Industry

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	2	2	12	1	3	-2	-2	26	81	18
S	%wins				50	33	67	58	17	42	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/15/26 16:53	5/15/26	FLNC	Fluence Energy, Inc.	2M	Other	Other	American Depositary Receipts	Spt Holding Sarl		T		S	-206,638	20.53	0	-10,066	-20	41,433	D
3/4/26 16:53	3/4/26	CENX	Century Aluminum Co	Y9	Other	Other	American Depositary Receipts	Glencore International AG	V8	T		S	-326,814	51.75	0	-6,315	-34	12,185	D
11/13/25 17:59	11/10/25	CENX	Century Aluminum Co	Y9	Other	Other	American Depositary Receipts	Glencore International AG	V8	T		S.d	-272,250	30.25	0	-9,000	-20	36,006	M
12/23/24 17:29	12/23/24	AGR	Avangrid, Inc.		Other	Other	American Depositary Receipts	Iberdrola, S.A.	CT	T		P.e	0	0.0000	0	71,351		0	D
10/7/24 18:22	10/2/24	BNOX	Bionomics Ltd/Adr		Other	Other	American Depositary Receipts	Apeiron Investment Group Ltd.	O1	T		S.m	-83	0.3033	0	-272	0	276,491	I
12/11/23 16:30	12/8/23	FLNC	Fluence Energy, Inc.	2M	Other	Other	American Depositary Receipts	Siemens Pension Trust E V	2M	T		S	-156,279	22.05	0	-7,088	-12	51,499	I
1/26/23 17:49	1/25/23	JSPR	Jasper Therapeutics, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holding Ltd	V8	T		S	-142	1.89	0	-75	-2	4,550	I
5/19/21 09:42	5/18/21	AGR	Avangrid, Inc.		Other	Other	American Depositary Receipts	Iberdrola, S.A.	CT	T		P.e	0	0.0000	0	63,424	25	315,659	D
7/23/20 16:50	7/21/20	PAND	Pandion Therapeutics, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holding Ltd	V8	T		P.d	650	18.00	0	36	1	3,086	I
2/1/19 17:14	2/1/19	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-649,088	26.11	0	-24,860	-100	0	I
9/10/18 17:22	9/10/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-574,000	28.70	0	-20,000	-45	24,860	I
8/2/18 19:08	7/31/18	FMI	Foundation Medicine, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holdings Inc	CA	DTH	See foot	P	2,147,484	137.00	0	16,221	77	37,240	D
8/1/18 21:11	8/1/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-555,000	27.75	0	-20,000	-31	44,860	I
6/8/18 16:37	6/8/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-42,167	27.56	0	-1,530	-2	66,662	I
5/10/18 17:26	5/10/18	FHB	First Hawaiian, Inc.	DE	Other	Other	American Depositary Receipts	Bnp Paribas	I0	DT		S	-421,668	27.56	0	-15,300	-18	68,192	I
5/25/11 17:28	5/25/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-3,001	11.10	6	-270	-14	1,637	D	-1	80	105	7	-12	-1	5	0	3	1	-8	-26	-17	-28
5/18/11 14:22	5/18/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-2,400	11.00	6	-218	-10	1,907	D	-3	65	103	5	-25	-19	-17	-2	6	5	-6	-14	2	-26
5/18/11 14:18	5/11/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.ad	-4,000	11.86	6	-337	-14	2,052	D	-3	65	103	5	-25	-19	-17	-2	6	5	-6	-14	2	-26
5/12/11 17:22	5/4/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-4,000	11.86	6	-337	-14	2,052	D	-3	82	114	23	-13	-16	-13	-12	-2	4	-2	-24	2	-19
5/5/11 15:24	5/4/11	ALJ	Alon USA Energy, Inc.	DE	Other	Other	American Depositary Receipts	Africa Israel Investments Ltd	L3	T		S.d	-2,400	12.59	5	-191	-7	2,389	D	-10	69	109	35	-5	-14	-19	-16	-1	1	0	-4	-37	-22
1/5/10 13:31	12/31/09	GETG	Green Earth Technologies Inc	DE	Other	Other	American Depositary Receipts	Techtronic Industries Co Ltd /fi	K3	T		M.d	600	0.1500	0	4,000	15	30,667	D
11/17/08 19:23	11/13/08	CC	Circuit City Stores Inc	VA	Other	Other	American Depositary Receipts	Salinas Pliego Ricardo Benjamin	O5	T		P.m	6,170	0.2464	0	25,037	113	47,183	D
11/14/08 20:35	11/12/08	CC	Circuit City Stores Inc	VA	Other	Other	American Depositary Receipts	Pliego Ricardo Benjamin Salinas	O5	T		P	1,187	0.2231	0	5,320	32	22,146	D
12/23/04 20:50	12/21/04	ARBX	Arbinet Thexchange Inc	DE	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.d	-15,576	16.28	0	-957	-40	1,422	M
10/6/04 15:36	10/4/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.d	-6,888	8.78	2	-784	-37	1,313	D	123	33	25	-13	10	4	-6	-4	4	10	8	11	90	215
10/4/04 17:18	9/30/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.dm	-769	9.57	2	-80	-4	2,097	D	127	37	32	-8	13	19	4	-2	0	9	7	21	89	209
9/30/04 19:28	9/28/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.adm	-872	9.77	2	-89	-4	2,177	D	128	36	35	-5	13	17	5	-1	0	-1	4	15	76	211
9/30/04 17:01	9/28/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.dm	-3,891	9.72	2	-400	-16	2,177	D	128	36	35	-5	13	17	5	-1	0	-1	4	15	76	211
6/23/04 16:06	6/21/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.d	-3,337	9.72	2	-343	-13	2,267	D	126	59	30	45	13	16	10	2	1	-1	-12	-11	10	64
6/22/04 15:26	6/18/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.d	-99	9.88	2	-10	0	2,610	D	123	54	38	40	6	17	8	5	2	7	-6	-6	6	78
5/19/04 17:06	5/17/04	NASD	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.d	-4,627	7.97	0	-581	-38	935	D
3/9/04 15:23	3/5/04	CRZO	Carrizo Oil & Gas Inc	TX	Other	Other	American Depositary Receipts	Jp Morgan Partners 23A Sbic LP	NY	T		S.d	-1,750	7.00	1	-250	-14	1,516	D	28	51	13	2	-5	6	12	2	-5	-7	-3	15	7	108

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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