4/11/25 21:57 | 4/9/25 | KROS | Keros Therapeutics, Inc. | | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | P.d | 9,465 | 10.13 | 0 | 934 | 21 | 5,391 | I | | | | | | | | | | | | | | |
4/11/25 20:56 | 4/9/25 | VANI | Vivani Medical, Inc. | CA | Health | ElcMd | Electromedical & Electrothera | Williams Gregg | CA | DT | | P.m | 21 | 1.02 | 0 | 21 | 0 | 13,825 | I | | | | | | | | | | | | | | |
4/11/25 18:38 | 4/10/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | P | 10 | 13.59 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 18:34 | 4/10/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | P | 10 | 13.04 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 18:31 | 4/10/25 | RMMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | P | 10 | 13.94 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 18:12 | 4/9/25 | TECX | Tectonic Therapeutic, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Springer Timothy A | MA | DT | | P.m | 2,299 | 16.20 | 0 | 142 | 2 | 6,024 | M | | | | | | | | | | | | | | |
4/11/25 17:41 | 4/10/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 14 | 24.98 | 0 | 1 | 0 | 1,496 | D | | | | | | | | | | | | | | |
4/11/25 17:29 | 4/9/25 | RNAC | Cartesian Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Springer Timothy A | MA | DT | | P.m | 1,523 | 10.21 | 0 | 149 | 2 | 9,631 | M | | | | | | | | | | | | | | |
4/11/25 17:22 | 4/9/25 | KALV | Kalvista Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Venrock Healthcare Capital Partners Iii, L.P. | NY | T | | P | 236 | 9.42 | 0 | 25 | 0 | 5,304 | I | | | | | | | | | | | | | | |
4/11/25 17:16 | 4/9/25 | PANL | Pangaea Logistics Solutions Ltd. | D0 | Trans | ShipTr | Deep Sea Foreign Transportati | Strategic Shipping Inc. | CT | T | | P.m | 378 | 4.23 | 0 | 89 | 0 | 18,594 | D | | | | | | | | | | | | | | |
4/11/25 16:55 | 4/9/25 | RBBN | Ribbon Communications Inc. | DE | Financ | NtBnk | National Commercial Banks | Jpmorgan Chase & Co | NY | T | | P | 0 | 3.67 | 0 | 0 | 0 | 52,037 | I | | | | | | | | | | | | | | |
4/11/25 16:54 | 4/10/25 | ARTW | Arts Way Manufacturing Co Inc | DE | Machn | AgMch | Farm Machinery & Equipment | Ramsey Randall C. | IA | D | | P | 10 | 1.50 | 0 | 7 | 11 | 68 | D | | | | | | | | | | | | | | |
4/11/25 16:49 | 4/10/25 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | Grunewald Robert | WY | DOH | CEO | P | 100 | 17.16 | 0 | 6 | 3 | 207 | I | | | | | | | | | | | | | | |
4/11/25 16:17 | 4/9/25 | FMN | Federated Hermes Premier Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 0 | 10.85 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
4/11/25 16:15 | 4/9/25 | PBF | Pbf Energy Inc. | DE | Energy | OilRef | Petroleum Refining | Control Empresarial De Capitales S.A. De C.V. | O5 | TH | Add'l Re | P.m | 239 | 14.04 | 0 | 17 | 0 | 30,760 | D | | | | | | | | | | | | | | |
4/11/25 15:24 | 4/10/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Smith James Grant | MI | D | | P | 14 | 0.6700 | 0 | 20 | 126 | 36 | D | | | | | | | | | | | | | | |
4/11/25 14:04 | 4/9/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | P.m | 49 | 9.50 | 0 | 5 | 2 | 222 | D | | | | | | | | | | | | | | |
4/11/25 13:33 | 4/10/25 | JHS | John Hancock Income Securities Trust | MA | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 10.90 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 13:23 | 4/10/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Spencer John N Jr | GA | D | | P | 10 | 0.9800 | 0 | 10 | 713 | 11 | D | | | | | | | | | | | | | | |
4/11/25 13:14 | 4/9/25 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carroll Jonathan P | TX | DOT | CEO,P | P.m | 11 | 1.86 | 0 | 6 | 0 | 4,121 | D | | | | | | | | | | | | | | |
4/11/25 12:05 | 4/10/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.38 | 0 | 1 | 0 | 791 | M | | | | | | | | | | | | | | |
4/11/25 12:00 | 4/10/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | P | 14 | 1,204.7 | 0 | 0 | 0 | 1,166 | M | | | | | | | | | | | | | | |
4/11/25 11:37 | 4/9/25 | CBRL | Cracker Barrel Old Country Store, Inc | | Retail | Dining | Eating Places | Gmt Capital Corp | GA | T | | P.m | 2,427 | 38.16 | 0 | 64 | 3 | 2,516 | D | | | | | | | | | | | | | | |
4/11/25 11:35 | 4/9/25 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | P | 40 | 9.60 | 0 | 4 | 4 | 106 | D | | | | | | | | | | | | | | |
4/11/25 09:37 | 4/10/25 | HNRG | Hallador Energy Co | CO | Utility | ElcPwr | Electric Services | Gray Zarrell Thomas | IN | D | | P | 122 | 13.60 | 0 | 9 | 18 | 60 | D | | | | | | | | | | | | | | |
4/10/25 21:43 | 4/8/25 | OMI | Owens & Minor Inc/Va/ | VA | Health | MdSpl | Medical, Dental & Hospital Eq | Coliseum Capital Management, LLC | CT | T | | P.m | 3,074 | 7.50 | 0 | 410 | 2 | 22,821 | I | | | | | | | | | | | | | | |
4/10/25 21:30 | 4/8/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 58 | 11.71 | 0 | 5 | 0 | 1,536 | I | | | | | | | | | | | | | | |
4/10/25 21:24 | 4/10/25 | CVGW | Calavo Growers Inc | CA | Ag | Ag | Agricultural Services | Snyder James E | CA | O | CFO | P | 75 | 23.33 | 0 | 3 | 165 | 5 | D | | | | | | | | | | | | | | |
4/10/25 21:22 | 4/8/25 | SBGI | Sinclair, Inc. | MD | Media | Tv | Television Broadcasting Stati | Smith David D | MD | DOT | Exec CB | P.m | 2,481 | 13.40 | 0 | 185 | 14 | 1,526 | D | | | | | | | | | | | | | | |
4/10/25 21:21 | 4/10/25 | CVGW | Calavo Growers Inc | CA | Ag | Ag | Agricultural Services | Browne Michael A | CA | O | EVP | P | 116 | 23.12 | 0 | 5 | 51 | 15 | D | | | | | | | | | | | | | | |
4/10/25 21:09 | 4/9/25 | QTI | Qt Imaging Holdings, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Katz Avi S | CA | DO | CB | P.d | 250 | 0.6370 | 0 | 392 | 51 | 1,168 | D | | | | | | | | | | | | | | |
4/10/25 21:09 | 4/9/25 | QTI | Qt Imaging Holdings, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Dinu Raluca | CA | DO | CEO | P.d | 250 | 0.6370 | 0 | 392 | 51 | 1,168 | D | | | | | | | | | | | | | | |
4/10/25 20:38 | 4/8/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Sack Peter | NY | O | CEO | P.m | 2 | 10.90 | 0 | 0 | 6 | 3 | D | | | | | | | | | | | | | | |
4/10/25 19:06 | 4/9/25 | PVLA | Palvella Therapeutics, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Jenkins George M | PA | D | | P | 101 | 20.20 | 0 | 5 | 3 | 197 | M | | | | | | | | | | | | | | |
4/10/25 19:02 | 4/8/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Kocak Ron | CA | O | VP Contr | P.m | 10 | 0.7948 | 0 | 13 | New | 13 | D | | | | | | | | | | | | | | |
4/10/25 19:00 | 4/8/25 | STAA | Staar Surgical Co | DE | Health | OthMd | Ophthalmic Goods | Broadwood Partners, L.P. | NY | T | | P.m | 2,866 | 15.31 | 0 | 187 | 1 | 27,065 | M | | | | | | | | | | | | | | |
4/10/25 18:52 | 4/8/25 | ASAN | Asana, Inc. | DE | Tech | Softw | Prepackaged Software | Moskovitz Dustin A. | CA | DOT | P,CEO,Ch | P.m | 6,722 | 14.94 | 0 | 450 | 1 | 55,420 | D | | | | | | | | | | | | | | |
4/10/25 18:49 | 4/8/25 | VISL | Vislink Technologies, Inc. | DE | Electr | Comm | Communications Equipment | Hale Capital Partners, LP | NY | T | | P.m | 2 | 2.53 | 0 | 1 | 0 | 372 | I | | | | | | | | | | | | | | |
4/10/25 18:33 | 4/8/25 | JELD | Jeld-Wen Holding, Inc. | DE | Build | Wood | Millwood, Veneer, Plywood, & | Turtle Creek Asset Management Inc. | A6 | T | | P.m | 521 | 5.21 | 0 | 100 | 1 | 16,096 | I | | | | | | | | | | | | | | |
4/10/25 18:24 | 4/8/25 | GTE | Gran Tierra Energy Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Equinox Partners Investment Management LLC | CT | T | | P | 860 | 3.81 | 0 | 226 | 6 | 4,328 | I | | | | | | | | | | | | | | |
4/10/25 18:16 | 4/8/25 | CVI | Cvr Energy Inc | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | P.m | 11,129 | 16.72 | 0 | 665 | 1 | 69,773 | I | | | | | | | | | | | | | | |
4/10/25 18:15 | 4/8/25 | UAN | Cvr Partners, LP | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | P.m | 1,245 | 68.35 | 0 | 18 | 0 | 4,130 | I | | | | | | | | | | | | | | |
4/10/25 18:05 | 4/9/25 | BMN | Blackrock 2037 Municipal Target Term Trust | | Fund | CEF | Closed-End Funds | Romaglino Christian | NY | H | Portfoli | P | 30 | 23.99 | 0 | 1 | 38 | 5 | D | | | | | | | | | | | | | | |
4/10/25 18:01 | 4/8/25 | SSII | Ss Innovations International, Inc. | FL | Health | MdEq | Surgical & Medical Instrument | Cohen Barry F | FL | DO | COO - Am | P.m | 9 | 8.91 | 0 | 1 | 0 | 8,844 | D | | | | | | | | | | | | | | |
4/10/25 17:56 | 4/8/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 73 | 13.74 | 0 | 5 | 379 | 7 | I | | | | | | | | | | | | | | |
4/10/25 17:55 | 4/8/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 48 | 14.04 | 0 | 3 | | 2 | I | | | | | | | | | | | | | | |
4/10/25 17:52 | 4/8/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 79 | 13.15 | 0 | 6 | 120 | 11 | I | | | | | | | | | | | | | | |
4/10/25 17:46 | 4/9/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 12 | 13.83 | 0 | 1 | 13 | 8 | I | | | | | | | | | | | | | | |
4/10/25 17:39 | 4/9/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 23 | 14.13 | 0 | 2 | 30 | 7 | I | | | | | | | | | | | | | | |
4/10/25 17:39 | 4/9/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 53 | 13.14 | 0 | 4 | 36 | 15 | I | | | | | | | | | | | | | | |
4/10/25 17:15 | 4/8/25 | CCO | Clear Channel Outdoor Holdings, Inc. | DE | BizSv | Ads | Advertising | Moreno Arturo R | AZ | T | | P.m | 1,727 | 0.9040 | 0 | 1,911 | 3 | 59,343 | D | | | | | | | | | | | | | | |
4/10/25 17:07 | 4/10/25 | OPK | Opko Health, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DOT | CEO,CB | P | 170 | 1.36 | 0 | 125 | 0 | 247,698 | I | | | | | | | | | | | | | | |
4/10/25 17:01 | 4/9/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | P | 5 | 5.95 | 0 | 1 | 7 | 12 | D | | | | | | | | | | | | | | |
4/10/25 16:59 | 4/9/25 | NREF | Nexpoint Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Richards Paul | TX | O | See Rema | P | 12 | 12.28 | 0 | 1 | 2 | 57 | D | | | | | | | | | | | | | | |
4/10/25 16:43 | 4/8/25 | BTMD | Biote Corp. | | Health | MdCm | Medicinal Chemicals & Botanic | Guines LLC | NY | T | | P.m | 155 | 3.21 | 0 | 48 | 1 | 4,156 | I | | | | | | | | | | | | | | |
4/10/25 16:38 | 4/8/25 | LPG | Dorian Lpg Ltd. | 1T | Trans | ShipTr | Deep Sea Foreign Transportati | Hadjipateras John C | CT | DOT | P,CEO | P | 533 | 17.75 | 0 | 30 | 2 | 1,994 | M | | | | | | | | | | | | | | |
4/10/25 16:33 | 4/9/25 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Staggs Dana | CO | O | P | P | 3 | 18.37 | 0 | 0 | 3 | 6 | D | | | | | | | | | | | | | | |
4/10/25 16:30 | 4/9/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | P | 24 | 0.8133 | 0 | 30 | 3 | 1,078 | D | | | | | | | | | | | | | | |
4/10/25 16:30 | 4/9/25 | KVYO | Klaviyo, Inc. | DE | Tech | Softw | Prepackaged Software | Fagnan Jeff | MA | T | | P | 101 | 25.77 | 0 | 4 | 8 | 54 | I | | | | | | | | | | | | | | |
4/10/25 16:29 | 4/9/25 | TXMD | Therapeuticsmd, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Walker Marlan D | FL | O | CEO | P.m | 2 | 0.8658 | 0 | 2 | 3 | 73 | D | | | | | | | | | | | | | | |
4/10/25 16:18 | 4/10/25 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Attal Alain | TX | D | | P | 258 | 25.75 | 0 | 10 | 2 | 572 | D | | | | | | | | | | | | | | |
4/10/25 16:15 | 4/8/25 | ACUT | Accustem Sciences Inc. | DE | Health | Drug | Pharmaceutical Preparations | Cerrone Gabriele M | NY | DT | | P.m | 25 | 0.6654 | 0 | 38 | 1 | 4,911 | I | | | | | | | | | | | | | | |
4/10/25 16:07 | 4/9/25 | RCKT | Rocket Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Kinnari | NJ | O | See Rema | P | 99 | 4.70 | 0 | 21 | 4 | 576 | I | | | | | | | | | | | | | | |
4/10/25 16:07 | 4/8/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P.m | 18 | 1.45 | 0 | 13 | 0 | 8,698 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/9/25 | EARN | Ellington Credit Co | MD | RlEst | REIT | Real Estate Investment Trusts | Borenstein Gregory Morris | CT | O | Portfoli | P | 38 | 4.73 | 0 | 8 | 80 | 18 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/8/25 | BATRA | Atlanta Braves Holdings, Inc. | NV | PerSv | Entert | Amusement & Recreation Servic | Malone John C | CO | T | | P.m | 2,855 | 40.41 | 0 | 71 | 31 | 297 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/9/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Silverman Phillip | FL | O | CFO | P | 10 | 13.00 | 0 | 1 | 2 | 39 | D | | | | | | | | | | | | | | |
4/10/25 16:01 | 4/10/25 | GOVX | Geovax Labs, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sharkey John W. | GA | O | VP,Busin | P | 6 | 0.9900 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
4/10/25 15:16 | 4/7/25 | ADMQ | Adm Endeavors, Inc. | NV | BizSv | Ads | Advertising | Archer Alex | TX | O | CFO | P | 3 | 0.0350 | 0 | 74 | 30 | 320 | D | | | | | | | | | | | | | | |
4/10/25 13:56 | 4/9/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 0 | 0.6670 | 0 | 0 | 0 | 15,999 | D | | | | | | | | | | | | | | |
4/10/25 13:47 | 4/8/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | Rudolph Jacob T. | VA | O | SVP,CHRO | P | 3 | 49.39 | 0 | 0 | 0 | 29 | D | | | | | | | | | | | | | | |
4/10/25 12:40 | 4/9/25 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Stilwell Joseph | PR | T | | P | 43 | 19.20 | 0 | 2 | 0 | 673 | I | | | | | | | | | | | | | | |
4/10/25 11:33 | 4/8/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 161 | 10.29 | 0 | 16 | 1 | 1,438 | I | | | | | | | | | | | | | | |
4/10/25 11:32 | 4/9/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Smith James Grant | MI | D | | P | 11 | 0.6800 | 0 | 16 | New | 16 | D | | | | | | | | | | | | | | |
4/10/25 11:31 | 4/8/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 94 | 8.37 | 0 | 11 | 1 | 1,546 | I | | | | | | | | | | | | | | |
4/10/25 11:16 | 4/9/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.32 | 0 | 1 | 0 | 790 | M | | | | | | | | | | | | | | |
4/10/25 11:13 | 4/9/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | P | 13 | 1,101.7 | 0 | 0 | 0 | 1,166 | M | | | | | | | | | | | | | | |
4/10/25 10:53 | 4/8/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 468 | 9.27 | 0 | 50 | 1 | 3,676 | I | | | | | | | | | | | | | | |
4/10/25 10:46 | 4/8/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 28 | 11.38 | 0 | 2 | 0 | 2,117 | I | | | | | | | | | | | | | | |
4/10/25 10:19 | 4/8/25 | CIA | Citizens, Inc. | CO | Insur | LfIns | Life Insurance | Stenberg Jon | TX | O | P,CEO | P | 42 | 4.20 | 0 | 10 | 4 | 273 | D | | | | | | | | | | | | | | |
4/10/25 10:12 | 4/10/25 | NEOG | Neogen Corp | MI | Health | Diagn | In Vitro & In Vivo Diagnostic | Moylan John Patrick | MI | O | Chief Ac | P | 51 | 5.07 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
4/10/25 09:48 | 4/9/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | P | 1 | 0.0650 | 0 | 10 | 0 | 6,600 | D | | | | | | | | | | | | | | |
4/10/25 08:57 | 4/9/25 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | P | 40 | 7.95 | 0 | 5 | 12 | 45 | D | | | | | | | | | | | | | | |
4/10/25 08:39 | 4/8/25 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Pescovitz Ora H. | IN | D | | P | 45 | 5.89 | 0 | 8 | 46 | 24 | D | | | | | | | | | | | | | | |
4/10/25 06:30 | 4/8/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Rakolta John Jr | MI | D | | P | 2,002 | 71.30 | 0 | 28 | 6 | 508 | D | | | | | | | | | | | | | | |
4/10/25 06:02 | 4/9/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bagai Shaun | CA | DO | CEO | P | 8 | 0.8300 | 0 | 10 | 3 | 313 | D | | | | | | | | | | | | | | |
4/9/25 21:30 | 4/8/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Marton Laurence | CA | D | | P | 10 | 0.8480 | 0 | 12 | 36 | 46 | D | | | | | | | | | | | | | | |
4/9/25 20:43 | 3/31/25 | GMGI | Golden Matrix Group, Inc. | NV | Tech | Softw | Prepackaged Software | Milovanovic Aleksandar | Z2 | TH | Member o | P.m | 16 | 2.06 | 0 | 8 | 0 | 79,468 | D | | | | | | | | | | | | | | |
4/9/25 20:35 | 4/8/25 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Bolduc John | FL | D | | P | 200 | 8.94 | 0 | 22 | 11 | 235 | I | | | | | | | | | | | | | | |
4/9/25 19:34 | 4/7/25 | LGF | Lions Gate Entertainment Corp /cn/ | A1 | PerSv | Entert | Motion Picture & Video Tape P | Liberty 77 Capital L.P. | DC | T | | P.m | 17,832 | 6.75 | 0 | 2,644 | 37 | 9,740 | I | | | | | | | | | | | | | | |
4/9/25 19:18 | 4/7/25 | MSM | Msc Industrial Direct Co Inc | NY | Machn | IndWs | Industrial Machinery & Equipm | Jacobson Mitchell | NY | DT | | P.m | 11,101 | 69.73 | 0 | 159 | 2 | 7,914 | D | | | | | | | | | | | | | | |
4/9/25 19:02 | 4/7/25 | FLWS | 1 800 Flowers Com Inc | DE | Retail | Retail | Retail Stores | Fund 1 Investments, LLC | PR | T | | P.dm | 186 | 5.72 | 0 | 33 | 0 | 8,233 | I | | | | | | | | | | | | | | |
4/9/25 18:52 | 4/9/25 | TTSH | Tile Shop Holdings, Inc. | DE | Retail | FurnSt | Home Furniture, Furnishings & | Fund 1 Investments, LLC | PR | T | | P.d | 119 | 5.94 | 0 | 20 | 0 | 12,762 | I | | | | | | | | | | | | | | |
4/9/25 18:21 | 4/7/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Digiandomenico Anthony | TX | DOT | Co-Found | P | 7 | 4.90 | 0 | 1 | 2 | 96 | D | | | | | | | | | | | | | | |
4/9/25 18:16 | 4/7/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P | 7 | 4.80 | 0 | 1 | 1 | 131 | I | | | | | | | | | | | | | | |
4/9/25 18:07 | 4/7/25 | UYSC | Uy Scuti Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Uy Scuti Investments Ltd | NY | T | | P.dm | 133 | 10.00 | 0 | 13 | 1 | 1,678 | D | | | | | | | | | | | | | | |
4/9/25 17:38 | 4/7/25 | TECX | Tectonic Therapeutic, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Springer Timothy A | MA | DT | | P | 8,550 | 17.10 | 0 | 500 | 9 | 5,882 | M | | | | | | | | | | | | | | |
4/9/25 17:19 | 4/8/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 79 | 13.15 | 0 | 6 | 120 | 11 | I | | | | | | | | | | | | | | |
4/9/25 17:16 | 4/8/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 73 | 13.74 | 0 | 5 | 379 | 7 | I | | | | | | | | | | | | | | |
4/9/25 17:14 | 4/8/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 48 | 14.04 | 0 | 3 | | 2 | I | | | | | | | | | | | | | | |
4/9/25 17:05 | 4/8/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P.m | 11 | 1.44 | 0 | 8 | 0 | 8,685 | D | | | | | | | | | | | | | | |
4/9/25 17:00 | 4/7/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Thomas J | FL | H | Chairman | P | 4 | 2.40 | 0 | 2 | 0 | 1,574 | D | | | | | | | | | | | | | | |
4/9/25 16:46 | 4/8/25 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | P | 7 | 14.19 | 0 | 1 | 8 | 7 | D | | | | | | | | | | | | | | |
4/9/25 16:44 | 4/7/25 | XOMA | Xoma Royalty Corp | | Health | Drug | Pharmaceutical Preparations | Sitko Bradley | CA | O | Chief In | P | 49 | 24.70 | 0 | 2 | 10 | 21 | D | | | | | | | | | | | | | | |
4/9/25 16:17 | 4/7/25 | NXRT | Nexpoint Residential Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Richards Paul | TX | O | See Rema | P | 193 | 33.24 | 0 | 6 | 35 | 22 | D | | | | | | | | | | | | | | |
4/9/25 16:15 | 4/7/25 | PBF | Pbf Energy Inc. | DE | Energy | OilRef | Petroleum Refining | Control Empresarial De Capitales S.A. De C.V. | O5 | TH | Add'l Re | P.m | 293 | 13.93 | 0 | 21 | 0 | 30,743 | D | | | | | | | | | | | | | | |
4/9/25 16:05 | 4/8/25 | CDXS | Codexis, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Opaleye Management Inc. | MA | T | | P | 198 | 1.98 | 0 | 100 | 1 | 9,715 | I | | | | | | | | | | | | | | |
4/9/25 15:49 | 4/8/25 | BTO | John Hancock Financial Opportunities Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 29.55 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/9/25 15:42 | 4/8/25 | HEQ | John Hancock Diversified Income Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 9.70 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:36 | 4/8/25 | HPF | John Hancock Preferred Income Fund II | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 15.39 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:31 | 4/8/25 | HPI | John Hancock Preferred Income Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 15.16 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:26 | 4/8/25 | HPS | John Hancock Preferred Income Fund III | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 13.79 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:19 | 4/8/25 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 21.30 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:14 | 4/8/25 | JHI | John Hancock Investors Trust | DE | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 12.57 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:12 | 4/7/25 | HNRG | Hallador Energy Co | CO | Utility | ElcPwr | Electric Services | Wesley Charles Ray IV | CO | D | | P | 104 | 10.40 | 0 | 10 | 3 | 306 | I | | | | | | | | | | | | | | |
4/9/25 15:07 | 4/8/25 | PDT | John Hancock Premium Dividend Fund | MA | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 11.85 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 12:51 | 4/9/25 | ASPS | Altisource Portfolio Solutions S.A. | N4 | BizSv | BizSv | Miscellaneous Business Servic | Ritts Gregory J. | N4 | O | Chief Le | P.d | 10 | 0.4800 | 0 | 20 | 8 | 272 | D | | | | | | | | | | | | | | |
4/9/25 12:45 | 4/8/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | P | 22 | 0.8400 | 0 | 26 | 3 | 1,048 | D | | | | | | | | | | | | | | |
4/9/25 12:31 | 4/8/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.39 | 0 | 1 | 0 | 789 | M | | | | | | | | | | | | | | |
4/9/25 12:30 | 4/8/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | P | 14 | 1,202.2 | 0 | 0 | 0 | 1,166 | M | | | | | | | | | | | | | | |
4/9/25 12:20 | 4/8/25 | AMPG | Amplitech Group, Inc. | NV | Electr | Comm | Communications Equipment | Mazziota Daniel Richard | NY | D | | P | 7 | 1.39 | 0 | 5 | 2 | 241 | D | | | | | | | | | | | | | | |
4/9/25 11:26 | 4/4/25 | AREB | American Rebel Holdings Inc | NV | Build | BldMt | Miscellaneous Fabricated Meta | Hrt Financial LP | NY | T | | P.d | 2,776 | 12.06 | 0 | 230 | | 10 | D | | | | | | | | | | | | | | |
4/9/25 10:42 | 4/7/25 | CIA | Citizens, Inc. | CO | Insur | LfIns | Life Insurance | Stenberg Jon | TX | O | P,CEO | P | 413 | 3.89 | 0 | 106 | 68 | 263 | I | | | | | | | | | | | | | | |
4/9/25 09:21 | 4/8/25 | UEEC | United Health Products, Inc. | NV | Health | Orthop | Orthopedic, Prosthetic & Surg | Thom Brian David | NV | DO | CEO | P | 8 | 0.2400 | 0 | 32 | 3 | 1,105 | D | | | | | | | | | | | | | | |
4/9/25 08:38 | 4/7/25 | UAVS | Ageagle Aerial Systems Inc. | NV | Aero | Aero | Aircraft | Day L B | KS | D | | P | 1 | 1.02 | 0 | 1 | 7 | 15 | D | | | | | | | | | | | | | | |
4/9/25 07:40 | 4/8/25 | PEPG | Pepgen Inc. | DE | Health | Drug | Pharmaceutical Preparations | McArthur James G | MA | DO | P,CEO | P | 48 | 1.15 | 0 | 42 | 66 | 104 | D | | | | | | | | | | | | | | |
4/8/25 21:52 | 4/4/25 | VREO | Vireo Growth Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Chicago Atlantic Credit Opportunities, LLC | IL | T | | P | 25 | 0.4193 | 0 | 60 | 0 | 126,744 | D | | | | | | | | | | | | | | |
4/8/25 21:30 | 4/4/25 | NUVB | Nuvation Bio Inc. | DE | Health | Drug | Pharmaceutical Preparations | Hung David | NY | DOT | P,CEO | P.m | 820 | 1.64 | 0 | 500 | 1 | 58,781 | D | | | | | | | | | | | | | | |
4/8/25 21:10 | 4/4/25 | VANI | Vivani Medical, Inc. | CA | Health | ElcMd | Electromedical & Electrothera | Williams Gregg | CA | DT | | P.m | 205 | 0.9989 | 0 | 205 | 1 | 18,604 | M | | | | | | | | | | | | | | |
4/8/25 20:09 | 3/3/25 | CRWV | Coreweave, Inc. | DE | Tech | Softw | Prepackaged Software | Boone Karen | NJ | D | | P.d | 500 | 47.56 | 0 | 11 | 609 | 12 | M | | | | | | | | | | | | | | |
4/8/25 19:36 | 4/7/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | P | 5 | 11.90 | 0 | 0 | 2 | 26 | D | | | | | | | | | | | | | | |
4/8/25 19:05 | 3/31/25 | VKTX | Viking Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Rouan Sarah Kathryn | CA | D | | P.a | 30 | 24.15 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/8/25 18:55 | 4/4/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | P | 12 | 5.12 | 0 | 2 | 0 | 7,089 | D | | | | | | | | | | | | | | |
4/8/25 18:20 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Lb 2018 Gst Trust | NY | H | See Rema | P | 67,698 | 111.40 | 0 | 608 | 999% | 622 | D | | | | | | | | | | | | | | |
4/8/25 18:13 | 4/4/25 | GTE | Gran Tierra Energy Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Equinox Partners Investment Management LLC | CT | T | | P.m | 1,083 | 4.02 | 0 | 269 | 7 | 4,103 | I | | | | | | | | | | | | | | |
4/8/25 17:57 | 11/27/24 | DEA | Easterly Government Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Fisher Cynthia A | DC | D | | P | 8 | 12.52 | 0 | 1 | 0 | 134 | I | | | | | | | | | | | | | | |
4/8/25 17:43 | 4/7/25 | RGP | Resources Connection, Inc. | DE | BizSv | BizSv | Business Services | Patel Bhadreskumar | TX | O | COO | P | 50 | 5.05 | 0 | 10 | 8 | 129 | D | | | | | | | | | | | | | | |
4/8/25 17:34 | 4/8/25 | OPK | Opko Health, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DOT | CEO,CB | P | 185 | 1.48 | 0 | 125 | 0 | 247,573 | I | | | | | | | | | | | | | | |
4/8/25 17:16 | 4/4/25 | CCO | Clear Channel Outdoor Holdings, Inc. | DE | BizSv | Ads | Advertising | Moreno Arturo R | AZ | T | | P.m | 4,775 | 0.9550 | 0 | 5,000 | 10 | 57,433 | D | | | | | | | | | | | | | | |
4/8/25 17:05 | 4/8/25 | STRW | Strawberry Fields Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Blisko Michael | FL | D | | P | 93 | 9.25 | 0 | 10 | 3 | 315 | I | | | | | | | | | | | | | | |
4/8/25 17:02 | 4/4/25 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P | 41 | 13.80 | 0 | 3 | 9 | 35 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/7/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | P | 1 | 1.96 | 0 | 1 | 0 | 112 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/7/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Sarafa Joseph D | MI | D | | P | 53 | 0.5300 | 0 | 100 | 40 | 350 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/4/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | P.m | 34 | 6.04 | 0 | 6 | 103 | 11 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/7/25 | CNFR | Conifer Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Meloche Harold J | MI | O | CFO,Trea | P | 11 | 0.5208 | 0 | 22 | 43 | 73 | D | | | | | | | | | | | | | | |
4/8/25 16:41 | 4/4/25 | PANL | Pangaea Logistics Solutions Ltd. | D0 | Trans | ShipTr | Deep Sea Foreign Transportati | Strategic Shipping Inc. | CT | T | | P.m | 600 | 4.14 | 0 | 145 | 1 | 18,504 | D | | | | | | | | | | | | | | |
4/8/25 16:35 | 4/7/25 | GMS | Gms Inc. | DE | Retail | BldSt | Lumber & Other Construction M | Turner John C Jr | GA | DO | P,CEO | P | 256 | 70.00 | 0 | 4 | 6 | 67 | D | | | | | | | | | | | | | | |
4/8/25 16:30 | 4/4/25 | WYNN | Wynn Resorts Ltd | | PerSv | Hotel | Hotels & Motels | Fertitta Tilman J | TX | T | | P.dm | 27,873 | 69.68 | 0 | 400 | 3 | 13,000 | I | | | | | | | | | | | | | | |
4/8/25 16:20 | 4/4/25 | CBRL | Cracker Barrel Old Country Store, Inc | | Retail | Dining | Eating Places | Gmt Capital Corp | GA | T | | P | 3,806 | 35.94 | 0 | 106 | 5 | 2,452 | D | | | | | | | | | | | | | | |
4/8/25 16:15 | 4/8/25 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Sebelius Kathleen | NC | D | | P | 66 | 1.32 | 0 | 50 | 121 | 91 | D | | | | | | | | | | | | | | |
4/8/25 16:15 | 4/8/25 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Green Charles Bruce | NC | D | | P | 8 | 1.29 | 0 | 6 | 250 | 8 | D | | | | | | | | | | | | | | |
4/8/25 16:15 | 4/7/25 | HUMA | Humacyte, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Constantino Michael T. | NC | D | | P | 20 | 1.26 | 0 | 16 | 94 | 33 | D | | | | | | | | | | | | | | |
4/8/25 16:15 | 3/18/25 | ACUT | Accustem Sciences Inc. | DE | Health | Drug | Pharmaceutical Preparations | Cerrone Gabriele M | NY | DT | | P.m | 78 | 0.5124 | 0 | 153 | 3 | 4,873 | I | | | | | | | | | | | | | | |
4/8/25 16:02 | 4/7/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Handlon Carolyn B | VA | D | | P | 25 | 109.93 | 0 | 0 | 6 | 4 | D | | | | | | | | | | | | | | |
4/8/25 14:58 | 4/7/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 247 | 24.97 | 0 | 10 | 1 | 1,496 | D | | | | | | | | | | | | | | |
4/8/25 14:16 | 4/4/25 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carroll Jonathan P | TX | DOT | CEO,P | P.m | 92 | 2.05 | 0 | 45 | 1 | 4,115 | D | | | | | | | | | | | | | | |
4/8/25 13:55 | 4/4/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Castle Adam C | NJ | H | Portfoli | P | 10 | 8.41 | 0 | 1 | 6 | 20 | D | | | | | | | | | | | | | | |
4/8/25 13:29 | 4/8/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Parker Austin Colby | TX | O | CFO,Trea | P | 22 | 11.13 | 0 | 2 | 45 | 6 | D | | | | | | | | | | | | | | |
4/8/25 13:09 | 4/7/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 469 | 9.55 | 0 | 49 | 1 | 3,626 | I | | | | | | | | | | | | | | |
4/8/25 13:07 | 4/7/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 79 | 9.22 | 0 | 9 | 0 | 4,032 | I | | | | | | | | | | | | | | |
4/8/25 13:05 | 4/7/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 8 | 11.64 | 0 | 1 | 0 | 2,114 | I | | | | | | | | | | | | | | |
4/8/25 13:03 | 4/7/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 23 | 8.19 | 0 | 3 | 0 | 3,926 | I | | | | | | | | | | | | | | |
4/8/25 13:01 | 4/7/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 34 | 9.04 | 0 | 4 | 0 | 4,136 | I | | | | | | | | | | | | | | |
4/8/25 12:33 | 4/7/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Stahl Murray | NY | D | | P | 12 | 1,040.4 | 0 | 0 | 0 | 1,166 | M | | | | | | | | | | | | | | |
4/8/25 12:11 | 3/18/25 | GTHP | Guided Therapeutics Inc | DE | Health | ElcMd | Electromedical & Electrothera | James Michael C | GA | D | | P.d | 41 | 0.1000 | 0 | 413 | 366 | 526 | D | | | | | | | | | | | | | | |
4/8/25 12:04 | 4/4/25 | DAKT | Daktronics Inc /Sd/ | SD | Hshld | MfgOth | Miscellaneous Manufacturing I | Siegel Andrew David | NV | D | | P | 29 | 11.50 | 0 | 3 | 1 | 207 | D | | | | | | | | | | | | | | |
4/8/25 11:53 | 4/7/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.33 | 0 | 1 | 0 | 787 | M | | | | | | | | | | | | | | |
4/8/25 11:50 | 4/4/25 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P.m | 105 | 1.50 | 0 | 70 | 1 | 8,678 | M | | | | | | | | | | | | | | |
4/8/25 11:30 | 4/7/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bagai Shaun | CA | DO | CEO | P | 8 | 0.8300 | 0 | 10 | 3 | 303 | D | | | | | | | | | | | | | | |
4/8/25 11:03 | 4/4/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | P | 10 | 0.6720 | 0 | 15 | 0 | 15,999 | D | | | | | | | | | | | | | | |
4/8/25 10:41 | 4/3/25 | MULN | Mullen Automotive Inc. | DE | Auto | Auto | Motor Vehicles & Passenger Ca | Hrt Financial LP | NY | T | | P | 44 | 0.0800 | 0 | 547 | 68 | 1,347 | D | | | | | | | | | | | | | | |
4/8/25 10:03 | 4/4/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Sack Peter | NY | O | CEO | P | 1 | 10.70 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/8/25 09:30 | 4/7/25 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Anderman Jonathan | MA | O | GC,Corpo | P | 31 | 1.54 | 0 | 20 | 999% | 21 | D | | | | | | | | | | | | | | |
4/8/25 09:25 | 4/7/25 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | P | 28 | 1.42 | 0 | 20 | 7 | 320 | D | | | | | | | | | | | | | | |
4/8/25 06:05 | 4/7/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P | 33 | 9.10 | 0 | 4 | 0 | 5,562 | D | | | | | | | | | | | | | | |
4/7/25 21:30 | 4/3/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 50 | 11.15 | 0 | 4 | 0 | 1,531 | I | | | | | | | | | | | | | | |
4/7/25 20:28 | 4/3/25 | STAA | Staar Surgical Co | DE | Health | OthMd | Ophthalmic Goods | Broadwood Partners, L.P. | NY | T | | P.m | 13,628 | 16.12 | 0 | 845 | 3 | 26,690 | M | | | | | | | | | | | | | | |
4/7/25 20:21 | 4/3/25 | OMI | Owens & Minor Inc/Va/ | VA | Health | MdSpl | Medical, Dental & Hospital Eq | Coliseum Capital Management, LLC | CT | T | | P.m | 4,291 | 8.12 | 0 | 528 | 2 | 21,938 | I | | | | | | | | | | | | | | |
4/7/25 20:12 | 4/7/25 | NWTG | Newton Golf Company, Inc. | DE | Hshld | Toys | Sporting & Athletic Goods | Campbell Gregor Alasdair | CA | DO | Exec CB | P | 98 | 3.02 | 0 | 33 | 944 | 36 | D | | | | | | | | | | | | | | |
4/7/25 20:08 | 4/3/25 | SONO | Sonos Inc | DE | Hshld | Toys | Household Audio & Video Equip | Coliseum Capital Management, LLC | CT | T | | P.m | 1,873 | 8.93 | 0 | 210 | 1 | 24,174 | I | | | | | | | | | | | | | | |
4/7/25 19:59 | 4/3/25 | GDRZF | Gold Reserve Ltd | D0 | Mining | Gold | Gold & Silver Ores | Camac Capital, LLC | NY | T | | P.m | 54 | 1.67 | 0 | 32 | 0 | 20,175 | D | | | | | | | | | | | | | | |
4/7/25 19:39 | 4/3/25 | VISL | Vislink Technologies, Inc. | DE | Electr | Comm | Communications Equipment | Hale Capital Partners, LP | NY | T | | P.m | 5 | 2.49 | 0 | 2 | 1 | 371 | I | | | | | | | | | | | | | | |
4/7/25 19:27 | 4/3/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Kang Eric P | NJ | H | Portfoli | P | 33 | 8.59 | 0 | 4 | 28 | 17 | D | | | | | | | | | | | | | | |
4/7/25 19:10 | 4/7/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | P | 5 | 0.9580 | 0 | 5 | 2 | 276 | D | | | | | | | | | | | | | | |
4/7/25 19:06 | 4/7/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Laffer Arthur B | TX | D | | P.d | 87 | 3.24 | 0 | 27 | 21 | 157 | D | | | | | | | | | | | | | | |
4/7/25 19:03 | 4/3/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Richards Paul | TX | O | See Rema | P.dm | 250 | 3.73 | 0 | 67 | 188 | 103 | D | | | | | | | | | | | | | | |
4/7/25 19:02 | 4/3/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Norris Dustin David | TX | O | See Rema | P.dm | 1,267 | 3.58 | 0 | 354 | 177 | 554 | D | | | | | | | | | | | | | | |
4/7/25 18:56 | 4/3/25 | BTMD | Biote Corp. | | Health | MdCm | Medicinal Chemicals & Botanic | Guines LLC | NY | T | | P.m | 237 | 3.19 | 0 | 74 | 2 | 4,108 | I | | | | | | | | | | | | | | |
4/7/25 18:51 | 4/3/25 | JELD | Jeld-Wen Holding, Inc. | DE | Build | Wood | Millwood, Veneer, Plywood, & | Turtle Creek Asset Management Inc. | A6 | T | | P.m | 1,167 | 5.65 | 0 | 206 | 1 | 15,996 | I | | | | | | | | | | | | | | |
4/7/25 18:48 | 4/3/25 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cheng Lawrence | TX | D | | P | 108 | 21.54 | 0 | 5 | 6 | 83 | I | | | | | | | | | | | | | | |
4/7/25 18:42 | 4/3/25 | UAN | Cvr Partners, LP | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | P.m | 856 | 68.81 | 0 | 12 | 0 | 4,112 | I | | | | | | | | | | | | | | |
4/7/25 18:38 | 4/3/25 | CVI | Cvr Energy Inc | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Icahn Carl C | FL | T | | P.m | 9,470 | 16.53 | 0 | 573 | 1 | 69,107 | I | | | | | | | | | | | | | | |
4/7/25 18:34 | 4/3/25 | ZYME | Zymeworks Inc. | | Health | Drug | Pharmaceutical Preparations | Ecor1 Capital, LLC | CA | DT | | P.m | 3,624 | 11.42 | 0 | 317 | 2 | 17,700 | I | | | | | | | | | | | | | | |
4/7/25 18:09 | 4/3/25 | AMAT | Applied Materials Inc /De | DC | Tech | Semicn | Semiconductors & Related Devi | Dickerson Gary E | CA | DO | P,CEO | P | 6,865 | 137.30 | 0 | 50 | 3 | 1,716 | D | | | | | | | | | | | | | | |
4/7/25 17:57 | 4/3/25 | ASAN | Asana, Inc. | DE | Tech | Softw | Prepackaged Software | Moskovitz Dustin A. | CA | DOT | P,CEO,Ch | P.m | 9,551 | 14.15 | 0 | 675 | 1 | 54,970 | D | | | | | | | | | | | | | | |
4/7/25 17:45 | 4/3/25 | SOUL | Soulpower Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Soulpower Acquisition Sponsor LLC | NY | T | | P.d | 4,000 | 10.00 | 0 | 400 | New | 400 | D | | | | | | | | | | | | | | |
4/7/25 17:32 | 4/3/25 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Carus Jeffrey A | NJ | D | | P.d | 0 | 18.89 | 0 | 0 | 0 | 28 | I | | | | | | | | | | | | | | |
4/7/25 17:10 | 4/4/25 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | P | 2 | 2.04 | 0 | 1 | 1 | 112 | D | | | | | | | | | | | | | | |
4/7/25 16:51 | 4/3/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Kirk A Russell | VA | D | | P.d | 7 | 7.24 | 0 | 1 | 1 | 170 | I | | | | | | | | | | | | | | |
4/7/25 16:50 | 4/3/25 | AHH | Armada Hoffler Properties, Inc. | MD | RlEst | RlEst | Real Estate | Wimbush Frederick Blair | VA | D | | P.d | 3 | 7.33 | 0 | 0 | 2 | 22 | D | | | | | | | | | | | | | | |