GF - New Germany Fund Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	14	164	-0	-0	2	7	13	29	8
P	%wins				77	62	64	70	90	83	75
S	%ret	1	2	17	1	1	5	-1	-35	-50	-13
S	%wins				24	59	12	53	94	94	56

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/16/24 17:34	1/5/24	GF	Fund	CEF	Closed-End Funds	Koepp Bernhard	NY	D		P	8	8.49	0	1	New	1	D
12/18/23 13:18	12/11/23	GF	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		S	-11	8.38	0	-1	-100	0	D
11/14/22 09:32	11/10/22	GF	Fund	CEF	Closed-End Funds	Hatje Holger	NY	D		P	8	7.95	0	1	34	4	D
7/6/22 16:24	6/24/22	GF	Fund	CEF	Closed-End Funds	Hatje Holger	NY	D		P	2	8.78	0	0	8	3	D
3/14/22 15:02	3/14/22	GF	Fund	CEF	Closed-End Funds	Dostmann Walter C.	NY	D		P	3	11.30	0	0	28	1	D
8/18/21 09:45	8/17/21	GF	Fund	CEF	Closed-End Funds	Hatje Holger	NY	D		P	17	20.71	0	1	73	2	D
8/13/20 09:15	8/4/20	GF	Fund	CEF	Closed-End Funds	Hatje Holger	NY	D		P	16	16.50	0	1	New	1	D
5/21/20 11:38	5/20/20	GF	Fund	CEF	Closed-End Funds	Zugel Christian	NJ	D		P	102	13.66	0	8	999%	8	D
11/18/19 16:19	11/15/19	GF	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		P	3	14.81	0	0	50	1	D
11/5/19 17:09	11/5/19	GF	Fund	CEF	Closed-End Funds	Zugel Christian	NJ	D		P	10	14.79	0	1	New	1	D
8/16/19 12:27	8/15/19	GF	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		P	2	13.37	0	0	57	0	D
6/18/19 11:53	6/17/19	GF	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		P	1	13.87	0	0	52	0	D
5/16/19 13:11	5/15/19	GF	Fund	CEF	Closed-End Funds	Leoni Wolfgang Helmut	NY	D		P	10	14.23	0	1	New	1	D
2/15/19 16:45	2/15/19	GF	Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		P	3	13.74	0	0	New	0	D
8/17/17 15:08	8/17/17	GF	Fund	CEF	Closed-End Funds	Froewiss Kenneth C		D		P	10	17.23	0	1	New	1	D
11/28/16 09:22	11/22/16	GF	Fund	CEF	Closed-End Funds	Dostmann Walter C.	NY	D		P	10	13.01	0	1	New	1	D	-8	-14	-5	-8	-6	-3	0	1	0	0	5	15
3/6/14 12:22	3/5/14	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	20	19.91	1	1	13	9	D	67	41	25	6	-1	2	1	0	1	-2	-1	0	-6	1
6/18/13 10:30	6/14/13	GF	Fund	CEF	Closed-End Funds	Hopp Franz Wilhelm	NY	D		P	11	18.09	0	1	New	1	I	11	46	21	7	5	3	3	2	1	-7	0	12	23	32
6/12/13 10:35	6/10/13	GF	Fund	CEF	Closed-End Funds	Bender Wilhelm	NY	D		P	4	18.11	0	0	New	0	D	8	42	19	3	3	0	0	1	0	3	1	12	25	36
10/4/12 15:19	10/4/12	GF	Fund	CEF	Closed-End Funds	Malt Friedbert	NY	D		P	6	15.10	1	0	127	1	D	5	25	0	9	1	-2	0	3	2	1	5	10	17	47
11/1/11 10:55	10/31/11	GF	Fund	CEF	Closed-End Funds	Wagner Joachim	NY	D		P	11	15.01	0	1	New	1	D	30	-8	-24	-11	5	4	3	0	-4	-2	-5	4	8	16
3/31/11 15:43	3/31/11	GF	Fund	CEF	Closed-End Funds	Strenger Christian	NY	D		P	17	17.33	1	1	New	1	D	177	38	22	11	2	5	2	1	0	4	8	2	-23	-10
2/16/11 10:18	2/16/11	GF	Fund	CEF	Closed-End Funds	Bierbaum Detlef	NY	D		P	34	16.86	1	2	New	2	D	161	48	32	11	5	2	1	0	1	-2	-5	6	-11	-10
10/25/10 12:38	10/22/10	GF	Fund	CEF	Closed-End Funds	Malt Friedbert	NY	D		P	5	15.49	1	0	New	0	D	129	24	18	21	17	6	3	4	1	0	-3	4	17	-9
8/24/09 10:08	8/21/09	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		S	-52	10.31	0	-5	-46	6	D	-31	-20	82	28	26	8	7	6	1	1	16	16	9	17
6/6/08 14:18	5/20/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S.m	-2,259	17.36	1	-130	-100	0	D	44	5	4	16	6	1	2	2	-1	-4	-13	-22	-63	-49
5/22/08 12:51	5/14/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S.m	-884	16.99	1	-52	-29	130	D	45	4	7	17	11	5	3	-1	1	-1	-4	-22	-62	-51
5/20/08 11:33	5/16/08	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P.a	0	17.62	1	0	6	0	D	46	4	4	18	12	8	5	4	-1	-3	-4	-23	-61	-52
5/20/08 11:24	5/16/08	RN	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P.a	0	17.62	0	0	6	0	D
5/20/08 11:12	5/16/08	RN	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	0	17.62	0	0	6	0	D
5/9/08 15:55	5/6/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-434	16.67	1	-26	-13	182	D	22	-1	-5	19	11	3	3	1	-1	3	2	-14	-53	-49
5/5/08 12:23	4/29/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-429	16.49	1	-26	-11	208	D	23	-4	-8	8	16	7	1	1	1	0	3	-13	-56	-50
5/5/08 12:21	4/25/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-427	16.42	1	-26	-10	234	D	23	-4	-8	8	16	7	1	1	1	0	3	-13	-56	-50
5/5/08 12:19	4/22/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-420	16.13	1	-26	-9	260	D	23	-4	-8	8	16	7	1	1	1	0	3	-13	-56	-50
5/5/08 12:17	4/10/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-417	16.03	1	-26	-8	286	D	23	-4	-8	8	16	7	1	1	1	0	3	-13	-56	-50
4/4/08 16:20	4/4/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-408	15.68	1	-26	-8	312	D	28	-2	-9	-8	6	4	7	2	1	0	6	0	-34	-58
4/4/08 16:08	4/3/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-398	15.30	1	-26	-7	338	D	28	-2	-9	-8	6	4	7	2	1	0	6	0	-34	-58
4/1/08 12:35	3/27/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S.a	-370	14.21	1	-26	-6	390	D	26	-3	-10	-10	4	5	6	3	3	4	7	7	-23	-59
3/31/08 12:52	3/28/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-379	14.55	1	-26	-7	364	D	24	-4	-11	-11	3	1	1	4	1	4	9	8	-21	-57
3/31/08 12:49	3/27/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-682	26.21	1	-26	-6	390	D	24	-4	-11	-11	3	1	1	4	1	4	9	8	-21	-57
3/26/08 12:28	3/24/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-376	14.47	1	-26	-6	416	D	19	-7	-13	-10	5	-2	-3	1	2	8	13	14	-18	-56
3/19/08 12:28	3/19/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-389	14.94	1	-26	-6	442	D	25	-1	-7	-10	3	-6	0	-1	-3	0	8	15	-20	-57
3/12/08 12:32	3/6/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-397	15.25	1	-26	-5	468	D	29	0	-7	-12	-1	0	-1	0	0	0	5	13	-13	-60
3/11/08 15:14	3/4/08	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Investme	S	-386	14.84	1	-26	-5	494	D	28	-2	-10	-14	-1	-2	-6	-4	2	1	7	17	-10	-60
9/10/07 12:50	8/17/07	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	15.53	1	0	0	12	D	68	39	8	-3	-1	8	4	-3	0	1	7	5	-10	-18
8/20/07 10:54	8/17/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	15.53	1	0	2	2	D	64	29	-2	-11	-17	-11	-10	-6	0	8	10	13	0	-9
8/20/07 10:51	8/17/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	15.53	1	0	0	11	D	64	29	-2	-11	-17	-11	-10	-6	0	8	10	13	0	-9
8/20/07 10:49	8/17/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	15.53	1	0	1	6	D	64	29	-2	-11	-17	-11	-10	-6	0	8	10	13	0	-9
6/27/07 13:22	6/26/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	17.64	1	0	1	6	D	105	54	25	9	1	3	-1	-1	0	4	-3	-1	-1	-2
6/27/07 13:19	6/26/07	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	0	17.64	1	0	1	1	D	105	54	25	9	1	3	-1	-1	0	4	-3	-1	-1	-2
6/27/07 13:17	6/26/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	17.64	1	0	1	11	D	105	54	25	9	1	3	-1	-1	0	4	-3	-1	-1	-2
6/27/07 13:13	6/26/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	2	17.64	1	0	6	2	D	105	54	25	9	1	3	-1	-1	0	4	-3	-1	-1	-2
5/4/07 13:25	5/3/07	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	17.71	1	0	1	12	D	117	28	39	17	11	3	2	2	0	-4	-1	-1	5	-4
5/4/07 13:23	5/3/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	0	17.71	1	0	0	2	D	117	28	39	17	11	3	2	2	0	-4	-1	-1	5	-4
5/4/07 13:21	5/3/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	17.71	1	0	0	11	D	117	28	39	17	11	3	2	2	0	-4	-1	-1	5	-4
5/4/07 13:18	5/3/07	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	0	17.71	1	0	1	1	D	117	28	39	17	11	3	2	2	0	-4	-1	-1	5	-4
5/4/07 13:16	5/3/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	17.71	1	0	1	5	D	117	28	39	17	11	3	2	2	0	-4	-1	-1	5	-4
4/24/07 13:12	4/23/07	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	17.73	1	0	1	12	D	109	32	39	20	13	7	2	0	0	0	-1	7	1	-3
4/24/07 13:10	4/23/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	17.73	1	0	3	2	D	109	32	39	20	13	7	2	0	0	0	-1	7	1	-3
4/24/07 13:09	4/23/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	2	17.73	1	0	1	10	D	109	32	39	20	13	7	2	0	0	0	-1	7	1	-3
4/24/07 13:06	4/23/07	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	2	17.73	1	0	6	1	D	109	32	39	20	13	7	2	0	0	0	-1	7	1	-3
4/24/07 13:04	4/23/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	17.73	1	0	2	5	D	109	32	39	20	13	7	2	0	0	0	-1	7	1	-3
3/15/07 12:08	3/13/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	15.51	1	0	2	5	D	69	24	25	8	-1	-7	3	-3	1	7	15	17	13	4
3/15/07 12:06	3/13/07	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	15.51	1	0	4	1	D	69	24	25	8	-1	-7	3	-3	1	7	15	17	13	4
3/15/07 12:04	3/13/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	2	15.51	1	0	1	10	D	69	24	25	8	-1	-7	3	-3	1	7	15	17	13	4
3/15/07 12:01	3/13/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	2	15.51	1	0	7	1	D	69	24	25	8	-1	-7	3	-3	1	7	15	17	13	4
2/26/07 16:38	2/23/07	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	16.32	1	0	1	12	D	87	38	34	22	12	5	3	0	-6	-10	0	5	0	-3
2/26/07 16:36	2/23/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	16.32	1	0	3	1	D	87	38	34	22	12	5	3	0	-6	-10	0	5	0	-3
2/26/07 16:34	2/23/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	16.32	1	0	0	10	D	87	38	34	22	12	5	3	0	-6	-10	0	5	0	-3
2/26/07 16:32	2/23/07	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	16.32	1	0	2	1	D	87	38	34	22	12	5	3	0	-6	-10	0	5	0	-3
2/26/07 16:30	2/23/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	16.32	1	0	1	5	D	87	38	34	22	12	5	3	0	-6	-10	0	5	0	-3
1/29/07 14:04	1/26/07	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	14.92	1	0	0	12	D	81	33	29	16	6	3	2	0	1	4	4	20	15	4
1/29/07 14:01	1/26/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	14.92	1	0	5	1	D	81	33	29	16	6	3	2	0	1	4	4	20	15	4
1/29/07 13:59	1/26/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	14.92	1	0	1	5	D	81	33	29	16	6	3	2	0	1	4	4	20	15	4
1/29/07 13:56	1/26/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	14.92	1	0	1	10	D	81	33	29	16	6	3	2	0	1	4	4	20	15	4
1/17/07 11:41	1/16/07	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	14.80	1	0	0	11	D	76	39	33	15	8	3	0	2	0	1	10	21	30	10
1/17/07 11:38	1/16/07	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	14.80	1	0	4	1	D	76	39	33	15	8	3	0	2	0	1	10	21	30	10
1/17/07 11:33	1/16/07	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	14.80	1	0	1	5	D	76	39	33	15	8	3	0	2	0	1	10	21	30	10
1/17/07 11:29	1/16/07	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	14.80	1	0	0	10	D	76	39	33	15	8	3	0	2	0	1	10	21	30	10
11/14/06 10:28	11/13/06	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	13.71	0	0	4	1	D	78	45	2	12	6	5	4	1	0	0	5	19	30	35
11/14/06 10:26	11/13/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	13.71	0	0	1	5	D	78	45	2	12	6	5	4	1	0	0	5	19	30	35
11/14/06 10:23	11/13/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	13.71	0	0	0	10	D	78	45	2	12	6	5	4	1	0	0	5	19	30	35
11/1/06 15:45	5/15/06	GF	Fund	CEF	Closed-End Funds	Bult John A	NY	D		P	0	13.45	0	0	1	3	D	78	41	-7	10	5	3	1	-1	0	2	5	19	39	41
8/1/06 17:34	8/1/06	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	11.90	1	0	1	11	D	76	28	3	-15	3	-1	4	3	1	2	3	11	31	51
8/1/06 17:32	8/1/06	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	11.90	1	0	8	1	D	76	28	3	-15	3	-1	4	3	1	2	3	11	31	51
8/1/06 17:29	8/1/06	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	11.90	1	0	7	1	D	76	28	3	-15	3	-1	4	3	1	2	3	11	31	51
8/1/06 17:28	8/1/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	11.90	1	0	2	5	D	76	28	3	-15	3	-1	4	3	1	2	3	11	31	51
8/1/06 17:25	8/1/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	11.90	1	0	1	10	D	76	28	3	-15	3	-1	4	3	1	2	3	11	31	51
7/19/06 15:07	7/19/06	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	11.52	1	0	1	11	D	58	20	4	-17	-13	-5	-11	-5	4	5	11	17	34	74
7/19/06 15:05	7/19/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	11.52	1	0	1	5	D	58	20	4	-17	-13	-5	-11	-5	4	5	11	17	34	74
7/19/06 15:03	7/19/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	11.52	1	0	0	10	D	58	20	4	-17	-13	-5	-11	-5	4	5	11	17	34	74
6/13/06 16:28	6/12/06	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	11.34	1	0	2	11										0	4	7	10	27	60
6/13/06 16:21	6/12/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	11.50	1	0	1	10										0	4	7	10	27	60
6/13/06 16:19	6/12/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	11.50	1	0	2	5										0	4	7	10	27	60
6/13/06 16:18	6/12/06	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	11.50	1	0	4	1										0	4	7	10	27	60
6/13/06 16:16	6/12/06	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	11.50	1	0	4	1										0	4	7	10	27	60
5/19/06 16:11	5/8/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	14.57	1	0	1	10										-5	-1	-8	-2	8	39
5/18/06 13:51	5/8/06	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P.a	1	14.57	1	0	5	1										-1	-5	-9	-4	7	40
5/18/06 13:48	5/8/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	14.57	1	0	1	10										-1	-5	-9	-4	7	40
5/18/06 13:45	5/8/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P.a	1	14.57	1	0	1	5										-1	-5	-9	-4	7	40
5/17/06 15:45	5/8/06	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	14.57	2	0	0	11										-4	-9	-9	-9	2	33
5/17/06 15:43	5/8/06	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	14.57	2	0	5	1										-4	-9	-9	-9	2	33
5/17/06 15:41	5/8/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	14.57	2	0	1	5										-4	-9	-9	-9	2	33
5/17/06 15:39	5/8/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	14.57	2	0	1	10										-4	-9	-9	-9	2	33
5/17/06 15:32	3/29/06	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	13.05	2	0	1	11										-4	-9	-9	-9	2	33
5/17/06 15:30	3/29/06	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	13.05	2	0	6	1										-4	-9	-9	-9	2	33
5/17/06 15:28	3/29/06	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	13.05	2	0	6	1										-4	-9	-9	-9	2	33
5/17/06 15:26	3/29/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	13.05	2	0	2	5										-4	-9	-9	-9	2	33
5/17/06 15:25	3/29/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	2	13.05	2	0	1	10										-4	-9	-9	-9	2	33
5/17/06 14:50	3/17/06	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	12.92	2	0	1	11										-4	-9	-9	-9	2	33
5/17/06 14:48	3/17/06	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	12.92	2	0	8	1										-4	-9	-9	-9	2	33
5/17/06 14:46	3/17/06	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	12.92	2	0	8	1										-4	-9	-9	-9	2	33
5/17/06 14:43	3/17/06	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	12.92	2	0	2	5										-4	-9	-9	-9	2	33
5/17/06 14:41	3/17/06	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	12.92	2	0	1	10										-4	-9	-9	-9	2	33
4/21/06 12:56	4/19/06	GF	Fund	CEF	Closed-End Funds	Deutsche (Ss&c) Investment Corp	NY	H	Affiliat	P	7,438	14.29	2	520	New	520										3	4	-7	-16	-6	32
12/6/05 14:49	12/6/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	10.24	0	0	1	9	D	50	15	11	-6	3	1	0	0	1	2	11	27	30	47
12/6/05 14:46	12/6/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	10.24	0	0	2	5	D	50	15	11	-6	3	1	0	0	1	2	11	27	30	47
12/6/05 14:44	12/6/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	10.24	0	0	9	1	D	50	15	11	-6	3	1	0	0	1	2	11	27	30	47
12/6/05 14:42	12/6/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	10.24	0	0	9	1	D	50	15	11	-6	3	1	0	0	1	2	11	27	30	47
11/28/05 12:14	11/16/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	9.81	0	0	1	9	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:12	8/23/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	10.29	0	0	1	9	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:10	8/8/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	10.24	0	0	1	9	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:09	5/23/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	8.97	0	0	1	9	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:07	5/5/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	2	9.18	0	0	2	9	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:05	4/11/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	2	9.55	0	0	2	8	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:02	4/8/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	9	9.41	0	1	14	8	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 12:00	3/23/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	2	9.36	0	0	2	7	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/28/05 11:57	3/3/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P.a	1	9.74	0	0	1	7	D	54	20	9	-1	-2	-2	1	0	1	0	7	28	34	43
11/16/05 17:36	11/16/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	9.81	0	0	1	9	D	52	23	12	-4	-7	0	-3	0	0	2	4	25	37	46
11/16/05 17:34	11/16/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	9.81	0	0	1	10	D	52	23	12	-4	-7	0	-3	0	0	2	4	25	37	46
11/16/05 17:32	11/16/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	9.81	0	0	2	4	D	52	23	12	-4	-7	0	-3	0	0	2	4	25	37	46
11/16/05 17:29	11/16/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	9.81	0	0	14	1	D	52	23	12	-4	-7	0	-3	0	0	2	4	25	37	46
11/16/05 17:27	11/16/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	9.81	0	0	14	1	D	52	23	12	-4	-7	0	-3	0	0	2	4	25	37	46
8/23/05 16:10	8/23/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	10.29	0	0	11	1	D	90	45	9	14	6	1	-3	-1	0	1	2	-2	24	28
8/23/05 16:08	8/23/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	10.29	0	0	11	1	D	90	45	9	14	6	1	-3	-1	0	1	2	-2	24	28
8/23/05 16:04	8/23/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	10.29	0	0	2	4	D	90	45	9	14	6	1	-3	-1	0	1	2	-2	24	28
8/23/05 15:58	8/23/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	10.29	0	0	1	9	D	90	45	9	14	6	1	-3	-1	0	1	2	-2	24	28
8/10/05 10:35	8/8/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	10.24	0	0	1	8	D	101	51	13	16	12	7	5	3	0	-1	3	-2	19	23
8/10/05 10:33	8/8/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	10.24	0	0	2	4	D	101	51	13	16	12	7	5	3	0	-1	3	-2	19	23
8/10/05 10:31	8/8/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	10.24	0	0	1	10	D	101	51	13	16	12	7	5	3	0	-1	3	-2	19	23
5/25/05 11:05	5/23/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	8.97	0	0	1	10	D	111	33	10	-4	-4	-2	1	1	0	0	3	13	11	43
5/25/05 11:01	5/23/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	8.97	0	0	15	1	D	111	33	10	-4	-4	-2	1	1	0	0	3	13	11	43
5/25/05 10:58	5/23/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	8.97	0	0	14	1	D	111	33	10	-4	-4	-2	1	1	0	0	3	13	11	43
5/25/05 10:55	5/23/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	8.97	0	0	2	4	D	111	33	10	-4	-4	-2	1	1	0	0	3	13	11	43
5/25/05 10:52	5/23/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	8.97	0	0	1	8	D	111	33	10	-4	-4	-2	1	1	0	0	3	13	11	43
5/5/05 17:28	5/5/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	9.18	0	0	2	10	D	119	27	17	2	0	-1	1	5	-1	0	0	13	10	67
5/5/05 17:25	5/5/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	9.18	0	0	11	1	D	119	27	17	2	0	-1	1	5	-1	0	0	13	10	67
5/5/05 17:23	5/5/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	9.18	0	0	6	4	D	119	27	17	2	0	-1	1	5	-1	0	0	13	10	67
5/5/05 17:19	5/5/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	2	9.18	0	0	2	8	D	119	27	17	2	0	-1	1	5	-1	0	0	13	10	67
4/11/05 17:32	4/11/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	9.55	0	0	1	10	D	158	30	26	5	0	0	4	1	0	-3	-4	0	11	46
4/11/05 17:29	4/11/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	2	9.55	0	0	37	1	D	158	30	26	5	0	0	4	1	0	-3	-4	0	11	46
4/11/05 17:25	4/11/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	2	9.55	0	0	37	1	D	158	30	26	5	0	0	4	1	0	-3	-4	0	11	46
4/11/05 17:22	4/11/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	9.55	0	0	4	4	D	158	30	26	5	0	0	4	1	0	-3	-4	0	11	46
4/11/05 17:18	4/11/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	2	9.55	0	0	2	8	D	158	30	26	5	0	0	4	1	0	-3	-4	0	11	46
4/8/05 12:26	4/8/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	9	9.41	0	1	14	8	D	156	30	25	4	0	-1	3	3	0	-1	-5	0	14	54
3/23/05 15:14	3/23/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	9.36	0	0	2	10	D	159	36	27	4	0	-4	-4	-2	0	-2	-1	2	12	49
3/23/05 15:09	3/23/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	9.36	0	0	23	0	D	159	36	27	4	0	-4	-4	-2	0	-2	-1	2	12	49
3/23/05 15:04	3/23/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	9.36	0	0	23	0	D	159	36	27	4	0	-4	-4	-2	0	-2	-1	2	12	49
3/23/05 15:01	3/23/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	9.36	0	0	4	4	D	159	36	27	4	0	-4	-4	-2	0	-2	-1	2	12	49
3/23/05 14:59	3/23/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	2	9.36	0	0	2	7	D	159	36	27	4	0	-4	-4	-2	0	-2	-1	2	12	49
3/7/05 12:50	3/3/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	9.74	0	0	1	7	D	180	26	37	12	9	4	3	1	0	-1	-4	-7	9	35
3/7/05 12:47	3/3/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	9.74	0	0	1	4	D	180	26	37	12	9	4	3	1	0	-1	-4	-7	9	35
3/7/05 12:44	3/3/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	9.74	0	0	18	0	D	180	26	37	12	9	4	3	1	0	-1	-4	-7	9	35
3/7/05 12:41	3/3/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	9.74	0	0	18	0	D	180	26	37	12	9	4	3	1	0	-1	-4	-7	9	35
1/26/05 18:04	1/26/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	9.02	0	0	61	0	D	148	14	24	15	3	-1	-2	-1	0	1	6	2	11	35
1/26/05 18:00	1/26/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	9.02	0	0	61	0	D	148	14	24	15	3	-1	-2	-1	0	1	6	2	11	35
1/26/05 17:58	1/26/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	9.02	0	0	3	4	D	148	14	24	15	3	-1	-2	-1	0	1	6	2	11	35
1/26/05 17:54	1/26/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	9.02	0	0	1	10	D	148	14	24	15	3	-1	-2	-1	0	1	6	2	11	35
1/26/05 17:52	1/26/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	9.02	0	0	2	7	D	148	14	24	15	3	-1	-2	-1	0	1	6	2	11	35
1/24/05 11:06	1/21/05	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	9.05	0	0	44	0	D	149	16	24	15	3	-1	-1	0	0	1	5	2	11	28
1/24/05 11:04	1/21/05	GF	Fund	CEF	Closed-End Funds	Burt Richard R		D		P	1	9.05	0	0	44	0	D	149	16	24	15	3	-1	-1	0	0	1	5	2	11	28
1/24/05 11:01	1/21/05	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	9.05	0	0	2	4	D	149	16	24	15	3	-1	-1	0	0	1	5	2	11	28
1/24/05 10:59	1/21/05	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	9.05	0	0	1	10	D	149	16	24	15	3	-1	-1	0	0	1	5	2	11	28
1/24/05 10:54	1/21/05	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	9.05	0	0	1	7	D	149	16	24	15	3	-1	-1	0	0	1	5	2	11	28
11/22/04 16:02	11/19/04	GF	Fund	CEF	Closed-End Funds	Burt Richard R	NY	D		P	1	8.56	0	0	86	0	D	132	27	21	16	9	4	1	1	0	3	8	14	10	22
11/22/04 15:58	11/19/04	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	8.56	0	0	86	0	D	132	27	21	16	9	4	1	1	0	3	8	14	10	22
11/22/04 15:54	11/19/04	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	8.56	0	0	2	3	D	132	27	21	16	9	4	1	1	0	3	8	14	10	22
11/22/04 15:49	11/19/04	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	8.56	0	0	1	7	D	132	27	21	16	9	4	1	1	0	3	8	14	10	22
8/25/04 18:19	8/25/04	GF	Fund	CEF	Closed-End Funds	Burt Richard R	NY	D		P	1	7.38	0	0	New	0	D	72	33	-7	5	-4	2	5	2	-1	-2	3	15	32	43
8/25/04 18:14	8/25/04	GF	Fund	CEF	Closed-End Funds	Walbroel Werner	NY	D		P	1	7.38	0	0	New	0	D	72	33	-7	5	-4	2	5	2	-1	-2	3	15	32	43
8/25/04 18:09	8/25/04	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	7.38	0	0	2	3	D	72	33	-7	5	-4	2	5	2	-1	-2	3	15	32	43
5/14/04 11:43	5/12/04	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	NY	D		P	2	6.86	0	0	3	7	D	19	55	4	-15	-8	-8	-8	1	-1	0	7	1	21	33
5/14/04 11:38	5/12/04	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	6.86	0	0	11	3	D	19	55	4	-15	-8	-8	-8	1	-1	0	7	1	21	33
5/14/04 11:34	5/12/04	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	6.86	0	0	4	10	D	19	55	4	-15	-8	-8	-8	1	-1	0	7	1	21	33
3/8/04 13:41	3/5/04	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	NY	D		P	1	8.10	1	0	1	7	D	35	124	36	11	-1	-2	0	-2	1	-5	-6	-8	-8	26
3/8/04 13:32	3/5/04	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	8.10	1	0	1	9	D	35	124	36	11	-1	-2	0	-2	1	-5	-6	-8	-8	26
3/8/04 13:24	3/5/04	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	8.10	1	0	3	3	D	35	124	36	11	-1	-2	0	-2	1	-5	-6	-8	-8	26
2/17/04 12:17	2/13/04	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	2	8.25	1	0	7	3	D	37	129	47	21	12	1	4	0	3	-1	-11	-16	-12	20
2/17/04 12:13	2/13/04	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	2	8.25	1	0	2	9	D	37	129	47	21	12	1	4	0	3	-1	-11	-16	-12	20
2/17/04 12:09	2/13/04	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	NY	D		P	1	8.25	1	0	2	7	D	37	129	47	21	12	1	4	0	3	-1	-11	-16	-12	20
1/20/04 10:26	1/16/04	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	7.74	1	0	4	3	D	26	98	46	20	8	7	1	0	4	6	9	-1	0	22
1/20/04 10:22	1/16/04	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	7.74	1	0	1	9	D	26	98	46	20	8	7	1	0	4	6	9	-1	0	22
1/20/04 10:16	1/16/04	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	7.74	1	0	1	6	D	26	98	46	20	8	7	1	0	4	6	9	-1	0	22
11/18/03 14:29	11/14/03	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	6.80	0	0	4	3	D	12	80	48	21	12	2	0	-1	0	1	5	23	6	26
11/18/03 14:16	11/14/03	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	NY	D		P	1	6.80	0	0	1	6	D	12	80	48	21	12	2	0	-1	0	1	5	23	6	26
11/18/03 13:17	11/14/03	GF	Fund	CEF	Closed-End Funds	Goeltz Richard Karl	NY	D		P	1	6.80	0	0	1	9	D	12	80	48	21	12	2	0	-1	0	1	5	23	6	26
9/8/03 19:56	9/4/03	GF	Fund	CEF	Closed-End Funds	Wadsworth Robert H	AZ	D		P	1	5.97	0	0	1	6	D	-11	53	61	18	8	5	5	0	-1	-1	2	19	37	25
9/8/03 19:52	9/4/03	GF	Fund	CEF	Closed-End Funds	Cannon John H	NY	D		P	1	5.97	0	0	5	3	D	-11	53	61	18	8	5	5	0	-1	-1	2	19	37	25

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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r7d

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