Security and Commodity Brokers Subsector - SEC Form 4 Insider Trading Screener

All Sectors (except Funds) - Security and Commodity Brokers -
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
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 W - Inherited
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

A
2024-03-22
SCHWSchwab Charles CorpAdams John K JrDirS - Sale$72.64-15,70145,125-26%-$1,140,539
M
2024-03-27
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$132.86-89,0727,683,313-1%-$11,834,086
2024-03-27
PXP10, Inc.Jensen Richard J.EVP, Head of Strategy, M, AP - Purchase$8.35+55,00055,000New+$459,250
D
2024-03-26
AMPAmeriprise Financial IncBrockman Dawn M.SVP, CONTROLLERS - Sale+OE$434.13-2241,431-14%-$97,245
2024-03-26
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$70.75-150,0007,884,834-2%-$10,612,500
D
2024-03-08
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$69.80-2,00034,830-5%-$139,600
2024-03-25
TWTradeweb Markets Inc.Peterson JustinCTOS - Sale$104.83-5,01357,349-8%-$525,497
2024-03-25
PXP10, Inc.Feinglass MichaelSee RemarksS - Sale$8.07-50,000204,005-20%-$403,400
2024-03-25
PXP10, Inc.McCoy David M.See RemarksP - Purchase$8.12+10,00079,545+14%+$81,200
2024-03-26
CMECme Group Inc.Shepard William RDirP - Purchase$214.71+294255,6770%+$63,231
M
2024-03-25
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$133.95-42,6777,772,385-1%-$5,716,556
2024-03-25
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$134.01-4,4881,375,0000%-$601,429
D
2024-03-22
SCHWSchwab Charles CorpAdams John K JrDirS - Sale+OE$72.64-15,70144,451-26%-$1,140,539
2024-03-21
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$70.87-9,0002,310,0070%-$637,848
D
2024-03-21
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale+OE$70.03-12,94883,246-13%-$906,686
D
2024-03-21
SCHWSchwab Charles CorpCraig Jonathan M.Please see remarksS - Sale+OE$70.01-4,9770-100%-$348,430
2024-03-21
SNEXStonex Group Inc.Smith Philip AndrewSubsidiary CEOS - Sale$69.73-7,000233,898-3%-$488,142
M
2024-03-20
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$135.74-91,3217,815,062-1%-$12,395,617
M
2024-03-20
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$133.71-22,5331,255,052-2%-$3,012,960
M
2024-03-20
ARESAres Management CorpKaplan David BCo-FounderS - Sale$135.17-46,4631,305,052-3%-$6,280,612
M
2024-03-20
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$135.67-91,6561,379,488-6%-$12,434,694
2024-03-22
NDAQNasdaq, Inc.Borse Dubai Ltd10%S - Sale$58.00-31,000,00058,341,545-35%-$1,797,907,000
2024-01-31
CMECme Group Inc.McCourt Timothy FrancisSr MD Global Head Equity, FXS - Sale$206.78-356,447-1%-$7,237
2024-03-20
AFLAflac IncKenny Thomas JDirS - Sale$84.62-5,00017,920-22%-$423,105
D
2024-03-19
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$17.17-16,66736,045-32%-$286,129
M
2024-03-19
PXP10, Inc.Feinglass MichaelSee RemarksS - Sale$8.17-73,734254,005-22%-$602,122
2024-03-19
APOApollo Global Management, Inc.Black Leon DSee remarks.S - Sale$110.71-450,00042,604,773-1%-$49,817,790
2024-03-20
TWTradeweb Markets Inc.Friedman DouglasGC, SecretaryS - Sale$103.31-2,92236,194-7%-$301,872
M
2024-03-15
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$131.84-78,2427,906,383-1%-$10,315,144
DM
2024-03-15
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale+OE$131.84-77,4671,277,585-6%-$10,212,916
DM
2024-03-15
ARESAres Management CorpKaplan David BCo-FounderS - Sale+OE$131.84-78,5371,351,515-5%-$10,354,110
M
2024-03-18
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$131.21-39,6641,471,144-3%-$5,204,475
2024-03-18
ICEIntercontinental Exchange, Inc.Foley DouglasSVP, HR, AdministrationS - Sale$135.12-1,60024,712-6%-$216,192
2024-03-15
CMECme Group Inc.McCourt Timothy FrancisSr MD Global Head Equity, FXS - Sale$217.50-5566,482-8%-$120,930
DM
2024-03-14
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale+OE$132.80-113,7771,510,808-7%-$15,109,107
M
2024-03-08
STHOStar HoldingsCowen Inc.10%P - Purchase$12.15+22,0461,328,053+2%+$267,840
M
2024-03-08
STHOStar HoldingsCowen Inc.10%S - Sale$11.95-26,2131,328,053-2%-$313,335
M
2024-03-06
STHOStar HoldingsCowen Inc.10%P - Purchase$11.99+11,0531,328,017+1%+$132,495
M
2024-03-06
STHOStar HoldingsCowen Inc.10%S - Sale$11.82-15,0121,328,017-1%-$177,375
M
2024-03-13
SFStifel Financial CorpSliney David DCOOS - Sale$74.68-20,795184,619-10%-$1,552,978
2024-03-13
SNEXStonex Group Inc.Branch Scott JRetired DirectorS - Sale$67.29-7,5001,085,711-1%-$504,697
D
2024-03-12
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$16.41-157,17736,045-81%-$2,579,935
2024-03-12
CNSCohen & Steers, Inc.Villani Edmond DDirS - Sale$72.99-4,00038,390-9%-$291,960
2024-03-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$307.73-8,61415,669,5750%-$2,650,789
2024-03-13
SAMGSilvercrest Asset Management Group Inc.Gray John AllenMDP - Purchase$15.84+3,13521,110+17%+$49,658
2024-03-12
ICEIntercontinental Exchange, Inc.Martin Lynn CPres, NYSE GroupS - Sale$137.41-6,06052,939-10%-$832,714
2024-03-12
ICEIntercontinental Exchange, Inc.Gardiner WarrenCFOS - Sale$137.05-25018,076-1%-$34,263
2024-03-12
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$8.27-30,533399,960-7%-$252,597
D
2024-03-12
SNEXStonex Group Inc.Lyon Charles MSubsidiary President and CEOS - Sale+OE$67.52-6,78761,557-10%-$458,285
D
2024-03-13
LAZLazard, Inc.Russo Evan LCEO of Asset ManagementS - Sale+OE$39.35-75,000227,448-25%-$2,951,250
2024-03-11
CBOECboe Global Markets, Inc.Wilkinson AllenSVP, CHIEF ACCOUNTING OFFICERS - Sale$184.94-27583-77%-$50,859
2024-03-11
CBOECboe Global Markets, Inc.Sexton John PEVP, GC, Corp SecS - Sale$185.00-6,96816,569-30%-$1,289,080
2024-03-11
TWTradeweb Markets Inc.Peterson JustinCTOS - Sale$103.09-8,28760,818-12%-$854,321
D
2024-03-05
PXP10, Inc.Blatherwick Nell M.See RemarksP - Purchase$7.98+12,500430,493+3%+$99,750
2024-03-08
ICEIntercontinental Exchange, Inc.Gardiner WarrenCFOS - Sale$138.83-50018,326-3%-$69,415
M
2024-03-08
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$310.34-5,97215,678,1890%-$1,853,324
2024-03-11
MORNMorningstar, Inc.Kaplan Steven NDirS - Sale$306.81-1,25044,427-3%-$383,517
D
2024-03-11
SFStifel Financial CorpMichaud Thomas B.SVPS - Sale+OE$74.26-25,42190,055-22%-$1,887,763
DM
2024-03-08
SNEXStonex Group Inc.Lyon Charles MSubsidiary President and CEOS - Sale+OE$68.35-18,19661,557-23%-$1,243,653
M
2024-03-07
PXP10, Inc.Feinglass MichaelSee RemarksS - Sale$8.10-110,000327,739-25%-$891,052
D
2024-03-11
CRGYCrescent Energy CoKkr Group Partnership L.P.10%S - Sale+OE$9.87-13,800,00035,706,850-28%-$136,206,000
D
2024-03-07
HLNEHamilton Lane IncOakville Number 2 Trust10%S - Sale+OE$108.00-55,000480,022-10%-$5,940,000
D
2024-03-08
TROWPrice T Rowe Group IncHrabowski Freeman A IIIDirS - Sale+OE$118.32-8,74021,073-29%-$1,034,147
2024-03-06
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale$67.80-29,99183,246-26%-$2,033,271
2024-03-06
SCHWSchwab Charles CorpCraig Jonathan M.Please see remarksS - Sale$67.80-48,7510-100%-$3,305,083
M
2024-03-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$310.33-18,51515,684,1610%-$5,745,836
2024-03-06
WHGWestwood Holdings Group IncLockridge MatthewHead, U.S. Value Inv.S - Sale$12.01-14,00056,283-20%-$168,087
D
2024-03-06
APPApplovin CorpKkr Group Partnership L.P.10%S - Sale+OE$54.46-19,866,397166,567-99%-$1,081,923,981
2024-03-06
ICEIntercontinental Exchange, Inc.King Elizabeth KathrynGlobal Head of Clearing, CROS - Sale$138.24-8,87813,894-39%-$1,227,334
DM
2024-03-06
SNEXStonex Group Inc.Lyon Charles MSubsidiary President and CEOS - Sale+OE$68.38-16,17661,557-21%-$1,106,069
2024-03-07
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$130.30-3,000,0007,984,625-27%-$390,900,000
2024-03-05
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$15.90-12,500814,489-2%-$198,795
2024-03-06
JHGJanus Henderson Group PlcHughes Brennan A.CHIEF ACCOUNTING OFFICERS - Sale$32.27-1,8125,125-26%-$58,464
2024-03-06
VRTSVirtus Investment Partners, Inc.Zarrilli Stephen TDirS - Sale$248.40-2,1503,549-38%-$534,055
2024-03-05
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$36.14-5,305213,036-2%-$191,730
2024-03-05
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$36.08-43532,918-1%-$15,695
D
2024-03-05
ICEIntercontinental Exchange, Inc.Surdykowski Andrew JGCS - Sale+OE$137.88-6,50549,054-12%-$896,909
2024-03-05
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$36.20-13,820300,547-4%-$500,327
2024-03-05
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Hermes Fund Managers Ltd.S - Sale$36.15-8,302191,248-4%-$300,105
2024-03-05
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$36.07-90852,200-2%-$32,754
D
2024-03-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$16.76-250,0006,907-97%-$4,190,350
M
2024-03-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$303.51-21,57815,702,6760%-$6,549,054
DM
2024-03-04
SNEXStonex Group Inc.Lyon Charles MSubsidiary President and CEOS - Sale+OE$68.66-19,99361,557-25%-$1,372,778
2024-03-06
FRHCFreedom Holding Corp.Tukanov RenatCTOS - Sale$75.43-3,0009,006-25%-$226,290
D
2024-03-03
BMBLBumble Inc.Bx Buzz Ml-1 Gp LLC10%S - Sale+OE$11.10-2,509,31612,802-99%-$27,845,378
D
2024-03-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale+OE$16.47-5,000971,497-1%-$82,369
2024-03-01
APOApollo Global Management, Inc.Kleinman ScottCo-Pres (See Remarks)S - Sale$110.55-207,5808,224,178-2%-$22,948,598
2024-03-04
AMKAssetmark Financial Holdings, Inc.Kim MichaelCEO, PresS - Sale$35.18-11,833408,097-3%-$416,285
M
2024-03-01
FRGEForge Global Holdings, Inc.Rodriques KellyCEOS - Sale$1.99-50,00013,281,1610%-$99,431
D
2024-02-29
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$16.17-16,66736,045-32%-$269,429
M
2024-02-29
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale$190.69-5,00060,223-8%-$953,439
D
2024-03-04
BKKTBakkt Holdings, Inc.Intercontinental Exchange, Inc.10%P - Purchase$0.87+2,762,0097,476,345+59%+$2,394,662
2024-03-01
SNEXStonex Group Inc.Fowler John MooreDirS - Sale$68.94-60086,278-1%-$41,364
M
2024-02-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$298.49-10,42315,724,2540%-$3,111,146
2024-03-01
JHGJanus Henderson Group PlcFogo GeorginaCHIEF RISK OFFICERS - Sale$31.07-3,029124,230-2%-$94,120
D
2024-03-01
PJTPjt Partners Inc.Lee Ji-YeunManaging PartnerS - Sale+OE$104.58-10,00081,433-11%-$1,045,750
DM
2024-02-29
PJTPjt Partners Inc.Meates Helen TCFOS - Sale+OE$105.18-17,92650,645-26%-$1,885,522
2024-03-01
JHGJanus Henderson Group PlcThompson Roger MjCFOS - Sale$31.07-2,806145,304-2%-$87,191
D
2024-02-29
TWTradeweb Markets Inc.Peterson JustinCTOS - Sale+OE$105.48-10,00069,105-13%-$1,054,766
2024-03-01
NDAQNasdaq, Inc.Smith Bryan EverardEVPS - Sale$56.29-2,06463,528-3%-$116,183

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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