-3,001	11.10	6	-270	-14	1,637	D	-1	80	105	7	-12	-1	5	0	3	1	-8	-26	-17	-28
5/18/11 14:22	5/18/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-2,400	11.00	6	-218	-10	1,907	D	-3	65	103	5	-25	-19	-17	-2	6	5	-6	-14	2	-26
5/18/11 14:18	5/11/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.ad	-4,000	11.86	6	-337	-14	2,052	D	-3	65	103	5	-25	-19	-17	-2	6	5	-6	-14	2	-26
5/12/11 17:22	5/4/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-4,000	11.86	6	-337	-14	2,052	D	-3	82	114	23	-13	-16	-13	-12	-2	4	-2	-24	2	-19
5/5/11 15:24	5/4/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-2,400	12.59	5	-191	-7	2,389	D	-10	69	109	35	-5	-14	-19	-16	-1	1	0	-4	-37	-22
4/25/11 15:45	4/25/11	ORNC.	Oranco Inc	NV	Other	Other	Non-Operating Establishments	Sanchez Zabala Juan Alfonso	U3	DO	P,Sec,Tr	P	15	0.0700	0	210	New	210	D
4/25/11 15:03	4/25/11	ORNC.	Oranco Inc	NV	Other	Other	Non-Operating Establishments	Gianascio Claudio Plinio	B6	T		S	-44	0.0700	0	-625	-76	200	D
11/5/10 15:44	11/2/10	MRHD	Merilus, Inc.	NV	Other	Other	Non-Operating Establishments	Turpin Michelle	UT	T		P	10	0.0200	0	500	53	1,437	D
11/2/10 17:26	10/22/10	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Lombardo Louis J	NY	D		P	4	1.20	0	3	5	59	D
8/4/10 17:57	7/23/10	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Hanley William	NY	H	Controll	P	100	1.22	0	82	563	97	D
7/12/10 15:45	7/10/10	ORNC	Oranco Inc	NV	Other	Other	Non-Operating Establishments	Villa Alfredo Maria	V8	H	former d	S	-13	0.1000	0	-125	-100	0	D
6/25/10 16:03	2/26/10	PSCP	Psi Corp	NV	Other	Other	Non-Operating Establishments	Lazarus Investment Partners Lllp	CO	T		P.m	0	0.0554	0	8	0	11,647	D
6/25/10 16:03	5/4/10	PSCP	Psi Corp	NV	Other	Other	Non-Operating Establishments	Lazarus Investment Partners Lllp	CO	T		S.m	-11	0.0903	0	-117	-1	11,647	D
3/9/10 17:56	2/23/10	PRNC	Pr Specialists Inc	DE	Other	Other	Non-Operating Establishments	Dehey Daleo Marjorie	CA	DO	CEO,P,Se	P.a	0	0.0010	0	375	New	375	D
3/9/10 17:43	2/23/10	PRNC	Pr Specialists Inc	DE	Other	Other	Non-Operating Establishments	Wright Paul E	PA	O	Chief St	P.a	0	0.0010	0	375	New	375	D
3/9/10 17:27	3/8/10	PRNC	Pr Specialists Inc	DE	Other	Other	Non-Operating Establishments	Universal Capital Management, Inc.	DE	T		P.d	2	0.0010	0	1,500	150	2,500	D
2/24/10 16:52	2/23/10	PRNC	Pr Specialists Inc	DE	Other	Other	Non-Operating Establishments	Wright Paul E	PA	O	Chief St	P.d	140,625	375.00	0	375	New	375	D
2/24/10 16:37	2/23/10	PRNC	Pr Specialists Inc	DE	Other	Other	Non-Operating Establishments	Dehey Daleo Marjorie	CA	DO	CEO,P,Se	P.d	140,625	375.00	0	375	New	375	D
2/10/10 16:33	1/25/10	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Donelan Patrick	FL	T		S	-1	0.0008	0	-1,205	-17	6,050	D
2/10/10 16:25	1/13/10	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Mayblum Adam	NY	T		S	-1	0.0008	0	-1,205	-17	6,050	D
2/10/10 16:19	12/31/09	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Enterprise Partners LLC	NY	T		S.m	-4	0.0008	0	-4,724	-100	0	D
1/15/10 12:36	1/13/10	HGHN	Highland Ridge, Inc.	FL	Other	Other	Non-Operating Establishments	Anthony Michael	FL	D		S.e	-225	0.0207	0	-10,880	-100	0	I
1/5/10 13:31	12/31/09	GETG	Green Earth Technologies Inc	DE	Other	Other	American Depositary Receipts	Techtronic Industries Co Ltd /fi	K3	T		M.d	600	0.1500	0	4,000	15	30,667	D
12/8/09 17:51	11/20/08	HGHN	Highland Ridge, Inc.	FL	Other	Other	Non-Operating Establishments	Anthony Michael	FL	DOT	Former o	M	0	0.00	0	10,000	999%	10,880	I
11/9/09 14:47	5/18/09	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Donelan Patrick	FL	T		S.m	-1	0.0008	0	-675	-3	20,309	M
11/9/09 14:04	5/18/09	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Mayblum Adam	NY	T		S.m	-1	0.0008	0	-675	-3	20,309	M
11/6/09 16:53	5/18/09	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Enterprise Partners LLC	NY	T		S	0	0.0008	0	-217	-3	6,299	D
11/6/09 15:41	7/22/09	UEEC	United Ecoenergy Corp.	NV	Other	Other	Non-Operating Establishments	Enterprise Partners LLC	NY	T		S	-1	0.0008	0	-1,000	-16	5,299	D
8/24/09 15:55	8/18/09	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Bucchere Salvatore J	NY	D		P	1	0.1400	0	10	4	290	D
8/24/09 15:51	8/21/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former O	P.d	0	0.0350	0	10	1	1,639	D
8/17/09 14:45	8/14/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former D	P.ad	1	0.0350	0	20	1	1,629	D
8/17/09 10:00	8/14/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former D	P.d	1	0.0350	0	20	1	1,629	D
8/14/09 11:31	7/29/09	CPYE	Conspiracy Entertainment Holdings Inc	UT	Other	Other	Non-Operating Establishments	Whalehaven Capital Fund Ltd	D0	T		P	2	0.0380	0	42	1	5,814	D
7/31/09 17:19	7/30/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former D	P.d	0	0.0350	0	1	0	1,609	D
7/15/09 16:57	7/14/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former D	P.d	3	0.0255	0	100	7	1,609	D
7/2/09 11:50	6/30/09	URMG	United Restaurant Management, Inc.	DE	Other	Other	Non-Operating Establishments	Birmingham Carey Gardner	TX	H	Former 1	S.e	-11	0.0090	0	-1,196	-75	395	D
7/2/09 11:43	6/30/09	URMG	United Restaurant Management, Inc.	DE	Other	Other	Non-Operating Establishments	1St Orion Corp	UT	TH	Former 1	S.em	-17	0.0125	0	-1,403	-79	375	D
7/2/09 11:35	6/30/09	URMG	United Restaurant Management, Inc.	DE	Other	Other	Non-Operating Establishments	White Steven L	UT	H	Former O	S.e	-17	0.0090	0	-1,877	-84	345	D
6/24/09 16:28	6/22/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former D	P.d	0	0.0250	0	8	1	1,509	D
6/3/09 15:26	6/1/09	AIVN	American International Ventures Inc /de/	DE	Other	Other	Non-Operating Establishments	Wagenti Jack	FL	H	Former D	P.d	0	0.0150	0	1	0	1,501	D
5/22/09 13:51	5/22/09	YUMM	Yummies Inc	NV	Other	Other	Non-Operating Establishments	Hattan Ward Diane	UT	H	Former O	S	-1,192,500	750.00	0	-1,590	-99	10	D
4/15/09 15:57	4/9/09	MRHD	Merilus, Inc.	NV	Other	Other	Non-Operating Establishments	Demitriev Alex E	UT	DOT	CEO	P.e	22	0.1100	0	200	New	200	D
1/26/09 11:35	12/26/08	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Al-Sada Mohammed Khalifa	S3	T		P	150	0.5000	0	300	6	5,549
11/17/08 19:23	11/13/08	CC	Circuit City Stores Inc	VA	Other	Other	American Depositary Receipts	Salinas Pliego Ricardo Benjamin	O5	T		P.m	6,170	0.2464	0	25,037	113	47,183	D
11/14/08 20:35	11/12/08	CC	Circuit City Stores Inc	VA	Other	Other	American Depositary Receipts	Pliego Ricardo Benjamin Salinas	O5	T		P	1,187	0.2231	0	5,320	32	22,146	D
11/5/08 15:57	10/28/08	URM	United Restaurant Management, Inc.	DE	Other	Other	Non-Operating Establishments	Birmingham Carey Gardner	TX	T		P	100	0.0125	0	8,000	999%	8,479	D
10/29/08 12:22	10/28/08	URM	United Restaurant Management, Inc.	DE	Other	Other	Non-Operating Establishments	1St Orion Corp	UT	T		P.a	100	0.0125	0	8,000	50	24,000	D
10/28/08 18:20	10/28/08	URM	United Restaurant Management, Inc.	DE	Other	Other	Non-Operating Establishments	1St Orion Corp	UT	T		P	100	0.2500	0	400	3	16,400	D
9/10/08 14:18	9/2/08	OMAG	Omagine, Inc.	DE	Other	Other	Non-Operating Establishments	Bucchere Salvatore J	NY	D		P.e	50	0.4000	0	125	100	250	D
7/22/08 14:29	7/22/08	PIVX	Pivx Solutions, Inc.	NV	Other	Other	Non-Operating Establishments	Coombs Jason Scott	HI	DO	CEO,Trea	P.e	1	0.0500	0	20	0	15,020	D
7/18/08 15:00	7/14/08	QMMG	Quest Minerals & Mining Corp	UT	Other	Other	Non-Operating Establishments	Chiaramonte Eugene Jr	NJ	DOT	P,Secret	S.adm	-30	0.0224	0	-1,321	-100	0	D
7/17/08 18:41	7/14/08	QMMG	Quest Minerals & Mining Corp	UT	Other	Other	Non-Operating Establishments	Chiaramonte Eugene Jr	NJ	DOT	P,Secret	S.dm	-31	0.0225	0	-1,371	-100	0	D
7/1/08 15:15	6/30/08	IMED	Imedia International Inc	DE	Other	Other	Non-Operating Establishments	Midsummer Investment Ltd	NY	T		S	-6	0.3468	0	-17	-1	2,223	D									-76	-56	0	-73	-88	-100
4/21/08 15:53	4/18/08	AAXT	Aamaxan Transport Group, Inc.	DE	Other	Other	Non-Operating Establishments	Juliar Marc	A6	DOT	P	P.e	585	8.94	0	65	291	88	D
4/9/08 12:42	4/7/08	SOSV	Senior Optician Service Inc	MN	Other	Other	Non-Operating Establishments	Kaniksu Financial Services LLC	WA	T		S	-49	0.0100	0	-4,900	-100	0	D
4/9/08 12:41	4/7/08	SOSV	Senior Optician Service Inc	MN	Other	Other	Non-Operating Establishments	Wilson Gregory M	WA	T		S.d	-501	1.82	0	-275	-100	0	D
3/31/08 17:02	3/27/08	GPLA	Gameplan Inc	NV	Other	Other	Non-Operating Establishments	Berry Robert G	NV	DOT	P	S	-35	1.00	0	-35	-1	5,996	I
3/28/08 16:09	12/15/06	UCR	Macroshares Oil Up Tradeable Trust		Other	Other	Asset-Backed Securities	Caisse De Depot Et Placement Du Quebec	A8	T		P.m	11,967	64.51	0	186	417	230	D
3/28/08 11:30	1/25/08	CPYE	Conspiracy Entertainment Holdings Inc	UT	Other	Other	Non-Operating Establishments	Ahmadi Sirus	CA	DOT	CEO,P	S.m	-20	0.0600	0	-340	-2	14,269	D
3/19/08 10:37	3/17/08	AAXT	Aamaxan Transport Group, Inc.	DE	Other	Other	Non-Operating Establishments	Juliar Marc	A6	DOT	P	P	12	1.00	0	12	8	153	D
2/15/08 18:09	1/15/08	CPYE	Conspiracy Entertainment Holdings Inc	UT	Other	Other	Non-Operating Establishments	Ahmadi Sirus	CA	DOT	CEO,P	S.m	-7	0.0410	0	-170	-1	14,609	D
2/6/08 12:56	1/28/08	BPEV	Biopack Environmental Solutions Inc.	NV	Other	Other	Non-Operating Establishments	Chou Si Hou Eddie	K3	DO	CTO,Secr	S	-81	0.4047	0	-200	-2	12,326	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y