Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
1/17/25 16:37	1/17/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Little Harrison James	TX	O	EVP	P	65	13.04	5	New	5	D
1/17/25 16:26	1/16/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P	687	21.99	31	11	318	D
1/17/25 11:44	1/15/25	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Distenfeld Gershon M	NY	O	VP	P	15	10.74	1	10	16	D
1/17/25 11:30	1/16/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.66	1	0	718	M
1/16/25 16:15	1/2/25	OACOX	Oneascent Capital Opportunities Fund		Fund	CEF	Closed-End Funds	Siverling John	AL	H	Adviser	P	51	10.10	5		0	D
1/16/25 12:03	1/15/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.57	1	0	717	M
1/16/25 11:36	1/14/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-770	12.04	-64	-2	3,320	I
1/16/25 11:33	1/14/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-367	11.97	-31	-1	5,042	I
1/16/25 11:29	1/14/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	14	8.47	2	0	3,908	I
1/16/25 10:00	1/15/25	CADCX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	Northwestern Mutual Life Insurance Co	WI	T		P	151,000	25.00	6,040	New	6,040	D
1/15/25 16:48	1/14/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	16.45	1	New	1	D
1/15/25 16:47	1/14/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	12.55	1	New	1	D
1/15/25 16:41	1/14/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	14.00	1	New	1	D
1/15/25 16:41	1/14/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	16.06	1	New	1	D
1/15/25 16:36	1/14/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	11.05	1	New	1	D
1/15/25 16:34	1/14/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	14.25	1	New	1	D
1/15/25 16:31	1/14/25	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	10.33	1	New	1	D
1/15/25 16:25	1/14/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	21.97	0	New	0	D
1/15/25 16:23	1/14/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Bacic William K	MA	H	Trustee	P	10	34.70	0	New	0	D
1/15/25 16:23	1/14/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P	653	22.00	30	12	286	D
1/15/25 11:02	1/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	716	M
1/14/25 17:45	1/10/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	142	9.57	15	1	1,926	I
1/14/25 17:43	1/10/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-459	11.89	-39	-1	3,384	I
1/14/25 17:40	1/10/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-574	12.02	-48	-1	5,073	I
1/14/25 17:38	1/13/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	20,196	27.60	732	11	7,542	I
1/14/25 17:35	1/10/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	73	9.43	8	0	3,352	I
1/14/25 17:31	1/10/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	11.89	0	0	2,089	I
1/14/25 17:22	1/10/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	381	8.47	45	1	3,906	I
1/14/25 17:19	1/13/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	123	9.25	13	0	4,132	I
1/14/25 15:28	1/14/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	Lawlor John J	NY	H	Portfoli	P	29	14.74	2	80	5	D
1/14/25 12:25	1/10/25	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	P.m	163	11.67	14	1	2,811	I
1/14/25 11:20	1/13/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	Laby Arthur Blake	NY	D		P	25	7.56	3	New	3	D
1/14/25 10:46	1/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.49	1	0	714	M
1/13/25 16:16	1/9/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	2,147,484	1,000,000	1,000		0	I
1/13/25 15:24	12/31/24	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	123	13.70	9		0	D
1/13/25 15:15	12/31/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	275	16.20	17	94	35	D
1/13/25 13:59	1/10/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mooney Edward Patrick Jr.	WI	D		P	465	22.18	21	45	67	D
1/13/25 10:35	1/10/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.47	1	0	713	M
1/10/25 18:07	1/7/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	P	1,000	10.47	96	30	414	D
1/10/25 17:01	1/8/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		P	11	6.50	2	42	5	D
1/10/25 16:43	1/8/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	635	21.99	29	13	257	D
1/10/25 15:42	1/10/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Donovan William	ME	D		P	9	22.03	0	10	4	D
1/10/25 14:39	1/8/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Vanekris Anthonie C	NY	D		S	-11	9.65	-1	-9	11	D
1/10/25 12:44	1/8/25	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Toub Christopher M	IL	D		P	23	15.20	2	100	3	D
1/10/25 12:24	1/7/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-520	12.04	-43	-1	3,423	I
1/10/25 12:21	1/7/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-421	12.09	-35	-1	5,120	I
1/10/25 12:19	1/7/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	312	9.55	33	1	3,344	I
1/10/25 12:16	1/7/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	459	7.69	60	0	60,675	I
1/10/25 12:14	1/8/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	33	12.00	3	0	2,089	I
1/10/25 12:12	1/7/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	340	8.53	40	1	3,862	I
1/10/25 12:09	1/8/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	44	9.39	5	0	4,119	I
1/10/25 11:27	1/7/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	2	8.52	0	25	1	D
1/10/25 11:26	1/7/25	AGD	Abrdn Global Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	1	9.96	0	10	1	D
1/10/25 11:25	1/7/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	7	3.78	2	183	3	D
1/10/25 10:28	1/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	712	M
1/8/25 14:11	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	P	32	45.87	1	1	74	D
1/8/25 12:17	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	P	60	45.65	1	1	90	D
1/8/25 12:04	1/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	711	M
1/7/25 17:01	1/6/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	711	21.06	34	17	228	D
1/7/25 16:35	12/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	P	201	10.05	20	2	1,209	D
1/7/25 16:35	12/31/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Monachil Credit Income Fund	CT	DOT	P,CEO	S	-199	9.96	-20	-2	1,209	D
1/7/25 13:05	1/6/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.53	1	0	710	M
1/7/25 10:35	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.a	27	25.82	1	26	5	D
1/7/25 09:59	1/6/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.a	-543	12.08	-45	-1	5,155	I
1/7/25 09:55	1/6/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-396	12.21	-32	-1	3,466	I
1/7/25 09:53	1/6/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	543	12.08	45	1	5,155	I
1/7/25 09:51	1/6/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2,178	7.72	282	0	60,616	I
1/7/25 09:47	1/6/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	196	8.52	23	1	3,822	I
1/6/25 15:43	1/3/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		P.m	9	20.82	0	5	9	D
1/6/25 15:26	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Law Lauren Kristen	NY	H	Sub-Advi	P	15	25.35	1	6	11	D
1/6/25 15:24	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Boger Maegan Gallagher	NY	H	Sub-Advi	P	30	25.35	1	6	21	D
1/6/25 15:22	1/2/25	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Mohr Gretchen Mae	NY	H	Sub-Advi	P	30	25.35	1	6	21	D
1/6/25 12:50	12/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		P	0	2.51	0	1	2	D
1/6/25 12:04	1/2/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	110	12.38	9	0	5,785	I
1/6/25 11:59	1/2/25	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,223	12.09	-101	-3	3,498	I
1/6/25 11:45	1/2/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-887	12.12	-73	-1	5,200	I
1/6/25 11:42	1/2/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,332	7.50	178	0	60,334	I
1/6/25 11:39	1/2/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	70	9.28	8	0	3,846	I
1/6/25 11:31	1/2/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	77	11.97	6	0	2,086	I
1/6/25 11:22	1/3/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.49	1	0	708	M
1/6/25 11:19	1/2/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	320	8.52	38	1	3,799	I
1/6/25 11:03	1/2/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	55	9.35	6	0	4,114	I
1/6/25 10:13	1/3/25	CIK	Credit Suisse Asset Management Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Gerber Charles	NY	D		P.a	25	2.90	9	New	9	D
1/3/25 18:51	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	McCulloch Benjamin	IL	H	Secretar	P	1	25.34	0	6	1	D
1/3/25 18:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	27	25.82	1	13	9	D
1/3/25 16:45	12/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		P	0	2.38	0	1	0	D
1/3/25 16:16	1/3/25	FXBY	Foxby Corp.		Fund	CEF	Closed-End Funds	Winmill Woodworth Borst	NY	D		P	3	17.15	0	New	0	D
1/3/25 16:06	1/3/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P	647	20.98	31	19	194	D
1/3/25 15:10	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Nechamkin Michael Bennett	NY	H	Sub-Advi	P	18	25.34	1	6	13	D
1/3/25 15:08	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gordon Andrew David	NY	H	Sub-Advi	P	30	25.34	1	6	21	I
1/3/25 15:05	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Gleason Sean Michael	NY	H	Sub-Advi	P	6	25.34	0	6	4	D
1/3/25 15:03	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Octagon Credit Investors, LLC	NY	H	Sub-Advi	P	135	25.34	5	6	95	D
1/3/25 13:04	1/2/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.29	1	0	707	M
1/3/25 12:18	12/31/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.am	300	20.79	14	10	163	D
1/3/25 11:38	1/2/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		S	-28	10.27	-3	-58	2	D
1/3/25 11:29	12/27/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P.a	7	0.6800	10	0	3,826	D
1/3/25 10:37	12/31/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	300	20.79	14	9	177	D
1/3/25 08:34	1/1/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	0	0.00	-10	-6	160	I
1/2/25 20:09	12/30/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	P	2,355	7.27	324	2	13,393	M
1/2/25 16:22	12/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Russell Grimaldi	NY	O	CCO,Secr	P	0	2.51	0	1	0	D
1/2/25 14:54	12/30/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P.m	59	9.77	6	1	560	D
1/2/25 14:30	1/2/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Frost Gregory A	PA	O	See Rema	P	500	11.53	43	New	43	D
1/2/25 13:49	12/31/24	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-522	42.24	-12	-1	1,049	I
1/2/25 13:28	12/31/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	554	12.16	46	1	5,776	I
1/2/25 13:25	12/31/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	383	11.16	34	1	5,059	I
1/2/25 13:23	12/31/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-423	12.12	-35	-1	3,600	I
1/2/25 13:21	12/31/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	811	7.49	108	0	60,156	I
1/2/25 11:24	12/31/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.34	1	0	706	M
1/2/25 10:54	12/30/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Stam Heidi	PA	D		P	11	4.86	2	12	21	D
12/31/24 16:35	12/31/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	11	24.92	0	1	35	D
12/31/24 15:03	12/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.34	1	0	705	M
12/31/24 12:57	12/24/24	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4,785	13.78	347		11	I
12/31/24 12:57	12/26/24	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-20,090	20.09	-1,000	-99	11	I
12/31/24 12:50	12/27/24	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-627	42.14	-15	-1	1,061	I
12/31/24 12:44	12/27/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,258	12.07	-104	-3	3,635	I
12/31/24 12:41	12/27/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-95	11.93	-8	0	5,273	I
12/31/24 12:39	12/27/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	211	9.49	22	1	3,312	I
12/31/24 11:59	12/27/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,228	7.47	432	1	60,048	I
12/31/24 11:55	12/27/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	284	9.20	31	1	3,839	I
12/31/24 11:53	12/27/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	340	11.90	29	1	2,080	I
12/31/24 11:50	12/27/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	337	8.47	40	1	3,761	I
12/31/24 11:47	12/27/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	468	9.30	50	1	4,108	I
12/31/24 10:32	12/30/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	P	13	25.00	1	0	117	M
12/30/24 17:01	12/26/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		S	-2	6.47	0	-1	37	D
12/30/24 14:58	12/26/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	O	COO	P.m	487	20.17	24	19	149	D
12/30/24 12:02	12/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.55	1	0	704	M
12/27/24 17:29	12/27/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	2	24.99	0	0	34	D
12/27/24 16:03	12/27/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	S	-1	43.70	0	-2	1	I
12/27/24 16:01	12/24/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	8,580	4.29	2,000	3	79,810	D
12/27/24 14:36	12/27/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	7	0.6800	10	0	3,826	D
12/27/24 14:14	12/26/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,007	12.09	-83	-2	3,739	I
12/27/24 14:11	12/24/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-640	11.96	-54	-1	5,281	I
12/27/24 14:07	12/26/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,420	15.82	-90	-1	13,617	I
12/27/24 14:05	12/23/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	506	9.44	54	2	3,290	I
12/27/24 13:59	12/26/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	533	7.65	70	0	59,616	I
12/27/24 13:56	12/23/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	307	9.15	34	1	3,808	I
12/27/24 13:45	12/23/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	626	11.85	53	3	2,051	I
12/27/24 13:19	12/23/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	447	8.46	53	1	3,721	I
12/27/24 13:00	12/23/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	827	9.28	89	2	4,058	I
12/27/24 11:07	12/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	4	2.45	2	0	702	M
12/27/24 11:06	12/26/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Mohr Gretchen Mae	NY	H	Sub-Advi	P	500	25.30	20	New	20	D
12/26/24 15:29	12/24/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	P	9	10.67	1	11	8	D
12/26/24 13:56	12/23/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-27	17.74	-2	-1	159	I
12/26/24 11:12	12/23/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P.m	6	2.43	2	0	701	M
12/26/24 10:56	12/23/24	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	14.10	1	85	2	D
12/26/24 10:53	12/23/24	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	10.54	1	91	2	D
12/26/24 10:44	12/23/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	12.64	1	74	2	D
12/26/24 10:42	12/23/24	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	11.53	1	89	2	D
12/26/24 10:34	12/23/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	15.26	1	83	2	D
12/26/24 10:26	12/23/24	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	35.90	0	71	1	D
12/26/24 10:23	12/23/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	16.78	1	83	1	D
12/26/24 10:13	12/23/24	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	22.38	1	77	1	D
12/26/24 10:13	12/23/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Ellison Noni L	MA	H	Trustee	P	11	16.49	1	34	3	D
12/23/24 17:01	12/19/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		P	13	6.34	2	6	37	D
12/23/24 11:28	12/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.48	1	0	699	M
12/23/24 10:54	12/20/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-12	11.94	-1	0	3,822	I
12/23/24 10:51	12/20/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-310	11.96	-26	0	5,335	I
12/23/24 10:36	12/20/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	50	25.14	2	0	6,810	I
12/23/24 10:22	12/19/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	9	9.60	1	0	3,236	I
12/23/24 10:20	12/19/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	673	9.22	73	2	3,774	I
12/23/24 10:16	12/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	421	11.98	35	2	1,998	I
12/23/24 10:11	12/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	775	8.51	91	3	3,669	I
12/23/24 10:08	12/19/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	338	9.37	36	1	3,968	I
12/20/24 19:30	2/8/22	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Gordon Scott	NY	DOT	CEO	P.a	490	14.00	35	New	35	D
12/20/24 17:11	12/19/24	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		P	1,000	25.18	40	1	2,729	D
12/20/24 16:22	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		P	10	20.51	0	42	2	D
12/20/24 16:19	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		P	10	20.51	0	42	2	D
12/20/24 16:19	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		P	10	20.51	0	42	2	D
12/20/24 16:18	12/18/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		P	10	21.61	0	88	1	D
12/20/24 16:18	12/18/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		P	10	21.61	0	88	1	D
12/20/24 16:17	12/18/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		P	10	21.61	0	88	1	D
12/20/24 16:17	12/18/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		P	10	19.18	1	40	2	D
12/20/24 16:16	12/18/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		P	10	19.18	1	40	2	D
12/20/24 16:02	12/18/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		P	145	8.02	18	147	30	D
12/20/24 16:01	12/19/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Handa Sanjeev	NY	D		P	35	7.98	4	73	10	D
12/20/24 15:37	12/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	P	618	48.05	13	6	224	D
12/20/24 14:52	12/19/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	13	6.50	2	0	584	D
12/20/24 12:56	12/19/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		P	9	22.14	0	5	8	D
12/20/24 10:42	12/19/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Boger Maegan Gallagher	NY	H	Sub-Advi	P	500	25.27	20	New	20	D
12/20/24 10:17	12/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.49	1	0	697	M
12/19/24 21:21	12/18/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	199	9.74	20	1	1,911	I
12/19/24 21:08	12/17/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-244	12.23	-20	-1	3,823	I
12/19/24 21:04	12/17/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	655	25.06	26	0	6,808	I
12/19/24 20:13	12/19/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	10	10.34	1	0	312	D
12/19/24 19:55	12/17/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	354	9.70	37	1	3,235	I
12/19/24 19:52	12/17/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	262	9.35	28	1	3,701	I
12/19/24 19:45	12/17/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	359	12.06	30	2	1,963	I
12/19/24 19:42	12/17/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	792	8.64	92	3	3,577	I
12/19/24 19:39	12/17/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	352	9.46	37	1	3,932	I
12/19/24 19:28	12/19/24	MCN	Xai Madison Equity Premium Income Fund		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	17	6.62	3	New	3	D
12/19/24 17:47	12/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		P	41	16.54	3	45	8	D
12/19/24 17:26	12/19/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	2	24.91	0	0	34	D
12/19/24 16:21	12/17/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Klinsky Steven B	NY	D		P	816	11.28	72	1	9,718	I
12/19/24 11:00	12/18/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.50	1	0	696	M
12/18/24 17:01	12/16/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		P.m	204	6.59	31	715	35	D
12/18/24 16:38	12/17/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	Nechamkin Michael Bennett	NY	H	Sub-Advi	P	300	25.28	12	New	12	D
12/18/24 16:14	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Investment Corporation\De	VA	T		P	2,500	10.00	250	100	500	D
12/18/24 16:12	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	Gladstone Capital Corp	VA	T		P	2,500	10.00	250	100	500	D
12/18/24 11:09	12/17/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	2.51	1	0	695	M
12/17/24 17:56	12/16/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		P	10	32.93	0	10	3	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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