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10/22/25 07:00
10/21/25
ANGOAngiodynamics IncDEHealthMdEqSurgical & Medical InstrumentWeiss Lawrence TNYOSVP,GCP11811.810101294D
10/22/25 06:07
10/21/25
TOFBTofutti Brands IncDEFdBevFoodIce Cream & Frozen DessertsA-6684 Ltd.L3TP00.7000000616I
10/21/25 20:30
10/17/25
RMCFRocky Mountain Chocolate Factory, Inc.DEFdBevFoodSugar & Confectionery ProductGlobal Value Investment Corp.WITP.m1201.5907523,877I
10/21/25 20:30
10/17/25
RMCFRocky Mountain Chocolate Factory, Inc.DEFdBevFoodSugar & Confectionery ProductGeygan Jeffrey RichartWIDOTInterim P.m1201.5907541,940M
10/21/25 19:21
10/17/25
DENNDenny'S CorpDERetailDiningEating PlacesJumana Capital Investments LLCTXHSee FootP.dm9255.05018353,805D
10/21/25 19:07
10/14/25
LCGMFLion Copper & Gold Corp.A1MiningIndMnMetal MiningAlford Tony LNCDTP.dm40.10000390143,014D
10/21/25 19:00
10/14/25
CGEMCullinan Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagLynx1 Capital Management LPPRTP.m2,1048.460249117,362I
10/21/25 18:45
10/20/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsRivernorth Financial Holdings, LLCFLHAffiliatP4114.60032116D
10/21/25 18:01
10/20/25
DLHCDlh Holdings Corp.NJBizSvStaffHelp Supply ServicesMink Brook Asset Management LLCFLTP15.500002,581I
10/21/25 17:50
10/17/25
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims Luke EWIDOP,CEOP2210.75021305D
10/21/25 17:43
10/20/25
MBXMbx Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsHawryluk P. KentINDOP,CEOP27313.640202950I
10/21/25 17:11
10/20/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsDavidson SpencerNYHChairmanP2024.970101,544D
10/21/25 16:47
10/17/25
MMLPMartin Midstream Partners L.P.DEEnergyOilTrPetroleum Bulk Stations & TerMartin Product Sales LLCTXTP.m3632.63013852,707D
10/21/25 16:47
10/20/25
CSXCsx CorpVATransRailrdRailroads, Line-Haul OperatinAngel Stephen FFLDOP,CEOP2,02836.87055999%58D
10/21/25 16:25
10/20/25
BRTBrt Apartments Corp.NYRlEstREITReal Estate Investment TrustsGould Matthew JNYDOSVPP10514.960704,648I
10/21/25 16:25
10/20/25
BRTBrt Apartments Corp.DERlEstRlEstOperators of Nonresidential BGould Investors L PNYTP10514.960704,074D
10/21/25 16:25
10/20/25
BRTBrt Apartments Corp.NYRlEstREITReal Estate Investment TrustsGould JeffreyNYDOP,CEOP10514.960704,656I
10/21/25 16:14
10/20/25
SNVSynovus Financial CorpX1FinancNtBnkNational Commercial BanksMontana Gregory GGADP4545.3701225D
10/21/25 16:02
10/17/25
LAWCs Disco, Inc.DETechSoftwPrepackaged SoftwareBogan Thomas FTXDP.m1485.9502518164D
10/21/25 15:37
10/20/25
PNFPPinnacle Financial Partners IncTNFinancNtBnkNational Commercial BanksThompson G KennedyTNDP43887.63051055D
10/21/25 15:03
10/20/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1944.580001,163D
10/21/25 14:21
9/29/25
VHAIOVocodia Holdings CorpWYTechSwSvComputer Programming ServicesTaylor Paul RichardFLDOTCB,COOP.am6820.000302,147,484999%2,147,484D
10/21/25 13:15
10/20/25
CMCCommercial Metals CoDEMetalSteelSteel Works, Blast Furnaces &McPherson John RTXDP10058.0902823I
10/21/25 12:06
10/20/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.61010946M
10/21/25 10:20
10/20/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP57950.1001204,965I
10/21/25 07:00
10/20/25
SINTSintx Technologies, Inc.DEHealthMdEqSurgical & Medical InstrumentOlson Eric K.UTDOP,CEOP203.40062331D
10/20/25 19:20
10/14/25
UBERUber Technologies, IncDEBizSvBizSvBusiness ServicesMahendra-Rajah PrashanthCAOCFOP.d093.0000026M
10/20/25 18:17
10/17/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsRivernorth Financial Holdings, LLCFLHAffiliatP6114.62044413D
10/20/25 18:03
10/20/25
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOCEOP51.48031504D
10/20/25 17:30
10/17/25
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewFLHPortfoliP08.260006D
10/20/25 16:44
10/17/25
MBXMbx Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsHoerter Steven L.INDP26513.25020New20I
10/20/25 16:30
10/16/25
MSTRStrategy IncDEFinancLoanFinance ServicesPatten Jarrod MVADP.m2,31697.410244972D
10/20/25 11:23
10/17/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010945M
10/20/25 10:43
10/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplySnyder Mark SPAOVP- EngiP028.830004D
10/20/25 10:36
10/16/25
YORWYork Water CoPAUtilityWtrSplyWater SupplyScarpato Matthew JPAOCOOP128.830041D
10/20/25 09:11
10/17/25
GOVXGeovax Labs, Inc.DEHealthDrugPharmaceutical PreparationsSpencer John N JrGADP50.54980108821D
10/17/25 18:54
10/15/25
SOCSable Offshore Corp.DEEnergyOilPrdCrude Petroleum & Natural GasPilgrim Global IcavL2TP14,77715.0409831010,933D
10/17/25 18:05
10/15/25
PRIMPrimoris Services CorpDEMachnHvyCnWater, Sewer, Pipeline, Comm McCallister Terry DTXDP2140.6900030D
10/17/25 17:44
10/15/25
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVPP215.92000136D
10/17/25 17:41
10/15/25
KFSKingsway Financial Services IncDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEOP215.920001,591D
10/17/25 17:09
10/17/25
VIRCVirco Mfg CorporationDEHshldFurnPublic Bldg & Related FurnituVirtue Douglas ACADOEVPP967.340132862D
10/17/25 16:56
10/15/25
UMHUmh Properties, Inc.MDRlEstREITReal Estate Investment TrustsClark Todd J.NJDP113.880042D
10/17/25 16:51
10/15/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsMetlife Investment Management, LLCNJTP2,147,48413,000,000025,0000I
10/17/25 16:31
10/16/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsRivernorth Financial Holdings, LLCFLHAffiliatP4514.6903489D
10/17/25 16:31
10/16/25
DLHCDlh Holdings Corp.NJBizSvStaffHelp Supply ServicesMink Brook Asset Management LLCFLTP.m45.500102,580I
10/17/25 16:30
10/15/25
MNTRMentor Capital, Inc.DEFinancInvestInvestorsBillingsley ChesterTXDOTCEOP.dm40.105103713,068D
10/17/25 16:20
10/15/25
LADRLadder Capital CorpDERlEstREITReal Estate Investment TrustsEsposito Anthony VincentNYOChief AcP110.7900046D
10/17/25 16:01
8/6/25
TOLToll Brothers, Inc.DEBuildHomebldOperative BuildersSandstrom Katherine MPADP9126.8700New0D
10/17/25 16:01
10/15/25
FISFidelity National Information Services, Inc.BizSvBizSvBusiness ServicesGoldstein Jeffrey AFLDP6067.6601714D
10/17/25 13:49
10/15/25
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims David CWIDOCFO,CCO,P.m10410.590104238D
10/17/25 12:33
10/15/25
EDUCEducational Development CorpDEMachnWhNduMiscellaneous Nondurable GoodEmerson AmyOKDP51.26042006D
10/17/25 10:26
10/16/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1934.950001,163D
10/17/25 10:13
10/13/25
THFFFirst Financial Corp /In/INFinancStBnkState Commercial BanksMcDonald James OINDP12052.25022412D
10/17/25 10:12
10/16/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010944M
10/17/25 10:06
10/16/25
CHCOCity Holding CoWVFinancNtBnkNational Commercial BanksStrong-Treister Diane WWVDP15117.230025D
10/17/25 10:06
10/16/25
CHCOCity Holding CoWVFinancNtBnkNational Commercial BanksReyes Javier AWVDP12117.230062D
10/17/25 10:06
10/16/25
CHCOCity Holding CoWVFinancNtBnkNational Commercial BanksFisher Robert DWVDP21117.2300046D
10/17/25 10:04
10/15/25
FAXAbrdn Asia-Pacific Income Fund, Inc.MDFundCEFClosed-End FundsAjmera RadhikaPADP815.57013201D
10/17/25 10:03
10/15/25
IAFAbrdn Australia Equity Fund, Inc.MDFundCEFClosed-End FundsAjmera RadhikaPADP44.5001602D
10/16/25 18:22
10/15/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsRivernorth Financial Holdings, LLCFLHAffiliatP6114.74041936D
10/16/25 18:11
10/15/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsPapastavrou Jason DFLDP22812.650184658M
10/16/25 17:26
10/14/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsKite DavidILOCOOP.m6312.5105960D
10/16/25 17:25
10/14/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsKonigsberg BrandonFLDP8612.33073428D
10/16/25 17:24
10/14/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsSack PeterFLDOCo-CEOP10112.43081181D
10/16/25 17:22
10/16/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsMazarakis JohnFLDOExec CBP10212.75082453D
10/16/25 16:49
10/16/25
VIRCVirco Mfg CorporationDEHshldFurnPublic Bldg & Related FurnituVirtue Robert ACADOCEOP356.96051493D
10/16/25 16:49
10/15/25
EDUCEducational Development CorpDEMachnWhNduMiscellaneous Nondurable GoodHooser Steven GOKDP51.2604New4D
10/16/25 16:45
10/14/25
HYMCHycroft Mining Holding CorpDEMiningGoldGold & Silver OresSprott EricA6TP49,9856.5007,6904425,226I
10/16/25 16:18
10/15/25
EDUCEducational Development CorpDEMachnWhNduMiscellaneous Nondurable GoodStoots Bradely VonOKDP51.26041237D
10/16/25 16:12
10/15/25
EDUCEducational Development CorpDEMachnWhNduMiscellaneous Nondurable GoodNeal Kara GaeOKDP51.2604889D
10/16/25 15:59
10/15/25
GABCGerman American Bancorp, Inc.INFinancStBnkState Commercial BanksEllspermann Susan JINDP138.9700012D
10/16/25 15:58
10/15/25
GABCGerman American Bancorp, Inc.INFinancStBnkState Commercial BanksBawel Zachary WINDP638.9700127D
10/16/25 15:57
10/15/25
GABCGerman American Bancorp, Inc.INFinancStBnkState Commercial BanksSheidler JackINDP138.9700067D
10/16/25 15:56
10/15/25
GABCGerman American Bancorp, Inc.INFinancStBnkState Commercial BanksRyan Christina MINDP138.9700017D
10/16/25 15:27
10/16/25
FASTFastenal CoMNRetailBldStBuilding Materials, Hardware,Hsu Hsenghung SamMNDP4242.4501139D
10/16/25 14:51
10/15/25
UMHUmh Properties, Inc.MDRlEstREITReal Estate Investment TrustsCarus Jeffrey ANJDP.d213.8800032I
10/16/25 14:16
8/8/25
AROWArrow Financial CorpNYFinancNtBnkNational Commercial BanksDuffy Kristine DNYDP.a626.530046M
10/16/25 13:29
10/15/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1924.330001,163D
10/16/25 12:19
10/15/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010943M
10/16/25 10:07
10/14/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,27350.5104514,847I
10/16/25 09:13
10/15/25
VANIVivani Medical, Inc.DEHealthElcMdElectromedical & ElectrotheraWilliams GreggCADTP1,9831.1401,738822,446I
10/16/25 08:19
10/15/25
STROSutro Biopharma, Inc.HealthBioPrdBiological Products, (No DiagGerber Hans-PeterCAOCHIEF SCP140.80040173172D
10/16/25 08:18
10/15/25
STROSutro Biopharma, Inc.HealthBioPrdBiological Products, (No DiagChow Gregory K.CAOCFOP160.8100020New20D
10/16/25 08:17
10/15/25
STROSutro Biopharma, Inc.HealthBioPrdBiological Products, (No DiagChung JaneCADOCEOP100.800901311123D
10/16/25 08:15
10/15/25
STROSutro Biopharma, Inc.HealthBioPrdBiological Products, (No DiagMatsui ConnieCADP400.7990050New50D
10/16/25 08:14
10/15/25
STROSutro Biopharma, Inc.HealthBioPrdBiological Products, (No DiagPauling DavidCAOChief AdP100.79920132172D
10/15/25 21:29
10/8/25
LKSPLake Superior Acquisition CorpFinancAcqCoBlank ChecksWang Cong EdwardNYDOTCEO,CBP.d00.000245New245I
10/15/25 21:28
10/8/25
LKSPLake Superior Acquisition CorpFinancAcqCoBlank ChecksLake Superior Investments LLCNYTP.d00.000245New245D
10/15/25 19:14
10/10/25
BINIBollinger Innovations, Inc.DEAutoAutoMotor Vehicles & Passenger CaWinvest Investment Fund Management Corp.WATP150.536902812450D
10/15/25 17:15
10/14/25
QNRXQuoin Pharmaceuticals, Ltd.L3HealthDrugPharmaceutical PreparationsLanger DennisVADP.d1298.49015999%15D
10/15/25 17:09
10/3/25
CBKCommercial Bancgroup, Inc.TNFinancStBnkState Commercial BanksYates Charles L.TNDP20024.00086151D
10/15/25 17:04
10/3/25
CBKCommercial Bancgroup, Inc.TNFinancStBnkState Commercial BanksShoffner James JTNDP35024.00015New15D
10/15/25 16:34
10/15/25
RGPResources Connection, Inc.DEBizSvBizSvBusiness ServicesDuchene Kate WTXDOP,CEOP1004.360234590D
10/15/25 16:32
10/6/25
SPRBSpruce Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsParkman Healthcare Partners LLCCTTP517.9100321I
10/15/25 16:05
10/14/25
VNRXVolitionrx LtdDEHealthDiagnIn Vitro & In Vivo DiagnosticReynolds Cameron JohnNVDOP,CEOP.d560.5100011033,577D
10/15/25 16:05
10/14/25
VNRXVolitionrx LtdDEHealthDiagnIn Vitro & In Vivo DiagnosticInnes Guy ArchibaldNVDP.d490.510009633,437D
10/15/25 16:05
10/14/25
VNRXVolitionrx LtdDEHealthDiagnIn Vitro & In Vivo DiagnosticStill Timothy INVDP.d250.510004831,535D
10/15/25 14:45
10/13/25
MUNEXBlackrock Municipal Credit Alpha Portfolio, Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP012.4800New0I
10/15/25 12:01
10/14/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP130.9256014016,555D
10/15/25 11:12
10/14/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1882.840001,163D
10/15/25 10:47
10/14/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.60010942M
10/15/25 09:09
10/8/25
YYAIAirwa Inc.DETechSoftwComputer Programming, Data PrBelfiore Michael AnthonyTXTP.m1,0270.319703,213New3,213D
10/14/25 19:08
9/9/24
CVSCvs Health CorpDERetailDrugStDrug Stores & Proprietary StoCapozzi Heidi BRIOEVP,ChieP.m557.3600999%0I
10/14/25 18:10
10/10/25
ZIVOZivo Bioscience, Inc.NVHealthBioPrdBiological Products, (No DiagYaldoo Laith LMIDTP2012.05020575I
10/14/25 17:26
10/9/25
YCYAa Mission Acquisition Corp. IIE9FinancAcqCoBlank ChecksAa Mission Sponsor IITXTP.d26310.0002613,235D
10/14/25 17:25
10/13/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsRivernorth Financial Holdings, LLCFLHAffiliatP.m3114.6702New2D
10/14/25 17:25
10/9/25
YCYAa Mission Acquisition Corp. IIE9FinancAcqCoBlank ChecksSun Qing BillTXDOTCEOP.d26310.0002613,235I
10/14/25 17:16
10/9/25
ZBIOZenas Biopharma, Inc.DEHealthDrugPharmaceutical PreparationsNunn Jason RaleighPADP1,20019.0006323,120I
10/14/25 17:14
10/9/25
ZBIOZenas Biopharma, Inc.DEHealthDrugPharmaceutical PreparationsSr One Capital Management, LLCPATP2,40019.00012635,038I
10/14/25 16:35
10/9/25
ALHAlliance Laundry Holdings Inc.DEMachnMchnRefrigeration & Service IndusNayak Narasimha K.WIDP.d10022.0005New5D
10/14/25 16:29
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParHenriques AdolfoFLDP165243.9301237I
10/14/25 16:29
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParSchriesheim AlanFLDP164243.93010151D
10/14/25 16:28
10/14/25
LOVELovesac CoDERetailFurnStFurniture StoresNelson Shawn DavidCTDOCEOP1414.41010227D
10/14/25 16:27
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParMendelson Eric AFLDOHCo-CB,CoP165243.930102,656I
10/14/25 16:26
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParNeitzel JulieFLDP165243.9301417D
10/14/25 16:25
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParCulligan Thomas MFLDP165243.9301418I
10/14/25 16:25
10/9/25
BRTBrt Apartments Corp.DERlEstRlEstOperators of Nonresidential BGould Investors L PNYTP9015.000604,046D
10/14/25 16:25
10/9/25
BRTBrt Apartments Corp.NYRlEstREITReal Estate Investment TrustsGould JeffreyNYDOP,CEOP9015.000604,628I
10/14/25 16:25
10/9/25
BRTBrt Apartments Corp.NYRlEstREITReal Estate Investment TrustsGould Matthew JNYDOSVPP9015.000604,621I
10/14/25 16:24
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParMendelson Victor HFLDOHCo-CB,CoP165243.930102,787D
10/14/25 16:23
10/10/25
CAPLCrossamerica Partners LPEnergyOilTrPetroleum & Petroleum ProductReilly John B. IIIPADTP3719.740204,969I
10/14/25 16:21
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParFine Carol F.FLDP164243.9301234I
10/14/25 16:21
10/10/25
CAPLCrossamerica Partners LPEnergyOilTrPetroleum & Petroleum ProductTopper Joseph V. Jr.PADTP3619.740201,859I
10/14/25 16:20
10/10/25
HEIHeico CorpFLAeroAeroAircraft Engines & Engine ParHildebrandt Mark HFLDP165243.9301161I
10/14/25 16:14
8/21/25
BMACXBlackstone Private Multi-Asset Credit & Income FundFundCEFClosed-End FundsOneglia DanielNYOChief InP25015.26016New16D
10/14/25 16:10
10/14/25
PLAGPlanet Green Holdings Corp.NVFdBevFoodCanned, Frozen & Preservd FruZhou BinNYDOTCEOP00.0001,100742,594D
10/14/25 16:08
10/9/25
MNTRMentor Capital, Inc.DEFinancInvestInvestorsBillingsley ChesterTXDOTCEOP.dm40.125903513,031D
10/14/25 16:08
10/10/25
SAICScience Applications International CorpDETechSoftwComputer Integrated Systems DAttili SrinivasVAOEVP,CiviP1097.3500114D
10/14/25 16:03
10/10/25
CNXCConcentrix CorpDEBizSvBizSvBusiness ServicesCaldwell Christopher ACADOP,CEOP4545.35010305D
10/14/25 13:37
10/10/25
NMZNuveen Municipal High Income Opportunity FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP6810.56060I
10/14/25 12:54
10/10/25
TREXTrex Co IncDEBuildWoodLumber & Wood Products (No FuRudolph Jacob T.VAOSVP,CHROP343.9200028D
10/14/25 11:55
10/9/25
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3,57247.4607524,802I
10/14/25 11:21
10/13/25
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsAgdern Robert DNYDP1642.1100332D
10/14/25 10:32
10/10/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP.m2892.960001,163D
10/14/25 10:13
10/10/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP.m62.62020941M
10/14/25 09:32
10/10/25
FMYFirst Trust Mortgage Income FundFundCEFClosed-End FundsKadlec Thomas RILDP312.2000281D
10/14/25 09:00
2/3/25
NORDNordicus Partners CorpDEBizSvConsltManagement Consulting ServiceGk Partners ApsG7TP.m3221.40023183,259D
10/14/25 08:59
10/9/25
ZBIOZenas Biopharma, Inc.DEHealthDrugPharmaceutical PreparationsEnright Patrick GMADP2,25019.19011752,619M
10/14/25 08:30
10/13/25
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOCEOP51.44031501D
10/14/25 08:00
10/9/25
GRNDGrindr Inc.DETechSoftwComputer Programming, Data PrZage George Raymond IIICADTP13,15013.1501,000194,720D
10/14/25 06:11
10/13/25
ANGOAngiodynamics IncDEHealthMdEqSurgical & Medical InstrumentTrowbridge Stephen ANYOEVP,CFOP1011.16010257D
10/10/25 20:06
10/8/25
ACETAdicet Bio, Inc.DEHealthDrugPharmaceutical PreparationsOrbimed Advisors LLCNYTP5,0001.0005,0002077,421I
10/10/25 19:05
10/8/25
NUKKNukkleus Inc.DEBizSvConsltManagement Consulting ServiceKotaieva AnastasiiaNYDTP.dm00.0001,3772931,847I
10/10/25 18:58
10/8/25
CGEMCullinan Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagLynx1 Capital Management LPPRTP.m9,8276.7301,4601016,195I
10/10/25 16:07
10/9/25
NMZNuveen Municipal High Income Opportunity FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP210.62000I
10/10/25 14:57
5/8/25
RYESRise Gold Corp.NVMiningIndMnMetal MiningDraguleasa MihaiA1OCFOP.d100.08200122New122I
10/10/25 10:52
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RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010938M
10/10/25 10:37
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TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1936.320001,163D
10/9/25 21:09
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ANGOAngiodynamics IncDEHealthMdEqSurgical & Medical InstrumentClemmer James CNYDOP,CEOP11211.150101883D
10/9/25 19:09
10/6/25
SNWVSanuwave Health, Inc.NVHealthMdEqSurgical & Medical InstrumentOpaleye Management Inc.MATP3830.28010981I
10/9/25 18:30
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ATYRAtyr Pharma IncDEHealthBioPrdBiological Products, (No DiagSchimmel PaulCADP.m9120.911801,000912,101I
10/9/25 17:24
10/7/25
ZBIOZenas Biopharma, Inc.DEHealthDrugPharmaceutical PreparationsMoulder Leon O JrMADOSee RemaP77020.8503721,975I
10/9/25 16:54
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LAWCs Disco, Inc.DETechSoftwPrepackaged SoftwareBogan Thomas FTXDP815.9501411139D
10/9/25 16:45
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CAGConagra Brands Inc.DEFdBevFoodFood & Kindred ProductsBrown Thomas KILDP18718.720102060D
10/9/25 16:30
10/8/25
PLCEChildrens Place, Inc.RetailClthStFamily Clothing StoresUmair MuhammadNJDOP,INTERIP507.00073278D
10/9/25 16:28
10/8/25
ZIVOZivo Bioscience, Inc.NVHealthBioPrdBiological Products, (No DiagMaggiore Christopher D.MIDTP28412.010245518D
10/9/25 16:15
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ZBIOZenas Biopharma, Inc.DEHealthDrugPharmaceutical PreparationsFairmount Funds Management LLCPADP6,00819.000316172,209I
10/9/25 16:14
10/3/25
CBKCommercial Bancgroup, Inc.TNFinancStBnkState Commercial BanksMetheny Philip J.TNOEVP,CFOP10024.0004New4D
10/9/25 16:10
10/3/25
CBKCommercial Bancgroup, Inc.TNFinancStBnkState Commercial BanksSprinkle, Jr. Richard C.TNOEVP,ChieP10024.00041926D
10/9/25 16:05
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ADCAgree Realty CorpDERlEstREITReal Estate Investment TrustsRakolta John JrMIDP1,77170.410255554D
10/9/25 15:37
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ZBIOZenas Biopharma, Inc.DEHealthDrugPharmaceutical PreparationsLu HongboMADP.m6,00018.630322New322I
10/9/25 15:30
10/8/25
CPSHCps Technologies Corp/De/MAHshldHshldPottery & Related ProductsSnow Daniel CMADP103.00033912D
10/9/25 15:26
10/8/25
CPSHCps Technologies Corp/De/MAHshldHshldPottery & Related ProductsHughes Francis J JrMADP553.000184438D
10/9/25 15:19
10/8/25
CPSHCps Technologies Corp/De/MAHshldHshldPottery & Related ProductsCavoli Ivo JamesMADP753.0002510349D
10/9/25 15:05
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CPSHCps Technologies Corp/De/MAHshldHshldPottery & Related ProductsMackey Brian TMAOP,CEOP503.000178337D
10/9/25 13:17
10/8/25
CPSHCps Technologies Corp/De/MAHshldHshldPottery & Related ProductsGriffith Charles Kellogg JrMAOCFOP123.00041142D
10/9/25 12:57
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MNTRMentor Capital, Inc.DEFinancInvestInvestorsBillingsley ChesterTXDOTCEOP.dm290.983902912,996D
10/9/25 12:28
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ALTSAlt5 Sigma CorpNVFinancFinTrdCommodity Contracts Brokers &Danziger David C.NVDP737.3001010020D
10/9/25 12:26
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IVDNInnovative Designs IncDEFashApprlMiscellaneous Fabricated TextSpagnolo John JrPADP.m40.229701615526D
10/9/25 11:48
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AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHam William F JrALDP127.4700110D
10/9/25 11:17
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AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksO'Donnell ShannonALOSVPP127.460022D
10/9/25 11:09
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AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHousel David EALDP127.470019D
10/9/25 11:05
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RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP280.9233030016,540D
10/9/25 11:05
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AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksBarrett J TuttALDP227.460019D
10/9/25 10:38
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RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010937M
10/9/25 10:26
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ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,14748.1702414,727I
10/9/25 10:20
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TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1935.090001,163D
10/9/25 09:01
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MLTXMoonlake ImmunotherapeuticsE9HealthDrugPharmaceutical PreparationsBodenstedt MatthiasV8OCFOP999.090112628D
10/8/25 20:55
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SPRBSpruce Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsParkman Healthcare Partners LLCCTTP517.9100321I
10/8/25 18:50
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SVCOSilvaco Group, Inc.DETechSoftwPrepackaged SoftwareZegarelli Christopher JohnCAOCFOP265.03051424D
10/8/25 16:28
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FDSFactset Research Systems IncDETechSoftwComputer Programming, Data PrShan Helen L.CTOEVP,CFOP102275.480049D
10/8/25 15:18
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OMCCOld Market Capital CorpFLFinancLoanShort-Term Business Credit InPeterson Adam KNEDTP00.000502,544D
10/8/25 14:34
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MSDLMorgan Stanley Direct Lending FundFundCEFClosed-End FundsBinstock JoanNYDP15016.64092250I
10/8/25 11:22
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RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010936M
10/8/25 10:54
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TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1964.320001,163D
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ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2,16946.5004714,703I
10/8/25 08:20
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DLHCDlh Holdings Corp.NJBizSvStaffHelp Supply ServicesMink Brook Asset Management LLCFLTP.m735.5001312,580I
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SRRKScholar Rock Holding CorpDEHealthBioPrdBiological Products, (No DiagAkkaraju SrinivasCADP.m18,80737.58050095,824I
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MTNVail Resorts IncDEPerSvEntertMiscellaneous Amusement & RecKorch Angela ACOOEVP,CFOP33155.000045D
10/7/25 18:26
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MWAMueller Water Products, Inc.DEBuildBldMtMiscellaneous Fabricated MetaHealy Brian C.GADP2825.7801717D
10/7/25 16:30
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BXSLBlackstone Secured Lending FundFundCEFClosed-End FundsBass Robert JNYHTrusteeP10026.63042221D
10/7/25 15:36
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NZFNuveen Municipal Credit Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP2812.53020I
10/7/25 14:41
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UMHUmh Properties, Inc.MDRlEstREITReal Estate Investment TrustsClark Todd J.NJDP814.2301422D
10/7/25 14:04
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GWRSGlobal Water Resources, Inc.DEUtilityWtrSplyWater SupplyCohn Andrew M.AZDP1,58610.30015462,583D
10/7/25 14:04
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GWRSGlobal Water Resources, Inc.DEUtilityWtrSplyWater SupplyLevine Jonathan LAZDP7,50010.300728612,178I
10/7/25 12:42
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MDRRMedalist Diversified Reit, Inc.MDRlEstREITReal Estate Investment TrustsWinn Charles Brent Jr.VAOCFOP213.5000054D
10/7/25 11:55
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CTTHCtt Pharmaceutical Holdings, Inc.DEMiningGoldGold & Silver OresCtt Pharmaceutical Holdings, Inc.FLOCEOP00.06000707,768D
10/7/25 11:06
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RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.62010935M
10/7/25 10:26
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TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1950.350001,163D
10/7/25 09:21
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MDBHMdb Capital Holdings, LLCDEFinancLoanFinance ServicesMarlett Christopher ATXDOTCo-FoundP.m143.38043158I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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