Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
10/9/24 15:59	10/8/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	9	0.6900	13	0	3,682	D
10/9/24 13:44	10/8/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.13	1	0	635	M
10/9/24 12:21	10/8/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	P	100	10.65	9	8	129	D
10/8/24 17:22	10/4/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Soccio Phillip	NY	H	Portfoli	S	-3	11.17	0	-100	0	D
10/8/24 17:14	10/4/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Soccio Phillip	NY	H	Portfoli	S	-26	12.44	-2	-100	0	D
10/8/24 13:14	10/7/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-455	12.92	-35	-1	4,408	I
10/8/24 13:12	10/7/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,096	16.48	-66	0	15,603	I
10/8/24 13:07	10/7/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-69	24.15	-3	0	6,272	I
10/8/24 13:05	10/7/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	177	7.53	23	0	55,879	I
10/8/24 11:03	10/7/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.12	1	0	634	M
10/7/24 12:57	9/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DOT	P,CEO	P	202	10.04	20	2	1,209	D
10/7/24 12:57	9/30/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DOT	P,CEO	S	-201	10.04	-20	-2	1,209	D
10/7/24 12:23	10/3/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-9,238	11.50	-803	-30	1,877	I
10/7/24 12:19	10/3/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-719	8.51	-84	-3	3,159	I
10/7/24 12:17	10/3/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-344	12.99	-27	-1	4,443	I
10/7/24 12:13	10/3/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-859	16.47	-52	0	15,669	I
10/7/24 12:09	10/3/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	269	7.58	35	0	55,855	I
10/7/24 12:04	10/3/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-208	10.86	-19	-3	738	I
10/7/24 10:14	10/4/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.10	1	0	633	M
10/4/24 17:22	9/13/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DO	P,Intere	P	5,000	10.89	459	7	7,388	I
10/4/24 16:33	1/11/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Accettella Christopher	NY	H	Portfoli	P	18	15.17	1	41	4	D
10/4/24 13:24	10/2/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	P	125	10.33	12	62	32	D
10/4/24 13:05	10/2/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	P	125	11.16	11	59	30	D
10/4/24 11:48	10/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-8	16.45	-1	-1	65	D
10/4/24 10:02	10/3/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.06	1	0	631	M
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dimartino Rose	PA	D		P	6	6.19	1	New	1	D
10/3/24 13:02	10/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	150	15.79	10	0	20,671	I
10/3/24 13:00	10/1/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	190	7.54	25	0	55,820	I
10/3/24 12:54	10/1/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-282	10.90	-26	-3	757	I
10/3/24 12:50	10/1/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-6,491	16.51	-393	-2	15,722	I
10/3/24 12:46	10/1/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-847	13.11	-65	-1	4,470	I
10/3/24 12:40	10/1/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-890	11.52	-77	-3	2,680	I
10/3/24 12:35	10/1/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-829	8.50	-98	-3	3,243	I
10/3/24 12:24	10/2/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.10	1	0	630	M
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	P	40	9.75	4	2	217	D
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		S	-17	14.06	-1	-34	2	D
10/2/24 15:09	10/1/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		S	-13	13.04	-1	-38	2	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	S	-197	7.58	-26	0	15,005	I
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	183	15.09	12	10	140	D
10/2/24 11:35	10/1/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.10	1	0	629	M
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	S	-175	8.77	-20	-60	13	D
10/1/24 17:20	1/26/23	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Diorio Jonathan	NY	O	VP	P	13	25.00	1	New	1	D
10/1/24 13:50	9/30/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	66	15.20	4	4	123	D
10/1/24 11:17	9/30/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-14	8.51	-2	0	3,341	I
10/1/24 11:16	9/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.11	1	0	628	M
10/1/24 11:15	9/30/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-966	13.17	-73	-2	4,535	I
10/1/24 11:13	9/30/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-740	16.48	-45	0	16,115	I
10/1/24 11:10	9/30/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,093	23.51	-47	-1	6,275	I
10/1/24 11:07	9/30/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	127	15.84	8	0	20,661	I
10/1/24 11:05	9/30/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	147	7.57	19	0	55,795	I
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	3	14.70	0	1	25	D
9/30/24 12:03	9/27/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	8.93	3	0	1,404	I
9/30/24 12:00	9/26/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	139	11.12	13	1	1,847	I
9/30/24 11:57	9/26/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	377	22.85	17	1	2,889	I
9/30/24 11:53	9/26/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-39	8.40	-5	0	3,342	I
9/30/24 11:50	9/26/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-992	13.16	-75	-2	4,608	I
9/30/24 11:46	9/26/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	783	15.81	50	0	20,653	I
9/30/24 11:42	9/26/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	360	7.59	47	0	55,775	I
9/30/24 11:38	9/26/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-469	10.81	-43	-5	783	I
9/30/24 11:29	9/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.04	1	0	627	M
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Bluestein Scott	MA	O	CEO	S	-1,959	19.59	-100	-4	2,161	D
9/27/24 16:42	9/26/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	47	0.7000	67	2	3,670	D
9/27/24 11:16	9/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.12	1	0	625	M
9/26/24 16:11	9/26/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Janez Claudia	O5	D		P	40	15.46	3	New	3	D
9/26/24 15:08	9/24/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	799	19.32	41	1	2,958	I
9/26/24 15:04	9/24/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,437	7.35	-332	-14	2,045	I
9/26/24 14:59	9/24/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-863	13.20	-65	-1	4,683	I
9/26/24 14:55	9/24/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-424	16.45	-26	0	16,160	I
9/26/24 14:51	9/25/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	15.73	0	0	20,604	I
9/26/24 14:47	9/24/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	312	7.52	41	0	55,728	I
9/26/24 14:42	9/24/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-113	10.81	-10	-1	826	I
9/26/24 14:39	9/24/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-867	8.38	-103	-3	3,347	I
9/26/24 11:18	9/25/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.10	1	0	624	M
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-17	24.51	-1	-2	43	I
9/25/24 12:41	9/24/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.06	1	0	623	M
9/24/24 16:00	9/23/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-38	8.46	-4	0	3,450	I
9/24/24 15:57	9/23/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-546	16.44	-33	0	16,185	I
9/24/24 15:54	9/23/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-163	10.83	-15	-2	837	I
9/24/24 15:49	9/23/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	893	7.51	119	0	55,686	I
9/24/24 15:38	9/23/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	32	15.98	2	0	20,604	I
9/24/24 11:33	9/23/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	4	2.05	2	0	622	M
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		P	16	16.01	1	8	14	D
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	S	-5	13.74	0	-2	16	I
9/23/24 16:56	9/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-32	23.52	-1	-3	44	I
9/23/24 14:37	9/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		P	18	6.34	3	51	8	D
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		P	9	22.29	0	6	8	D
9/23/24 11:33	9/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.05	1	0	620	M
9/23/24 11:00	9/19/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	249	16.14	15	0	20,602	I
9/23/24 10:57	9/19/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,732	7.59	228	0	55,567	I
9/23/24 10:52	9/19/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,623	16.39	-99	-1	16,219	I
9/23/24 10:23	9/19/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-338	10.87	-31	-4	852	I
9/20/24 16:20	9/18/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	2,147,484	7,174,080	15,280		280	I
9/20/24 14:18	9/19/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-381	15.41	-25	-100	0	D
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		P	8	16.02	0	9	6	D
9/20/24 11:49	9/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.98	1	0	618	M
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	Morgan Herbert William	CA	D		P	15	40.27	0	New	0	D
9/19/24 16:01	9/17/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	14	5.50	3	5	58	D
9/19/24 15:26	9/17/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		P	10	31.69	0	16	2	D
9/19/24 11:30	9/18/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.97	1	0	617	M
9/19/24 10:25	9/17/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-261	16.41	-16	0	16,318	I
9/19/24 10:21	9/17/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	759	15.91	48	0	20,586	I
9/19/24 10:14	9/17/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,475	7.46	466	1	55,339	I
9/19/24 10:03	9/17/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-485	10.93	-44	-5	883	I
9/18/24 16:19	9/16/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Securian Asset Management, Inc	MN	T		P	13,600	25.00	544	59	1,464	I
9/18/24 16:01	9/16/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	28	5.50	5	0	1,666	D
9/18/24 14:24	9/17/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	Guichard Justin Charles	NY	H	Portfoli	P	100	13.58	7	New	7	D
9/18/24 12:24	9/16/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Principal Life Insurance Co	IA	T		P	10,000	25.00	400	20	2,400	D
9/18/24 11:47	9/16/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	P	100	10.49	10	95	20	D
9/18/24 11:40	9/16/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	P	100	10.94	9	91	19	D
9/18/24 11:21	9/16/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	S	-51	41.34	-1	-100	0	D
9/18/24 10:15	9/17/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.93	1	0	616	M
9/17/24 16:01	9/13/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.44	5	0	1,661	D
9/17/24 11:13	9/16/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.91	1	0	614	M
9/17/24 10:29	9/16/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	232	7.33	32	0	54,873	I
9/17/24 10:26	9/16/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-127	11.02	-12	-1	927	I
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		P	95	9.92	10	1	874	D
9/16/24 16:07	9/16/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	6	25.03	0	2	15	D
9/16/24 16:01	9/12/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.35	5	0	1,656	D
9/16/24 11:42	9/13/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-261	11.03	-24	-2	939	I
9/16/24 10:48	9/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.92	1	0	613	M
9/13/24 18:41	9/12/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	P	3,153	10.51	300	13	2,636	D
9/13/24 17:43	9/11/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	24.46	-1	-1	45	I
9/13/24 13:27	9/11/24	FCRIX	Fs Credit Income Fund		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-2,500	12.52	-200	-41	290	I
9/13/24 11:18	9/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.92	1	0	612	M
9/12/24 16:01	9/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	505	5.29	95	0	71,699	D
9/12/24 16:01	9/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.30	5	0	1,651	D
9/12/24 11:32	9/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.90	1	0	610	M
9/12/24 11:03	9/11/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	169	21.76	8	0	2,872	I
9/11/24 16:10	9/9/24	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	11,000	25.00	440		40	I
9/11/24 16:10	9/9/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	21,000	25.00	840		92	I
9/11/24 16:09	9/9/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	20,000	25.00	800		108	I
9/11/24 16:02	9/9/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	2,507	5.30	473	1	71,604	D
9/11/24 16:01	9/9/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.33	5	0	1,646	D
9/11/24 13:59	9/10/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		P	50	10.53	5	97	10	D
9/11/24 12:04	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-82	6.10	-13	-3	408	I
9/11/24 11:31	9/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.93	1	0	609	M
9/11/24 11:22	9/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	251	14.75	17	16	123	D
9/11/24 10:02	9/10/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	232	22.19	10	0	2,865	I
9/10/24 17:00	9/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,P	P.m	136	9.09	15	120	27	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	P	400	10.10	40	New	40	D
9/10/24 16:01	9/6/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.25	5	0	1,641	D
9/10/24 16:01	9/6/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,945	5.26	750	1	71,131	D
9/10/24 13:24	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	P	19	9.58	2	1	289	D
9/10/24 13:19	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	P	15	9.62	2	1	212	I
9/10/24 12:54	9/9/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.97	1	0	608	M
9/10/24 09:54	9/9/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		P	19	40.04	0	New	0	D
9/10/24 09:48	9/9/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		P	19	42.65	0	New	0	D
9/9/24 18:21	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-629	6.11	-103	-20	421	I
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	594	14.85	40	1	7,892	I
9/9/24 17:07	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	594	14.85	40	1	7,668	I
9/9/24 16:01	9/5/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.25	5	0	1,636	D
9/9/24 16:01	9/5/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,151	5.26	219	0	70,381	D
9/9/24 13:10	9/6/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.90	1	0	607	M
9/9/24 11:30	9/5/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	11	22.31	0	0	2,854	I
9/9/24 09:23	9/6/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-1,347	6.15	-219	-29	524	I
9/6/24 17:59	9/3/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		P	31	6.51	5	57	13	M
9/6/24 16:01	9/4/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.27	5	0	1,631	D
9/6/24 16:01	9/4/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,923	5.23	750	1	70,162	D
9/6/24 15:05	9/5/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-32	4.00	-8	0	1,924	I
9/6/24 15:02	9/5/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Edil Begaiym	CO	OH	Deputy C	P	30	10.17	3	New	3	D
9/6/24 12:58	9/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.93	1	0	605	M
9/5/24 17:11	9/3/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	597	14.93	40	1	7,628	I
9/5/24 17:10	9/3/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	597	14.93	40	1	7,852	I
9/5/24 16:01	9/3/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.23	5	0	1,626	D
9/5/24 16:01	9/3/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,878	5.17	750	1	69,412	D
9/5/24 15:25	9/3/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	S	-1,152	10.64	-108	-47	120	D
9/5/24 15:25	9/4/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	P	1,152	10.65	108	914	120	D
9/5/24 15:24	9/4/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	190	23.80	8	1	777	I
9/5/24 11:43	9/4/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.88	1	0	604	M
9/5/24 11:14	9/4/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-899	23.49	-38	-1	6,321	I
9/5/24 11:10	9/4/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	314	22.76	14	0	2,854	I
9/4/24 20:52	8/29/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-18	24.42	-1	-2	46	I
9/4/24 16:01	8/30/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.20	5	0	1,621	D
9/4/24 16:01	8/30/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	12,935	5.17	2,500	4	68,662	D
9/4/24 11:24	9/3/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.88	1	0	603	M
9/3/24 20:10	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Vig Rajneesh	CA	DO	CEO,CB	P	227	9.09	25	24	131	D
9/3/24 20:05	8/30/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		P.m	18	9.14	2	4	56	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	P	15	15.36	1	63	2	D
9/3/24 17:08	9/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	P	15	15.94	1	37	3	D
9/3/24 16:30	8/29/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	600	15.01	40	1	7,812	I
9/3/24 16:29	8/29/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	600	15.01	40	1	7,588	I
9/3/24 16:12	8/29/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2	8.09	0	0	2,204	I
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		P	1,000	10.84	92	8	1,193	D
9/3/24 14:21	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	P	1,000	10.84	92	8	1,193	D
9/3/24 12:57	8/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.88	1	0	602	M
9/3/24 12:49	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Eichhorn Philip John Daniel	CO	H	Portfoli	P	20	10.15	2	New	2	D
9/3/24 10:15	8/30/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	212	44.84	5	1	516	I
9/3/24 10:08	8/29/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-268	22.82	-12	0	6,360	I
8/30/24 16:22	8/28/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		P.m	81	16.81	5	19	30	D
8/30/24 15:18	8/29/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-6	3.81	-2	0	1,932	D
8/30/24 14:51	8/28/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	P	146	19.90	7	15	57	D
8/30/24 10:36	8/29/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.87	1	0	600	M
8/29/24 17:46	8/29/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-66	16.38	-4	-2	161	D
8/29/24 16:37	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P	301	15.04	20	0	7,772	I
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		P	38	15.02	3	38	9	D
8/29/24 16:28	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P	301	15.04	20	0	7,548	I
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Angel Oak Capital Partners Ii, LLC	GA	H	General	S	0	13.78	0	-100	0	D
8/29/24 11:04	8/28/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	22.98	0	0	2,840	I
8/29/24 10:56	8/28/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	18	12.09	2	0	1,833	I
8/29/24 10:53	8/28/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	129	8.67	15	0	3,286	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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