10/22/25 07:00 | 10/21/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Weiss Lawrence T | NY | O | SVP,GC | P | 118 | 11.81 | 0 | 10 | 12 | 94 | D | | | | | | | | | | | | | | |
10/22/25 06:07 | 10/21/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | P | 0 | 0.7000 | 0 | 0 | 0 | 616 | I | | | | | | | | | | | | | | |
10/21/25 20:30 | 10/17/25 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Global Value Investment Corp. | WI | T | | P.m | 120 | 1.59 | 0 | 75 | 2 | 3,877 | I | | | | | | | | | | | | | | |
10/21/25 20:30 | 10/17/25 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Geygan Jeffrey Richart | WI | DOT | Interim | P.m | 120 | 1.59 | 0 | 75 | 4 | 1,940 | M | | | | | | | | | | | | | | |
10/21/25 19:21 | 10/17/25 | DENN | Denny'S Corp | DE | Retail | Dining | Eating Places | Jumana Capital Investments LLC | TX | H | See Foot | P.dm | 925 | 5.05 | 0 | 183 | 5 | 3,805 | D | | | | | | | | | | | | | | |
10/21/25 19:07 | 10/14/25 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | P.dm | 4 | 0.1000 | 0 | 39 | 0 | 143,014 | D | | | | | | | | | | | | | | |
10/21/25 19:00 | 10/14/25 | CGEM | Cullinan Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lynx1 Capital Management LP | PR | T | | P.m | 2,104 | 8.46 | 0 | 249 | 1 | 17,362 | I | | | | | | | | | | | | | | |
10/21/25 18:45 | 10/20/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 41 | 14.60 | 0 | 3 | 21 | 16 | D | | | | | | | | | | | | | | |
10/21/25 18:01 | 10/20/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P | 1 | 5.50 | 0 | 0 | 0 | 2,581 | I | | | | | | | | | | | | | | |
10/21/25 17:50 | 10/17/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims Luke E | WI | DO | P,CEO | P | 22 | 10.75 | 0 | 2 | 1 | 305 | D | | | | | | | | | | | | | | |
10/21/25 17:43 | 10/20/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hawryluk P. Kent | IN | DO | P,CEO | P | 273 | 13.64 | 0 | 20 | 2 | 950 | I | | | | | | | | | | | | | | |
10/21/25 17:11 | 10/20/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Davidson Spencer | NY | H | Chairman | P | 20 | 24.97 | 0 | 1 | 0 | 1,544 | D | | | | | | | | | | | | | | |
10/21/25 16:47 | 10/17/25 | MMLP | Martin Midstream Partners L.P. | DE | Energy | OilTr | Petroleum Bulk Stations & Ter | Martin Product Sales LLC | TX | T | | P.m | 363 | 2.63 | 0 | 138 | 5 | 2,707 | D | | | | | | | | | | | | | | |
10/21/25 16:47 | 10/20/25 | CSX | Csx Corp | VA | Trans | Railrd | Railroads, Line-Haul Operatin | Angel Stephen F | FL | DO | P,CEO | P | 2,028 | 36.87 | 0 | 55 | 999% | 58 | D | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Matthew J | NY | DO | SVP | P | 105 | 14.96 | 0 | 7 | 0 | 4,648 | I | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | DE | RlEst | RlEst | Operators of Nonresidential B | Gould Investors L P | NY | T | | P | 105 | 14.96 | 0 | 7 | 0 | 4,074 | D | | | | | | | | | | | | | | |
10/21/25 16:25 | 10/20/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Jeffrey | NY | DO | P,CEO | P | 105 | 14.96 | 0 | 7 | 0 | 4,656 | I | | | | | | | | | | | | | | |
10/21/25 16:14 | 10/20/25 | SNV | Synovus Financial Corp | X1 | Financ | NtBnk | National Commercial Banks | Montana Gregory G | GA | D | | P | 45 | 45.37 | 0 | 1 | 22 | 5 | D | | | | | | | | | | | | | | |
10/21/25 16:02 | 10/17/25 | LAW | Cs Disco, Inc. | DE | Tech | Softw | Prepackaged Software | Bogan Thomas F | TX | D | | P.m | 148 | 5.95 | 0 | 25 | 18 | 164 | D | | | | | | | | | | | | | | |
10/21/25 15:37 | 10/20/25 | PNFP | Pinnacle Financial Partners Inc | TN | Financ | NtBnk | National Commercial Banks | Thompson G Kennedy | TN | D | | P | 438 | 87.63 | 0 | 5 | 10 | 55 | D | | | | | | | | | | | | | | |
10/21/25 15:03 | 10/20/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 944.58 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/21/25 14:21 | 9/29/25 | VHAIO | Vocodia Holdings Corp | WY | Tech | SwSv | Computer Programming Services | Taylor Paul Richard | FL | DOT | CB,COO | P.am | 682 | 0.0003 | 0 | 2,147,484 | 999% | 2,147,484 | D | | | | | | | | | | | | | | |
10/21/25 13:15 | 10/20/25 | CMC | Commercial Metals Co | DE | Metal | Steel | Steel Works, Blast Furnaces & | McPherson John R | TX | D | | P | 100 | 58.09 | 0 | 2 | 8 | 23 | I | | | | | | | | | | | | | | |
10/21/25 12:06 | 10/20/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.61 | 0 | 1 | 0 | 946 | M | | | | | | | | | | | | | | |
10/21/25 10:20 | 10/20/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 579 | 50.10 | 0 | 12 | 0 | 4,965 | I | | | | | | | | | | | | | | |
10/21/25 07:00 | 10/20/25 | SINT | Sintx Technologies, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Olson Eric K. | UT | DO | P,CEO | P | 20 | 3.40 | 0 | 6 | 23 | 31 | D | | | | | | | | | | | | | | |
10/20/25 19:20 | 10/14/25 | UBER | Uber Technologies, Inc | DE | BizSv | BizSv | Business Services | Mahendra-Rajah Prashanth | CA | O | CFO | P.d | 0 | 93.00 | 0 | 0 | 0 | 26 | M | | | | | | | | | | | | | | |
10/20/25 18:17 | 10/17/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 61 | 14.62 | 0 | 4 | 44 | 13 | D | | | | | | | | | | | | | | |
10/20/25 18:03 | 10/20/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | P | 5 | 1.48 | 0 | 3 | 1 | 504 | D | | | | | | | | | | | | | | |
10/20/25 17:30 | 10/17/25 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | FL | H | Portfoli | P | 0 | 8.26 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
10/20/25 16:44 | 10/17/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hoerter Steven L. | IN | D | | P | 265 | 13.25 | 0 | 20 | New | 20 | I | | | | | | | | | | | | | | |
10/20/25 16:30 | 10/16/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Patten Jarrod M | VA | D | | P.m | 2,316 | 97.41 | 0 | 24 | 49 | 72 | D | | | | | | | | | | | | | | |
10/20/25 11:23 | 10/17/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 945 | M | | | | | | | | | | | | | | |
10/20/25 10:43 | 10/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Snyder Mark S | PA | O | VP- Engi | P | 0 | 28.83 | 0 | 0 | 0 | 4 | D | | | | | | | | | | | | | | |
10/20/25 10:36 | 10/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Scarpato Matthew J | PA | O | COO | P | 1 | 28.83 | 0 | 0 | 4 | 1 | D | | | | | | | | | | | | | | |
10/20/25 09:11 | 10/17/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Spencer John N Jr | GA | D | | P | 5 | 0.5498 | 0 | 10 | 88 | 21 | D | | | | | | | | | | | | | | |
10/17/25 18:54 | 10/15/25 | SOC | Sable Offshore Corp. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Pilgrim Global Icav | L2 | T | | P | 14,777 | 15.04 | 0 | 983 | 10 | 10,933 | D | | | | | | | | | | | | | | |
10/17/25 18:05 | 10/15/25 | PRIM | Primoris Services Corp | DE | Machn | HvyCn | Water, Sewer, Pipeline, Comm | McCallister Terry D | TX | D | | P | 2 | 140.69 | 0 | 0 | 0 | 30 | D | | | | | | | | | | | | | | |
10/17/25 17:44 | 10/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | P | 2 | 15.92 | 0 | 0 | 0 | 136 | D | | | | | | | | | | | | | | |
10/17/25 17:41 | 10/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | P | 2 | 15.92 | 0 | 0 | 0 | 1,591 | D | | | | | | | | | | | | | | |
10/17/25 17:09 | 10/17/25 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Virtue Douglas A | CA | DO | EVP | P | 96 | 7.34 | 0 | 13 | 2 | 862 | D | | | | | | | | | | | | | | |
10/17/25 16:56 | 10/15/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Clark Todd J. | NJ | D | | P | 1 | 13.88 | 0 | 0 | 4 | 2 | D | | | | | | | | | | | | | | |
10/17/25 16:51 | 10/15/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 2,147,484 | 13,000,000 | 0 | 25,000 | | 0 | I | | | | | | | | | | | | | | |
10/17/25 16:31 | 10/16/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 45 | 14.69 | 0 | 3 | 48 | 9 | D | | | | | | | | | | | | | | |
10/17/25 16:31 | 10/16/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P.m | 4 | 5.50 | 0 | 1 | 0 | 2,580 | I | | | | | | | | | | | | | | |
10/17/25 16:30 | 10/15/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 4 | 0.1051 | 0 | 37 | 1 | 3,068 | D | | | | | | | | | | | | | | |
10/17/25 16:20 | 10/15/25 | LADR | Ladder Capital Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Esposito Anthony Vincent | NY | O | Chief Ac | P | 1 | 10.79 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
10/17/25 16:01 | 8/6/25 | TOL | Toll Brothers, Inc. | DE | Build | Homebld | Operative Builders | Sandstrom Katherine M | PA | D | | P | 9 | 126.87 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
10/17/25 16:01 | 10/15/25 | FIS | Fidelity National Information Services, Inc. | | BizSv | BizSv | Business Services | Goldstein Jeffrey A | FL | D | | P | 60 | 67.66 | 0 | 1 | 7 | 14 | D | | | | | | | | | | | | | | |
10/17/25 13:49 | 10/15/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | P.m | 104 | 10.59 | 0 | 10 | 4 | 238 | D | | | | | | | | | | | | | | |
10/17/25 12:33 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Emerson Amy | OK | D | | P | 5 | 1.26 | 0 | 4 | 200 | 6 | D | | | | | | | | | | | | | | |
10/17/25 10:26 | 10/16/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 934.95 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/17/25 10:13 | 10/13/25 | THFF | First Financial Corp /In/ | IN | Financ | StBnk | State Commercial Banks | McDonald James O | IN | D | | P | 120 | 52.25 | 0 | 2 | 24 | 12 | D | | | | | | | | | | | | | | |
10/17/25 10:12 | 10/16/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 944 | M | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Strong-Treister Diane W | WV | D | | P | 15 | 117.23 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Reyes Javier A | WV | D | | P | 12 | 117.23 | 0 | 0 | 6 | 2 | D | | | | | | | | | | | | | | |
10/17/25 10:06 | 10/16/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Fisher Robert D | WV | D | | P | 21 | 117.23 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
10/17/25 10:04 | 10/15/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Ajmera Radhika | PA | D | | P | 8 | 15.57 | 0 | 1 | 320 | 1 | D | | | | | | | | | | | | | | |
10/17/25 10:03 | 10/15/25 | IAF | Abrdn Australia Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Ajmera Radhika | PA | D | | P | 4 | 4.50 | 0 | 1 | 60 | 2 | D | | | | | | | | | | | | | | |
10/16/25 18:22 | 10/15/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 61 | 14.74 | 0 | 4 | 193 | 6 | D | | | | | | | | | | | | | | |
10/16/25 18:11 | 10/15/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Papastavrou Jason D | FL | D | | P | 228 | 12.65 | 0 | 18 | 46 | 58 | M | | | | | | | | | | | | | | |
10/16/25 17:26 | 10/14/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Kite David | IL | O | COO | P.m | 63 | 12.51 | 0 | 5 | 9 | 60 | D | | | | | | | | | | | | | | |
10/16/25 17:25 | 10/14/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Konigsberg Brandon | FL | D | | P | 86 | 12.33 | 0 | 7 | 34 | 28 | D | | | | | | | | | | | | | | |
10/16/25 17:24 | 10/14/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sack Peter | FL | DO | Co-CEO | P | 101 | 12.43 | 0 | 8 | 11 | 81 | D | | | | | | | | | | | | | | |
10/16/25 17:22 | 10/16/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mazarakis John | FL | DO | Exec CB | P | 102 | 12.75 | 0 | 8 | 2 | 453 | D | | | | | | | | | | | | | | |
10/16/25 16:49 | 10/16/25 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Virtue Robert A | CA | DO | CEO | P | 35 | 6.96 | 0 | 5 | 1 | 493 | D | | | | | | | | | | | | | | |
10/16/25 16:49 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Hooser Steven G | OK | D | | P | 5 | 1.26 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/16/25 16:45 | 10/14/25 | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Sprott Eric | A6 | T | | P | 49,985 | 6.50 | 0 | 7,690 | 44 | 25,226 | I | | | | | | | | | | | | | | |
10/16/25 16:18 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Stoots Bradely Von | OK | D | | P | 5 | 1.26 | 0 | 4 | 123 | 7 | D | | | | | | | | | | | | | | |
10/16/25 16:12 | 10/15/25 | EDUC | Educational Development Corp | DE | Machn | WhNdu | Miscellaneous Nondurable Good | Neal Kara Gae | OK | D | | P | 5 | 1.26 | 0 | 4 | 88 | 9 | D | | | | | | | | | | | | | | |
10/16/25 15:59 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ellspermann Susan J | IN | D | | P | 1 | 38.97 | 0 | 0 | 0 | 12 | D | | | | | | | | | | | | | | |
10/16/25 15:58 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Bawel Zachary W | IN | D | | P | 6 | 38.97 | 0 | 0 | 1 | 27 | D | | | | | | | | | | | | | | |
10/16/25 15:57 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Sheidler Jack | IN | D | | P | 1 | 38.97 | 0 | 0 | 0 | 67 | D | | | | | | | | | | | | | | |
10/16/25 15:56 | 10/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ryan Christina M | IN | D | | P | 1 | 38.97 | 0 | 0 | 0 | 17 | D | | | | | | | | | | | | | | |
10/16/25 15:27 | 10/16/25 | FAST | Fastenal Co | MN | Retail | BldSt | Building Materials, Hardware, | Hsu Hsenghung Sam | MN | D | | P | 42 | 42.45 | 0 | 1 | 13 | 9 | D | | | | | | | | | | | | | | |
10/16/25 14:51 | 10/15/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Carus Jeffrey A | NJ | D | | P.d | 2 | 13.88 | 0 | 0 | 0 | 32 | I | | | | | | | | | | | | | | |
10/16/25 14:16 | 8/8/25 | AROW | Arrow Financial Corp | NY | Financ | NtBnk | National Commercial Banks | Duffy Kristine D | NY | D | | P.a | 6 | 26.53 | 0 | 0 | 4 | 6 | M | | | | | | | | | | | | | | |
10/16/25 13:29 | 10/15/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 924.33 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/16/25 12:19 | 10/15/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 943 | M | | | | | | | | | | | | | | |
10/16/25 10:07 | 10/14/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,273 | 50.51 | 0 | 45 | 1 | 4,847 | I | | | | | | | | | | | | | | |
10/16/25 09:13 | 10/15/25 | VANI | Vivani Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Williams Gregg | CA | DT | | P | 1,983 | 1.14 | 0 | 1,738 | 8 | 22,446 | I | | | | | | | | | | | | | | |
10/16/25 08:19 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Gerber Hans-Peter | CA | O | CHIEF SC | P | 14 | 0.8004 | 0 | 17 | 31 | 72 | D | | | | | | | | | | | | | | |
10/16/25 08:18 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Chow Gregory K. | CA | O | CFO | P | 16 | 0.8100 | 0 | 20 | New | 20 | D | | | | | | | | | | | | | | |
10/16/25 08:17 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Chung Jane | CA | DO | CEO | P | 10 | 0.8009 | 0 | 13 | 11 | 123 | D | | | | | | | | | | | | | | |
10/16/25 08:15 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Matsui Connie | CA | D | | P | 40 | 0.7990 | 0 | 50 | New | 50 | D | | | | | | | | | | | | | | |
10/16/25 08:14 | 10/15/25 | STRO | Sutro Biopharma, Inc. | | Health | BioPrd | Biological Products, (No Diag | Pauling David | CA | O | Chief Ad | P | 10 | 0.7992 | 0 | 13 | 21 | 72 | D | | | | | | | | | | | | | | |
10/15/25 21:29 | 10/8/25 | LKSP | Lake Superior Acquisition Corp | | Financ | AcqCo | Blank Checks | Wang Cong Edward | NY | DOT | CEO,CB | P.d | 0 | 0.00 | 0 | 245 | New | 245 | I | | | | | | | | | | | | | | |
10/15/25 21:28 | 10/8/25 | LKSP | Lake Superior Acquisition Corp | | Financ | AcqCo | Blank Checks | Lake Superior Investments LLC | NY | T | | P.d | 0 | 0.00 | 0 | 245 | New | 245 | D | | | | | | | | | | | | | | |
10/15/25 19:14 | 10/10/25 | BINI | Bollinger Innovations, Inc. | DE | Auto | Auto | Motor Vehicles & Passenger Ca | Winvest Investment Fund Management Corp. | WA | T | | P | 15 | 0.5369 | 0 | 28 | 124 | 50 | D | | | | | | | | | | | | | | |
10/15/25 17:15 | 10/14/25 | QNRX | Quoin Pharmaceuticals, Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | Langer Dennis | VA | D | | P.d | 129 | 8.49 | 0 | 15 | 999% | 15 | D | | | | | | | | | | | | | | |
10/15/25 17:09 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Yates Charles L. | TN | D | | P | 200 | 24.00 | 0 | 8 | 6 | 151 | D | | | | | | | | | | | | | | |
10/15/25 17:04 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Shoffner James J | TN | D | | P | 350 | 24.00 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
10/15/25 16:34 | 10/15/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | Duchene Kate W | TX | DO | P,CEO | P | 100 | 4.36 | 0 | 23 | 4 | 590 | D | | | | | | | | | | | | | | |
10/15/25 16:32 | 10/6/25 | SPRB | Spruce Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parkman Healthcare Partners LLC | CT | T | | P | 5 | 17.91 | 0 | 0 | 32 | 1 | I | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Reynolds Cameron John | NV | DO | P,CEO | P.d | 56 | 0.5100 | 0 | 110 | 3 | 3,577 | D | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Innes Guy Archibald | NV | D | | P.d | 49 | 0.5100 | 0 | 96 | 3 | 3,437 | D | | | | | | | | | | | | | | |
10/15/25 16:05 | 10/14/25 | VNRX | Volitionrx Ltd | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Still Timothy I | NV | D | | P.d | 25 | 0.5100 | 0 | 48 | 3 | 1,535 | D | | | | | | | | | | | | | | |
10/15/25 14:45 | 10/13/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 0 | 12.48 | 0 | 0 | New | 0 | I | | | | | | | | | | | | | | |
10/15/25 12:01 | 10/14/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 13 | 0.9256 | 0 | 14 | 0 | 16,555 | D | | | | | | | | | | | | | | |
10/15/25 11:12 | 10/14/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 882.84 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/15/25 10:47 | 10/14/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.60 | 0 | 1 | 0 | 942 | M | | | | | | | | | | | | | | |
10/15/25 09:09 | 10/8/25 | YYAI | Airwa Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Belfiore Michael Anthony | TX | T | | P.m | 1,027 | 0.3197 | 0 | 3,213 | New | 3,213 | D | | | | | | | | | | | | | | |
10/14/25 19:08 | 9/9/24 | CVS | Cvs Health Corp | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Capozzi Heidi B | RI | O | EVP,Chie | P.m | 5 | 57.36 | 0 | 0 | 999% | 0 | I | | | | | | | | | | | | | | |
10/14/25 18:10 | 10/10/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Yaldoo Laith L | MI | DT | | P | 20 | 12.05 | 0 | 2 | 0 | 575 | I | | | | | | | | | | | | | | |
10/14/25 17:26 | 10/9/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Aa Mission Sponsor II | TX | T | | P.d | 263 | 10.00 | 0 | 26 | 1 | 3,235 | D | | | | | | | | | | | | | | |
10/14/25 17:25 | 10/13/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P.m | 31 | 14.67 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
10/14/25 17:25 | 10/9/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Sun Qing Bill | TX | DOT | CEO | P.d | 263 | 10.00 | 0 | 26 | 1 | 3,235 | I | | | | | | | | | | | | | | |
10/14/25 17:16 | 10/9/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Nunn Jason Raleigh | PA | D | | P | 1,200 | 19.00 | 0 | 63 | 2 | 3,120 | I | | | | | | | | | | | | | | |
10/14/25 17:14 | 10/9/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sr One Capital Management, LLC | PA | T | | P | 2,400 | 19.00 | 0 | 126 | 3 | 5,038 | I | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/9/25 | ALH | Alliance Laundry Holdings Inc. | DE | Machn | Mchn | Refrigeration & Service Indus | Nayak Narasimha K. | WI | D | | P.d | 100 | 22.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/14/25 16:29 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Henriques Adolfo | FL | D | | P | 165 | 243.93 | 0 | 1 | 2 | 37 | I | | | | | | | | | | | | | | |
10/14/25 16:29 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Schriesheim Alan | FL | D | | P | 164 | 243.93 | 0 | 1 | 0 | 151 | D | | | | | | | | | | | | | | |
10/14/25 16:28 | 10/14/25 | LOVE | Lovesac Co | DE | Retail | FurnSt | Furniture Stores | Nelson Shawn David | CT | DO | CEO | P | 14 | 14.41 | 0 | 1 | 0 | 227 | D | | | | | | | | | | | | | | |
10/14/25 16:27 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Mendelson Eric A | FL | DOH | Co-CB,Co | P | 165 | 243.93 | 0 | 1 | 0 | 2,656 | I | | | | | | | | | | | | | | |
10/14/25 16:26 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Neitzel Julie | FL | D | | P | 165 | 243.93 | 0 | 1 | 4 | 17 | D | | | | | | | | | | | | | | |
10/14/25 16:25 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Culligan Thomas M | FL | D | | P | 165 | 243.93 | 0 | 1 | 4 | 18 | I | | | | | | | | | | | | | | |
10/14/25 16:25 | 10/9/25 | BRT | Brt Apartments Corp. | DE | RlEst | RlEst | Operators of Nonresidential B | Gould Investors L P | NY | T | | P | 90 | 15.00 | 0 | 6 | 0 | 4,046 | D | | | | | | | | | | | | | | |
10/14/25 16:25 | 10/9/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Jeffrey | NY | DO | P,CEO | P | 90 | 15.00 | 0 | 6 | 0 | 4,628 | I | | | | | | | | | | | | | | |
10/14/25 16:25 | 10/9/25 | BRT | Brt Apartments Corp. | NY | RlEst | REIT | Real Estate Investment Trusts | Gould Matthew J | NY | DO | SVP | P | 90 | 15.00 | 0 | 6 | 0 | 4,621 | I | | | | | | | | | | | | | | |
10/14/25 16:24 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Mendelson Victor H | FL | DOH | Co-CB,Co | P | 165 | 243.93 | 0 | 1 | 0 | 2,787 | D | | | | | | | | | | | | | | |
10/14/25 16:23 | 10/10/25 | CAPL | Crossamerica Partners LP | | Energy | OilTr | Petroleum & Petroleum Product | Reilly John B. III | PA | DT | | P | 37 | 19.74 | 0 | 2 | 0 | 4,969 | I | | | | | | | | | | | | | | |
10/14/25 16:21 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Fine Carol F. | FL | D | | P | 164 | 243.93 | 0 | 1 | 23 | 4 | I | | | | | | | | | | | | | | |
10/14/25 16:21 | 10/10/25 | CAPL | Crossamerica Partners LP | | Energy | OilTr | Petroleum & Petroleum Product | Topper Joseph V. Jr. | PA | DT | | P | 36 | 19.74 | 0 | 2 | 0 | 1,859 | I | | | | | | | | | | | | | | |
10/14/25 16:20 | 10/10/25 | HEI | Heico Corp | FL | Aero | Aero | Aircraft Engines & Engine Par | Hildebrandt Mark H | FL | D | | P | 165 | 243.93 | 0 | 1 | 1 | 61 | I | | | | | | | | | | | | | | |
10/14/25 16:14 | 8/21/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | Oneglia Daniel | NY | O | Chief In | P | 250 | 15.26 | 0 | 16 | New | 16 | D | | | | | | | | | | | | | | |
10/14/25 16:10 | 10/14/25 | PLAG | Planet Green Holdings Corp. | NV | FdBev | Food | Canned, Frozen & Preservd Fru | Zhou Bin | NY | DOT | CEO | P | 0 | 0.00 | 0 | 1,100 | 74 | 2,594 | D | | | | | | | | | | | | | | |
10/14/25 16:08 | 10/9/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 4 | 0.1259 | 0 | 35 | 1 | 3,031 | D | | | | | | | | | | | | | | |
10/14/25 16:08 | 10/10/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Attili Srinivas | VA | O | EVP,Civi | P | 10 | 97.35 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
10/14/25 16:03 | 10/10/25 | CNXC | Concentrix Corp | DE | BizSv | BizSv | Business Services | Caldwell Christopher A | CA | DO | P,CEO | P | 45 | 45.35 | 0 | 1 | 0 | 305 | D | | | | | | | | | | | | | | |
10/14/25 13:37 | 10/10/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 68 | 10.56 | 0 | 6 | | 0 | I | | | | | | | | | | | | | | |
10/14/25 12:54 | 10/10/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | Rudolph Jacob T. | VA | O | SVP,CHRO | P | 3 | 43.92 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
10/14/25 11:55 | 10/9/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 3,572 | 47.46 | 0 | 75 | 2 | 4,802 | I | | | | | | | | | | | | | | |
10/14/25 11:21 | 10/13/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Agdern Robert D | NY | D | | P | 16 | 42.11 | 0 | 0 | 33 | 2 | D | | | | | | | | | | | | | | |
10/14/25 10:32 | 10/10/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P.m | 2 | 892.96 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/14/25 10:13 | 10/10/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P.m | 6 | 2.62 | 0 | 2 | 0 | 941 | M | | | | | | | | | | | | | | |
10/14/25 09:32 | 10/10/25 | FMY | First Trust Mortgage Income Fund | | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 3 | 12.20 | 0 | 0 | 28 | 1 | D | | | | | | | | | | | | | | |
10/14/25 09:00 | 2/3/25 | NORD | Nordicus Partners Corp | DE | BizSv | Conslt | Management Consulting Service | Gk Partners Aps | G7 | T | | P.m | 322 | 1.40 | 0 | 231 | 8 | 3,259 | D | | | | | | | | | | | | | | |
10/14/25 08:59 | 10/9/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Enright Patrick G | MA | D | | P | 2,250 | 19.19 | 0 | 117 | 5 | 2,619 | M | | | | | | | | | | | | | | |
10/14/25 08:30 | 10/13/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | P | 5 | 1.44 | 0 | 3 | 1 | 501 | D | | | | | | | | | | | | | | |
10/14/25 08:00 | 10/9/25 | GRND | Grindr Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Zage George Raymond III | CA | DT | | P | 13,150 | 13.15 | 0 | 1,000 | 1 | 94,720 | D | | | | | | | | | | | | | | |
10/14/25 06:11 | 10/13/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Trowbridge Stephen A | NY | O | EVP,CFO | P | 10 | 11.16 | 0 | 1 | 0 | 257 | D | | | | | | | | | | | | | | |
10/10/25 20:06 | 10/8/25 | ACET | Adicet Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | T | | P | 5,000 | 1.00 | 0 | 5,000 | 207 | 7,421 | I | | | | | | | | | | | | | | |
10/10/25 19:05 | 10/8/25 | NUKK | Nukkleus Inc. | DE | BizSv | Conslt | Management Consulting Service | Kotaieva Anastasiia | NY | DT | | P.dm | 0 | 0.00 | 0 | 1,377 | 293 | 1,847 | I | | | | | | | | | | | | | | |
10/10/25 18:58 | 10/8/25 | CGEM | Cullinan Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lynx1 Capital Management LP | PR | T | | P.m | 9,827 | 6.73 | 0 | 1,460 | 10 | 16,195 | I | | | | | | | | | | | | | | |
10/10/25 16:07 | 10/9/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 2 | 10.62 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
10/10/25 14:57 | 5/8/25 | RYES | Rise Gold Corp. | NV | Mining | IndMn | Metal Mining | Draguleasa Mihai | A1 | O | CFO | P.d | 10 | 0.0820 | 0 | 122 | New | 122 | I | | | | | | | | | | | | | | |
10/10/25 10:52 | 10/9/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 938 | M | | | | | | | | | | | | | | |
10/10/25 10:37 | 10/9/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 936.32 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/9/25 21:09 | 10/9/25 | ANGO | Angiodynamics Inc | DE | Health | MdEq | Surgical & Medical Instrument | Clemmer James C | NY | DO | P,CEO | P | 112 | 11.15 | 0 | 10 | 1 | 883 | D | | | | | | | | | | | | | | |
10/9/25 19:09 | 10/6/25 | SNWV | Sanuwave Health, Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Opaleye Management Inc. | MA | T | | P | 38 | 30.28 | 0 | 1 | 0 | 981 | I | | | | | | | | | | | | | | |
10/9/25 18:30 | 10/8/25 | ATYR | Atyr Pharma Inc | DE | Health | BioPrd | Biological Products, (No Diag | Schimmel Paul | CA | D | | P.m | 912 | 0.9118 | 0 | 1,000 | 91 | 2,101 | I | | | | | | | | | | | | | | |
10/9/25 17:24 | 10/7/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Moulder Leon O Jr | MA | DO | See Rema | P | 770 | 20.85 | 0 | 37 | 2 | 1,975 | I | | | | | | | | | | | | | | |
10/9/25 16:54 | 10/7/25 | LAW | Cs Disco, Inc. | DE | Tech | Softw | Prepackaged Software | Bogan Thomas F | TX | D | | P | 81 | 5.95 | 0 | 14 | 11 | 139 | D | | | | | | | | | | | | | | |
10/9/25 16:45 | 10/7/25 | CAG | Conagra Brands Inc. | DE | FdBev | Food | Food & Kindred Products | Brown Thomas K | IL | D | | P | 187 | 18.72 | 0 | 10 | 20 | 60 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/8/25 | PLCE | Childrens Place, Inc. | | Retail | ClthSt | Family Clothing Stores | Umair Muhammad | NJ | DO | P,INTERI | P | 50 | 7.00 | 0 | 7 | 3 | 278 | D | | | | | | | | | | | | | | |
10/9/25 16:28 | 10/8/25 | ZIVO | Zivo Bioscience, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Maggiore Christopher D. | MI | DT | | P | 284 | 12.01 | 0 | 24 | 5 | 518 | D | | | | | | | | | | | | | | |
10/9/25 16:15 | 10/7/25 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Fairmount Funds Management LLC | PA | D | | P | 6,008 | 19.00 | 0 | 316 | 17 | 2,209 | I | | | | | | | | | | | | | | |
10/9/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | P | 100 | 24.00 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/9/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Sprinkle, Jr. Richard C. | TN | O | EVP,Chie | P | 100 | 24.00 | 0 | 4 | 19 | 26 | D | | | | | | | | | | | | | | |
10/9/25 16:05 | 10/7/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Rakolta John Jr | MI | D | | P | 1,771 | 70.41 | 0 | 25 | 5 | 554 | D | | | | | | | | | | | | | | |
10/9/25 15:37 | 9/13/24 | ZBIO | Zenas Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Lu Hongbo | MA | D | | P.m | 6,000 | 18.63 | 0 | 322 | New | 322 | I | | | | | | | | | | | | | | |
10/9/25 15:30 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Snow Daniel C | MA | D | | P | 10 | 3.00 | 0 | 3 | 39 | 12 | D | | | | | | | | | | | | | | |
10/9/25 15:26 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Hughes Francis J Jr | MA | D | | P | 55 | 3.00 | 0 | 18 | 4 | 438 | D | | | | | | | | | | | | | | |
10/9/25 15:19 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Cavoli Ivo James | MA | D | | P | 75 | 3.00 | 0 | 25 | 103 | 49 | D | | | | | | | | | | | | | | |
10/9/25 15:05 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Mackey Brian T | MA | O | P,CEO | P | 50 | 3.00 | 0 | 17 | 83 | 37 | D | | | | | | | | | | | | | | |
10/9/25 13:17 | 10/8/25 | CPSH | Cps Technologies Corp/De/ | MA | Hshld | Hshld | Pottery & Related Products | Griffith Charles Kellogg Jr | MA | O | CFO | P | 12 | 3.00 | 0 | 4 | 11 | 42 | D | | | | | | | | | | | | | | |
10/9/25 12:57 | 10/7/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 29 | 0.9839 | 0 | 29 | 1 | 2,996 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 8/14/25 | ALTS | Alt5 Sigma Corp | NV | Financ | FinTrd | Commodity Contracts Brokers & | Danziger David C. | NV | D | | P | 73 | 7.30 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
10/9/25 12:26 | 5/2/25 | IVDN | Innovative Designs Inc | DE | Fash | Apprl | Miscellaneous Fabricated Text | Spagnolo John Jr | PA | D | | P.m | 4 | 0.2297 | 0 | 16 | 155 | 26 | D | | | | | | | | | | | | | | |
10/9/25 11:48 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | P | 1 | 27.47 | 0 | 0 | 1 | 10 | D | | | | | | | | | | | | | | |
10/9/25 11:17 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | P | 1 | 27.46 | 0 | 0 | 2 | 2 | D | | | | | | | | | | | | | | |
10/9/25 11:09 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 1 | 27.47 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 28 | 0.9233 | 0 | 30 | 0 | 16,540 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | P | 2 | 27.46 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/9/25 10:38 | 10/8/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 937 | M | | | | | | | | | | | | | | |
10/9/25 10:26 | 10/8/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,147 | 48.17 | 0 | 24 | 1 | 4,727 | I | | | | | | | | | | | | | | |
10/9/25 10:20 | 10/8/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 935.09 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/9/25 09:01 | 10/8/25 | MLTX | Moonlake Immunotherapeutics | E9 | Health | Drug | Pharmaceutical Preparations | Bodenstedt Matthias | V8 | O | CFO | P | 99 | 9.09 | 0 | 11 | 2 | 628 | D | | | | | | | | | | | | | | |
10/8/25 20:55 | 10/6/25 | SPRB | Spruce Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Parkman Healthcare Partners LLC | CT | T | | P | 5 | 17.91 | 0 | 0 | 32 | 1 | I | | | | | | | | | | | | | | |
10/8/25 18:50 | 9/15/25 | SVCO | Silvaco Group, Inc. | DE | Tech | Softw | Prepackaged Software | Zegarelli Christopher John | CA | O | CFO | P | 26 | 5.03 | 0 | 5 | 1 | 424 | D | | | | | | | | | | | | | | |
10/8/25 16:28 | 10/6/25 | FDS | Factset Research Systems Inc | DE | Tech | Softw | Computer Programming, Data Pr | Shan Helen L. | CT | O | EVP,CFO | P | 102 | 275.48 | 0 | 0 | 4 | 9 | D | | | | | | | | | | | | | | |
10/8/25 15:18 | 10/6/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Peterson Adam K | NE | DT | | P | 0 | 0.00 | 0 | 5 | 0 | 2,544 | D | | | | | | | | | | | | | | |
10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | Binstock Joan | NY | D | | P | 150 | 16.64 | 0 | 9 | 22 | 50 | I | | | | | | | | | | | | | | |
10/8/25 11:22 | 10/7/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 936 | M | | | | | | | | | | | | | | |
10/8/25 10:54 | 10/7/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 964.32 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/8/25 10:09 | 10/7/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2,169 | 46.50 | 0 | 47 | 1 | 4,703 | I | | | | | | | | | | | | | | |
10/8/25 08:20 | 10/6/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P.m | 73 | 5.50 | 0 | 13 | 1 | 2,580 | I | | | | | | | | | | | | | | |
10/7/25 20:59 | 10/3/25 | SRRK | Scholar Rock Holding Corp | DE | Health | BioPrd | Biological Products, (No Diag | Akkaraju Srinivas | CA | D | | P.m | 18,807 | 37.58 | 0 | 500 | 9 | 5,824 | I | | | | | | | | | | | | | | |
10/7/25 18:55 | 10/7/25 | MTN | Vail Resorts Inc | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Korch Angela A | CO | O | EVP,CFO | P | 33 | 155.00 | 0 | 0 | 4 | 5 | D | | | | | | | | | | | | | | |
10/7/25 18:26 | 10/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | P | 28 | 25.78 | 0 | 1 | 7 | 17 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/6/25 | BXSL | Blackstone Secured Lending Fund | | Fund | CEF | Closed-End Funds | Bass Robert J | NY | H | Trustee | P | 100 | 26.63 | 0 | 4 | 22 | 21 | D | | | | | | | | | | | | | | |
10/7/25 15:36 | 10/3/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 28 | 12.53 | 0 | 2 | | 0 | I | | | | | | | | | | | | | | |
10/7/25 14:41 | 10/7/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Clark Todd J. | NJ | D | | P | 8 | 14.23 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Cohn Andrew M. | AZ | D | | P | 1,586 | 10.30 | 0 | 154 | 6 | 2,583 | D | | | | | | | | | | | | | | |
10/7/25 14:04 | 9/30/25 | GWRS | Global Water Resources, Inc. | DE | Utility | WtrSply | Water Supply | Levine Jonathan L | AZ | D | | P | 7,500 | 10.30 | 0 | 728 | 6 | 12,178 | I | | | | | | | | | | | | | | |
10/7/25 12:42 | 9/5/25 | MDRR | Medalist Diversified Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Winn Charles Brent Jr. | VA | O | CFO | P | 2 | 13.50 | 0 | 0 | 0 | 54 | D | | | | | | | | | | | | | | |
10/7/25 11:55 | 9/23/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | P | 0 | 0.0600 | 0 | 7 | 0 | 7,768 | D | | | | | | | | | | | | | | |
10/7/25 11:06 | 10/6/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 935 | M | | | | | | | | | | | | | | |
10/7/25 10:26 | 10/6/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 950.35 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/7/25 09:21 | 10/3/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P.m | 14 | 3.38 | 0 | 4 | 3 | 158 | I | | | | | | | | | | | | | | |