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1/17/25 19:08
1/15/25
RXSTRxsight, Inc.DEHealthOthMdOphthalmic GoodsCorley Jesse AndersonCADP.m10031.15031542I
1/17/25 17:06
1/17/25
OPKOpko Health, Inc.DEHealthDrugPharmaceutical PreparationsFrost Phillip Md Et AlFLDOTCEO,CBP2201.4701500246,883I
1/17/25 16:56
1/16/25
ISBAIsabella Bank CorpMIFinancStBnkState Commercial BanksBourland JillMIDP025.500005D
1/17/25 16:53
1/15/25
NMZNuveen Municipal High Income Opportunity FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP010.79000I
1/17/25 16:53
1/15/25
NADNuveen Quality Municipal Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP911.71010I
1/17/25 16:42
1/15/25
CHMGChemung Financial CorpNYFinancStBnkState Commercial BanksMeade Joseph F IVNYDP2847.3301194D
1/17/25 16:37
1/17/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLittle Harrison JamesTXOEVPP6513.0405New5D
1/17/25 16:26
1/16/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOOP68721.9903111318D
1/17/25 16:24
1/17/25
BRNBarnwell Industries IncDEEnergyOilPrdCrude Petroleum & Natural GasHopkins Craig DouglasHIOCEOP171.650107151D
1/17/25 16:12
1/15/25
FISFidelity National Information Services, Inc.BizSvBizSvBusiness ServicesGoldstein Jeffrey AFLDP5679.9701711D
1/17/25 16:11
1/16/25
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVPP08.30000135D
1/17/25 16:10
1/16/25
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEOP28.300001,587D
1/17/25 15:21
1/16/25
MKZRMackenzie Realty Capital, Inc.MDRlEstREITReal Estate Investment TrustsDixon Robert ECAOCEO,PP.m672.6702525235D
1/17/25 15:09
11/22/21
THFFFirst Financial Corp /in/INFinancStBnkState Commercial BanksCarty Michael AINDP.m9437.33039193D
1/17/25 14:35
1/15/25
FRDFriedman Industries IncTXMetalSteelSteel Works, Blast Furnaces &Taylor Mike JTXDOP , CEO P3514.10032169D
1/17/25 14:30
1/15/25
AVIRAtea Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsBerger Franklin MMADP.am813.260256477D
1/17/25 14:05
1/17/25
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsTitterton Lewis H JrCADP262.570101922D
1/17/25 13:40
1/15/25
BDCOBlue Dolphin Energy CoDEEnergyOilPrdCrude Petroleum & Natural GasCarroll Jonathan PTXDOTCEO,PP43.500104,070D
1/17/25 13:22
1/15/25
BDCOBlue Dolphin Energy CoDEEnergyOilPrdCrude Petroleum & Natural GasKlug Bryce DixonTXOPFO,PAO,P33.4001New1D
1/17/25 12:12
1/16/25
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Shepard William RILDP326227.96011259M
1/17/25 11:44
1/15/25
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVPP1510.74011016D
1/17/25 11:36
1/16/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP11,386.30001,168D
1/17/25 11:30
1/16/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.66010718M
1/17/25 09:00
1/16/25
COSMCosmos Health Inc.NVRetailWhDrgDrugs, Proprietaries & DruggiSiokas GrigoriosJ3DOTCEOP400.835004814,136D
1/17/25 08:03
1/15/25
AVIRAtea Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsBerger Franklin MMADP.m813.260256477D
1/17/25 06:00
1/15/25
USEGUs Energy CorpWYEnergyOilPrdCrude Petroleum & Natural GasSmith Ryan LewisTXDOCEOP.m22.20010875D
1/16/25 19:20
1/14/25
STAAStaar Surgical CoDEHealthOthMdOphthalmic GoodsBroadwood Partners, L.P.NYTP.m63121.47029021,782M
1/16/25 18:34
12/27/24
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsSaumat Giorgio R.FLDOTCEOP.m1560.197807881122,680D
1/16/25 18:12
1/15/25
FTLFFitlife Brands, Inc.NVHealthMdCmMedicinal Chemicals & BotanicOrdal ToddNEDP530.3700031D
1/16/25 18:06
1/15/25
VYNEVyne Therapeutics Inc.DEHealthDrugPharmaceutical PreparationsLepore Patrick GNJDP442.920154151D
1/16/25 16:16
1/14/25
PBFPbf Energy Inc.DEEnergyOilRefPetroleum RefiningControl Empresarial De Capitales S.A. De C.V.O5THAdd'l ReP2,86228.620100028,985D
1/16/25 16:15
1/2/25
OACOXOneascent Capital Opportunities FundFundCEFClosed-End FundsSiverling JohnALHAdviser P5110.10050D
1/16/25 16:10
10/21/24
MTBLYMoatable, Inc.TechSoftwPrepackaged SoftwareOasis Management Co Ltd.E9TP.ad500.840005922,663I
1/16/25 15:28
1/16/25
NEOGNeogen CorpMIHealthDiagnIn Vitro & In Vivo DiagnosticNaemura David H.MIOCFOP16411.110153261D
1/16/25 14:53
1/16/25
NRTNorth European Oil Royalty TrustNHFinancInvestOil Royalty TradersHoward Richard PageCTHTrusteeP254.94052275D
1/16/25 14:49
1/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplySnyder Mark SPAOVP- EngiP031.250004D
1/16/25 14:29
1/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplyScarpato Matthew JPAOVP- OperP131.250060D
1/16/25 14:19
1/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplyPoff Matthew EPAOCFOP031.250007D
1/16/25 14:07
1/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplyHand Joseph ThomasPADOCEO,PP1031.2500135D
1/16/25 13:57
1/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplyGrimm Ashley MPAOVP- HRP031.25001330D
1/16/25 13:46
1/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplyChiaruttini Alexandra CPAOCAO,GCP131.250014D
1/16/25 12:32
1/15/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP11,400.30001,168D
1/16/25 12:16
8/14/24
UFCSUnited Fire Group IncInsurInsurFire, Marine & Casualty InsurWoolstenhulme Micah GIAOSVP,ChieP4819.2003740D
1/16/25 12:05
1/16/25
NEOGNeogen CorpMIHealthDiagnIn Vitro & In Vivo DiagnosticAdent John EdwardMIOCEOP25411.030239269D
1/16/25 12:03
1/15/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.57010717M
1/16/25 11:29
1/14/25
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m148.470203,908I
1/16/25 11:11
5/7/24
SHENShenandoah Telecommunications Co/va/VATelcoTelcoTelephone Communications (No Volk James JVAOSVP FinaP.a514.6400New0I
1/16/25 10:00
1/15/25
CADCXCion Ares Diversified Credit FundFundCEFClosed-End FundsNorthwestern Mutual Life Insurance CoWITP151,00025.0006,040New6,040D
1/16/25 09:01
5/22/23
BLTHAmerican Battery Materials, Inc.DEMiningIndMnMining & Quarrying of NonmetaSuckling Andrew PNYDP.m151.35011New11D
1/16/25 08:45
1/15/25
COSMCosmos Health Inc.NVRetailWhDrgDrugs, Proprietaries & DruggiSiokas GrigoriosJ3DOTCEOP500.800006324,088D
1/15/25 21:00
1/14/25
JOBGee Group Inc.ILBizSvStaffEmployment AgenciesWaterfield John RandallNYDP320.2392013216937D
1/15/25 18:44
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesVaiopoulos DemetriosNVDP.d190.390004815379I
1/15/25 18:28
1/13/25
MDBHMdb Capital Holdings, LLCDEFinancLoanFinance ServicesDigiandomenico AnthonyTXDOTCo-FoundP.m186.1503484D
1/15/25 18:20
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesKaiser BrittanyNVDP.d380.390009711965D
1/15/25 18:12
1/13/25
ZYMEZymeworks Inc.DEHealthDrugPharmaceutical PreparationsEcor1 Capital, LLCCADTP.m2,27913.590168115,579I
1/15/25 17:27
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesBillingsley JessicaNVDP.d190.390004818316D
1/15/25 17:24
1/13/25
TTSHTile Shop Holdings, Inc.DERetailFurnStHome Furniture, Furnishings &Fund 1 Investments, LLCPRTP.m6786.720101111,538I
1/15/25 17:18
1/15/25
OPKOpko Health, Inc.DEHealthDrugPharmaceutical PreparationsFrost Phillip Md Et AlFLDOTCEO,CBP7411.4805000246,733I
1/15/25 17:00
1/13/25
OCXOncocyte CorpCAHealthDiagnIn Vitro & In Vivo DiagnosticSmith Patrick WCATP.m342.1201611,790I
1/15/25 16:52
1/10/25
FLWS1 800 Flowers Com IncDERetailRetailRetail StoresFund 1 Investments, LLCPRTP.m2,7237.40036894,542I
1/15/25 16:48
1/14/25
HPIJohn Hancock Preferred Income FundFundCEFClosed-End FundsBacic William KMAHTrustee P1016.4501New1D
1/15/25 16:47
1/14/25
PDTJohn Hancock Premium Dividend FundMAFundCEFClosed-End FundsBacic William KMAHTrustee P1012.5501New1D
1/15/25 16:41
1/14/25
JHIJohn Hancock Investors TrustDEFundCEFClosed-End FundsBacic William KMAHTrustee P1014.0001New1D
1/15/25 16:41
1/14/25
HPFJohn Hancock Preferred Income Fund IIFundCEFClosed-End FundsBacic William KMAHTrustee P1016.0601New1D
1/15/25 16:39
1/13/25
JELDJeld-Wen Holding, Inc.DEBuildWoodMillwood, Veneer, Plywood, & Turtle Creek Asset Management Inc.A6TP6358.46075015,313I
1/15/25 16:36
1/13/25
IMVTImmunovant, Inc.D0HealthDrugPharmaceutical PreparationsRoivant Sciences Ltd.X0DTP336,90020.00016,8452196,650D
1/15/25 16:36
1/14/25
JHSJohn Hancock Income Securities TrustMAFundCEFClosed-End FundsBacic William KMAHTrustee P1011.0501New1D
1/15/25 16:34
1/14/25
HPSJohn Hancock Preferred Income Fund IIIFundCEFClosed-End FundsBacic William KMAHTrustee P1014.2501New1D
1/15/25 16:31
1/14/25
HEQJohn Hancock Hedged Equity & Income FundFundCEFClosed-End FundsBacic William KMAHTrustee P1010.3301New1D
1/15/25 16:27
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesCox HeatherNVDP.d380.390009728445D
1/15/25 16:25
1/14/25
HTDJohn Hancock Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsBacic William KMAHTrustee P1021.9700New0D
1/15/25 16:23
1/14/25
BTOJohn Hancock Financial Opportunities FundFundCEFClosed-End FundsBacic William KMAHTrustee P1034.7000New0D
1/15/25 16:23
1/14/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOOP65322.0003012286D
1/15/25 16:17
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesGallie Peter EricNVOSVPP.d570.3900014529645D
1/15/25 16:17
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesTolhurst Daniel GeorgeNVDP.d380.390009733,671D
1/15/25 16:16
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesGutterman Steven D.NVDOCEOP.d300.390007741,819D
1/15/25 16:15
1/13/25
GRYPGryphon Digital Mining, Inc.DEFinancLoanFinance ServicesSalzman SimeonNVOCFOP.d80.39000193639D
1/15/25 16:15
9/13/23
BHRBBurke & Herbert Financial Services Corp.VAFinancNtBnkNational Commercial BanksRiojas Jose DavidVADP.a4948.6601716I
1/15/25 16:08
1/13/25
RNACCartesian Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsSpringer Timothy AMADTP.m36617.4702109,392D
1/15/25 15:22
1/13/25
FRDFriedman Industries IncTXMetalSteelSteel Works, Blast Furnaces &Taylor Mike JTXDOP , CEO P.m3614.50032167D
1/15/25 15:01
1/14/25
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksO'Donnell ShannonALOSVPP124.290021D
1/15/25 14:32
1/14/25
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHousel David EALDP124.360018D
1/15/25 14:23
1/14/25
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHam William F JrALDP124.4400110D
1/15/25 14:15
1/14/25
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksBarrett J TuttALDP224.350019D
1/15/25 13:15
1/15/25
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsKumar AmitCAOCEOP962.230438560D
1/15/25 12:48
1/15/25
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsCatelani MichaelCAOP,COO,CFP202.15092645D
1/15/25 11:17
1/14/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP11,313.10001,168D
1/15/25 11:02
1/14/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP90.7380012015,809D
1/15/25 11:02
1/14/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.55010716M
1/15/25 09:00
1/14/25
COSMCosmos Health Inc.NVRetailWhDrgDrugs, Proprietaries & DruggiSiokas GrigoriosJ3DOTCEOP600.687708724,025D
1/15/25 07:00
1/14/25
COGTCogent Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsPinnow ColeMAOChief CoP3327.60044999%46D
1/15/25 06:02
1/13/25
LGCYLegacy Education Inc.NVPerSvEduSvEducational ServicesDerose RobertCATP237.550301,194I
1/14/25 21:30
1/10/25
NYCAmerican Strategic Investment Co.MDRlEstREITReal Estate Investment TrustsSchorsch Nicholas SRITP.m368.900401,482I
1/14/25 21:30
1/10/25
DBIDesigner Brands Inc.OHRetailClthStShoe StoresStone House Capital Management, LLCFLHMember oP.m2,8215.640500105,500I
1/14/25 20:23
12/19/24
FMBHFirst Mid Bancshares, Inc.DEFinancStBnkState Commercial BanksZimmer James EdwinILDP4039.8701424I
1/14/25 19:32
1/10/25
MODVModivcare IncDETransTrSvTransportation ServicesColiseum Capital Management, LLCCTTP.m9,9966.6501,502238,041I
1/14/25 18:32
12/2/24
DFCODalrada Financial CorpWYBizSvStaffHelp Supply ServicesBonar BrianCADOCEOP.m10.057501706,459D
1/14/25 17:45
1/10/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1429.5701511,926I
1/14/25 17:38
1/13/25
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP20,19627.600732117,542I
1/14/25 17:35
1/10/25
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP739.430803,352I
1/14/25 17:31
1/10/25
MIOPioneer Municipal High Income Opportunities Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP111.890002,089I
1/14/25 17:22
1/10/25
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3818.4704513,906I
1/14/25 17:19
1/13/25
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1239.2501304,132I
1/14/25 16:58
1/14/25
CASKHeritage Distilling Holding Company, Inc.DEFdBevBevBeveragesVarga Andrew M.WADP61.2705New5D
1/14/25 16:52
1/10/25
RMAXRe/max Holdings, Inc.CORlEstRlEstReal Estate Agents & ManagersPeterson Adam KNETP1149.6401203,248D
1/14/25 16:52
1/13/25
LWLamb Weston Holdings, Inc.FdBevFoodCanned, Frozen & Preservd FruNiblock Robert AIDDP18360.94031326D
1/14/25 16:49
1/13/25
TAYDTaylor Devices, Inc.NYMachnMchnGeneral Industrial Machinery Sopko Timothy JohnNYDOCEOP3333.2501139D
1/14/25 16:24
1/13/25
AVDLAvadel Pharmaceuticals PlcHealthDrugPharmaceutical PreparationsThornton Peter J.L2DP808.0501011104D
1/14/25 16:22
1/13/25
AVDLAvadel Pharmaceuticals PlcHealthDrugPharmaceutical PreparationsEnde Eric JL2DP2357.8403017209D
1/14/25 16:05
1/10/25
GBIOGeneration Bio Co.DEHealthDrugPharmaceutical PreparationsQuinn Anthony G.MADP.m2030.96400211238299D
1/14/25 16:00
1/10/25
PMMPutnam Managed Municipal Income TrustDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP1006.020170I
1/14/25 15:53
1/13/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP.m1311.6907818,444D
1/14/25 15:36
1/10/25
NRISNorris Industries, Inc.NVEnergyOilPrdCrude Petroleum & Natural GasNorris Patrick L.LADOTCB,CEO,CP1,3890.0800017,3635847,283I
1/14/25 15:28
1/14/25
MMDNyli Mackay Definedterm Muni Opportunities FundFundCEFClosed-End FundsLawlor John JNYHPortfoliP2914.7402805D
1/14/25 14:25
1/14/25
NRTNorth European Oil Royalty TrustNHFinancInvestOil Royalty TradersHoward Richard PageCTHTrusteeP254.96052270D
1/14/25 14:12
12/20/24
LSMGLode-Star Mining Inc.MiningGoldGold & Silver OresWalmesley MarkA1DOPP00.0030010018,711D
1/14/25 12:25
1/10/25
GGZGabelli Global Small & Mid Cap Value TrustFundCEFClosed-End FundsGabelli Mario JNYDTHControl P.m16311.6701412,811I
1/14/25 11:41
1/13/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP11,321.10001,168D
1/14/25 11:20
1/13/25
JOFJapan Smaller Capitalization Fund IncMDFundCEFClosed-End FundsLaby Arthur BlakeNYDP257.5603New3D
1/14/25 10:46
1/13/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.49010714M
1/14/25 10:09
11/6/24
BLTHAmerican Battery Materials, Inc.DEMiningIndMnMining & Quarrying of NonmetaCabo AgustinFLOCFOP30.0530050New50D
1/14/25 08:24
1/13/25
COSMCosmos Health Inc.NVRetailWhDrgDrugs, Proprietaries & DruggiSiokas GrigoriosJ3DOTCEOP1000.6110016443,938D
1/14/25 06:02
1/10/25
USEGUs Energy CorpWYEnergyOilPrdCrude Petroleum & Natural GasSmith Ryan LewisTXDOCEOP.m22.09010874D
1/13/25 18:35
1/10/25
MODVModivcare IncDETransTrSvTransportation ServicesQ Global Capital Management, L.P.TXTP4812.610401,222D
1/13/25 16:37
1/10/25
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesRose Sarah AliceWADP183.6905New5D
1/13/25 16:34
1/8/25
OLMAOlema Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsBain Capital Life Sciences Investors, LLCMATP.d1,7275.76030084,300I
1/13/25 16:34
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsDuran FelipeCAOCFOP252.720947211D
1/13/25 16:34
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsBrenner MartinCADOSee RemaP252.720910118D
1/13/25 16:33
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsBanjak MarcCAOGCP252.720949011D
1/13/25 16:32
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsArkowitz DavidCADP502.72018New18D
1/13/25 16:31
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsClark William DCADP52.7202New2D
1/13/25 16:30
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsParada Antonio Bernardino GuimaraesCADP5002.720184New184I
1/13/25 16:30
1/10/25
IBIOIbio, Inc.DEHealthDrugPharmaceutical PreparationsSender GaryCADP252.7209New9D
1/13/25 16:16
1/9/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsMetlife Investment Management, LLCNJTP2,147,4841,000,00001,0000I
1/13/25 16:02
1/10/25
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FAssociated Capital Group, Inc.CTTP7839.19022134D
1/13/25 15:24
12/31/24
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoliP12313.70090D
1/13/25 15:15
12/31/24
SDHYPgim Short Duration High Yield Opportunities FundFundCEFClosed-End FundsCignarella RobertNJHPortfoliP27516.200179435D
1/13/25 14:55
12/23/24
DEAEasterly Government Properties, Inc.MDRlEstREITReal Estate Investment TrustsCrate Darrell WDCDOP,CEOP.a10910.910102671D
1/13/25 14:06
1/8/25
SNDASonida Senior Living, Inc.DEHealthHealthNursing & Personal Care FacilSimanovsky MichaelNJDTP.m89821.3204209,265I
1/13/25 14:03
1/10/25
LBSRLiberty Star Uranium & Metals Corp.NVMiningIndMnMetal MiningMadaris PatriciaKYOCFO,VP FP.d1250.110001,134New1,134D
1/13/25 13:59
1/10/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsMooney Edward Patrick Jr.WIDP46522.180214567D
1/13/25 13:20
6/28/24
INTZIntrusion IncDETechCNtwkComputer Communications EquipScott AnthonyTXOCEOP.am00.9265010654D
1/13/25 10:56
1/10/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP130.7287018015,798D
1/13/25 10:39
1/10/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP11,300.80001,168D
1/13/25 10:35
1/10/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.47010713M
1/13/25 06:05
1/10/25
GLSIGreenwich Lifesciences, Inc.DEHealthDrugPharmaceutical PreparationsPatel SnehalTXDOTCEO,CFOP3112.510305,553D
1/10/25 19:45
1/7/25
PBPBPotbelly CorpRetailDiningEating PlacesNierenberg DavidWATP709.230803,087D
1/10/25 19:12
1/8/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP111.720708,367D
1/10/25 18:27
1/8/25
ZYMEZymeworks Inc.DEHealthDrugPharmaceutical PreparationsEcor1 Capital, LLCCADTP.m2,97513.210225115,411I
1/10/25 18:27
1/7/25
JELDJeld-Wen Holding, Inc.DEBuildWoodMillwood, Veneer, Plywood, & Turtle Creek Asset Management Inc.A6TP.m3,0637.750395315,238I
1/10/25 18:25
1/8/25
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsCazeau Jeff P. H.FLHIndependP110.145007329319D
1/10/25 18:21
8/27/24
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsCazeau Jeff P. H.FLHIndependP.a100.22000459096D
1/10/25 18:19
1/7/25
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsCazeau Jeff P. H.FLHIndependP.a100.120007947246D
1/10/25 18:17
11/1/24
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsCazeau Jeff P. H.FLHIndependP.a100.140007174167D
1/10/25 18:07
1/7/25
REFLXPimco Flexible Real Estate Income FundFundCEFClosed-End FundsGannaway Russell DCAHSEE REMAP1,00010.4709630414D
1/10/25 17:51
1/8/25
FBKFb Financial CorpTNFinancStBnkState Commercial BanksAyers James W.TNTP.m19749.3604010,918D
1/10/25 17:41
1/7/25
TTSHTile Shop Holdings, Inc.DERetailFurnStHome Furniture, Furnishings &Fund 1 Investments, LLCPRTP.m6176.75091111,437I
1/10/25 17:32
11/12/24
WYTCWytec International IncNVTelcoTelcoTelegraph & Other Message ComGray William HenryTXOTCEOP.m31.040303,202D
1/10/25 17:26
1/10/25
TBTCTable Trac IncNVPerSvEntertMiscellaneous Amusement & RecBerger AndrewMNDP1073.95027New27D
1/10/25 17:26
1/8/25
CVICvr Energy IncDEAutoAutoPtMotor Vehicle Parts & AccessoIcahn Carl CFLTP16,02718.250878167,571I
1/10/25 17:01
1/8/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWIDP116.5002425D
1/10/25 16:43
1/8/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEOCOOP.m63521.9902913257D
1/10/25 16:34
1/7/25
UPBDUpbound Group, Inc.DEBizSvLeaseEquipment Rental & LeasingBrown Jeffrey JTXDP.d3329.0101186I
1/10/25 16:30
1/8/25
XOMAXoma Royalty CorpHealthDrugPharmaceutical PreparationsSitko BradleyCAOChief InP1425.6401414M
1/10/25 16:20
1/9/25
SSIISs Innovations International, Inc.FLHealthMdEqSurgical & Medical InstrumentMoll Frederic HFLDP2,0001.3701,458New1,458I
1/10/25 16:05
1/7/25
PETSPetmed Express IncFLRetailDrugStDrug Stores & Proprietary StoNina Capital Holdings Inc.FLTP1244.9802512,175D
1/10/25 15:42
1/10/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMEDP922.0300104D
1/10/25 13:55
11/15/24
FRPHFrp Holdings, Inc.FLRlEstRlEstReal EstateBaker John D IIFLDP.a10,00029.000345152,572I
1/10/25 12:44
1/8/25
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsToub Christopher MILDP2315.20021003D
1/10/25 12:19
1/7/25
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3129.5503313,344I
1/10/25 12:16
1/7/25
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4597.69060060,675I
1/10/25 12:15
1/8/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP11,255.80001,168D
1/10/25 12:14
1/8/25
MIOPioneer Municipal High Income Opportunities Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP3312.000302,089I
1/10/25 12:12
1/9/25
FDBCFidelity D & D Bancorp IncPAFinancNtBnkNational Commercial BanksCali Brian JPADOCBP1254.25000404D
1/10/25 12:12
1/7/25
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3408.5304013,862I
1/10/25 12:09
1/8/25
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP449.390504,119I
1/10/25 11:27
1/7/25
AODAbrdn Total Dynamic Dividend FundFundCEFClosed-End FundsReit ToddPADP28.5200251D
1/10/25 11:26
1/7/25
AGDAbrdn Global Dynamic Dividend FundFundCEFClosed-End FundsReit ToddPADP19.9600101D
1/10/25 11:25
1/7/25
AWPAbrdn Global Premier Properties FundFundCEFClosed-End FundsReit ToddPADP73.78021833D
1/10/25 11:08
1/8/25
OVLYOak Valley BancorpCAFinancStBnkState Commercial BanksStrong GaryCADP2727.1701912D
1/10/25 10:28
1/8/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.55010712M
1/10/25 07:34
1/8/25
CEPOCantor Equity Partners I, Inc.E9FinancAcqCoBlank ChecksCantor Ep Holdings I, LLCNYTP5,00010.000500New500D
1/10/25 06:09
1/7/25
ATLNAtlantic International Corp.DEBizSvStaffHelp Supply ServicesTenore MichaelNJOGCP.d00.00010577581,579D
1/10/25 06:08
1/7/25
ATLNAtlantic International Corp.DEBizSvStaffHelp Supply ServicesBroderick ChristopherNJOCFOP.d00.00010577292,581D
1/8/25 21:31
1/6/25
NYCAmerican Strategic Investment Co.MDRlEstREITReal Estate Investment TrustsSchorsch Nicholas SRITP.m368.960401,478I
1/8/25 19:43
1/7/25
FDXFedex CorpDETransAirlineAir Courier ServicesDietrich John WTNOEVP CHIEP274273.9801129D
1/8/25 17:50
1/7/25
AMSTAmesite Inc.DETechSoftwPrepackaged SoftwareOmenn Gilbert SMIDP103.00035110I
1/8/25 17:48
1/7/25
AMSTAmesite Inc.DETechSoftwPrepackaged SoftwareParmer GeorgeMIDP2503.0008379189D
1/8/25 17:46
1/7/25
AMSTAmesite Inc.DETechSoftwPrepackaged SoftwareSastry Ann MarieMIDOCEOP1,0003.00033361875I
1/8/25 16:35
1/6/25
FBKFb Financial CorpTNFinancStBnkState Commercial BanksAyers James W.TNTP10351.4002010,914D
1/8/25 16:32
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsScodari Joseph CNYDP.d251.0202580028D
1/8/25 16:31
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsSailer CarlNYDP.d251.0202521142D
1/8/25 16:31
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsLuci David PNYDOTP,CEOP.d501.0204941,148D
1/8/25 16:31
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDonohue James J.NYDP.d101.020107922D
1/8/25 16:30
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDeluccia Robert JNYDTP.d501.0204951,014D
1/8/25 16:30
1/6/25
ACXPAcurx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDean Jack HNYDP.d101.020105628D
1/8/25 16:10
1/8/25
LFCRLifecore Biomedical, Inc. DeDEHealthDrugPharmaceutical PreparationsJosephs PaulMNDOCEOP985.740173560D
1/8/25 14:50
1/7/25
ETSTEarth Science Tech, Inc.FLHealthDrugPharmaceutical PreparationsCazeau Jeff P. H.FLHIndependP100.120007947249D
1/8/25 14:22
1/7/25
MCYMercury General CorpCAInsurInsurFire, Marine & Casualty InsurRibisi Mark AllanCAOP of AISP464.710081D
1/8/25 14:13
1/8/25
NRTNorth European Oil Royalty TrustNHFinancInvestOil Royalty TradersHoward Richard PageCTHTrusteeP244.83052265D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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