Primary Smelting & Refining of Nonferrous Metals Industry - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	25	66	3	3	2	-2	22	26	9
P	%wins				71	68	71	49	71	72	67
S	%ret	3	16	50	2	1	-7	-13	-21	-14	-9
S	%wins				60	54	78	80	82	83	73

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/17/25 18:21	12/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Pujari Roshen	OK	DOT	CEO,CB	S	-3	3.51	0	-1	0	2,104	D
12/17/25 18:18	12/16/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Nangolo Charlotte Nanguloshi	OK	D		S	-21	3.44	0	-6	-13	40	D
12/17/25 18:16	12/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	M.d	0	0.00	0	8	14	69	D
12/17/25 18:16	12/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S.d	-14	3.49	0	-4	-5	69	D
12/17/25 18:09	12/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Cortegoso Pablo	OK	O	Chief Te	S	-1	3.46	0	0	0	500	D
9/30/25 19:44	9/26/25	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	DO	CB,CEO	P	613	6.13	0	100	4	2,379	D
9/23/25 16:05	9/22/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Nangolo Charlotte Nanguloshi	OK	D		S	-3	2.71	0	-1	-2	46	D
9/16/25 17:20	9/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	M.d	0	0.00	0	8	15	64	D
9/16/25 17:20	9/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S.d	-10	2.66	0	-4	-6	64	D
9/16/25 17:20	9/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Pujari Roshen	OK	DOT	CEO,CB	S	-3	2.66	0	-1	0	2,137	D
6/23/25 16:05	6/20/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S	-30	0.1856	0	-160	-21	599	D
6/23/25 16:05	6/20/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Cortegoso Pablo	OK	O	Chief Te	S	-32	0.1861	0	-174	-3	5,007	D
6/17/25 19:14	6/16/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Pujari Roshen	OK	DOT	CEO,CB	S	-5	0.5303	0	-9	0	26,728	D
6/17/25 19:14	6/16/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Cortegoso Pablo	OK	O	Chief Te	S	-1	0.5324	0	-2	0	5,180	D
6/17/25 19:14	6/15/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	M.d	0	0.00	0	82	12	759	D
6/17/25 19:14	6/16/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S.d	-20	0.5269	0	-38	-5	759	D
6/17/25 19:14	6/16/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Celano Chris Edward	OK	O	COO	S	-4	0.5301	0	-7	-2	402	D
3/18/25 16:05	3/17/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	M.d	0	0.00	0	82	32	342	D
3/18/25 16:05	3/17/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S.d	-21	0.5948	0	-36	-10	342	D
3/18/25 16:05	3/17/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Cortegoso Pablo	OK	O	Chief Te	S	-2	0.6200	0	-3	0	4,679	D
3/18/25 16:05	3/17/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Pujari Roshen	OK	DOT	CEO,CB	S	-6	0.6056	0	-10	0	29,617	D
3/13/25 16:05	3/11/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Das Paramita	OK	O	Chief St	S	-8	0.6006	0	-13	-9	122	D
3/13/25 16:05	3/12/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Cortegoso Pablo	OK	O	Chief Te	S	-2	0.6200	0	-3	0	4,682	D
3/13/25 16:05	3/12/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Pujari Roshen	OK	DOT	CEO,CB	S	-7	0.6105	0	-11	0	29,627	D
3/13/25 16:05	3/11/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	M.dm	0	0.00	0	165	126	296	D
3/13/25 16:05	3/11/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S.dm	-45	0.6007	0	-74	-20	296	D
3/7/25 18:34	3/6/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	M.dm	0	0.00	0	165	412	205	D
3/7/25 18:34	3/6/25	SDST	Stardust Power Inc.	DE	Metal	NFeMtl	Primary Smelting & Refining o	Devasper Udaychandra	OK	O	CFO	S.dm	-53	0.6801	0	-78	-28	205	D
12/11/24 16:40	12/10/24	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	DO	CB,CEO	P	289	1.45	0	200	15	1,529	D
12/11/24 12:25	12/10/24	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	McManus Michael A Jr	MT	D		P	102	1.46	0	70	26	338	D
11/19/24 15:44	11/18/24	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	McManus Michael A Jr	MT	D		P	28	0.5650	0	50	23	268	D
9/10/24 09:50	9/9/24	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Isaak Richard R	MT	O	SVP,CFO	P	3	0.6890	0	5	7	72	D
8/19/24 13:29	8/15/24	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Hubert Rachel	MT	O	Controll	P	3	0.4496	0	8	New	8	D
8/15/24 14:50	8/14/24	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	McManus Michael A Jr	MT	D		P	52	0.3830	0	135	162	218	D
1/23/23 15:12	1/19/23	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P	4	0.4400	0	10	4	263	D
1/20/23 16:58	1/18/23	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P.m	10	0.4500	0	21	2	957	D
1/17/23 06:03	1/11/23	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P.m	12	0.4500	0	26	3	904	D
1/17/23 06:03	1/13/23	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P	14	0.4500	0	31	3	935	D
12/21/22 12:19	12/16/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P.m	73	0.4500	0	162	23	878	D
12/16/22 14:50	12/15/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P	54	0.4500	0	119	17	835	D
12/15/22 17:05	12/13/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P.m	138	0.4500	0	307	75	716	D
12/12/22 14:16	12/7/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P.m	149	0.4050	0	369	922	409	D
12/9/22 15:27	12/6/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Evans Gary C	TX	D		P	15	0.3800	0	40	New	40	D
11/30/22 18:23	11/28/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Lawrence Russ C	ID	DOT	P	M.d	318	0.2000	0	1,591	31	6,717	I
9/27/22 14:39	9/22/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	MT	D		P.m	6	0.3847	0	15	6	253	D
9/6/22 15:22	9/1/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P	9	0.4272	0	20	9	238	D
8/29/22 18:39	8/22/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P	14	0.4693	0	30	16	218	D
8/22/22 15:59	8/7/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P.m	36	0.4679	0	78	70	188	D
7/20/22 12:45	7/18/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P	26	0.4010	0	65	144	110	D
4/12/22 16:06	2/14/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P	4	0.4050	0	10	42	34	D
4/12/22 15:25	2/1/22	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Bardswich Lloyd	AZ	D		P	5	0.4500	0	10	71	24	D
4/30/21 12:29	4/16/21	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Gustavsen John C.	MT	O	Interim	P	27	0.9000	0	30	484	36	D
2/19/21 15:15	2/9/21	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Parks Daniel Lyle	MT	H	Retired	S.m	-552	1.38	0	-400	-100	0	D
1/26/21 15:18	1/26/21	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		S.d	-529	0.9800	0	-540	-7	7,577	I
1/22/21 16:03	1/22/21	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		S.d	-187	0.8900	0	-210	-3	8,117	I
12/9/20 16:32	12/8/20	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Thomas Craig W	MT	D		S	-149	0.4996	0	-299	-45	360	D
8/28/19 06:58	7/19/19	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P.d	100	0.4800	0	208	3	8,327	I
4/26/19 11:58	5/17/13	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Dugan Patrick W	TX	T		P.am	56	1.12	0	50	1	8,114	I
3/30/16 17:40	3/22/16	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Parks Daniel Lyle	MT	O	CFO	P.e	2	0.1924	0	13	24	65	D	-90	-71	-53	-30	-17	-30	-41	0	20	25	31	15	152	152
3/25/16 11:16	3/22/16	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Wright Jeffrey D.	WA	D		P	3	0.1825	0	15	18	98	D	-89	-66	-58	-20	-20	-26	-29	-13	-2	20	30	15	140	150
2/25/16 14:22	2/11/16	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Lawrence John C	MT	DO	P	P	25	0.2500	0	100	3	4,031	D	-89	-71	-58	-46	-20	18	-26	0	15	35	0	25	100	130
1/21/16 18:38	1/19/16	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		S.m	-1,354	0.4543	0	-2,979	-36	5,321	I
1/6/16 18:07	3/23/15	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Lawrence John C	MT	DO	P	P	26	0.7000	0	37	1	3,931	D	-84	-58	-54	-3	-14	3	19	28	6	-19	-38	-22	-16	-19
1/5/16 14:50	1/4/16	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Whitaker Gary R	PA	O	VP-Gen.	S	-8	1.91	0	-4	-6	69	D
11/12/15 08:29	11/11/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Scherich Robert D	PA	O	VP,CFO	P	24	2.41	6	10	7	147	D	-82	-84	-81	-71	-15	-26	-17	-12	0	-17	-9
11/10/15 19:13	11/10/15	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P	9	0.3000	0	30	0	8,119	I	-79	-70	-72	-42	-11	-20	7	-9	16	24	11	-23	-1	36
10/30/15 19:00	10/28/15	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P	12	0.3500	0	35	0	8,089	I	-81	-72	-74	-54	-14	-27	-25	-14	13	17	17	-33	3	37
10/26/15 08:07	10/22/15	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P.m	17	0.3575	0	47	1	8,054	I	-77	-70	-76	-51	-26	3	-15	-15	3	-12	12	-26	-24	21
9/8/15 07:57	9/3/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Scherich Robert D	PA	O	VP,CFO	P	75	7.54	7	10	8	137	D	-43	-63	-42	-42	-8	-18	2	-5	5	-19	-50	-67
9/3/15 16:01	9/3/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	P	57	7.54	8	8	3	301	D	-41	-65	-43	-41	-11	-16	6	-8	-1	-3	-66	-68
8/21/15 16:33	8/19/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	1,248	7.73	9	162	2	8,300	I	-39	-63	-45	-42	-18	-11	-19	-16	-4	4	-28	-68
8/7/15 17:07	8/5/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	2,071	8.34	9	248	3	8,139	I	-23	-56	-39	-40	-30	1	9	4	9	-1	-17	-65
8/3/15 17:14	7/30/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	3,301	8.12	12	407	5	7,890	I	-32	-56	-38	-44	-32	-11	6	5	1	5	-1	-67
7/28/15 17:11	7/24/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	3,818	8.11	11	471	7	7,484	I	-37	-60	-43	-46	-36	-17	-12	0	3	5	-13	-51
7/22/15 17:26	7/20/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	4,598	7.91	11	581	9	7,013	I	-35	-60	-48	-43	-36	-33	-12	-12	4	1	-3	-52
5/12/15 10:36	5/12/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	P	64	12.70	8	5	2	293	D	15	-17	-14	-7	-2	-7	-13	-12	3	0	-4	-27	-78
5/11/15 19:17	4/7/14	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Lawrence John C	MT	DO	P	P.m	25	1.70	0	15	0	7,788	M	-18	-40	4	95	77	-7	4	-3	-1	6	-28	-52	-71	-76
1/6/15 09:18	1/5/15	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Whitaker Gary R	PA	O	VP-Gen.	S	-37	15.31	8	-2	-6	40	D	42	-11	-19	-3	-4	3	0	-4	-1	4	-6	-16	-36
12/31/14 17:09	12/31/14	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P.a	14	0.6800	0	20	0	12,655	I	-64	-67	-55	-47	-36	-19	-8	-12	9	-1	-30	-1	6	-67
11/20/14 17:28	11/18/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Lavin Franklin	FL	D		M.d	23	11.34	6	2	82	4	D	24	5	-12	-12	3	-4	-9	-6	2	6	-8	-7	15	-43
10/29/14 10:52	10/20/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Lavin Franklin	FL	D		S	-56	17.19	6	-3	-57	2	D	28	3	-4	-7	-8	8	7	2	-4	-4	-2	-13	9	-31
9/19/14 13:20	9/17/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S	-1,003	20.06	7	-50	-1	9,389	D	26	40	-2	-5	9	2	11	6	-1	-7	-16	-21	-7	-29
9/12/14 16:30	9/11/14	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P.dm	13	1.16	0	11	0	7,987	I	-56	-20	-37	-37	-24	-22	-23	-22	2	24	-12	-35	-40	-57
9/8/14 15:07	9/4/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Lebowitz Stephen	FL	O	GC	M.d	600	12.00	5	50		0	D	40	52	-3	-4	-5	1	1	-4	-2	-1	-12	-11	-12	-30
9/5/14 15:54	9/3/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-2,032	20.32	5	-100	-1	9,439	D	43	53	-1	-1	-5	3	5	-2	-2	-6	-14	-15	-13	-31
7/30/14 13:40	7/21/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.am	-2,011	20.76	6	-97	-1	9,589	D	66	76	15	5	-5	-3	-3	-4	-1	-6	1	-12	-22	-22
7/30/14 13:38	7/11/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.a	-504	20.17	6	-25	0	9,686	D	66	76	15	5	-5	-3	-3	-4	-1	-6	1	-12	-22	-22
7/30/14 13:36	7/28/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-1,012	20.24	6	-50	-1	9,539	D	66	76	15	5	-5	-3	-3	-4	-1	-6	1	-12	-22	-22
7/23/14 18:08	7/21/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-2,011	20.76	8	-97	-1	9,589	D	70	85	14	5	0	0	3	3	0	-4	-7	-16	-25	-19
7/14/14 10:50	7/10/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-1,014	20.31	8	-50	-1	9,686	D	64	83	15	-2	2	-6	-3	-1	1	2	-4	-18	-16	-12
6/30/14 10:23	6/26/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-1,051	20.81	8	-51	-1	9,736	D	70	88	16	0	10	-2	-4	-2	1	1	-2	-7	-18	-13
6/12/14 12:59	6/10/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-1,095	20.83	7	-53	-1	9,787	D	71	78	19	3	8	8	5	1	-1	3	-3	-11	-13	-6
6/2/14 11:57	5/29/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-3,004	20.03	7	-150	-2	9,839	D	74	62	13	1	-1	4	8	-1	0	4	4	2	-8	-2
5/20/14 21:12	5/20/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Bradley Jeff	FL	O	CEO	P	372	18.60	7	20	100	40	D	51	54	16	4	-5	-1	0	0	5	9	16	8	-2	10
4/16/14 20:28	4/14/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-1,013	20.27	8	-50	0	9,989	D	42	53	19	16	-1	-3	-2	-4	0	-2	-7	3	-17	7
4/4/14 17:22	4/2/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	S.m	-1,942	21.00	7	-92	-1	10,039	D	44	54	31	16	10	0	-2	-1	-2	1	-6	5	-15	4
3/20/14 16:44	3/19/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Eizenstat Stuart E	FL	D		M.d	100	4.00	7	25		3	D	44	53	46	23	27	6	4	3	1	-3	-6	1	-5	-12
3/17/14 17:04	3/6/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Barger Donald G Jr	FL	D		M.d	20	4.00	7	5	418	6	D	47	43	51	21	19	6	2	2	2	4	-2	1	-6	-12
3/7/14 11:54	3/6/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Danjczek Thomas	FL	D		M.d	50	4.00	7	13		3	D	48	46	55	18	13	13	8	3	-1	-1	0	0	-1	-14
3/3/14 20:02	2/28/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Bradley Jeff	FL	O	CEO	M.d	3,150	4.20	6	750		20	D	40	42	56	12	10	13	9	4	1	2	4	0	2	-13
3/3/14 19:58	2/28/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Lebowitz Stephen	FL	O	GC	M.d	400	4.00	6	100		0	D	40	42	56	12	10	13	9	4	1	2	4	0	2	-13
3/3/14 18:20	2/27/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Kestenbaum Alan	FL	DOT	Exec CB	M.d	6,000	4.00	6	1,500	17	10,132	D	40	42	56	12	10	13	9	4	1	2	4	0	2	-13
2/27/14 09:56	2/25/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Danjczek Thomas	FL	D		M.d	50	4.00	5	13		3	D	36	40	50	12	14	18	9	4	2	3	5	1	0	-14
2/25/14 19:05	2/24/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Barger Donald G Jr	FL	D		M.d	30	4.00	5	8		6	D	34	34	52	19	9	15	8	7	3	5	10	5	2	-15
2/20/14 13:38	2/19/14	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Barger Donald G Jr	FL	D		M.d	50	4.00	5	13		6	D	34	22	49	11	2	5	4	1	1	8	17	1	9	-13
12/13/13 16:38	12/11/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	10	14.00	5	1	0	6,432	I	50	48	17	8	-2	2	1	-1	0	2	12	22	20	2
12/6/13 16:28	12/4/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	422	13.98	5	30	0	6,431	I	58	56	19	13	15	2	0	-1	3	1	16	26	24	8
11/22/13 17:29	11/20/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	2,065	13.99	9	148	1	12,738	I	78	61	24	15	13	2	-1	1	2	7	12	24	22	15
11/18/13 19:26	11/14/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	3,474	13.98	9	249	2	12,320	I	72	68	21	18	15	7	4	-1	1	0	2	20	16	14
11/13/13 17:59	11/11/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	2,666	13.96	9	191	2	11,989	I	71	62	26	16	14	4	3	4	0	0	2	11	12	12
11/8/13 19:01	11/6/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P.m	4,324	13.60	8	318	3	11,588	I	66	59	20	15	4	7	2	-4	1	1	5	9	23	13
11/4/13 15:22	11/1/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	3,900	12.00	7	325	6	5,496	I	59	43	27	22	5	11	1	3	3	0	3	8	11	11
10/30/13 17:02	10/28/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	29	12.74	6	2	0	5,171	I	60	48	29	10	-3	10	5	9	9	2	12	16	16	15
10/11/13 12:56	7/2/13	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Guarnera Bernard John	NV	D		P	51	1.15	0	44	142	75	D	-51	-27	-22	32	33	-15	-5	-8	-1	-3	8	40	36	-28
8/30/13 11:35	8/30/13	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Bradley Jeff	NY	O	CEO	P	130	12.95	3	10	100	20	D	-14	-10	-8	6	16	2	4	-2	-1	2	19	38	56	61
8/29/13 17:03	8/28/13	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P	5	1.07	0	5	0	7,876	I	-62	-55	-43	-27	5	16	-15	-11	9	24	22	90	78	42
8/13/13 10:54	8/12/13	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Reed Kenneth M	MA	T		P	12	0.9600	0	13	0	7,871	I	-60	-55	-46	-18	-8	10	16	19	3	17	34	44	81	42
8/8/13 11:01	8/8/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	P	28	11.20	4	3	1	327	D	15	18	4	-3	-9	-9	-10	-10	6	12	15	24	38	75
6/27/13 11:57	6/25/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	2,550	12.00	5	213	4	5,168	I	4	32	21	8	6	0	-3	-1	3	6	4	11	37	47
6/26/13 13:01	6/24/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	2,301	11.87	5	194	4	4,956	I	4	36	19	9	6	2	-1	1	-1	8	4	10	30	46
6/25/13 17:22	6/21/13	ZINC	Horsehead Holding Corp	DE	Metal	NFeMtl	Primary Smelting & Refining o	Dalal Street, LLC	CA	T		P	2,088	12.06	5	173	4	4,762	I	4	27	21	9	6	0	-1	-3	-1	7	4	9	21	45
5/31/13 15:16	5/20/13	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Dugan Lydia	TX	T		P	24	1.22	0	20	0	7,976	I	-43	-62	-24	-22	0	9	11	6	-2	-17	-24	-27	40	15
5/31/13 13:12	5/20/13	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Dugan Patrick W	TX	T		P	24	1.22	0	20	0	7,976	I	-43	-62	-24	-22	0	9	11	6	-2	-17	-24	-27	40	15
2/14/13 16:22	2/12/13	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Lavin Franklin	NY	D		M.d	100	4.00	5	25		2	D	-22	10	18	8	7	2	1	1	0	-6	-5	-20	-17	19
11/21/12 15:48	11/20/12	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Schreiber George A Jr	PA	D		P	87	8.68	2	10	New	10	D	-29	10	-6	-8	-7	-4	1	4	0	5	15	23	32	62
10/30/12 11:00	1/27/12	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Lawrence John C	MT	DO	P	P.d	0	0.00	0	26	0	5,477	D	329	-27	-48	-29	-24	7	-5	3	-3	-8	-10	2	-32	-26
9/18/12 13:43	9/14/12	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	S	-317	16.67	8	-19	-72	7	D	17	-3	-3	24	20	7	3	1	0	-1	-1	-4	-9	-3
9/17/12 16:50	9/14/12	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Scherich Robert D	PA	O	VP,CFO	M.d	50	1.01	3	50	62	129	D	24	6	-11	9	12	14	18	6	-1	-5	-8	-4	9	36
9/17/12 16:50	9/14/12	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Scherich Robert D	PA	O	VP,CFO	S.d	-189	10.20	3	-19	-13	129	D	24	6	-11	9	12	14	18	6	-1	-5	-8	-4	9	36
9/4/12 13:06	8/23/12	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	M.ad	1,000	4.00	5	250		26	D	27	-8	3	24	15	14	-3	-1	1	6	5	-1	-1	-8
8/27/12 19:31	8/23/12	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Lebowitz Stephen	NY	O	GC	M.d	200	4.00	5	50		0	D	45	2	2	26	15	13	16	0	0	-1	5	-4	-2	-11
8/27/12 19:29	8/23/12	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	M.d	1,000	4.00	5	250		21	D	45	2	2	26	15	13	16	0	0	-1	5	-4	-2	-11
8/16/12 08:35	8/14/12	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	M.d	89	1.01	3	88	39	317	D	-1	-10	-16	-5	-14	-1	-7	-7	6	7	18	-4	25	37
8/16/12 08:35	8/14/12	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	S.d	-370	8.91	3	-42	-12	317	D	-1	-10	-16	-5	-14	-1	-7	-7	6	7	18	-4	25	37
5/18/12 16:29	5/18/12	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	P	89	8.94	4	10	4	270	D	-11	-31	7	-18	-20	-20	-12	-8	6	4	5	5	-4	33
4/16/12 17:00	4/12/12	CDII	Cd International Enterprises, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	CA	H	FORMER C	S.m	-4	0.7567	0	-5	-11	40	D
4/12/12 17:00	4/10/12	CDII	Cd International Enterprises, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	CA	H	FORMER C	S	-4	0.8000	0	-5	-10	45	D
2/27/12 12:52	1/27/12	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Babbitt Gary D	ID	D		P	0	0.00	0	26	19	162	D	685	538	10	22	30	-6	0	7	4	1	24	24	-23	-40
2/27/12 12:12	1/19/12	UAMY	United States Antimony Corp	MT	Metal	NFeMtl	Primary Smelting & Refining o	Babbitt Gary D	ID	D		P.e	9	2.21	0	4	3	136	D	685	538	10	22	30	-6	0	7	4	1	24	24	-23	-40
2/22/12 14:06	2/17/12	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	CA	H	Former C	S.m	-12	0.9051	0	-14	-22	50	D	-45	-41	0	15	18	-2	0	1	0	-1
11/23/11 15:04	11/23/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Rosenberger Bryan D.	PA	D		P	22	7.18	4	3	10	34	D	-37	-37	-41	-20	-13	-14	-11	-5	-5	23	26	54	21	22
9/30/11 14:07	9/29/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Yuejian	FL	DOT	CEO	P.m	24	0.9414	0	25	New	25	I	-36	-17	-28	5	4	14	15	16	1	-7	-3	-20
9/30/11 12:13	9/29/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Huang Yuwei	FL	DO	EVP	P	90	0.9291	0	96	9	1,169	D	-36	-17	-28	5	4	14	15	16	1	-7	-3	-20
9/29/11 16:02	9/29/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Tung Kong	FL	D		P	92	0.9640	0	95	8	1,315	D	-45	-31	-35	-5	-14	-3	0	2	1	-12	1	-23
9/29/11 09:55	9/28/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Huang Yuwei	FL	DO	EVP	P	46	0.8645	0	54	5	1,073	D	-45	-31	-35	-5	-14	-3	0	2	13	1	15	-9
9/26/11 16:34	9/26/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	FL	O	EVP,CFO	P	13	0.8644	0	15	45	48	D	-46	-25	-37	-4	-11	-7	-4	-1	-4	17	13	-4
9/23/11 16:35	9/23/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wasserman Adam	FL	D		P	12	0.8500	0	14	52	41	D	-48	-25	-38	-2	-3	-8	-2	-1	0	16	8	-8
9/23/11 12:20	9/22/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Yuejian	FL	DOT	CEO	P	131	0.8707	0	150	55	422	D	-48	-25	-38	-2	-3	-8	-2	-1	-1	15	7	-9
9/22/11 16:52	9/21/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Steiner Sheldon	FL	D		P	18	0.8967	0	20	34	79	D	-48	-21	-39	-1	9	-4	-1	2	-1	1	6	-8
9/22/11 16:51	9/22/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Shen Philip Y	FL	D		P	17	0.8595	0	20	27	94	D	-48	-21	-39	-1	9	-4	-1	2	-1	1	6	-8
8/30/11 17:44	8/26/11	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Bradley Jeff	NY	O	CEO	P	148	14.77	26	10	New	10	D	100	52	-31	-29	-35	-17	-7	0	2	-5	-15	-14	-12	-9
8/19/11 11:24	8/18/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Rosenberger Bryan D.	PA	D		P	15	9.30	8	2	5	31	D	-15	7	-40	-30	-32	-19	-4	-12	-2	0	9	-11	24	1
8/15/11 15:11	8/11/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Shilling Jack W	PA	D		P	141	9.40	9	15	67	37	M	-19	18	-33	-25	-29	-18	-11	0	9	-6	1	-12	14	-3
8/15/11 14:56	8/12/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	John T Grant	PA	D		P	48	9.69	9	5	21	29	D	-19	18	-33	-25	-29	-18	-11	0	9	-6	1	-12	14	-3
8/15/11 14:36	8/12/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	P	95	9.53	9	10	4	234	D	-19	18	-33	-25	-29	-18	-11	0	9	-6	1	-12	14	-3
6/20/11 16:42	6/16/11	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	M.d	200	4.00	15	50		26	D		85	18	-6	-3	-7	-1	-5	3	2	22	-19	-36	-36
6/20/11 16:42	6/16/11	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	S.d	-326	20.27	15	-16	-38	26	D		85	18	-6	-3	-7	-1	-5	3	2	22	-19	-36	-36
6/13/11 17:28	6/10/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Steiner Sheldon	FL	D		P	4	0.8800	0	5	8	64	D	-52	-29	-28	-33	-32	-27	-17	-17	-3	-8	6	-7	-16
4/5/11 16:13	4/4/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	S	-72	16.94	6	-4	-2	224	D	153	33	74	28	15	6	0	-1	0	-7	-17	-24	-66	-36
4/5/11 15:50	4/4/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Alavi Ali	PA	O	VP,Gen.	S	-35	16.94	6	-2	-4	52	D	153	33	74	28	15	6	0	-1	4	-2	-12	-20	-62	-32
4/5/11 15:47	4/4/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Scherich Robert D	PA	O	VP,CFO	S	-23	16.94	6	-1	-2	88	D	153	33	74	28	15	6	0	-1	4	-2	-12	-20	-62	-32
3/8/11 13:35	3/4/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Alavi Ali	PA	O	VP,Gen.	M.d	520	13.00	6	40	288	54	D	347	53	103	37	33	20	16	1	0	-7	3	-31	-42	-36
3/8/11 13:35	3/4/11	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Alavi Ali	PA	O	VP,Gen.	S.d	-699	17.47	6	-40	-43	54	D	347	53	103	37	33	20	16	1	0	-7	3	-31	-42	-36
3/7/11 16:50	3/4/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S.m	-11	1.44	1	-8	-26	22	D	42	-18	51	15	-5	-10	-3	2	-1	-6	-6	-20	-33	-39
1/20/11 16:39	1/20/11	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Huang Yuwei	FL	DO	EVP	P	0	0.00	4	769	308	1,019	I	9	-28	30	10	17	5	-4	-8	0	2	7	-17	-32	-41
1/3/11 17:06	12/30/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Steiner Sheldon	FL	D		S	-20	2.00	2	-10	-14	59	D	4	28	32	21	25	20	26	25	-4	-8	-15	-24	-49	-62
1/3/11 17:04	12/29/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S	-14	1.35	2	-11	-40	16	D	4	28	32	21	25	20	26	25	-4	-8	-15	-24	-49	-62
10/19/10 16:34	10/18/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	FL	O	EVP,CFO	S	-8	1.50	0	-5	-45	6	D	-49	-7	-7	28	57	24	9	10	29	4	-9	11	-8	-28
10/19/10 16:31	10/15/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Steiner Sheldon	FL	D		S	-15	1.45	0	-10	-13	69	D	-49	-7	-7	28	57	24	9	10	29	4	-9	11	-8	-28
10/4/10 16:54	9/30/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S	-12	1.25	0	-10	-28	26	D	-69	-16	-26	10	26	21	12	4	2	14	-2	22	9	-18
6/15/10 15:11	6/11/10	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Heilman Theodore Jr.	NY	O	SVP	M.d	250	6.25	7	40	20	240	D			16	-2	-12	-5	-8	6	3	7	0	18	68	95
6/15/10 15:11	6/11/10	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Heilman Theodore Jr.	NY	O	SVP	S.d	-403	10.07	7	-40	-14	240	D			16	-2	-12	-5	-8	6	3	7	0	18	68	95
6/15/10 14:11	6/11/10	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Barger Donald G Jr	NY	D		P	20	9.94	7	2	122	4	D			16	-2	-12	-5	-8	6	3	7	0	18	68	95
6/11/10 17:08	6/10/10	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	P	50	10.00	7	5	New	5	D			7	-10	-21	-9	-9	-5	4	7	3	16	74	109
6/8/10 16:37	6/4/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Rothstein Lazarus	FL	O	EVP	S.m	-30	1.21	1	-25	-93	2	D	-86	-23	-4	-29	-27	-20	-5	-5	-2	9	-3	-13	11	-8
5/17/10 18:25	5/13/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wasserman Adam	FL	D		S	-4	1.85	1	-2	-14	12	D	-82	16	18	4	-3	-2	10	8	-4	-8	-15	-30	-14	-11
4/19/10 18:18	4/15/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Rothstein Lazarus	FL	O	EVP	S	-8	1.69	0	-5	-100	0	D	-81	26	-1	-30	-7	8	-1	-3	1	2	-4	-26	-12	-20
4/8/10 16:38	4/6/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S	-9	1.70	0	-5	-50	5	D	-81	33	6	1	0	0	9	2	2	6	-14	-32	-23	-20
4/1/10 17:58	3/30/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wasserman Adam	FL	D		S	-3	1.60	1	-2	-13	14	D	-79	22	-3	28	-9	-4	3	3	6	2	-3	-29	-21	-15
4/1/10 17:54	3/30/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S	-9	1.60	1	-6	-35	10	D	-79	22	-3	28	-9	-4	3	3	6	2	-3	-29	-21	-15
2/23/10 16:52	2/19/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	FL	O	EVP,CFO	S	-3	1.70	1	-2	-100	0	D	-75	26	6	19	-26	-5	-2	4	1	-2	-4	-13	-37	-2
2/19/10 17:16	2/17/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Rothstein Lazarus	FL	O	EVP	S	-8	1.61	1	-5	-50	5	D	-75	25	9	20	-19	-7	4	8	-2	-8	-8	-18	-41	-2
1/14/10 18:27	1/12/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S	-10	2.50	5	-4	-30	9	D	-67	41	55	50	85	103	35	5	-1	-9	-31	-26	-46	-26
1/14/10 18:25	9/24/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S.am	-42	1.99	5	-21	-62	13	D	-67	41	55	50	85	103	35	5	-1	-9	-31	-26	-46	-26
1/14/10 18:20	6/12/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S.m	-15	1.98	5	-8	-18	35	D	-67	41	55	50	85	103	35	5	-1	-9	-31	-26	-46	-26
1/6/10 22:00	1/6/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Steiner Sheldon	FL	D		S	-20	2.00	1	-10	-19	42	D	-81	-20	12	5	14	26	39	32	5	21	-30	-29	-61	-29
1/6/10 18:18	9/24/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Barnes David M	FL	D		S.m	-42	1.99	1	-21	-51	21	D	-81	-20	12	5	14	26	39	32	5	21	-30	-29	-61	-29
1/4/10 17:35	1/4/10	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Andrew X.	FL	O	EVP,CFO	S	-4	1.50	0	-3	-60	2	I	-86	-19	-28	-20	-16	-13	1	-2	-8	44	2	-4	-50	-19
11/19/09 16:00	11/19/09	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Barger Donald G Jr	NY	D		P.a	10	8.69	1	1	New	1	D				7	2	7	0	-3	0	-1	7	24	34	95
11/19/09 14:14	11/19/09	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Barger Donald G Jr	NY	D		P	10	8.69	1	1	18	7	D				7	2	7	0	-3	-1	-2	6	23	33	94
9/17/09 16:30	9/15/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Rothstein Lazarus	FL	O	EVP	S	-8	1.65	0	-5	-33	10	D	-66	-62	44	0	-13	4	8	4	0	0	-4	-23	-4	-26
8/25/09 12:08	7/29/09	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Appelbaum Malcolm	NY	O	CFO	P	14	7.00	3	2	New	2										0	0	5	6	27	33
8/10/09 19:56	8/6/09	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Luxor Capital Group, LP	NY	T		S.d	-5,600	7.00	6	-800	-20	3,217	M								7	-3	3	2	5	15	44
7/31/09 17:10	7/29/09	GSM	Globe Specialty Metals Inc		Metal	NFeMtl	Primary Smelting & Refining o	Luxor Capital Group, LP	NY	T		S	-21,208	7.00	30	-3,030	-81	713	M									11	11	13	7	29	61
6/11/09 17:32	6/9/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Yuejian	FL	DOT	CEO	M.d	1	0.0100	1	121		0	D	-39	-76	26	75	50	38	16	21	20	-9	-24	-13	-30	-35
6/11/09 17:32	6/9/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Yuejian	FL	DOT	CEO	S.d	-242	2.00	1	-121	-100	0	D	-39	-76	26	75	50	38	16	21	20	-9	-24	-13	-30	-35
6/11/09 17:06	6/10/09	CDII	China Direct Industries, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Rothstein Lazarus	FL	O	EVP	S	-27	1.83	1	-15	-50	15	D	-39	-76	26	75	50	38	16	21	20	-9	-24	-13	-30	-35
5/26/09 18:55	5/20/09	CDII	China Direct, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Weeraratne Andrew	FL	O	CFO	S.m	-19	1.37	1	-14	-27	37	D	-61	-84	-26	6	9	-29	-7	-1	-2	26	9	20	10	6
5/18/09 13:33	5/14/09	ZINC	Horsehead Holding Corp		Metal	NFeMtl	Primary Smelting & Refining o	Hensler James M	PA	DO	P,CEO	P	4	5.49	3	1	1	128	D		-58	115	53	-5	-8	-20	-1	9	3	26	73	75	72
5/6/09 17:07	5/4/09	CDII	China Direct, Inc.	FL	Metal	NFeMtl	Primary Smelting & Refining o	Wang Yuejian	FL	DOT	CEO	M.d	1	0.0100	1	100		0	D	-44	-84	-38	14	54	34	22	31	-5	-13	-6	23	-19	-9

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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