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4/11/25 21:57
4/9/25
KROSKeros Therapeutics, Inc.HealthDrugPharmaceutical PreparationsAdar1 Capital Management, LLCTXTP.d9,46510.130934215,391I
4/11/25 20:56
4/9/25
VANIVivani Medical, Inc.CAHealthElcMdElectromedical & ElectrotheraWilliams GreggCADTP.m211.02021013,825I
4/11/25 18:38
4/10/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsBrowne Jonathan PaulFLHPortfoliP1013.5901New1D
4/11/25 18:34
4/10/25
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsBrowne Jonathan PaulFLHPortfoliP1013.0401New1D
4/11/25 18:31
4/10/25
RMMZRivernorth Flexible Municipal Income Fund Ii, Inc.FundCEFClosed-End FundsBrowne Jonathan PaulFLHPortfoliP1013.9401New1D
4/11/25 18:12
4/9/25
TECXTectonic Therapeutic, Inc.DEHealthBioPrdBiological Products, (No DiagSpringer Timothy AMADTP.m2,29916.20014226,024M
4/11/25 17:41
4/10/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle Holdings FundC3TP1424.980101,496D
4/11/25 17:29
4/9/25
RNACCartesian Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsSpringer Timothy AMADTP.m1,52310.21014929,631M
4/11/25 17:22
4/9/25
KALVKalvista Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsVenrock Healthcare Capital Partners Iii, L.P.NYTP2369.4202505,304I
4/11/25 17:16
4/9/25
PANLPangaea Logistics Solutions Ltd.D0TransShipTrDeep Sea Foreign TransportatiStrategic Shipping Inc.CTTP.m3784.23089018,594D
4/11/25 16:55
4/9/25
RBBNRibbon Communications Inc.DEFinancNtBnkNational Commercial BanksJpmorgan Chase & CoNYTP03.6700052,037I
4/11/25 16:54
4/10/25
ARTWArts Way Manufacturing Co IncDEMachnAgMchFarm Machinery & EquipmentRamsey Randall C.IADP101.50071168D
4/11/25 16:49
4/10/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsGrunewald RobertWYDOHCEOP10017.16063207I
4/11/25 16:17
4/9/25
FMNFederated Hermes Premier Municipal Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP010.85000I
4/11/25 16:15
4/9/25
PBFPbf Energy Inc.DEEnergyOilRefPetroleum RefiningControl Empresarial De Capitales S.A. De C.V.O5THAdd'l ReP.m23914.04017030,760D
4/11/25 15:24
4/10/25
CNFRConifer Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSmith James GrantMIDP140.670002012636D
4/11/25 14:04
4/9/25
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims David CWIDOCFO,CCO,P.m499.50052222D
4/11/25 13:33
4/10/25
JHSJohn Hancock Income Securities TrustMAFundCEFClosed-End FundsWright Thomas RoweMADP1110.9001New1D
4/11/25 13:23
4/10/25
GOVXGeovax Labs, Inc.DEHealthDrugPharmaceutical PreparationsSpencer John N JrGADP100.980001071311D
4/11/25 13:14
4/9/25
BDCOBlue Dolphin Energy CoDEEnergyOilPrdCrude Petroleum & Natural GasCarroll Jonathan PTXDOTCEO,PP.m111.860604,121D
4/11/25 12:05
4/10/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.38010791M
4/11/25 12:00
4/10/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP141,204.70001,166M
4/11/25 11:37
4/9/25
CBRLCracker Barrel Old Country Store, IncRetailDiningEating PlacesGmt Capital CorpGATP.m2,42738.1606432,516D
4/11/25 11:35
4/9/25
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShuman Gregory M.NJHPortfoliP409.60044106D
4/11/25 09:37
4/10/25
HNRGHallador Energy CoCOUtilityElcPwrElectric ServicesGray Zarrell ThomasINDP12213.60091860D
4/10/25 21:43
4/8/25
OMIOwens & Minor Inc/Va/VAHealthMdSplMedical, Dental & Hospital EqColiseum Capital Management, LLCCTTP.m3,0747.500410222,821I
4/10/25 21:30
4/8/25
NYCAmerican Strategic Investment Co.MDRlEstREITReal Estate Investment TrustsSchorsch Nicholas SRITP.m5811.710501,536I
4/10/25 21:24
4/10/25
CVGWCalavo Growers IncCAAgAgAgricultural ServicesSnyder James ECAOCFOP7523.33031655D
4/10/25 21:22
4/8/25
SBGISinclair, Inc.MDMediaTvTelevision Broadcasting StatiSmith David DMDDOTExec CBP.m2,48113.400185141,526D
4/10/25 21:21
4/10/25
CVGWCalavo Growers IncCAAgAgAgricultural ServicesBrowne Michael ACAOEVPP11623.12055115D
4/10/25 21:09
4/9/25
QTIQt Imaging Holdings, Inc.DEHealthElcMdElectromedical & ElectrotheraKatz Avi SCADOCBP.d2500.63700392511,168D
4/10/25 21:09
4/9/25
QTIQt Imaging Holdings, Inc.DEHealthElcMdElectromedical & ElectrotheraDinu RalucaCADOCEOP.d2500.63700392511,168D
4/10/25 20:38
4/8/25
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsSack PeterNYOCEOP.m210.900063D
4/10/25 19:06
4/9/25
PVLAPalvella Therapeutics, Inc.NVHealthDrugPharmaceutical PreparationsJenkins George MPADP10120.20053197M
4/10/25 19:02
4/8/25
RNXTRenovorx, Inc.DEHealthDrugPharmaceutical PreparationsKocak RonCAOVP ContrP.m100.7948013New13D
4/10/25 19:00
4/8/25
STAAStaar Surgical CoDEHealthOthMdOphthalmic GoodsBroadwood Partners, L.P.NYTP.m2,86615.310187127,065M
4/10/25 18:52
4/8/25
ASANAsana, Inc.DETechSoftwPrepackaged SoftwareMoskovitz Dustin A.CADOTP,CEO,ChP.m6,72214.940450155,420D
4/10/25 18:49
4/8/25
VISLVislink Technologies, Inc.DEElectrCommCommunications EquipmentHale Capital Partners, LPNYTP.m22.53010372I
4/10/25 18:33
4/8/25
JELDJeld-Wen Holding, Inc.DEBuildWoodMillwood, Veneer, Plywood, & Turtle Creek Asset Management Inc.A6TP.m5215.210100116,096I
4/10/25 18:24
4/8/25
GTEGran Tierra Energy Inc.DEEnergyOilPrdCrude Petroleum & Natural GasEquinox Partners Investment Management LLCCTTP8603.81022664,328I
4/10/25 18:16
4/8/25
CVICvr Energy IncDEAutoAutoPtMotor Vehicle Parts & AccessoIcahn Carl CFLTP.m11,12916.720665169,773I
4/10/25 18:15
4/8/25
UANCvr Partners, LPDEAutoAutoPtMotor Vehicle Parts & AccessoIcahn Carl CFLTP.m1,24568.3501804,130I
4/10/25 18:05
4/9/25
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End FundsRomaglino ChristianNYHPortfoliP3023.9901385D
4/10/25 18:01
4/8/25
SSIISs Innovations International, Inc.FLHealthMdEqSurgical & Medical InstrumentCohen Barry FFLDOCOO - AmP.m98.910108,844D
4/10/25 17:56
4/8/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP.a7313.74053797I
4/10/25 17:55
4/8/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP.a4814.04032I
4/10/25 17:52
4/8/25
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP.a7913.150612011I
4/10/25 17:46
4/9/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP1213.8301138I
4/10/25 17:39
4/9/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP2314.1302307I
4/10/25 17:39
4/9/25
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP5313.14043615I
4/10/25 17:15
4/8/25
CCOClear Channel Outdoor Holdings, Inc.DEBizSvAdsAdvertisingMoreno Arturo RAZTP.m1,7270.904001,911359,343D
4/10/25 17:07
4/10/25
OPKOpko Health, Inc.DEHealthDrugPharmaceutical PreparationsFrost Phillip Md Et AlFLDOTCEO,CBP1701.3601250247,698I
4/10/25 17:01
4/9/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWIDP55.9501712D
4/10/25 16:59
4/9/25
NREFNexpoint Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsRichards PaulTXOSee RemaP1212.2801257D
4/10/25 16:43
4/8/25
BTMDBiote Corp.HealthMdCmMedicinal Chemicals & BotanicGuines LLCNYTP.m1553.2104814,156I
4/10/25 16:38
4/8/25
LPGDorian Lpg Ltd.1TTransShipTrDeep Sea Foreign TransportatiHadjipateras John CCTDOTP,CEOP53317.7503021,994M
4/10/25 16:33
4/9/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsStaggs DanaCOOPP318.370036D
4/10/25 16:30
4/9/25
RNXTRenovorx, Inc.DEHealthDrugPharmaceutical PreparationsAgah RamtinCADOChief MeP240.813303031,078D
4/10/25 16:30
4/9/25
KVYOKlaviyo, Inc.DETechSoftwPrepackaged SoftwareFagnan JeffMATP10125.7704854I
4/10/25 16:29
4/9/25
TXMDTherapeuticsmd, Inc.NVHealthDrugPharmaceutical PreparationsWalker Marlan DFLOCEOP.m20.865802373D
4/10/25 16:18
4/10/25
GMEGamestop Corp.DERetailRetailComputer & Computer Software Attal AlainTXDP25825.750102572D
4/10/25 16:15
4/8/25
ACUTAccustem Sciences Inc.DEHealthDrugPharmaceutical PreparationsCerrone Gabriele MNYDTP.m250.665403814,911I
4/10/25 16:07
4/9/25
RCKTRocket Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsPatel KinnariNJOSee RemaP994.700214576I
4/10/25 16:07
4/8/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP.m181.4501308,698D
4/10/25 16:01
4/9/25
EARNEllington Credit CoMDRlEstREITReal Estate Investment TrustsBorenstein Gregory MorrisCTOPortfoliP384.73088018D
4/10/25 16:01
4/8/25
BATRAAtlanta Braves Holdings, Inc.NVPerSvEntertAmusement & Recreation ServicMalone John CCOTP.m2,85540.4107131297D
4/10/25 16:01
4/9/25
REFIChicago Atlantic Real Estate Finance, Inc.MDRlEstREITReal Estate Investment TrustsSilverman PhillipFLOCFOP1013.0001239D
4/10/25 16:01
4/10/25
GOVXGeovax Labs, Inc.DEHealthDrugPharmaceutical PreparationsSharkey John W.GAOVP,BusinP60.990006999%6D
4/10/25 15:16
4/7/25
ADMQAdm Endeavors, Inc.NVBizSvAdsAdvertisingArcher AlexTXOCFOP30.035007430320D
4/10/25 13:56
4/9/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP00.667000015,999D
4/10/25 13:47
4/8/25
TREXTrex Co IncDEBuildWoodLumber & Wood Products (No FuRudolph Jacob T.VAOSVP,CHROP349.3900029D
4/10/25 12:40
4/9/25
PFBXPeoples Financial Corp /Ms/MSFinancStBnkState Commercial BanksStilwell JosephPRTP4319.20020673I
4/10/25 11:33
4/8/25
TEAFTortoise Sustainable & Social Impact Term FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP16110.2901611,438I
4/10/25 11:32
4/9/25
CNFRConifer Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSmith James GrantMIDP110.6800016New16D
4/10/25 11:31
4/8/25
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP948.3701111,546I
4/10/25 11:16
4/9/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.32010790M
4/10/25 11:13
4/9/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP131,101.70001,166M
4/10/25 10:53
4/8/25
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4689.2705013,676I
4/10/25 10:46
4/8/25
MIOPioneer Municipal High Income Opportunities Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2811.380202,117I
4/10/25 10:19
4/8/25
CIACitizens, Inc.COInsurLfInsLife InsuranceStenberg JonTXOP,CEOP424.200104273D
4/10/25 10:12
4/10/25
NEOGNeogen CorpMIHealthDiagnIn Vitro & In Vivo DiagnosticMoylan John PatrickMIOChief AcP515.07010New10D
4/10/25 09:48
4/9/25
CTTHCtt Pharmaceutical Holdings, Inc.DEMiningGoldGold & Silver OresCtt Pharmaceutical Holdings, Inc.FLOCEOP10.065001006,600D
4/10/25 08:57
4/9/25
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsCaraher Scott C.ILHPortfoliP407.95051245D
4/10/25 08:39
4/8/25
MBXMbx Biosciences, Inc.DEHealthDrugPharmaceutical PreparationsPescovitz Ora H.INDP455.89084624D
4/10/25 06:30
4/8/25
ADCAgree Realty CorpDERlEstREITReal Estate Investment TrustsRakolta John JrMIDP2,00271.300286508D
4/10/25 06:02
4/9/25
RNXTRenovorx, Inc.DEHealthDrugPharmaceutical PreparationsBagai ShaunCADOCEOP80.83000103313D
4/9/25 21:30
4/8/25
RNXTRenovorx, Inc.DEHealthDrugPharmaceutical PreparationsMarton LaurenceCADP100.84800123646D
4/9/25 20:43
3/31/25
GMGIGolden Matrix Group, Inc.NVTechSoftwPrepackaged SoftwareMilovanovic AleksandarZ2THMember oP.m162.0608079,468D
4/9/25 20:35
4/8/25
WHFWhitehorse Finance, Inc.FundCEFClosed-End FundsBolduc JohnFLDP2008.9402211235I
4/9/25 19:34
4/7/25
LGFLions Gate Entertainment Corp /cn/A1PerSvEntertMotion Picture & Video Tape PLiberty 77 Capital L.P.DCTP.m17,8326.7502,644379,740I
4/9/25 19:18
4/7/25
MSMMsc Industrial Direct Co IncNYMachnIndWsIndustrial Machinery & EquipmJacobson MitchellNYDTP.m11,10169.73015927,914D
4/9/25 19:02
4/7/25
FLWS1 800 Flowers Com IncDERetailRetailRetail StoresFund 1 Investments, LLCPRTP.dm1865.7203308,233I
4/9/25 18:52
4/9/25
TTSHTile Shop Holdings, Inc.DERetailFurnStHome Furniture, Furnishings &Fund 1 Investments, LLCPRTP.d1195.94020012,762I
4/9/25 18:21
4/7/25
MDBHMdb Capital Holdings, LLCDEFinancLoanFinance ServicesDigiandomenico AnthonyTXDOTCo-FoundP74.9001296D
4/9/25 18:16
4/7/25
MDBHMdb Capital Holdings, LLCDEFinancLoanFinance ServicesMarlett Christopher ATXDOTCo-FoundP74.80011131I
4/9/25 18:07
4/7/25
UYSCUy Scuti Acquisition Corp.E9FinancAcqCoBlank ChecksUy Scuti Investments LtdNYTP.dm13310.0001311,678D
4/9/25 17:38
4/7/25
TECXTectonic Therapeutic, Inc.DEHealthBioPrdBiological Products, (No DiagSpringer Timothy AMADTP8,55017.10050095,882M
4/9/25 17:19
4/8/25
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP7913.150612011I
4/9/25 17:16
4/8/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP7313.74053797I
4/9/25 17:14
4/8/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOPP4814.04032I
4/9/25 17:05
4/8/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP.m111.440808,685D
4/9/25 17:00
4/7/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End FundsHerzfeld Thomas JFLHChairmanP42.400201,574D
4/9/25 16:46
4/8/25
PPTINPresidio Property Trust, Inc.MDRlEstREITReal Estate Investment TrustsHeilbron Jack KendrickCADOCEOP714.190187D
4/9/25 16:44
4/7/25
XOMAXoma Royalty CorpHealthDrugPharmaceutical PreparationsSitko BradleyCAOChief InP4924.70021021D
4/9/25 16:17
4/7/25
NXRTNexpoint Residential Trust, Inc.MDRlEstREITReal Estate Investment TrustsRichards PaulTXOSee RemaP19333.24063522D
4/9/25 16:15
4/7/25
PBFPbf Energy Inc.DEEnergyOilRefPetroleum RefiningControl Empresarial De Capitales S.A. De C.V.O5THAdd'l ReP.m29313.93021030,743D
4/9/25 16:05
4/8/25
CDXSCodexis, Inc.DEChemOChmIndustrial Organic ChemicalsOpaleye Management Inc.MATP1981.98010019,715I
4/9/25 15:49
4/8/25
BTOJohn Hancock Financial Opportunities FundFundCEFClosed-End FundsWright Thomas RoweMADP1129.5500New0D
4/9/25 15:42
4/8/25
HEQJohn Hancock Diversified Income FundFundCEFClosed-End FundsWright Thomas RoweMADP119.7001New1D
4/9/25 15:36
4/8/25
HPFJohn Hancock Preferred Income Fund IIFundCEFClosed-End FundsWright Thomas RoweMADP1115.3901New1D
4/9/25 15:31
4/8/25
HPIJohn Hancock Preferred Income FundFundCEFClosed-End FundsWright Thomas RoweMADP1115.1601New1D
4/9/25 15:26
4/8/25
HPSJohn Hancock Preferred Income Fund IIIFundCEFClosed-End FundsWright Thomas RoweMADP1113.7901New1D
4/9/25 15:19
4/8/25
HTDJohn Hancock Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsWright Thomas RoweMADP1121.3001New1D
4/9/25 15:14
4/8/25
JHIJohn Hancock Investors TrustDEFundCEFClosed-End FundsWright Thomas RoweMADP1112.5701New1D
4/9/25 15:12
4/7/25
HNRGHallador Energy CoCOUtilityElcPwrElectric ServicesWesley Charles Ray IVCODP10410.400103306I
4/9/25 15:07
4/8/25
PDTJohn Hancock Premium Dividend FundMAFundCEFClosed-End FundsWright Thomas RoweMADP1111.8501New1D
4/9/25 12:51
4/9/25
ASPSAltisource Portfolio Solutions S.A.N4BizSvBizSvMiscellaneous Business ServicRitts Gregory J.N4OChief LeP.d100.48000208272D
4/9/25 12:45
4/8/25
RNXTRenovorx, Inc.DEHealthDrugPharmaceutical PreparationsAgah RamtinCADOChief MeP220.840002631,048D
4/9/25 12:31
4/8/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.39010789M
4/9/25 12:30
4/8/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP141,202.20001,166M
4/9/25 12:20
4/8/25
AMPGAmplitech Group, Inc.NVElectrCommCommunications EquipmentMazziota Daniel RichardNYDP71.39052241D
4/9/25 11:26
4/4/25
AREBAmerican Rebel Holdings IncNVBuildBldMtMiscellaneous Fabricated MetaHrt Financial LPNYTP.d2,77612.06023010D
4/9/25 10:42
4/7/25
CIACitizens, Inc.COInsurLfInsLife InsuranceStenberg JonTXOP,CEOP4133.89010668263I
4/9/25 09:21
4/8/25
UEECUnited Health Products, Inc.NVHealthOrthopOrthopedic, Prosthetic & SurgThom Brian DavidNVDOCEOP80.240003231,105D
4/9/25 08:38
4/7/25
UAVSAgeagle Aerial Systems Inc.NVAeroAeroAircraftDay L BKSDP11.0201715D
4/9/25 07:40
4/8/25
PEPGPepgen Inc.DEHealthDrugPharmaceutical PreparationsMcArthur James GMADOP,CEOP481.1504266104D
4/8/25 21:52
4/4/25
VREOVireo Growth Inc.A1HealthDrugPharmaceutical PreparationsChicago Atlantic Credit Opportunities, LLCILTP250.41930600126,744D
4/8/25 21:30
4/4/25
NUVBNuvation Bio Inc.DEHealthDrugPharmaceutical PreparationsHung DavidNYDOTP,CEOP.m8201.640500158,781D
4/8/25 21:10
4/4/25
VANIVivani Medical, Inc.CAHealthElcMdElectromedical & ElectrotheraWilliams GreggCADTP.m2050.99890205118,604M
4/8/25 20:09
3/3/25
CRWVCoreweave, Inc.DETechSoftwPrepackaged SoftwareBoone KarenNJDP.d50047.5601160912M
4/8/25 19:36
4/7/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoliP511.9000226D
4/8/25 19:05
3/31/25
VKTXViking Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsRouan Sarah KathrynCADP.a3024.1501New1D
4/8/25 18:55
4/4/25
EPEmpire Petroleum CorpDEEnergyOilPrdCrude Petroleum & Natural GasMulacek Phil ETXDTP125.120207,089D
4/8/25 18:20
4/4/25
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceLb 2018 Gst TrustNYHSee RemaP67,698111.400608999%622D
4/8/25 18:13
4/4/25
GTEGran Tierra Energy Inc.DEEnergyOilPrdCrude Petroleum & Natural GasEquinox Partners Investment Management LLCCTTP.m1,0834.02026974,103I
4/8/25 17:57
11/27/24
DEAEasterly Government Properties, Inc.MDRlEstREITReal Estate Investment TrustsFisher Cynthia ADCDP812.52010134I
4/8/25 17:43
4/7/25
RGPResources Connection, Inc.DEBizSvBizSvBusiness ServicesPatel BhadreskumarTXOCOOP505.050108129D
4/8/25 17:34
4/8/25
OPKOpko Health, Inc.DEHealthDrugPharmaceutical PreparationsFrost Phillip Md Et AlFLDOTCEO,CBP1851.4801250247,573I
4/8/25 17:16
4/4/25
CCOClear Channel Outdoor Holdings, Inc.DEBizSvAdsAdvertisingMoreno Arturo RAZTP.m4,7750.955005,0001057,433D
4/8/25 17:05
4/8/25
STRWStrawberry Fields Reit, Inc.MDRlEstREITReal Estate Investment TrustsBlisko MichaelFLDP939.250103315I
4/8/25 17:02
4/4/25
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,SecreP4113.8003935D
4/8/25 17:01
4/7/25
BCDABiocardia, Inc.DEHealthBioPrdBiological Products, (No DiagAltman PeterCADOP,CEOP11.96010112D
4/8/25 17:01
4/7/25
CNFRConifer Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSarafa Joseph DMIDP530.5300010040350D
4/8/25 17:01
4/4/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsSell Moritz AWIDP.m346.040610311D
4/8/25 17:01
4/7/25
CNFRConifer Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurMeloche Harold JMIOCFO,TreaP110.52080224373D
4/8/25 16:41
4/4/25
PANLPangaea Logistics Solutions Ltd.D0TransShipTrDeep Sea Foreign TransportatiStrategic Shipping Inc.CTTP.m6004.140145118,504D
4/8/25 16:35
4/7/25
GMSGms Inc.DERetailBldStLumber & Other Construction MTurner John C JrGADOP,CEOP25670.0004667D
4/8/25 16:30
4/4/25
WYNNWynn Resorts LtdPerSvHotelHotels & MotelsFertitta Tilman JTXTP.dm27,87369.680400313,000I
4/8/25 16:20
4/4/25
CBRLCracker Barrel Old Country Store, IncRetailDiningEating PlacesGmt Capital CorpGATP3,80635.94010652,452D
4/8/25 16:15
4/8/25
HUMAHumacyte, Inc.DEHealthBioPrdBiological Products, (No DiagSebelius KathleenNCDP661.3205012191D
4/8/25 16:15
4/8/25
HUMAHumacyte, Inc.DEHealthBioPrdBiological Products, (No DiagGreen Charles BruceNCDP81.29062508D
4/8/25 16:15
4/7/25
HUMAHumacyte, Inc.DEHealthBioPrdBiological Products, (No DiagConstantino Michael T.NCDP201.260169433D
4/8/25 16:15
3/18/25
ACUTAccustem Sciences Inc.DEHealthDrugPharmaceutical PreparationsCerrone Gabriele MNYDTP.m780.5124015334,873I
4/8/25 16:02
4/7/25
SAICScience Applications International CorpDETechSoftwComputer Integrated Systems DHandlon Carolyn BVADP25109.930064D
4/8/25 14:58
4/7/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End FundsMa Eagle Holdings FundC3TP24724.9701011,496D
4/8/25 14:16
4/4/25
BDCOBlue Dolphin Energy CoDEEnergyOilPrdCrude Petroleum & Natural GasCarroll Jonathan PTXDOTCEO,PP.m922.0504514,115D
4/8/25 13:55
4/4/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsCastle Adam CNJHPortfoliP108.4101620D
4/8/25 13:29
4/8/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsParker Austin ColbyTXOCFO,TreaP2211.1302456D
4/8/25 13:09
4/7/25
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4699.5504913,626I
4/8/25 13:07
4/7/25
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP799.220904,032I
4/8/25 13:05
4/7/25
MIOPioneer Municipal High Income Opportunities Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP811.640102,114I
4/8/25 13:03
4/7/25
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP238.190303,926I
4/8/25 13:01
4/7/25
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP349.040404,136I
4/8/25 12:33
4/7/25
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersStahl MurrayNYDP121,040.40001,166M
4/8/25 12:11
3/18/25
GTHPGuided Therapeutics IncDEHealthElcMdElectromedical & ElectrotheraJames Michael CGADP.d410.10000413366526D
4/8/25 12:04
4/4/25
DAKTDaktronics Inc /Sd/SDHshldMfgOthMiscellaneous Manufacturing ISiegel Andrew DavidNVDP2911.50031207D
4/8/25 11:53
4/7/25
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOTP,CEOP32.33010787M
4/8/25 11:50
4/4/25
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP.m1051.5007018,678M
4/8/25 11:30
4/7/25
RNXTRenovorx, Inc.DEHealthDrugPharmaceutical PreparationsBagai ShaunCADOCEOP80.83000103303D
4/8/25 11:03
4/4/25
RVPRetractable Technologies IncTXHealthMdEqSurgical & Medical InstrumentShaw Thomas JTXDOTP,CEOP100.6720015015,999D
4/8/25 10:41
4/3/25
MULNMullen Automotive Inc.DEAutoAutoMotor Vehicles & Passenger CaHrt Financial LPNYTP440.08000547681,347D
4/8/25 10:03
4/4/25
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End FundsSack PeterNYOCEOP110.7000New0D
4/8/25 09:30
4/7/25
CMPXCompass Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagAnderman JonathanMAOGC,CorpoP311.54020999%21D
4/8/25 09:25
4/7/25
CMPXCompass Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagLerner NeilMAOCHIEF ACP281.420207320D
4/8/25 06:05
4/7/25
GLSIGreenwich Lifesciences, Inc.DEHealthDrugPharmaceutical PreparationsPatel SnehalTXDOTCEO,CFOP339.100405,562D
4/7/25 21:30
4/3/25
NYCAmerican Strategic Investment Co.MDRlEstREITReal Estate Investment TrustsSchorsch Nicholas SRITP.m5011.150401,531I
4/7/25 20:28
4/3/25
STAAStaar Surgical CoDEHealthOthMdOphthalmic GoodsBroadwood Partners, L.P.NYTP.m13,62816.120845326,690M
4/7/25 20:21
4/3/25
OMIOwens & Minor Inc/Va/VAHealthMdSplMedical, Dental & Hospital EqColiseum Capital Management, LLCCTTP.m4,2918.120528221,938I
4/7/25 20:12
4/7/25
NWTGNewton Golf Company, Inc.DEHshldToysSporting & Athletic GoodsCampbell Gregor AlasdairCADOExec CBP983.0203394436D
4/7/25 20:08
4/3/25
SONOSonos IncDEHshldToysHousehold Audio & Video EquipColiseum Capital Management, LLCCTTP.m1,8738.930210124,174I
4/7/25 19:59
4/3/25
GDRZFGold Reserve LtdD0MiningGoldGold & Silver OresCamac Capital, LLCNYTP.m541.67032020,175D
4/7/25 19:39
4/3/25
VISLVislink Technologies, Inc.DEElectrCommCommunications EquipmentHale Capital Partners, LPNYTP.m52.49021371I
4/7/25 19:27
4/3/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsKang Eric PNJHPortfoliP338.59042817D
4/7/25 19:10
4/7/25
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOCEOP50.9580052276D
4/7/25 19:06
4/7/25
NXDTNexpoint Diversified Real Estate TrustDERlEstREITReal Estate Investment TrustsLaffer Arthur BTXDP.d873.2402721157D
4/7/25 19:03
4/3/25
NXDTNexpoint Diversified Real Estate TrustDERlEstREITReal Estate Investment TrustsRichards PaulTXOSee RemaP.dm2503.73067188103D
4/7/25 19:02
4/3/25
NXDTNexpoint Diversified Real Estate TrustDERlEstREITReal Estate Investment TrustsNorris Dustin DavidTXOSee RemaP.dm1,2673.580354177554D
4/7/25 18:56
4/3/25
BTMDBiote Corp.HealthMdCmMedicinal Chemicals & BotanicGuines LLCNYTP.m2373.1907424,108I
4/7/25 18:51
4/3/25
JELDJeld-Wen Holding, Inc.DEBuildWoodMillwood, Veneer, Plywood, & Turtle Creek Asset Management Inc.A6TP.m1,1675.650206115,996I
4/7/25 18:48
4/3/25
GMEGamestop Corp.DERetailRetailComputer & Computer Software Cheng LawrenceTXDP10821.5405683I
4/7/25 18:42
4/3/25
UANCvr Partners, LPDEAutoAutoPtMotor Vehicle Parts & AccessoIcahn Carl CFLTP.m85668.8101204,112I
4/7/25 18:38
4/3/25
CVICvr Energy IncDEAutoAutoPtMotor Vehicle Parts & AccessoIcahn Carl CFLTP.m9,47016.530573169,107I
4/7/25 18:34
4/3/25
ZYMEZymeworks Inc.HealthDrugPharmaceutical PreparationsEcor1 Capital, LLCCADTP.m3,62411.420317217,700I
4/7/25 18:09
4/3/25
AMATApplied Materials Inc /DeDCTechSemicnSemiconductors & Related DeviDickerson Gary ECADOP,CEOP6,865137.3005031,716D
4/7/25 17:57
4/3/25
ASANAsana, Inc.DETechSoftwPrepackaged SoftwareMoskovitz Dustin A.CADOTP,CEO,ChP.m9,55114.150675154,970D
4/7/25 17:45
4/3/25
SOULSoulpower Acquisition Corp.E9FinancAcqCoBlank ChecksSoulpower Acquisition Sponsor LLCNYTP.d4,00010.000400New400D
4/7/25 17:32
4/3/25
UMHUmh Properties, Inc.MDRlEstREITReal Estate Investment TrustsCarus Jeffrey ANJDP.d018.8900028I
4/7/25 17:10
4/4/25
BCDABiocardia, Inc.DEHealthBioPrdBiological Products, (No DiagAltman PeterCADOP,CEOP22.04011112D
4/7/25 16:51
4/3/25
AHHArmada Hoffler Properties, Inc.MDRlEstRlEstReal EstateKirk A RussellVADP.d77.24011170I
4/7/25 16:50
4/3/25
AHHArmada Hoffler Properties, Inc.MDRlEstRlEstReal EstateWimbush Frederick BlairVADP.d37.3300222D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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