ROC - Rockwood Holdings, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	16	46	0	-3	-3	-7	-8	-29	-8
S	%wins				59	61	80	60	40	71	62

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/12/14 17:37	12/11/14	ROC	Chem	Chem	Chemicals & Allied Products	Masters J Kent	NJ	D		S.d	-612	77.64	0	-8	-31	17	D
12/5/14 16:37	12/4/14	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	EVP,Chie	S	-3,716	79.09	0	-47	-60	31	D
11/25/14 16:25	11/24/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	CEO,CFO	S	-1,778	79.15	0	-22	-40	34	D
11/24/14 17:15	11/20/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	CEO,CFO	S	-2,601	78.85	0	-33	-37	57	D
11/24/14 17:15	11/20/14	ROC	Chem	Chem	Chemicals & Allied Products	Ghasemi Seifi	NJ	D		S.d	-10,363	78.89	0	-131	-16	711	D
11/20/14 16:12	11/18/14	ROC	Chem	Chem	Chemicals & Allied Products	Ghasemi Seifi	NJ	D		S.dm	-36,168	78.94	0	-458	-39	711	D
11/20/14 16:12	11/18/14	ROC	Chem	Chem	Chemicals & Allied Products	Erikson Sheldon R	NJ	D		S	-2,788	79.11	0	-35	-100	0	D
7/1/14 18:28	6/30/14	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	Exec V.P	S	-850	75.89	0	-11	-13	78	D
7/1/14 18:27	6/30/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	Acting C	S	-759	75.89	0	-10	-10	89	D
5/30/14 16:40	5/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S	-598	75.88	0	-8	-7	99	D
5/30/14 16:39	5/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP,Law,	S	-796	76.43	0	-10	-10	89	D
4/29/14 19:08	4/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S	-696	71.22	0	-10	-8	107	D
4/29/14 19:08	4/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP Law,	S	-712	71.22	0	-10	-9	99	D
4/1/14 17:13	3/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S	-612	73.06	0	-8	-7	117	D
4/1/14 17:13	3/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP,Law,	S	-858	73.98	0	-12	-10	109	D
3/4/14 18:07	2/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S	-755	79.47	0	-10	-7	125	D
3/4/14 18:06	2/28/14	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP,Law,	S	-862	79.47	0	-11	-8	121	D
12/12/13 20:28	12/10/13	ROC	Chem	Chem	Chemicals & Allied Products	Ghasemi Seifi	NJ	DO	CB,Chief	S.dm	-44,228	70.72	0	-625	-47	706	D
8/9/13 14:28	8/7/13	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	Sen VP,C	S.d	-2,110	64.92	0	-33	-21	123	D
8/9/13 14:27	8/8/13	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	Sen VP,L	S.d	-3,382	65.50	0	-52	-30	119	D
12/7/12 16:43	12/6/12	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	Sen VP,L	S.d	-309	46.72	0	-7	-6	106	D
12/5/12 18:59	12/3/12	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	Sen VP,L	S.dm	-1,278	46.29	0	-28	-21	106	D
12/3/12 16:51	11/29/12	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-1,594	44.69	0	-36	-22	128	D
11/21/12 17:12	11/19/12	ROC	Chem	Chem	Chemicals & Allied Products	Kkr Millennium Fund L.P.	NY	T		S	-294,459	42.67	0	-6,901	-88	915	I
11/21/12 17:12	11/19/12	ROC	Chem	Chem	Chemicals & Allied Products	Kkr Fund Holdings L.P.	NY	T		S	-294,459	42.67	0	-6,901	-88	915	I
3/16/12 18:00	3/14/12	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-1,928	52.54	33	-37	-23	123	D	101	13	8	25	4	-6	-3	5
3/15/12 18:28	3/13/12	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	Sen. VP,	S.d	-1,499	50.76	33	-30	-22	106	D	101	13	8	25	4	-6	-3	5
2/29/12 18:35	2/28/12	ROC	Chem	Chem	Chemicals & Allied Products	Maine Douglas L	NJ	D		S.d	-669	53.51	33	-13	-22	44	D	111	16	15	37	25	0	-1	-1	1	-8
8/17/11 13:48	8/16/11	ROC	Chem	Chem	Chemicals & Allied Products	Erikson Sheldon R	NJ	D		S.d	-237	50.90	33	-5	-13	31	D	173	73	16	2	-13	-16	0	1	-1	-13	-2	-11	5
7/19/11 16:37	7/15/11	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-573	57.25	33	-10	-10	95	D	255	135	39	16	17	8	-3	-2	1	-1	-15	-28	-28
6/23/11 15:52	6/21/11	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-250	50.00	33	-5	-5	95	D	276	106	31	4	-3	-1	8	6	2	7	20	-11	-24
6/16/11 15:14	6/15/11	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-240	48.00	33	-5	-5	95	D	210	84	13	5	-10	-6	-3	0	-1	7	22	4	-19
5/18/11 20:32	5/16/11	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	S.V.P,CF	S.d	-1,168	50.30	33	-23	-20	95	D	285	84	38	13	-3	-10	-4	-4	0	-4	-10	-1	-12
5/18/11 20:31	5/16/11	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	S.VP,Law	S.dm	-3,100	50.32	33	-62	-43	83	D	285	84	38	13	-3	-10	-4	-4	0	-4	-10	-1	-12
5/9/11 16:46	5/5/11	ROC	Chem	Chem	Chemicals & Allied Products	Kkr 1996 Fund L P	NY	T		S	-430,160	53.77	33	-8,000	-87	1,224	I	363	105	47	25	6	6	-5	-3	1	-5	-9	-4	-12
2/14/11 18:58	12/23/10	ROC	Chem	Chem	Chemicals & Allied Products	Kkr 1996 Fund L P	NY	T		S	-234,011	37.52	30	-6,237	-28	15,853	I	455	102	59	20	14	12	6	4	-2	5	1	12	13	21
12/17/10 17:04	12/15/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-828	41.40	21	-20	-23	66	D	325	69	55	30	13	6	-1	-4	1	-4	3	18	20	-6
11/17/10 17:47	11/15/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-731	36.55	20	-20	-25	60	D	292	54	35	21	4	4	-3	-5	3	5	13	33	46	29
10/19/10 18:01	10/15/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,Chie	S.d	-1,179	34.71	19	-34	-36	60	D	138	77	27	38	22	8	4	-2	2	4	5	22	42	24
9/27/10 19:28	9/24/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-961	32.03	17	-30	-33	60	D	19	51	26	34	16	12	9	2	0	0	8	19	52	22
9/17/10 10:19	9/15/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	Senior V	S.d	-474	29.36	16	-16	-21	60	D	-2	38	15	15	1	18	7	2	1	2	14	31	52	64
8/18/10 14:30	8/16/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-279	27.87	22	-10	-16	53	D	-24	58	23	9	29	3	-1	5	-1	-12	3	22	49	73
8/6/10 17:24	8/5/10	ROC	Chem	Chem	Chemicals & Allied Products	Sullivan James T	NJ	O	Controll	S.d	-207	30.31	20	-7	-33	14	D	-21	64	43	12	24	24	5	-1	3	-6	-3	15	40	72
7/30/10 18:00	7/29/10	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP,Law,	S.d	-2,858	28.56	17	-100	-67	49	D	-17	70	31	-3	10	19	15	0	4	3	-10	16	40	109
7/30/10 17:53	7/29/10	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S.d	-372	28.64	17	-13	-20	53	D	-17	70	31	-3	10	19	15	0	4	3	-10	16	40	109
5/14/10 16:30	5/12/10	ROC	Chem	Chem	Chemicals & Allied Products	Sullivan James T	NJ	O	Controll	S.d	-201	29.44	20	-7	-33	14	D	-19	182	32	35	6	7	1	7	1	-14	-11	1	33	83
5/12/10 09:19	5/10/10	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP,Law,	S.d	-810	27.00	19	-30	-38	49	D	-23	126	23	28	1	0	-10	0	10	1	-11	12	35	100
6/19/08 15:49	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Strata LLC	NY	T		S	-292,429	38.60	33	-7,576	-49	8,006	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 15:45	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Kkr Millennium Gp LLC	NY	T		S	-292,429	38.60	33	-7,576	-49	8,006	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 15:40	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Raether Paul E	NY	T		S	-292,429	38.60	33	-7,576	-48	8,096	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 15:37	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Golkin Perry	NY	DT		S	-292,429	38.60	33	-7,576	-49	8,006	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 15:33	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Gorenflos Reinhard	NY	T		S	-146,063	38.60	33	-3,784	-32	8,096	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 15:30	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Fisher Todd A	NY	DT		S	-292,429	38.60	33	-7,576	-48	8,096	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 15:25	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Kkr Europe Ltd	NY	T		S	-292,429	38.60	33	-7,576	-49	8,006	I	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 14:20	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Sullivan James T	NJ	O	Controll	S	-135	38.60	33	-4	-41	5	D	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 14:19	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Zatta Robert J	NJ	O	SVP,CFO	S	-811	38.60	33	-21	-48	23	D	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 14:17	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Ghasemi Seifi	NJ	DO	CB,CEO	S	-3,841	38.60	33	-100	-52	93	D	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/19/08 14:15	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Riordan Thomas	NJ	O	SVP,Law,	S	-1,158	38.60	33	-30	-58	21	D	83	19	29	24	13	12	-4	0	-2	-7	-7	-34	-77	-63
6/18/08 20:20	6/17/08	ROC	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S	-82,984	38.60	33	-2,150	-25	6,539	I	82	22	26	19	11	15	1	2	-2	-8	-8	-22	-78	-62
12/11/07 21:08	12/7/07	ROC	Chem	Chem	Chemicals & Allied Products	Kkr 1996 Gp LLC	NY	T		S	-3,332	34.00	17	-98	0	29,621	I	82	31	3	9	-12	5	0	1	4	-4	-7	2	29	-71
12/11/07 21:08	12/7/07	ROC	Chem	Chem	Chemicals & Allied Products	Raether Paul E	NY	T		S	-3,332	34.00	17	-98	0	29,711	I	82	31	3	9	-12	5	0	1	4	-4	-7	2	29	-71
12/11/07 21:07	12/7/07	ROC	Chem	Chem	Chemicals & Allied Products	Fisher Todd A	NY	DT		S	-3,332	34.00	17	-98	0	29,711	I	82	31	3	9	-12	5	0	1	4	-4	-7	2	29	-71
12/11/07 21:07	12/7/07	ROC	Chem	Chem	Chemicals & Allied Products	Golkin Perry	NY	DT		S	-3,332	34.00	17	-98	0	29,621	I	82	31	3	9	-12	5	0	1	4	-4	-7	2	29	-71
12/11/07 17:10	12/7/07	ROC	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S	-946	34.00	17	-28	0	8,687	I	82	31	3	9	-12	5	0	1	4	-4	-7	2	29	-71
11/20/07 21:16	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Golkin Perry	NY	DT		S	-264,065	34.00	19	-7,767	-42	10,643	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 21:15	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Fisher Todd A	NY	DT		S	-264,065	34.00	19	-7,767	-42	10,733	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 21:15	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Gorenflos Reinhard	NY	T		S	-131,474	34.00	19	-3,867	-26	10,733	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 21:14	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Raether Paul E	NY	T		S	-264,065	34.00	19	-7,767	-42	10,733	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 21:14	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Kkr Europe Ltd	NY	T		S	-264,065	34.00	19	-7,767	-42	10,643	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 21:12	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Kkr Millennium Gp LLC	NY	T		S	-264,065	34.00	19	-7,767	-42	10,643	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 21:11	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Strata LLC	NY	T		S	-264,065	34.00	19	-7,767	-42	10,643	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/20/07 17:13	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S.a	-74,935	34.00	19	-2,204	-20	8,714	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/19/07 17:01	11/16/07	ROC	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S	-74,935	34.00	19	-2,204	-20	8,705	I	77	35	3	3	-15	-14	-4	-3	3	2	0	-2	14	-70

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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