1126328 - Principal Financial Group Inc - SEC Form 4 Insider Trading Screener

Financial - Insurance Carriers - Accident & Health Insurance - PFG (1126328)
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X

Filing Date

Trade Date

Ticker

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2017-11-21
PFGEverett Nora MaryPres - RISG - Gift$0.00-73130,010-2%-$0
2017-11-17
PFGScholten Gary PEVP, Ch Info OfficerG - Gift$0.00-90064,473-1%-$0
2017-11-07
PFGHelton Sandra LDirG - Gift$0.00-3,60042,754-8%-$0
2017-11-02
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%G - Gift$0.00-6,40082,812-7%-$0
2017-10-25
PFGNordin Diane CDirA - Grant$0.00+1,0821,082New+$0
D
2017-10-19
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$34.26+10,58889,212+13%+$362,745
D
2017-10-19
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$68.01-10,58889,212-11%-$720,090
D
2017-10-19
PFGEverett Nora MaryPres - RISM - OptEx$34.26+1,29730,741+4%+$44,435
D
2017-10-19
PFGEverett Nora MaryPres - RISS - Sale+OE$68.00-1,29730,741-4%-$88,196
D
2017-10-19
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$28.34+93,968165,694+131%+$2,662,662
D
2017-10-19
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$68.04-93,968165,694-36%-$6,393,583
D
2017-10-18
PFGHouston Daniel JosephCOB, Pres, CEOM - OptEx$34.26+38,097165,694+30%+$1,305,203
D
2017-10-18
PFGHouston Daniel JosephCOB, Pres, CEOS - Sale+OE$68.00-38,097165,694-19%-$2,590,596
2017-10-09
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumG - Gift$0.00-23482,0800%-$0
D
2017-10-18
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$34.26+17,08289,212+24%+$585,229
D
2017-10-18
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$68.00-17,08289,212-16%-$1,161,576
D
2017-10-18
PFGEverett Nora MaryPres - RISM - OptEx$34.26+12,39830,741+68%+$424,755
D
2017-10-18
PFGEverett Nora MaryPres - RISS - Sale+OE$68.00-12,39830,741-29%-$843,064
2017-09-29
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumA - Grant$0.00+14882,3140%+$0
2017-09-29
PFGStrable-Soethout Deanna DEVP, CFOA - Grant$0.00+8593,5390%+$0
2017-09-29
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%A - Grant$0.00+9389,2120%+$0
D
2017-09-29
PFGMcCaughan James PPres - Global Asset Mgmt.A - Grant$0.00+295196,5480%+$0
2017-09-29
PFGFriedrich Amy ChristinePres - USISA - Grant$0.00+12824,260+1%+$0
2017-09-29
PFGEverett Nora MaryPres - RISA - Grant$0.00+11230,7410%+$0
2017-09-29
PFGElming Gregory BernardSVP, Chief Risk OfficerA - Grant$0.00+2620,8060%+$0
D
2017-09-29
PFGDunbar Timothy MarkEVP, Chief Investment OfficerA - Grant$0.00+12945,3940%+$0
2017-09-29
PFGCarter Miller JoycelynDirA - Grant$0.00+31743,894+1%+$0
D
2017-09-29
PFGTallett Elizabeth EDirA - Grant$0.00+33548,261+1%+$0
2017-09-29
PFGPickerell BlairDirA - Grant$0.00+527,123+1%+$0
D
2017-09-29
PFGMills ScottDirA - Grant$0.00+334,493+1%+$0
D
2017-09-29
PFGHochschild Roger CDirA - Grant$0.00+608,300+1%+$0
2017-09-29
PFGHelton Sandra LDirA - Grant$0.00+30246,354+1%+$0
2017-09-29
PFGGelatt DanielDir, 10%A - Grant$0.00+339109,2760%+$0
D
2017-09-29
PFGFerro Dennis HDirA - Grant$0.00+18726,833+1%+$0
D
2017-09-29
PFGDan Michael TDirA - Grant$0.00+28349,039+1%+$0
2017-09-29
PFGBernard Betsy JDirA - Grant$0.00+30243,295+1%+$0
DM
2017-09-11
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$60.10+6,193195,819+3%+$372,199
DM
2017-09-11
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$62.33-6,193195,819-3%-$386,038
ADM
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$60.10+8,953195,819+5%+$538,075
ADM
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$62.12-8,953195,819-4%-$556,127
D
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,814195,819+45%+$2,134,534
D
2017-09-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$62.10-60,814195,819-24%-$3,776,549
D
2017-08-04
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,817195,819+45%+$2,134,665
D
2017-08-04
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$66.98-60,817195,819-24%-$4,073,523
D
2017-07-25
PFGScholten Gary PEVP, Ch Info OfficerM - OptEx$34.26+13,49564,192+27%+$462,339
D
2017-07-25
PFGScholten Gary PEVP, Ch Info OfficerS - Sale+OE$67.00-13,49564,192-17%-$904,165
D
2017-07-10
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$60.10+30,50089,061+52%+$1,833,050
D
2017-07-10
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$65.00-30,50089,061-26%-$1,982,500
D
2017-07-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,816195,819+45%+$2,134,631
D
2017-07-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$64.43-60,816195,819-24%-$3,918,375
2017-06-30
PFGEverett Nora MaryPres - RISA - Grant$0.00+14130,6060%+$0
2017-06-30
PFGElming Gregory BernardSVP, Chief Risk OfficerA - Grant$0.00+2620,7680%+$0
D
2017-06-30
PFGDunbar Timothy MarkEVP, Chief Investment OfficerA - Grant$0.00+12544,8050%+$0
D
2017-06-30
PFGStrable-Soethout Deanna DEVP, CFOA - Grant$0.00+10292,6000%+$0
2017-06-30
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumA - Grant$0.00+14482,1090%+$0
2017-06-30
PFGFriedrich Amy ChristinePres - USISA - Grant$0.00+12423,822+1%+$0
2017-06-30
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%A - Grant$0.00+9189,0610%+$0
D
2017-06-30
PFGMcCaughan James PPres - Global Asset Mgmt.A - Grant$0.00+288195,8190%+$0
D
2017-06-30
PFGTallett Elizabeth EDirA - Grant$0.00+32747,926+1%+$0
2017-06-30
PFGPickerell BlairDirA - Grant$0.00+517,071+1%+$0
D
2017-06-30
PFGMills ScottDirA - Grant$0.00+324,460+1%+$0
D
2017-06-30
PFGHochschild Roger CDirA - Grant$0.00+598,240+1%+$0
2017-06-30
PFGHelton Sandra LDirA - Grant$0.00+29546,052+1%+$0
2017-06-30
PFGGelatt DanielDirA - Grant$0.00+331108,9370%+$0
D
2017-06-30
PFGFerro Dennis HDirA - Grant$0.00+18326,646+1%+$0
D
2017-06-30
PFGDan Michael TDirA - Grant$0.00+27748,756+1%+$0
2017-06-30
PFGCarter Miller JoycelynDirA - Grant$0.00+31043,577+1%+$0
2017-06-30
PFGBernard Betsy JDirA - Grant$0.00+29542,993+1%+$0
D
2017-07-03
PFGEverett Nora MaryPres - RISM - OptEx$27.46+14,63030,443+93%+$401,740
D
2017-07-03
PFGEverett Nora MaryPres - RISS - Sale+OE$64.60-14,63030,443-32%-$945,098
D
2017-06-21
PFGElming Gregory BernardSVP, Chief Risk OfficerM - OptEx$38.95+16,04020,731+342%+$624,696
D
2017-06-21
PFGElming Gregory BernardSVP, Chief Risk OfficerS - Sale+OE$64.20-30,70720,731-60%-$1,971,389
D
2017-06-15
PFGScholten Gary PEVP, Ch Info OfficerM - OptEx$27.46+21,95064,109+52%+$602,747
D
2017-06-15
PFGScholten Gary PEVP, Ch Info OfficerS - Sale+OE$65.04-21,95064,109-26%-$1,427,628
D
2017-06-12
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%M - OptEx$27.46+38,10588,913+75%+$1,046,363
D
2017-06-12
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%S - Sale+OE$65.05-38,10588,913-30%-$2,478,730
D
2017-06-05
PFGMcCaughan James PPres - Global Asset Mgmt.M - OptEx$35.10+60,818195,527+45%+$2,134,687
DM
2017-06-05
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale+OE$63.53-65,818195,527-25%-$4,181,683
2017-06-02
PFGEverett Nora MaryPres - RISS - Sale$63.52-8,70030,443-22%-$552,624
2017-05-15
PFGShaff Karen EEVP, Gen'l Counsel, Secretary, 10%G - Gift$0.00-2,00088,913-2%-$0
2017-05-16
PFGTallett Elizabeth EDirA - Grant$0.00+2,03247,599+4%+$0
2017-05-16
PFGPickerell BlairDirA - Grant$0.00+2,0327,020+41%+$0
2017-05-16
PFGMills ScottDirA - Grant$0.00+2,0324,428+85%+$0
2017-05-16
PFGHochschild Roger CDirA - Grant$0.00+2,0328,181+33%+$0
2017-05-16
PFGHelton Sandra LDirA - Grant$0.00+2,03245,757+5%+$0
2017-05-16
PFGGelatt DanielDirA - Grant$0.00+2,032108,606+2%+$0
2017-05-16
PFGFerro Dennis HDirA - Grant$0.00+2,03226,463+8%+$0
2017-05-16
PFGDan Michael TDirA - Grant$0.00+2,03248,479+4%+$0
2017-05-16
PFGCarter Miller JoycelynDirA - Grant$0.00+2,03243,267+5%+$0
2017-05-16
PFGBernard Betsy JDirA - Grant$0.00+2,03242,698+5%+$0
D
2017-05-16
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumM - OptEx$60.10+10,37581,909+15%+$623,538
D
2017-05-16
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumS - Sale+OE$64.00-10,37581,909-11%-$664,000
2017-05-05
PFGValdes Luis E.Pres - Int'l Asset Mgmt, AccumG - Gift$0.00-30881,9090%-$0-1
2017-05-08
PFGMcCaughan James PPres - Global Asset Mgmt.S - Sale$64.01-5,000200,527-2%-$320,050-1
D
2017-04-27
PFGEverett Nora MaryPres - RISM - OptEx$60.10+14,55039,143+59%+$874,4550-1
D
2017-04-27
PFGEverett Nora MaryPres - RISS - Sale+OE$65.00-14,55039,143-27%-$945,7500-1
D
2017-04-27
PFGDunbar Timothy MarkEVP, Chief Investment OfficerM - OptEx$52.49+24,90544,651+126%+$1,307,3410-1
D
2017-04-27
PFGDunbar Timothy MarkEVP, Chief Investment OfficerS - Sale+OE$65.00-24,90544,651-36%-$1,618,8250-1
D
2017-04-27
PFGStrable-Soethout Deanna DEVP, CFOM - OptEx$58.87+23,74593,148+34%+$1,397,8570-1
D
2017-04-27
PFGStrable-Soethout Deanna DEVP, CFOS - Sale+OE$65.00-23,74593,148-20%-$1,543,4250-1

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AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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