1126328 - Principal Financial Group Inc - SEC Form 4 Insider Trading Screener

Financial - Insurance Carriers - Accident & Health Insurance - PFG (1126328)
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TCcnt1d1w1m6m

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Filing Date

Trade Date

Ticker

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2018-02-07
PFGStrable-Soethout Deanna DEVP, CFOG - Gift$0.00-28093,3390%-$0
D
2018-01-08
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$30.70+19,856165,736+14%+$609,579
D
2018-01-08
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$72.02-19,856165,736-11%-$1,430,029
D
2018-01-08
PFGScholten Gary PEVP, Ch Info OfficerM - OptEx$30.70+24,31064,564+60%+$746,317
D
2018-01-08
PFGScholten Gary PEVP, Ch Info OfficerS - Sale+OE$71.59-24,31064,564-27%-$1,740,353
D
2018-01-05
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$30.70+69,894165,736+73%+$2,145,746
D
2018-01-05
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$72.01-69,894165,736-30%-$5,033,067
D
2018-01-02
PFGDunbar Timothy MarkEVP, Chief Investment OfficerM - OptEx$25.41+16,40043,436+61%+$416,744
D
2018-01-02
PFGDunbar Timothy MarkEVP, Chief Investment OfficerS - Sale+OE$70.23-16,40043,436-27%-$1,151,796
D
2017-12-28
PFGDan Michael TDirA - Grant$0.00+26849,307+1%+$0
2017-12-28
PFGStrable-Soethout Deanna DEVP, CFOA - Grant$0.00+8093,6190%+$0
2017-12-28
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%A - Grant$0.00+8869,3500%+$0
2017-12-28
PFGFriedrich Amy ChristinePres - USISA - Grant$0.00+2924,3320%+$0
2017-12-28
PFGElming Gregory BernardSVP, Chief Risk OfficerA - Grant$0.00+2520,8430%+$0
D
2017-12-28
PFGTallett Elizabeth EDirA - Grant$0.00+31748,578+1%+$0
2017-12-28
PFGPickerell BlairDirA - Grant$0.00+497,172+1%+$0
2017-12-28
PFGNordin Diane CDirA - Grant$0.00+71,089+1%+$0
D
2017-12-28
PFGMills ScottDirA - Grant$0.00+314,524+1%+$0
D
2017-12-28
PFGHochschild Roger CDirA - Grant$0.00+578,357+1%+$0
2017-12-28
PFGHelton Sandra LDirA - Grant$0.00+28643,040+1%+$0
2017-12-28
PFGGelatt DanielDir, 10%A - Grant$0.00+321109,5970%+$0
D
2017-12-28
PFGFerro Dennis HDirA - Grant$0.00+17727,010+1%+$0
2017-12-28
PFGCarter Miller JoycelynDirA - Grant$0.00+30044,194+1%+$0
2017-12-28
PFGBernard Betsy JDirA - Grant$0.00+28643,581+1%+$0
D
2017-12-14
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumM - OptEx$37.38+27,66252,319+112%+$1,034,006
D
2017-12-14
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumS - Sale+OE$70.04-47,66252,319-48%-$3,338,246
2017-12-12
PFGDunbar Timothy MarkEVP, Chief Investment OfficerG - Gift$0.00-2,00043,394-4%-$0
2017-12-07
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%G - Gift$0.00-3,80069,206-5%-$0
D
2017-12-01
PFGEverett Nora MaryPres - RISM - OptEx$30.70+17,29030,010+136%+$530,803
D
2017-12-01
PFGEverett Nora MaryPres - RISS - Sale+OE$70.16-17,29030,010-37%-$1,213,066
D
2017-12-01
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$30.70+40,75573,006+126%+$1,251,179
D
2017-12-01
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$69.51-50,56173,006-41%-$3,514,495
D
2017-11-28
PFGStrable-Soethout Deanna DEVP, CFOM - OptEx$22.21+18,90593,539+25%+$419,880
D
2017-11-28
PFGStrable-Soethout Deanna DEVP, CFOS - Sale+OE$70.07-18,90593,539-17%-$1,324,673
D
2017-11-28
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$60.10+37,080165,694+29%+$2,228,508
D
2017-11-28
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$70.05-37,080165,694-18%-$2,597,454
2017-11-24
PFGMcCaughan James PPres - Global Asset Mgmt.F - Tax$68.65-22,725173,823-12%-$1,560,071
2017-11-24
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumF - Tax$68.65-9,76172,319-12%-$670,093
2017-11-21
PFGEverett Nora MaryPres - RISG - Gift$0.00-73130,010-2%-$0
2017-11-17
PFGScholten Gary PEVP, Ch Info OfficerG - Gift$0.00-90064,473-1%-$0
2017-11-07
PFGHelton Sandra LDirG - Gift$0.00-3,60042,754-8%-$0
2017-11-02
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%G - Gift$0.00-6,40082,812-7%-$0
2017-10-25
PFGNordin Diane CDirA - Grant$0.00+1,0821,082New+$0
D
2017-10-19
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$34.26+10,58889,212+13%+$362,745
D
2017-10-19
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$68.01-10,58889,212-11%-$720,090
D
2017-10-19
PFGEverett Nora MaryPres - RISM - OptEx$34.26+1,29730,741+4%+$44,435
D
2017-10-19
PFGEverett Nora MaryPres - RISS - Sale+OE$68.00-1,29730,741-4%-$88,196
D
2017-10-19
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$28.34+93,968165,694+131%+$2,662,662
D
2017-10-19
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$68.04-93,968165,694-36%-$6,393,583
D
2017-10-18
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$34.26+38,097165,694+30%+$1,305,203
D
2017-10-18
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$68.00-38,097165,694-19%-$2,590,596
2017-10-09
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumG - Gift$0.00-23482,0800%-$0
D
2017-10-18
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$34.26+17,08289,212+24%+$585,229
D
2017-10-18
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$68.00-17,08289,212-16%-$1,161,576
D
2017-10-18
PFGEverett Nora MaryPres - RISM - OptEx$34.26+12,39830,741+68%+$424,755
D
2017-10-18
PFGEverett Nora MaryPres - RISS - Sale+OE$68.00-12,39830,741-29%-$843,064
2017-09-29
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumA - Grant$0.00+14882,3140%+$0
2017-09-29
PFGStrable-Soethout Deanna DEVP, CFOA - Grant$0.00+8593,5390%+$0
2017-09-29
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%A - Grant$0.00+9389,2120%+$0
D
2017-09-29
PFGMcCaughan James PPres - Global Asset Mgmt.A - Grant$0.00+295196,5480%+$0
2017-09-29
PFGFriedrich Amy ChristinePres - USISA - Grant$0.00+12824,260+1%+$0
2017-09-29
PFGEverett Nora MaryPres - RISA - Grant$0.00+11230,7410%+$0
2017-09-29
PFGElming Gregory BernardSVP, Chief Risk OfficerA - Grant$0.00+2620,8060%+$0
D
2017-09-29
PFGDunbar Timothy MarkEVP, Chief Investment OfficerA - Grant$0.00+12945,3940%+$0
2017-09-29
PFGCarter Miller JoycelynDirA - Grant$0.00+31743,894+1%+$0
D
2017-09-29
PFGTallett Elizabeth EDirA - Grant$0.00+33548,261+1%+$0
2017-09-29
PFGPickerell BlairDirA - Grant$0.00+527,123+1%+$0
D
2017-09-29
PFGMills ScottDirA - Grant$0.00+334,493+1%+$0
D
2017-09-29
PFGHochschild Roger CDirA - Grant$0.00+608,300+1%+$0
2017-09-29
PFGHelton Sandra LDirA - Grant$0.00+30246,354+1%+$0
2017-09-29
PFGGelatt DanielDir, 10%A - Grant$0.00+339109,2760%+$0
D
2017-09-29
PFGFerro Dennis HDirA - Grant$0.00+18726,833+1%+$0
D
2017-09-29
PFGDan Michael TDirA - Grant$0.00+28349,039+1%+$0
2017-09-29
PFGBernard Betsy JDirA - Grant$0.00+30243,295+1%+$0
DM
2017-09-11
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$60.10+6,193195,819+3%+$372,199
DM
2017-09-11
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$62.33-6,193195,819-3%-$386,038
ADM
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$60.10+8,953195,819+5%+$538,075
ADM
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$62.12-8,953195,819-4%-$556,127
D
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,814195,819+45%+$2,134,534
D
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$62.10-60,814195,819-24%-$3,776,549
D
2017-08-04
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,817195,819+45%+$2,134,665
D
2017-08-04
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$66.98-60,817195,819-24%-$4,073,523
D
2017-07-25
PFGScholten Gary PEVP, Ch Info OfficerM - OptEx$34.26+13,49564,192+27%+$462,339
D
2017-07-25
PFGScholten Gary PEVP, Ch Info OfficerS - Sale+OE$67.00-13,49564,192-17%-$904,165
D
2017-07-10
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$60.10+30,50089,061+52%+$1,833,050
D
2017-07-10
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$65.00-30,50089,061-26%-$1,982,500
D
2017-07-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,816195,819+45%+$2,134,631
D
2017-07-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$64.43-60,816195,819-24%-$3,918,375
2017-06-30
PFGEverett Nora MaryPres - RISA - Grant$0.00+14130,6060%+$0
2017-06-30
PFGElming Gregory BernardSVP, Chief Risk OfficerA - Grant$0.00+2620,7680%+$0
D
2017-06-30
PFGDunbar Timothy MarkEVP, Chief Investment OfficerA - Grant$0.00+12544,8050%+$0
D
2017-06-30
PFGStrable-Soethout Deanna DEVP, CFOA - Grant$0.00+10292,6000%+$0
2017-06-30
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumA - Grant$0.00+14482,1090%+$0
2017-06-30
PFGFriedrich Amy ChristinePres - USISA - Grant$0.00+12423,822+1%+$0
2017-06-30
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%A - Grant$0.00+9189,0610%+$0
D
2017-06-30
PFGMcCaughan James PPres - Global Asset Mgmt.A - Grant$0.00+288195,8190%+$0
D
2017-06-30
PFGTallett Elizabeth EDirA - Grant$0.00+32747,926+1%+$0
2017-06-30
PFGPickerell BlairDirA - Grant$0.00+517,071+1%+$0
D
2017-06-30
PFGMills ScottDirA - Grant$0.00+324,460+1%+$0
D
2017-06-30
PFGHochschild Roger CDirA - Grant$0.00+598,240+1%+$0

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AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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