10/16/26 06:30 | 10/15/26 | EDRY | Eurodry Ltd. | 1T | Trans | WtrTr | Water Transportation | Pittas Aristeidis P | | D | | P | 29 | 48.17 | 0 | 1 | 1 | 77 | I | | | | | | | | | | | | | | |
10/16/26 06:13 | 10/14/26 | BZUN | Baozun Inc. | E9 | Retail | eCom | Catalog & Mail-Order Houses | Qiu Wenbin | | DO | CEO | P | 20 | 3.44 | 0 | 6 | 0 | 1,684 | I | | | | | | | | | | | | | | |
10/15/26 20:47 | 10/13/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.a | 3 | 2.91 | 0 | 1 | 0 | 533 | I | | | | | | | | | | | | | | |
10/15/26 18:30 | 10/13/26 | TEGO | Teg Overseas, Inc. | NV | BizSv | DocSv | Computer Processing & Data Pr | Artikkhodjaev Jakhongir Abidovich | | T | | P | 0 | 0.00 | 0 | 124,507 | 999% | 128,507 | I | | | | | | | | | | | | | | |
10/15/26 18:30 | 10/13/26 | TEGO | Teg Overseas, Inc. | NV | BizSv | DocSv | Computer Processing & Data Pr | Tourism & Entertainment Group, LLC | | T | | P | 0 | 0.00 | 0 | 124,507 | 999% | 128,507 | D | | | | | | | | | | | | | | |
10/15/26 18:02 | 10/13/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.m | 13 | 2.91 | 0 | 5 | 1 | 536 | I | | | | | | | | | | | | | | |
10/15/26 17:55 | 10/13/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Macdonald Ryan S | NY | D | | P | 2 | 12.80 | 0 | 0 | 0 | 42 | D | | | | | | | | | | | | | | |
10/15/26 17:50 | 10/14/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Ruddy Jordan B. | NY | O | P | P | 44 | 12.59 | 0 | 4 | 26 | 17 | D | | | | | | | | | | | | | | |
10/15/26 17:42 | 10/14/26 | IMSR | Terrestrial Energy Inc. /De/ | DE | Metal | MtlFb | Fabricated Plate Work (Boiler | Pardee Charles G | NC | D | | P | 22 | 2.95 | 0 | 8 | 111 | 14 | D | | | | | | | | | | | | | | |
10/15/26 16:40 | 10/15/26 | FLSC | Frazier Life Sciences Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Cha Albert | CA | DOT | CEO | P | 3,000 | 10.00 | 0 | 300 | New | 300 | I | | | | | | | | | | | | | | |
10/15/26 16:39 | 10/13/26 | INM | Inmed Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | P.m | 13 | 1.33 | 0 | 10 | 1 | 955 | I | | | | | | | | | | | | | | |
10/15/26 16:33 | 10/13/26 | TRXB | Trex Bio, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Alexandria Venture Investments, LLC | CA | T | | P.d | 2,500 | 14.00 | 0 | 179 | 15 | 1,347 | D | | | | | | | | | | | | | | |
10/15/26 16:30 | 10/13/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 8,802 | 34.68 | 0 | 254 | 0 | 128,388 | D | | | | | | | | | | | | | | |
10/15/26 16:21 | 10/13/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | P.m | 920 | 8.36 | 0 | 110 | 7 | 1,753 | D | | | | | | | | | | | | | | |
10/15/26 16:16 | 9/22/26 | DUOT | Duos Technologies Group, Inc. | FL | Tech | Softw | Prepackaged Software | Recker Frank Douglas | FL | DO | CEO | P.a | 85 | 9.14 | 0 | 9 | 1 | 1,289 | I | | | | | | | | | | | | | | |
10/15/26 16:15 | 10/13/26 | CXM | Sprinklr, Inc. | DE | Tech | Softw | Prepackaged Software | Ward Jr Stephen M | NY | D | | P | 851 | 5.67 | 0 | 150 | 172 | 237 | D | | | | | | | | | | | | | | |
10/15/26 16:05 | 10/14/26 | DGXX | Digi Power X Inc. | A1 | Financ | Loan | Finance Services | Amar Michel | | DOT | CEO | P | 55 | 2.76 | 0 | 20 | 0 | 6,005 | D | | | | | | | | | | | | | | |
10/15/26 15:48 | 9/17/26 | UNB | Union Bankshares Inc | VT | Financ | StBnk | State Commercial Banks | Cote Steven P | NH | D | | P | 10 | 23.73 | 0 | 0 | 53 | 1 | D | | | | | | | | | | | | | | |
10/15/26 15:42 | 10/14/26 | MXF | Mexico Equity & Income Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 254 | 19.88 | 0 | 13 | 1 | 2,407 | I | | | | | | | | | | | | | | |
10/15/26 15:30 | 10/13/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 55 | 10.26 | 0 | 5 | 0 | 3,759 | I | | | | | | | | | | | | | | |
10/15/26 15:21 | 10/14/26 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 658 | 11.74 | 0 | 56 | 3 | 1,745 | I | | | | | | | | | | | | | | |
10/15/26 14:12 | 10/13/26 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P | 20 | 1.99 | 0 | 10 | 6 | 180 | D | | | | | | | | | | | | | | |
10/15/26 11:29 | 10/15/26 | CRESY | Cresud Inc | C1 | RlEst | RlEst | Real Estate | Elsztain Alejandro Gustavo | | D | | P | 93 | 11.18 | 0 | 8 | 1 | 1,251 | D | | | | | | | | | | | | | | |
10/15/26 11:19 | 10/13/26 | GOLD | Gold.Com, Inc. | DE | Retail | Jewel | Jewelry, Watches, Precious St | Tether Global Investments Fund, S.I.C.A.F., S.A. | | T | | P.m | 2,702 | 39.81 | 0 | 68 | 2 | 3,771 | I | | | | | | | | | | | | | | |
10/15/26 11:09 | 10/13/26 | VMO | Invesco Municipal Opportunity Trust | MA | Fund | CEF | Closed-End Funds | Setcavage Rebecca | GA | H | Portfoli | P | 26 | 8.64 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
10/15/26 10:43 | 9/18/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | De Oliveira Andre Luis Duarte | | O | Exec Off | P.a | 1,148 | 17.98 | 0 | 64 | 26 | 308 | D | | | | | | | | | | | | | | |
10/15/26 10:25 | 10/15/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Parnes Tal | | D | | P | 10 | 1.50 | 0 | 7 | 1 | 767 | D | | | | | | | | | | | | | | |
10/15/26 09:03 | 10/14/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | P | 3,543 | 4.72 | 0 | 750 | 2 | 39,618 | I | | | | | | | | | | | | | | |
10/15/26 09:00 | 9/30/26 | NEOV | Neovolta Inc. | NV | Electr | ElcEq | Miscellaneous Electrical Mach | Hass John A | CA | D | | P | 65 | 2.61 | 0 | 25 | 25 | 126 | D | | | | | | | | | | | | | | |
10/15/26 08:00 | 10/14/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 6 | 1.09 | 0 | 5 | 7 | 88 | I | | | | | | | | | | | | | | |
10/15/26 06:56 | 10/12/26 | API | Agora, Inc. | E9 | Tech | Softw | Prepackaged Software | Zhao Bin | CA | DO | CEO | P.m | 102 | 4.21 | 0 | 24 | 0 | 85,596 | I | | | | | | | | | | | | | | |
10/14/26 20:10 | 10/14/26 | ZONE | Zone Frontier Inc. | NV | Hshld | Hshld | Specialty Cleaning, Polishing | Hassen Tyler Lewis | TX | DO | CEO | P | 85 | 0.1136 | 0 | 750 | 23 | 4,000 | D | | | | | | | | | | | | | | |
10/14/26 18:58 | 10/14/26 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lappe Mark | CA | DO | CEO | P | 849 | 84.56 | 0 | 10 | 1 | 970 | I | | | | | | | | | | | | | | |
10/14/26 18:28 | 10/12/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.m | 5,478 | 12.81 | 0 | 428 | 23 | 2,255 | I | | | | | | | | | | | | | | |
10/14/26 17:45 | 10/12/26 | CRT | Cross Timbers Royalty Trust | TX | Financ | Invest | Oil Royalty Traders | Oliver Eric L | TX | T | | P.m | 75 | 12.05 | 0 | 6 | 1 | 1,019 | I | | | | | | | | | | | | | | |
10/14/26 17:34 | 10/12/26 | DOLE | Dole Plc | | Ag | Ag | Crops | Pale Fire Capital Se | | T | | P | 76 | 13.28 | 0 | 6 | 0 | 9,634 | I | | | | | | | | | | | | | | |
10/14/26 17:24 | 10/9/26 | NUAI | New Era Energy & Digital, Inc. | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | McCarthy Kent C | KS | T | | P.d | 1,192 | 4.77 | 0 | 250 | 3 | 9,750 | I | | | | | | | | | | | | | | |
10/14/26 17:15 | 10/9/26 | QVCG | Qvc Group, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Goldentree Asset Management LP | NY | T | | P | 16,697 | 12.35 | 0 | 1,352 | 12 | 12,680 | I | | | | | | | | | | | | | | |
10/14/26 16:30 | 10/9/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P.m | 16,412 | 34.20 | 0 | 480 | 0 | 128,134 | D | | | | | | | | | | | | | | |
10/14/26 16:14 | 10/12/26 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 176 | 12.03 | 0 | 15 | 1 | 1,689 | I | | | | | | | | | | | | | | |
10/14/26 15:57 | 10/9/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 38 | 10.31 | 0 | 4 | 0 | 3,754 | I | | | | | | | | | | | | | | |
10/14/26 12:52 | 10/12/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | P.d | 4 | 3.84 | 0 | 1 | 0 | 5,362 | D | | | | | | | | | | | | | | |
10/14/26 12:22 | 10/13/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | P | 7,402 | 4.93 | 0 | 1,500 | 4 | 38,868 | I | | | | | | | | | | | | | | |
10/14/26 12:20 | 10/13/26 | SBLK | Star Bulk Carriers Corp. | 1T | Trans | ShipTr | Deep Sea Foreign Transportati | Zagari Raffaele | | D | | P.a | 0 | 0.00 | 0 | 0 | 0 | 1,983 | M | | | | | | | | | | | | | | |
10/14/26 12:14 | 10/13/26 | XAIR | Beyond Air, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Lin Yi-Chien | CA | T | | P | 6 | 2.21 | 0 | 3 | 2 | 148 | D | | | | | | | | | | | | | | |
10/14/26 11:22 | 10/13/26 | SBLK | Star Bulk Carriers Corp. | 1T | Trans | ShipTr | Deep Sea Foreign Transportati | Zagari Raffaele | | D | | P | 0 | 0.00 | 0 | 0 | 0 | 1,983 | M | | | | | | | | | | | | | | |
10/14/26 10:57 | 10/1/26 | KIO | Kkr Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Pimentel Rudy | CA | DO | P | P.m | 41 | 10.22 | 0 | 4 | 36 | 15 | D | | | | | | | | | | | | | | |
10/14/26 10:57 | 10/9/26 | TDIC | Dreamland Ltd | E9 | BizSv | Conslt | Management Services | Seto Wai Yue | | DOT | CEO | P | 600 | 2.00 | 0 | 300 | 13 | 2,570 | D | | | | | | | | | | | | | | |
10/14/26 09:15 | 10/13/26 | IMSR | Terrestrial Energy Inc. /De/ | DE | Metal | MtlFb | Fabricated Plate Work (Boiler | Irish Simon | NC | DO | CEO | P | 51 | 3.01 | 0 | 17 | 0 | 5,184 | D | | | | | | | | | | | | | | |
10/14/26 08:28 | 10/13/26 | EDRY | Eurodry Ltd. | 1T | Trans | WtrTr | Water Transportation | Pittas Aristeidis P | | D | | P | 36 | 51.18 | 0 | 1 | 1 | 77 | I | | | | | | | | | | | | | | |
10/14/26 06:20 | 10/12/26 | BZUN | Baozun Inc. | E9 | Retail | eCom | Catalog & Mail-Order Houses | Qiu Wenbin | | DO | CEO | P.m | 40 | 3.40 | 0 | 12 | 1 | 1,679 | I | | | | | | | | | | | | | | |
10/13/26 21:46 | 10/9/26 | TEO | Telecom Argentina Sa | | Telco | Telco | Telephone Communications (No | Heine Martin Andres | | O | See Rema | P | 19 | 2.67 | 0 | 7 | 20 | 42 | D | | | | | | | | | | | | | | |
10/13/26 21:45 | 10/8/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | P | 10 | 2.08 | 0 | 5 | 1 | 645 | I | | | | | | | | | | | | | | |
10/13/26 20:32 | 10/7/26 | ONMD | Onemednet Corp | DE | Health | Biolab | Commercial Physical & Biologi | Kosasa Thomas | MN | DT | | P | 750 | 5.78 | 0 | 130 | 7 | 1,984 | D | | | | | | | | | | | | | | |
10/13/26 20:32 | 10/9/26 | ONMD | Onemednet Corp | DE | Health | Biolab | Commercial Physical & Biologi | Yu Jeffrey | MN | DOT | Chief Me | P | 250 | 5.54 | 0 | 45 | 5 | 1,028 | D | | | | | | | | | | | | | | |
10/13/26 20:21 | 10/13/26 | ZONE | Zone Frontier Inc. | NV | Hshld | Hshld | Specialty Cleaning, Polishing | Hassen Tyler Lewis | TX | DO | CEO | P | 146 | 0.1169 | 0 | 1,250 | 63 | 3,250 | D | | | | | | | | | | | | | | |
10/13/26 19:18 | 10/9/26 | CTNT | Cheetah Net Supply Chain Service Inc. | DE | Retail | AutoSt | Motor Vehicles & Motor Vehicl | Liu Huan | CA | DO | See Rema | P | 330 | 3.30 | 0 | 100 | 999% | 101 | D | | | | | | | | | | | | | | |
10/13/26 18:14 | 10/8/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.m | 36 | 2.91 | 0 | 12 | 2 | 532 | I | | | | | | | | | | | | | | |
10/13/26 18:12 | 10/13/26 | RTSN | Retension Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Keller Eric L. | VA | DO | CEO | P.d | 250 | 12.00 | 0 | 21 | 5 | 464 | D | | | | | | | | | | | | | | |
10/13/26 18:10 | 10/13/26 | RTSN | Retension Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Berger Franklin M | VA | D | | P.d | 120 | 12.00 | 0 | 10 | 80 | 23 | M | | | | | | | | | | | | | | |
10/13/26 17:45 | 10/8/26 | GRCE | Grace Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | P.m | 30 | 2.03 | 0 | 15 | 1 | 2,873 | I | | | | | | | | | | | | | | |
10/13/26 17:24 | 10/9/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Martins Fernando Matt Borges | | DT | | P | 0 | 3.08 | 0 | 0 | 0 | 102 | I | | | | | | | | | | | | | | |
10/13/26 16:30 | 10/8/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 8,959 | 34.30 | 0 | 261 | 0 | 127,654 | D | | | | | | | | | | | | | | |
10/13/26 16:30 | 10/8/26 | TRXB | Trex Bio, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Svlsf Vi, LLC | MA | T | | P.d | 1,300 | 14.00 | 0 | 93 | 3 | 3,012 | I | | | | | | | | | | | | | | |
10/13/26 16:24 | 10/9/26 | AVO | Mission Produce, Inc. | DE | Ag | Ag | Agricultural Services | Gonzalez Luis A | CA | D | | P.m | 595 | 11.43 | 0 | 52 | 1 | 8,078 | I | | | | | | | | | | | | | | |
10/13/26 16:06 | 10/13/26 | GME | Gamestop Corp. | | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | P | 22,775 | 26.98 | 0 | 844 | 2 | 42,493 | D | | | | | | | | | | | | | | |
10/13/26 16:05 | 10/8/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DOH | Secretar | P | 29 | 5.73 | 0 | 5 | 4 | 124 | D | | | | | | | | | | | | | | |
10/13/26 15:33 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Mendelson Victor H | FL | DOH | Co-CB,Co | P | 175 | 220.30 | 0 | 1 | 0 | 2,821 | I | | | | | | | | | | | | | | |
10/13/26 15:32 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Culligan Thomas M | FL | D | | P | 175 | 220.30 | 0 | 1 | 4 | 19 | I | | | | | | | | | | | | | | |
10/13/26 15:32 | 10/12/26 | PCQ | Pimco California Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 16 | 8.04 | 0 | 2 | | 0 | I | | | | | | | | | | | | | | |
10/13/26 15:31 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Hildebrandt Mark H | FL | D | | P | 175 | 220.30 | 0 | 1 | 1 | 62 | I | | | | | | | | | | | | | | |
10/13/26 15:30 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Neitzel Julie | FL | D | | P | 175 | 294.93 | 0 | 1 | 4 | 17 | D | | | | | | | | | | | | | | |
10/13/26 15:29 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Fine Carol F. | FL | D | | P | 175 | 220.30 | 0 | 1 | 22 | 4 | I | | | | | | | | | | | | | | |
10/13/26 15:28 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Schriesheim Alan | FL | D | | P | 175 | 220.30 | 0 | 1 | 1 | 152 | D | | | | | | | | | | | | | | |
10/13/26 15:27 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Henriques Adolfo | FL | D | | P | 175 | 220.30 | 0 | 1 | 2 | 38 | I | | | | | | | | | | | | | | |
10/13/26 15:25 | 10/8/26 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Cheruvatath Nandakumar | FL | D | | P | 175 | 220.30 | 0 | 1 | 18 | 5 | D | | | | | | | | | | | | | | |
10/13/26 15:02 | 10/8/26 | FEAM | 5E Advanced Materials, Inc. | | Mining | IndMn | Mining & Quarrying of Nonmeta | Vant Hoff Graham | CA | D | | P | 215 | 3.59 | 0 | 60 | 140 | 103 | D | | | | | | | | | | | | | | |
10/13/26 13:10 | 10/9/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Sharman Mark Brady | FL | D | | P.d | 29 | 3.98 | 0 | 7 | 2 | 352 | D | | | | | | | | | | | | | | |
10/13/26 12:40 | 10/13/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | P | 21 | 1.49 | 0 | 14 | 0 | 3,678 | I | | | | | | | | | | | | | | |
10/13/26 12:26 | 10/12/26 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Bortz Robert Edward III | GA | O | P | P | 5 | 11.92 | 0 | 0 | 51 | 1 | D | | | | | | | | | | | | | | |
10/13/26 11:47 | 10/9/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Hazlett John Walter | OR | O | CFO | P.m | 20 | 2.02 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/13/26 11:06 | 10/9/26 | IMSR | Terrestrial Energy Inc. /De/ | DE | Metal | MtlFb | Fabricated Plate Work (Boiler | Buckman Frederick W | NC | D | | P | 39 | 3.28 | 0 | 12 | 56 | 34 | D | | | | | | | | | | | | | | |
10/13/26 10:30 | 10/8/26 | IIPR | Innovative Industrial Properties Inc | | RlEst | RlEst | Real Estate | Gold Alan D | CA | DO | Exec CB | P | 1,000 | 25.00 | 0 | 40 | New | 40 | D | | | | | | | | | | | | | | |
10/13/26 10:19 | 10/9/26 | HBIA | Hills Bancorporation | IA | Financ | StBnk | State Commercial Banks | Slattery Thomas M. | IA | D | | P | 47 | 47.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
10/13/26 10:13 | 10/7/26 | GOLD | Gold.Com, Inc. | DE | Retail | Jewel | Jewelry, Watches, Precious St | Tether Global Investments Fund, S.I.C.A.F., S.A. | | T | | P.m | 1,281 | 39.87 | 0 | 32 | 1 | 3,703 | I | | | | | | | | | | | | | | |
10/13/26 10:02 | 10/8/26 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 334 | 11.95 | 0 | 28 | 2 | 1,674 | I | | | | | | | | | | | | | | |
10/13/26 10:00 | 10/8/26 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 4 | 9.40 | 0 | 0 | 0 | 2,172 | I | | | | | | | | | | | | | | |
10/13/26 08:30 | 10/8/26 | SAR | Saratoga Investment Corp. | | Fund | CEF | Closed-End Funds | Oberbeck Christian L | NY | DO | CEO,Dir | P.m | 446 | 14.86 | 0 | 30 | 3 | 974 | I | | | | | | | | | | | | | | |
10/13/26 08:28 | 10/9/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | P | 11,844 | 4.74 | 0 | 2,500 | 7 | 37,368 | I | | | | | | | | | | | | | | |
10/13/26 08:11 | 10/8/26 | PED | Pedevco Corp | TX | Energy | OilPrd | Crude Petroleum & Natural Gas | Kukes Simon G | TX | T | | P | 1,912 | 13.00 | 0 | 147 | 3 | 4,544 | D | | | | | | | | | | | | | | |
10/13/26 08:00 | 10/9/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P.m | 21 | 1.14 | 0 | 19 | 30 | 82 | I | | | | | | | | | | | | | | |
10/13/26 07:34 | 10/7/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Villani Fiorenzo | | DO | See Rema | P | 20 | 3.80 | 0 | 5 | 7 | 78 | D | | | | | | | | | | | | | | |
10/13/26 07:11 | 10/5/26 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | P.m | 68 | 2.71 | 0 | 25 | 0 | 11,584 | I | | | | | | | | | | | | | | |
10/13/26 07:06 | 9/16/26 | API | Agora, Inc. | E9 | Tech | Softw | Prepackaged Software | Zhao Bin | CA | DO | CEO | P.m | 696 | 4.16 | 0 | 167 | 0 | 85,572 | I | | | | | | | | | | | | | | |
10/13/26 07:03 | 10/12/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DOT | CEO | P | 5 | 1.02 | 0 | 5 | 1 | 690 | D | | | | | | | | | | | | | | |
10/9/26 21:20 | 7/31/26 | REF | Reformation Inc. | DE | Fash | Apprl | Women's, Misses', & Juniors O | Kleine Brigitte | CA | D | | P.a | 3 | 15.00 | 0 | 0 | 2 | 10 | D | | | | | | | | | | | | | | |
10/9/26 21:20 | 7/31/26 | REF | Reformation Inc. | DE | Fash | Apprl | Women's, Misses', & Juniors O | Allen Zipporah | CA | D | | P.a | 53 | 15.00 | 0 | 4 | 38 | 13 | D | | | | | | | | | | | | | | |
10/9/26 21:18 | 7/31/26 | REF | Reformation Inc. | DE | Fash | Apprl | Women's, Misses', & Juniors O | Coyle John Joseph | CA | D | | P.a | 3,000 | 15.00 | 0 | 200 | 302 | 266 | D | | | | | | | | | | | | | | |
10/9/26 21:07 | 10/6/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.m | 8,502 | 13.06 | 0 | 651 | 55 | 1,827 | I | | | | | | | | | | | | | | |
10/9/26 19:24 | 10/9/26 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Nassif Mikheal | MI | DO | CEO | P | 6 | 11.95 | 0 | 1 | 47 | 2 | I | | | | | | | | | | | | | | |
10/9/26 19:16 | 10/8/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | P.dm | 22 | 4.01 | 0 | 6 | 0 | 5,361 | D | | | | | | | | | | | | | | |
10/9/26 18:59 | 10/7/26 | SKYA | Skyai, Inc. | NV | Financ | Loan | Finance Services | Bastion Trading Ltd | | T | | P.d | 78 | 1.78 | 0 | 44 | 1 | 4,369 | D | | | | | | | | | | | | | | |
10/9/26 17:34 | 10/7/26 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | P | 30 | 21.75 | 0 | 1 | 6 | 26 | D | | | | | | | | | | | | | | |
10/9/26 17:16 | 9/25/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Gon Cesar Nivaldo | | DOT | CEO | P.am | 26 | 2.90 | 0 | 9 | 13 | 75 | I | | | | | | | | | | | | | | |
10/9/26 17:09 | 2/15/26 | CRNC | Cerence Inc. | DE | Tech | Softw | Prepackaged Software | Rodriquez Antonio | MA | O | CFO | P | 14 | 7.02 | 0 | 2 | 0 | 501 | D | | | | | | | | | | | | | | |
10/9/26 17:06 | 10/7/26 | AHRT | Ah Realty Trust, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | P.dm | 7 | 5.98 | 0 | 1 | 2 | 49 | D | | | | | | | | | | | | | | |
10/9/26 17:05 | 10/8/26 | AHRT | Ah Realty Trust, Inc. | MD | RlEst | RlEst | Real Estate | Bigman Theodore | VA | D | | P.d | 11 | 5.96 | 0 | 2 | 2 | 84 | D | | | | | | | | | | | | | | |
10/9/26 16:37 | 7/29/26 | OPTU | Optimum Communications, Inc. | DE | Media | PayTv | Cable & Other Pay Television | Subin Neil S | FL | T | | P.am | 2,455 | 0.8095 | 0 | 3,032 | 18 | 19,549 | I | | | | | | | | | | | | | | |
10/9/26 16:37 | 10/7/26 | CRT | Cross Timbers Royalty Trust | TX | Financ | Invest | Oil Royalty Traders | Oliver Eric L | TX | T | | P.m | 88 | 11.90 | 0 | 7 | 1 | 1,013 | I | | | | | | | | | | | | | | |
10/9/26 16:33 | 10/7/26 | SAH | Sonic Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Rusnak Paul P. | CA | T | | P | 819 | 59.78 | 0 | 14 | 0 | 5,164 | D | | | | | | | | | | | | | | |
10/9/26 16:16 | 10/7/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 20,880 | 34.40 | 0 | 607 | 0 | 127,393 | D | | | | | | | | | | | | | | |
10/9/26 15:51 | 10/9/26 | NMCO | Nuveen Municipal Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Hamilton Michael S. | IL | H | Portfoli | P | 26 | 8.70 | 0 | 3 | New | 3 | I | | | | | | | | | | | | | | |
10/9/26 15:02 | 8/11/26 | VDTA | Vertical Data Inc. | NV | BizSv | Conslt | Management Consulting Service | Leverton Jaime | NV | D | | P | 255 | 3.00 | 0 | 85 | 27 | 394 | M | | | | | | | | | | | | | | |
10/9/26 14:00 | 10/7/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | P.dm | 13 | 4.28 | 0 | 3 | 0 | 5,356 | D | | | | | | | | | | | | | | |
10/9/26 13:51 | 10/7/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Sharman Mark Brady | FL | D | | P.d | 4 | 4.39 | 0 | 1 | 0 | 345 | D | | | | | | | | | | | | | | |
10/9/26 12:46 | 10/8/26 | FEAM | 5E Advanced Materials, Inc. | | Mining | IndMn | Mining & Quarrying of Nonmeta | Weibel Paul Wesley III | CA | O | CEO | P | 25 | 3.48 | 0 | 7 | 32 | 29 | D | | | | | | | | | | | | | | |
10/9/26 12:06 | 1/2/26 | N.A. | Calamos Aksia Private Equity & Alternatives Fund | | Fund | CEF | Closed-End Funds | Aksia LLC | NY | H | Sub-Advi | P.m | 910 | 11.09 | 0 | 82 | New | 82 | D | | | | | | | | | | | | | | |
10/9/26 11:29 | 10/9/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | P | 30 | 1.67 | 0 | 18 | 0 | 3,664 | D | | | | | | | | | | | | | | |
10/9/26 10:01 | 10/7/26 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 28 | 9.43 | 0 | 3 | 0 | 2,172 | I | | | | | | | | | | | | | | |
10/9/26 10:00 | 9/1/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Rubens Aguiar | | D | | P | 32,042 | 17.37 | 0 | 1,845 | 87 | 3,955 | I | | | | | | | | | | | | | | |
10/9/26 09:59 | 10/7/26 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 210 | 11.97 | 0 | 18 | 1 | 1,646 | I | | | | | | | | | | | | | | |
10/9/26 09:57 | 10/7/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 13 | 10.36 | 0 | 1 | 0 | 3,750 | I | | | | | | | | | | | | | | |
10/9/26 09:43 | 10/7/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | P.m | 1,821 | 8.47 | 0 | 215 | 15 | 1,643 | I | | | | | | | | | | | | | | |
10/9/26 09:15 | 10/8/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 13 | 1.13 | 0 | 12 | 23 | 64 | I | | | | | | | | | | | | | | |
10/9/26 08:01 | 10/8/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Epstein David R | | D | | P | 45 | 8.90 | 0 | 5 | 50 | 15 | D | | | | | | | | | | | | | | |
10/9/26 06:30 | 10/7/26 | GGR | Gogoro Inc. | F5 | Auto | Auto | Motor Vehicles & Passenger Ca | Yin Chung-Yao | | D | | P.d | 35,114 | 2.48 | 0 | 14,159 | | 3,961 | I | | | | | | | | | | | | | | |
10/8/26 19:12 | 10/6/26 | AVR | Anteris Technologies Global Corp. | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | L1 Capital Pty Ltd | | T | | P.d | 1,958 | 7.18 | 0 | 273 | 4 | 6,358 | I | | | | | | | | | | | | | | |
10/8/26 18:27 | 10/6/26 | INM | Inmed Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | P.m | 14 | 1.33 | 0 | 11 | 1 | 946 | I | | | | | | | | | | | | | | |
10/8/26 18:07 | 10/7/26 | IMMR | Immersion Corp | DE | Tech | Hardw | Computer Peripheral Equipment | Singer Eric | FL | DO | P,CEO | P | 293 | 7.14 | 0 | 41 | 2 | 2,231 | D | | | | | | | | | | | | | | |
10/8/26 17:56 | 10/6/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Martins Fernando Matt Borges | | DT | | P.m | 49 | 3.13 | 0 | 16 | 24 | 82 | I | | | | | | | | | | | | | | |
10/8/26 17:50 | 10/8/26 | NRXS | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Carrico Brian Allen | IN | DO | CEO | P | 1 | 4.84 | 0 | 0 | 0 | 228 | D | | | | | | | | | | | | | | |
10/8/26 17:47 | 10/8/26 | NRXS | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Carrico Thomas Joeseph | IN | O | CRO,CCO, | P | 2 | 4.84 | 0 | 0 | 0 | 200 | D | | | | | | | | | | | | | | |
10/8/26 17:45 | 10/8/26 | NRXS | Neuraxis, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Henrichs Timothy Robert | IN | O | CFO | P | 9 | 4.84 | 0 | 2 | 26 | 10 | D | | | | | | | | | | | | | | |
10/8/26 16:30 | 10/6/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 4,099 | 35.23 | 0 | 116 | 0 | 126,786 | D | | | | | | | | | | | | | | |
10/8/26 16:05 | 10/6/26 | PHK | Pimco High Income Fund | | Fund | CEF | Closed-End Funds | Flattum David C | CA | D | | P | 249 | 4.14 | 0 | 60 | New | 60 | I | | | | | | | | | | | | | | |
10/8/26 16:05 | 10/6/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Flattum David C | CA | D | | P | 250 | 14.30 | 0 | 17 | New | 17 | I | | | | | | | | | | | | | | |
10/8/26 14:32 | 10/7/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Osborn Michael Jordan | OR | O | CEO | P | 10 | 1.93 | 0 | 5 | 17 | 35 | I | | | | | | | | | | | | | | |
10/8/26 11:45 | 9/25/26 | GOAI | Eva Live Inc | NV | Tech | Softw | Computer Programming, Data Pr | Boulette David | NV | DOT | CEO | P.a | 40 | 2.01 | 0 | 20 | 0 | 23,284 | D | | | | | | | | | | | | | | |
10/8/26 11:43 | 9/22/26 | GOAI | Eva Live Inc | NV | Tech | Softw | Computer Programming, Data Pr | Boulette David | NV | DOT | CEO | P.a | 38 | 2.03 | 0 | 18 | 0 | 23,264 | D | | | | | | | | | | | | | | |
10/8/26 11:34 | 10/6/26 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 28 | 56.37 | 0 | 1 | 1 | 79 | D | | | | | | | | | | | | | | |
10/8/26 11:26 | 10/7/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Bailly R Jeffrey | MN | D | | P.d | 500 | 50.00 | 0 | 10 | New | 10 | I | | | | | | | | | | | | | | |
10/8/26 11:11 | 10/7/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | P | 5,390 | 4.31 | 0 | 1,250 | 4 | 34,868 | I | | | | | | | | | | | | | | |
10/8/26 10:39 | 10/6/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 58 | 10.47 | 0 | 5 | 0 | 3,749 | I | | | | | | | | | | | | | | |
10/8/26 10:38 | 10/6/26 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 42 | 9.41 | 0 | 4 | 0 | 2,169 | I | | | | | | | | | | | | | | |
10/8/26 09:15 | 10/7/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 7 | 1.21 | 0 | 6 | 12 | 52 | I | | | | | | | | | | | | | | |
10/8/26 08:51 | 12/31/24 | TXTM | Protext Mobility, Inc. | DE | BizSv | BizSv | Miscellaneous Business Servic | Jamaloodeen Ahmed | FL | OT | CB,P | P.dm | 0 | 0.00 | 0 | 718,801 | 638 | 831,401 | D | | | | | | | | | | | | | | |
10/8/26 07:37 | 4/10/26 | COE | 51Talk Online Education Group | E9 | PerSv | EduSv | Educational Services | Shu Ting | | D | | P.d | 0 | 0.00 | 0 | 7,565 | 9 | 88,621 | M | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Yuan Lipen | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 10 | I | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Yeap Choh Fei | | O | SVP | P | 4 | 79.39 | 0 | 0 | 0 | 243 | I | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Zhang Kevin Xiaoqiang | | O | SVP,Depu | P | 5 | 79.39 | 0 | 0 | 0 | 380 | I | | | | | | | | | | | | | | |
10/8/26 06:35 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Yoo Chue-San | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 2,891 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wu Shien-Yang | | O | SVP | P | 4 | 79.39 | 0 | 0 | 0 | 860 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wei Che-Chia | | DO | CB,CEO | P | 11 | 79.39 | 0 | 0 | 0 | 8,661 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wu Yi-Huang | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 108 | I | | | | | | | | | | | | | | |
10/8/26 06:32 | 9/17/26 | COE | 51Talk Online Education Group | E9 | PerSv | EduSv | Educational Services | Huang Jack Jiajia | | DOT | CEO | P.dm | 32,334 | 11.50 | 0 | 2,812 | 3 | 88,621 | I | | | | | | | | | | | | | | |
10/8/26 06:30 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Wang Ying-Lang | | O | SVP | P | 4 | 79.39 | 0 | 0 | 0 | 1,528 | I | | | | | | | | | | | | | | |
10/8/26 06:30 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Mii Yuh-Jier | | O | EVP,Co-C | P.d | 5 | 79.39 | 0 | 0 | 0 | 1,358 | I | | | | | | | | | | | | | | |
10/8/26 06:30 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Tien Bor-Zen | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 20 | I | | | | | | | | | | | | | | |
10/8/26 06:27 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lu Chin-Sheng | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 54 | I | | | | | | | | | | | | | | |
10/8/26 06:27 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lu Lee-Chung | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 313 | I | | | | | | | | | | | | | | |
10/8/26 06:27 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lin Shyue-Shyh | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 36 | I | | | | | | | | | | | | | | |
10/8/26 06:25 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lin Chris Horng-Dar | | O | VP,CIO | P | 3 | 79.39 | 0 | 0 | 0 | 179 | I | | | | | | | | | | | | | | |
10/8/26 06:24 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Lee Chun-Hsien | | O | SVP | P | 4 | 79.39 | 0 | 0 | 0 | 542 | I | | | | | | | | | | | | | | |
10/8/26 06:24 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Ku Yao-Ching | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 235 | I | | | | | | | | | | | | | | |
10/8/26 06:21 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Hwang Yuan-Ko | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 207 | I | | | | | | | | | | | | | | |
10/8/26 06:21 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Huang Jen-Chau | | O | SVP,CFO | P | 2 | 79.39 | 0 | 0 | 0 | 1,856 | I | | | | | | | | | | | | | | |
10/8/26 06:21 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Jang Syun-Ming | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 467 | I | | | | | | | | | | | | | | |
10/8/26 06:17 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Hou Yung-Chin | | O | SVP,Depu | P | 5 | 79.39 | 0 | 0 | 0 | 771 | I | | | | | | | | | | | | | | |
10/8/26 06:17 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Hsu Kuo-Chin | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 221 | I | | | | | | | | | | | | | | |
10/8/26 06:17 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | He Jun | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 142 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chuang Tzu-Sou | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 1,516 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Cao Min | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 573 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chin Yung-Pei | | O | EVP,Co-C | P | 5 | 79.39 | 0 | 0 | 0 | 9,466 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chang Tzonz-Sheng | | O | SVP | P | 4 | 79.39 | 0 | 0 | 0 | 347 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Fang Shu-Hua | | O | SVP,GC | P | 4 | 79.39 | 0 | 0 | 0 | 1,366 | I | | | | | | | | | | | | | | |
10/8/26 06:12 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chuang Juiping | | O | VP | P | 4 | 79.39 | 0 | 0 | 0 | 365 | I | | | | | | | | | | | | | | |
10/8/26 06:11 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chen Pei-Hung | | O | VP | P | 3 | 79.39 | 0 | 0 | 0 | 525 | I | | | | | | | | | | | | | | |
10/8/26 06:11 | 10/7/26 | TSM | Taiwan Semiconductor Manufacturing Co Ltd | | Tech | Semicn | Semiconductors & Related Devi | Chen Chih-Ho | | O | Controll | P | 2 | 79.39 | 0 | 0 | 0 | 14 | I | | | | | | | | | | | | | | |
10/7/26 19:57 | 10/5/26 | STWI | Stagewise Strategies Corp. | NV | BizSv | DocSv | Computer Processing & Data Pr | Tourism & Entertainment Group, LLC | | T | | P | 138 | 0.1380 | 0 | 1,000 | 33 | 4,000 | D | | | | | | | | | | | | | | |
10/7/26 17:33 | 10/5/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P | 0 | 2.93 | 0 | 0 | 0 | 520 | I | | | | | | | | | | | | | | |
10/7/26 17:02 | 10/6/26 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Brockman Ivan | IN | D | | P | 50 | 5.02 | 0 | 10 | 36 | 38 | I | | | | | | | | | | | | | | |
10/7/26 16:30 | 10/5/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 2,284 | 34.75 | 0 | 66 | 0 | 126,670 | D | | | | | | | | | | | | | | |
10/7/26 16:01 | 9/2/26 | CNTM | Connectm Technology Solutions, Inc. | DE | Build | BldTrd | Special Trade Contractors | Choudhury Mahesh | MA | O | Principa | P.m | 4 | 5.18 | 0 | 1 | 2 | 41 | D | | | | | | | | | | | | | | |
10/7/26 16:00 | 10/6/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Taglich Robert | NY | T | | P | 20 | 5.00 | 0 | 4 | 1 | 459 | D | | | | | | | | | | | | | | |
10/7/26 14:45 | 10/6/26 | SAH | Sonic Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Rusnak Paul P. | CA | T | | P | 67 | 59.90 | 0 | 1 | 0 | 5,151 | D | | | | | | | | | | | | | | |
10/7/26 14:00 | 10/5/26 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 17 | 9.38 | 0 | 2 | 0 | 2,165 | I | | | | | | | | | | | | | | |
10/7/26 13:58 | 10/5/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 264 | 10.51 | 0 | 25 | 1 | 3,744 | I | | | | | | | | | | | | | | |
10/7/26 13:56 | 10/5/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 520 | 20.09 | 0 | 26 | 1 | 2,394 | I | | | | | | | | | | | | | | |
10/7/26 08:57 | 10/5/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Epstein David R | FL | D | | P.m | 86 | 8.64 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/7/26 08:47 | 10/6/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Kemula Pierre Thadee Victor | | O | CFO | P | 86 | 8.59 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/7/26 08:06 | 10/5/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Knotnerus Tim Jasper | | DO | CEO | P.m | 94 | 8.58 | 0 | 11 | 24 | 56 | D | | | | | | | | | | | | | | |
10/7/26 08:00 | 10/6/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 9 | 1.24 | 0 | 7 | 18 | 46 | I | | | | | | | | | | | | | | |
10/7/26 07:57 | 10/6/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | P | 6,364 | 4.24 | 0 | 1,500 | 5 | 33,618 | I | | | | | | | | | | | | | | |
10/7/26 06:10 | 12/3/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Lin Shih-Yao David | | T | | P.m | 439 | 1.25 | 0 | 351 | 42 | 1,187 | I | | | | | | | | | | | | | | |
10/7/26 06:08 | 6/6/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Lin Shih-Yao David | | T | | P.m | 274 | 1.03 | 0 | 266 | 47 | 836 | I | | | | | | | | | | | | | | |
10/7/26 06:04 | 3/25/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Lin Shih-Yao David | | T | | P.m | 598 | 1.05 | 0 | 570 | New | 570 | I | | | | | | | | | | | | | | |
10/6/26 20:35 | 10/2/26 | LWAY | Lifeway Foods, Inc. | IL | FdBev | Food | Dairy Products | Divisadero Street Capital Management, LP | FL | T | | P.m | 2,169 | 20.92 | 0 | 104 | 4 | 2,452 | I | | | | | | | | | | | | | | |
10/6/26 18:07 | 10/2/26 | AXIA | Axia Energia S.A. | D5 | Utility | ElcPwr | Electric Services | Batista De Lima Filho Pedro | | D | | P | 5,296 | 10.81 | 0 | 490 | 10 | 5,255 | I | | | | | | | | | | | | | | |
10/6/26 17:59 | 10/2/26 | PSUS | Pershing Square Usa, Ltd. | | Fund | CEF | Closed-End Funds | Israel Ryan | NY | O | Chief In | P.m | 9,615 | 37.47 | 0 | 257 | 51 | 757 | D | | | | | | | | | | | | | | |
10/6/26 16:32 | 10/5/26 | HRL | Hormel Foods Corp /De/ | DE | FdBev | Food | Meat Packing Plants | Newlands William A | MN | DH | Chairman | P | 201 | 20.10 | 0 | 10 | 15 | 76 | D | | | | | | | | | | | | | | |