KYN - Kayne Anderson Energy Infrastructure Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	26	85	0	1	-0	-0	3	7	2
P	%wins				73	62	52	48	71	71	63
S	%ret	1	3	14	1	4	10	11	22	36	14
S	%wins				36	21	36	36	36	7	29

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/12/24 16:46	1/10/24	KYN	Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	2,147,484	12,500,000	0	25,000		0	I
1/10/24 14:51	1/10/24	KYN	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	442	8.84	0	50	8	681	D
11/30/23 13:21	11/30/23	KYN	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	340	8.50	0	40	7	631	D
11/29/23 17:03	11/28/23	KYN	Fund	CEF	Closed-End Funds	Kayne Anderson Capital Advisors LP	TX	H	Manager	P	16,156	10.03	0	1,611	999%	1,625	D
11/29/23 16:45	11/28/23	KYN	Fund	CEF	Closed-End Funds	Logan Ron M Jr	TX	O	SVP	P	154	10.03	0	15	29	69	D
11/29/23 16:29	11/28/23	KYN	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	377	10.03	0	38	7	591	D
11/29/23 16:23	11/28/23	KYN	Fund	CEF	Closed-End Funds	Hart Terry A	TX	O	COO	P	154	10.03	0	15	42	52	D
11/29/23 16:18	11/28/23	KYN	Fund	CEF	Closed-End Funds	Frey John C	TX	O	EVP	P	1,183	10.03	0	118	21	671	D
4/10/23 13:19	9/16/22	KYN	Fund	CEF	Closed-End Funds	Walker Carita	TX	D		S	0	9.34	0	0	-100	0	D
3/29/23 15:31	3/29/23	KYN	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	84	8.39	0	10	3	374	D
8/4/22 18:16	8/2/22	KYN	Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	2,147,484	2,287,580	0	6,120		120	I
8/4/22 08:58	8/2/22	KYN	Fund	CEF	Closed-End Funds	Principal Life Insurance Co	IA	T		P	3,000	25.00	0	120	23	647	D
3/9/22 17:41	3/9/22	KYN	Fund	CEF	Closed-End Funds	Kayne Anderson Capital Advisors LP	CA	H	Member/M	S	-458	8.47	0	-54	-41	77	M
3/4/22 15:37	3/3/22	KYN	Fund	CEF	Closed-End Funds	Cordes William R	TX	D		P	44	8.80	0	5	75	12	D
6/10/20 15:58	6/9/20	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P.m	97	6.44	0	15	4	364	D
2/13/20 16:33	2/11/20	KYN	Insur	LfIns	Life Insurance	Voya Financial, Inc.	NY	T		P	20,000	25.00	0	800	50	2,398	I
1/2/20 16:28	12/10/19	KYN	Fund	CEF	Closed-End Funds	Teachers Insurance & Annuity Association of America	NY	T		P	2,147,484	5,000,000	0	200	33	800	D
12/26/19 12:25	12/23/19	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	708	14.16	0	50	17	349	D
8/27/19 13:15	8/23/19	KYN	Fund	CEF	Closed-End Funds	Richey Albert L	TX	D		P	70	13.90	0	5	41	17	D
7/1/19 15:13	6/28/19	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	305	15.26	0	20	7	299	D
6/27/19 14:19	6/20/19	KYN	Fund	CEF	Closed-End Funds	Thacker William L	TX	D		P	81	15.18	0	5	42	18	D
5/24/19 11:24	5/22/19	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	633	15.83	0	40	17	278	D
2/27/19 13:48	2/26/19	KYN	Fund	CEF	Closed-End Funds	Boswell Alan	TX	O	VP	S	-38	15.69	0	-2	-44	3	D
12/28/18 16:41	12/28/18	KYN	Fund	CEF	Closed-End Funds	Shea William H Jr	CA	D		P	26	12.75	0	2	24	10	D
12/27/18 12:29	12/26/18	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	255	12.76	0	20	9	237	D
12/21/18 14:32	12/21/18	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	137	13.67	0	10	5	217	D
12/20/18 14:28	12/18/18	KYN	Fund	CEF	Closed-End Funds	Meraz Jody	TX	O	VP	P	28	14.02	0	2	8	27	D
12/17/18 16:14	12/17/18	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	149	14.89	0	10	5	207	D
5/8/18 18:32	5/1/18	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	250	17.53	0	14	3	474	I
5/8/18 18:22	5/1/18	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P	250	17.53	0	14	3	539	D
10/30/17 16:43	10/26/17	KYN	Fund	CEF	Closed-End Funds	Logan Ron M Jr	TX	O	SVP	P	315	15.75	0	20	181	31	D
6/6/17 17:45	6/2/17	KYN	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	H	Secretar	P	18	18.75	0	1	3	28	I
10/26/16 17:04	10/26/16	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	496	19.45	6	26	6	488	I	-40	-3	14	4	5	-2	0	-1	-2	-4	1	10	7
1/22/16 16:17	1/20/16	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	269	10.58	24	25	6	463	D	-64	-65	-56	-52	-17	-28	-19	-12	-1	18	19	50	73	85
1/8/16 14:14	1/6/16	KYN	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	O	Secretar	P	161	16.10	32	10	57	28	D	-53	-52	-46	-38	-16	10	-6	-11	0	-12	-20	6	36	51
12/4/15 18:02	12/4/15	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	305	16.50	23	19	17	128	D	-47	-53	-48	-40	-29	-15	-7	-8	-9	-6	9	3	37	37
12/3/15 17:34	12/2/15	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P.m	262	17.16	22	15	16	109	D	-46	-51	-46	-39	-28	-17	-6	-8	-5	-10	4	-4	28	31
11/27/15 12:57	11/25/15	KYN	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	O	Secretar	P	181	18.09	20	10	133	18	D	-43	-51	-45	-34	-27	-21	-15	-1	3	-7	-9	-12	13	23
11/25/15 15:26	11/25/15	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	14	18.07	19	1	1	94	D	-42	-51	-44	-29	-27	-20	-9	-2	-1	-6	-6	-17	10	22
11/18/15 19:22	11/17/15	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	461	19.75	17	23	33	93	D	-39	-46	-40	-25	-22	-12	-12	0	-3	-5	-28	-26	4	15
11/16/15 14:56	11/13/15	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	Affiliat	P	532	19.95	16	27	62	70	D	-36	-44	-40	-25	-15	-11	-12	-6	6	-9	-33	-26	-3	10
10/5/15 12:59	10/2/15	KYN	Fund	CEF	Closed-End Funds	Shea William H Jr	PA	D		P	77	22.04	12	4	108	7	D	-23	-37	-29	-18	-10	-7	-9	9	1	14	2	-26	-32	-5
10/2/15 14:44	9/30/15	KYN	Fund	CEF	Closed-End Funds	Meraz Jody	TX	O	VP	P	57	22.77	12	3	52	7	D	-25	-37	-30	-21	-12	-11	-13	1	2	12	2	-25	-28	-2
8/10/15 11:12	8/6/15	KYN	Fund	CEF	Closed-End Funds	Logan Ron M Jr	CA	O	SVP	P	102	25.50	16	4	116	7	D	-16	-26	-28	-24	-17	-10	-10	-5	4	6	11	-9	-51	-14
8/5/15 11:53	8/3/15	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P.m	2,492	27.69	14	90	86	195	D	-14	-22	-23	-22	-14	-12	-3	-5	-8	-2	7	-10	-45	-20
8/4/15 10:16	7/31/15	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	425	28.34	14	15	22	83	D	-12	-21	-20	-20	-12	-12	3	-3	-2	-3	4	-12	-47	-25
8/4/15 08:44	7/31/15	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A		H	Affiliat	P	111	27.83	14	4	10	43	D	-12	-21	-20	-20	-12	-12	3	-3	-2	-3	4	-12	-47	-25
10/29/14 15:22	10/29/14	KYN	Insur	LfIns	Life Insurance	Lincoln National Life Insurance Co /in/	IN	T		P	20,000	250,000	13	0	0	20,000	D	44	17	11	3	-1	1	-1	0	1	-2	3	-10	-7	-39
10/15/14 14:54	10/14/14	KYN	Fund	CEF	Closed-End Funds	Meraz Jody	TX	O	VP	P	35	34.97	11	1	22	6	D	33	10	1	-6	-10	-10	-11	-6	6	9	9	-6	1	-25
7/31/14 14:27	7/30/14	KYN	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		P	13,500	1.00	9	13,500	13	118,140	M	41	15	9	7	4	2	1	-1	-1	-5	4	3	-7	-22
5/2/14 16:30	4/30/14	KYN	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		P	17,000	1.00	9	17,000	19	104,640	M	41	11	6	0	3	2	1	1	0	0	1	6	12	4
3/17/14 12:09	3/14/14	KYN	Fund	CEF	Closed-End Funds	Isenberg Gerald I	CA	D		P	26	36.45	26	1	22	4	I	34	14	6	3	-4	1	0	1	1	0	3	7	14	-2
2/21/14 12:04	2/20/14	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	776	37.03	21	21	53	61	D	29	12	7	1	0	-2	-5	-4	0	-1	0	2	13	7
2/21/14 11:49	2/20/14	KYN	Fund	CEF	Closed-End Funds	Meraz Jody	TX	O	VP	P	35	37.05	21	1	25	5	D	29	12	7	1	0	-2	-5	-4	0	-1	0	2	13	7
8/26/13 17:38	8/22/13	KYN	Fund	CEF	Closed-End Funds	Reliastar Life Insurance Co	GA	H	See expl	P	12,500	1.00	10	12,500		0	D	55	31	9	-4	0	1	2	2	-1	-1	-1	4	3	19
8/26/13 17:20	8/22/13	KYN	Insur	LfIns	Life Insurance	Ing Life Insurance & Annuity Co	GA	H	See Expl	P	12,500	1.00	10	12,500		0	D	55	31	9	-4	0	1	2	2	-1	-1	-1	4	3	19
8/9/13 11:45	8/8/13	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P	536	35.74	12	15	20	90	D	57	28	8	-3	-7	0	-1	-1	0	-1	0	6	12	11
6/14/13 08:43	6/13/13	KYN	Insur	LfIns	Life Insurance	Lincoln National Life Insurance Co /in/	IN	T		P	8,000	250,000	12	0		0	D	44	35	24	10	4	-2	3	5	1	-1	-1	-2	1	11
4/16/13 21:05	4/16/13	KYN	Insur	LfIns	Life Insurance	Lincoln National Life Insurance Co /in/	IN	T		P	6,000	250,000	13	0		0	D	32	26	16	11	0	3	2	-1	-1	-3	6	3	2	10
3/8/13 13:13	3/7/13	KYN	Fund	CEF	Closed-End Funds	Frey John C	CA	O	EVP,Asst	P.a	506	33.36	18	15	69	37	D	23	15	13	10	3	-3	-3	-6	0	2	7	6	11	16
3/8/13 13:03	3/7/13	KYN	Fund	CEF	Closed-End Funds	Meraz Jody	CA	O	VP	P	33	33.36	18	1	37	4	D	23	15	13	10	3	-3	-3	-6	0	2	7	6	11	16
3/8/13 12:54	3/7/13	KYN	Fund	CEF	Closed-End Funds	Frey John C	CA	O	EVP,Asst	P	506	33.36	18	15	69	37	D	23	15	13	10	3	-3	-3	-6	0	2	7	6	11	16
3/8/13 12:49	3/7/13	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	334	33.36	18	10	36	38	D	23	15	13	10	3	-3	-3	-6	0	2	7	6	11	16
5/3/12 15:04	5/3/12	KYN	Insur	LfIns	Life Insurance	Lincoln National Life Insurance Co /in/	IN	T		P	30,000	250,000	8	0		0	D	26	5	8	-3	0	0	-1	-1	-1	-3	-4	7	10	30
6/3/11 14:43	5/26/11	KYN	Fund	CEF	Closed-End Funds	Reliastar Life Insurance Co	GA	H	See Expl	P	10,400	1.00	8	10,400		0	D	61	23	5	-5	-3	0	-1	-1	0	-1	4	-1	0	5
6/3/11 14:30	5/26/11	KYN	Insur	LfIns	Life Insurance	Ing USA Annuity & Life Insurance Co	2Q	H	See expl	P	7,000	1.00	8	7,000		0	D	61	23	5	-5	-3	0	-1	-1	0	-1	4	-1	0	5
6/3/11 14:17	5/26/11	KYN	Insur	LfIns	Life Insurance	Ing Life Insurance & Annuity Co	GA	H	See expl	P	5,400	1.00	8	5,400		0	D	61	23	5	-5	-3	0	-1	-1	0	-1	4	-1	0	5
4/5/11 19:05	4/5/11	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	153	30.58	5	5	26	24	D	102	30	27	8	6	8	2	0	0	0	-3	0	-11	7
4/5/11 15:54	4/5/11	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P	306	30.58	5	10	19	63	D	102	30	27	8	6	8	2	0	-5	-5	-8	-6	-16	2
3/18/11 11:15	12/8/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	258	23.64	6	11		0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 11:15	12/8/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-249	23.47	6	-11	-97	0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 11:13	5/6/10	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	51	25.55	6	2		0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 11:13	5/6/10	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-50	25.08	6	-2	-100	0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 11:06	3/25/10	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	232	27.33	6	8		0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 11:06	3/25/10	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-230	27.06	6	-8	-100	0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 10:50	1/22/10	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	148	24.25	6	6		0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
3/18/11 10:50	1/22/10	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-154	24.18	6	-6	-100	0	I	103	31	23	13	2	1	-1	0	1	3	-2	-5	-5	4
11/12/10 11:18	11/9/10	KYN	Insur	LfIns	Life Insurance	Lincoln National Life Insurance Co /in/	IN	T		P	19,000	118.73	9	160	27	760	M	85	24	6	9	6	5	3	1	0	1	5	15	9	9
11/12/10 09:16	11/9/10	KYN	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		P	15,000	0.8065	9	18,600	New	18,600	M	85	24	6	9	6	5	3	1	0	1	5	15	9	9
11/10/10 09:18	11/9/10	KYN	Insur	LfIns	Life Insurance	Sun Life Assurance Co of Canada	A6	T		P	2,147,484	11,000,000	9	880	73	2,080	M	71	28	7	12	8	5	5	2	0	-1	4	14	9	12
7/19/10 15:44	3/16/09	KYN	Fund	CEF	Closed-End Funds	Isenberg Gerald I	CA	D		P.m	21	21.33	7	1	84	2	M	24	31	13	-3	6	4	1	-3	0	2	-2	3	20	22
5/11/10 14:43	5/7/10	KYN	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		P	0	0.00	6	17,040	New	17,040	M	10	46	21	15	3	-1	-2	2	0	-2	-6	0	6	16
1/19/10 17:09	1/14/10	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	177	23.61	10	8	75	18	D	-2	52	15	12	1	-7	-5	-5	-1	0	0	15	14	37
11/24/09 14:57	11/18/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	22.87	4	0		0	I	9	125	23	20	9	7	1	2	2	3	6	5	8	26
11/24/09 14:57	11/19/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	23.25	4	0	-100	0	I	9	125	23	20	9	7	1	2	2	3	6	5	8	26
11/17/09 16:27	11/4/09	KYN	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		S	0	0.00	4	-44,000	-100	0	D	1	49	23	20	13	6	3	-2	0	2	9	3	14	26
10/27/09 16:20	10/23/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	21.70	4	0		0	I	-12	29	15	3	7	6	2	0	0	-1	11	9	27	28
10/27/09 16:20	10/23/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	21.95	4	0	-100	0	I	-12	29	15	3	7	6	2	0	0	-1	11	9	27	28
10/21/09 17:32	10/9/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-16	21.26	4	-1	-100	0	I	-12	17	16	2	10	6	2	1	1	0	6	8	27	29
10/21/09 17:32	10/16/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	16	21.48	4	1		0	I	-12	17	16	2	10	6	2	1	1	0	6	8	27	29
9/17/09 17:20	9/15/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	19	20.89	4	1		0	I	-16	9	28	8	8	7	6	6	1	2	3	25	23	31
9/17/09 17:20	9/15/09	KYN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-19	21.02	4	-1	-100	0	I	-16	9	28	8	8	7	6	6	1	2	3	25	23	31
7/16/09 17:42	1/7/09	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P.a	440	17.12	2	26	36	96	D	-24	-9	41	15	4	7	12	7	0	2	-7	4	23	32
1/8/09 17:59	1/7/09	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	440	17.12	5	26	38	93										1	-3	6	10	20	58
1/5/09 15:50	12/31/08	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	S	-319	15.95	5	-20	-22	71										11	10	9	19	27	68
12/5/08 15:18	11/28/08	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	S.a	-856	13.27	5	-65	-42	91	D	-55	-56	-60	-54	-42	-34	-13	6	0	21	59	35	92	132
12/2/08 17:33	11/28/08	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	S	-856	13.27	4	-65	-42	91	D	-60	-58	-63	-58	-48	-41	-29	-22	1	15	48	58	104	150
9/26/08 15:33	9/2/08	KYN	Fund	CEF	Closed-End Funds	Shea William H Jr	PA	D		P	81	27.14	4	3	New	3	D	-2	-20	-17	-14	-10	-11	2	-7	-3	-2	-15	-37	-11	5
3/20/08 14:42	3/18/08	KYN	Fund	CEF	Closed-End Funds	Hart Terry A	TX	O	Treasure	P	25	26.18	4	1	129	2	D	16	-15	-16	-3	-13	-13	-7	-5	5	9	14	19	-11	-23
11/29/07 18:46	11/28/07	KYN	Fund	CEF	Closed-End Funds	Sinnott Robert V	CA	H	Investme	P	28	27.72	3	1	5	21	D	26	0	-15	-8	-9	-8	-2	4	1	3	3	7	13	-48
11/29/07 18:30	11/28/07	KYN	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	OH	Sec,Inv	P	25	27.72	3	1	15	7	D	26	0	-15	-8	-9	-8	-2	4	1	3	3	7	13	-48
11/27/07 18:19	11/26/07	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P.a	81	26.84	3	3	9	36	D	20	-9	-19	-17	-15	-14	-7	-4	7	8	3	13	21	-44
11/27/07 15:09	11/26/07	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CFO	P	81	26.84	3	3	11	31	D	20	-9	-19	-17	-15	-14	-7	-4	-1	6	2	12	19	-45
11/27/07 15:01	11/26/07	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	54	26.88	3	2	33	8	D	20	-9	-19	-17	-15	-14	-7	-4	-1	6	2	12	19	-45
8/6/07 17:53	8/6/07	KYN	Fund	CEF	Closed-End Funds	Morgan Michael C	CA	D		P	76	29.59	4	3	128	5	I	30	28	1	-8	-4	-7	-6	-4	5	4	5	1	0	-2
7/6/07 16:45	7/5/07	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P.a	102	34.00	5	3	10	33	D	48	45	11	1	2	4	7	6	-1	1	-7	-13	-11	-15
7/6/07 16:01	7/5/07	KYN	Fund	CEF	Closed-End Funds	Hart Terry A	TX	O	Treasure	P	25	34.38	5	1	New	1	D	48	45	11	1	2	4	7	6	-1	1	-7	-13	-11	-15
7/6/07 15:06	7/5/07	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CFO	P	102	34.00	5	3	10	33	D	48	45	11	1	2	4	7	6	0	1	-8	-13	-11	-15
7/5/07 17:07	7/5/07	KYN	Fund	CEF	Closed-End Funds	Frey John C	CA	O	Assistan	P	69	34.40	5	2	16	15	D	48	45	9	0	1	4	3	6	0	0	-7	-12	-14	-15
7/5/07 15:56	7/5/07	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	68	34.20	5	2	50	6	D	48	45	9	0	1	4	3	6	1	1	-6	-11	-13	-15
5/16/07 17:27	5/16/07	KYN	Fund	CEF	Closed-End Funds	Morgan Michael C	TX	D		P	69	34.67	7	2	New	2	D	52	48	23	10	0	-3	-1	-2	0	1	-1	-5	-11	-6
4/17/07 13:44	4/9/07	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	S.m	-2,486	35.02	3	-71	-33	143	D	67	58	38	23	16	12	7	6	-1	-6	-7	-6	-12	-21
4/10/07 14:43	4/5/07	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	71	35.65	3	2	100	4	D	51	44	32	14	8	7	4	1	-1	7	1	0	-9	-12
9/12/06 17:29	9/6/06	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	S	-8	27.85	2	0	0	214	D		3	11	9	3	1	-1	-1	0	1	4	15	23	22
1/10/06 18:22	1/9/06	KYN	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	25	25.42	3	1	100	2										1	-1	0	2	4	30
10/18/05 16:05	10/17/05	KYN	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	OH	Secretar	P	108	27.00	4	4	200	6	D		12	5	-3	-3	-4	-1	0	0	0	-5	-2	0	17
10/18/05 16:03	10/17/05	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P	270	27.00	4	10	50	30	M		12	5	-3	-3	-4	-1	0	0	0	-5	-2	0	17
10/18/05 16:01	10/7/05	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P.m	2,674	27.04	4	99	82	219	D		12	5	-3	-3	-4	-1	0	0	0	-5	-2	0	17
10/18/05 15:59	10/17/05	KYN	Fund	CEF	Closed-End Funds	Frey John C	CA	O	Assistan	P	68	27.00	4	3	25	13	D		12	5	-3	-3	-4	-1	0	-2	-2	-7	-4	-2	15
10/29/04 14:28	10/28/04	KYN	Fund	CEF	Closed-End Funds	Quinn Terry	CA	D		P	25	25.04	2	1	New	1	D						-2	0	0	0	0	-1	1	7	7
10/1/04 16:36	9/30/04	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	3	25.25	13	0	0	120	D									0	1	-1	-2	4	15
9/29/04 20:55	9/27/04	KYN	Fund	CEF	Closed-End Funds	Walter Ralph	CA	DO	CFO,Inv.	P	250	25.00	32	10	New	10	D									0	1	-1	-2	5	16
9/29/04 20:55	9/27/04	KYN	Fund	CEF	Closed-End Funds	Sinnott Robert	CA	H	Investme	P	500	25.00	32	20	New	20	D									0	1	-1	-2	5	16
9/29/04 20:54	9/27/04	KYN	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	OH	Secretar	P	50	25.00	32	2	New	2	D									0	1	-1	-2	5	16
9/29/04 20:54	9/27/04	KYN	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P	500	25.00	32	20	New	20	D									0	1	-1	-2	5	16
9/29/04 20:54	9/27/04	KYN	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	2,900	25.00	32	116	999%	120	D									0	1	-1	-2	5	16
9/29/04 20:54	9/27/04	KYN	Fund	CEF	Closed-End Funds	Good Steven C	CA	D		P	50	25.00	32	2	New	2	D									0	1	-1	-2	5	16
9/29/04 20:53	9/27/04	KYN	Fund	CEF	Closed-End Funds	Frey John C	CA	O	Assistan	P	250	25.00	32	10	New	10	D									0	1	-1	-2	5	16
9/29/04 20:53	9/27/04	KYN	Fund	CEF	Closed-End Funds	Daley John	CA	H	Investme	P	13	25.00	32	1	New	1	D									0	1	-1	-2	5	16
9/29/04 20:53	9/27/04	KYN	Fund	CEF	Closed-End Funds	Costin Anne K	CA	D		P	50	25.00	32	2	New	2	D									0	1	-1	-2	5	16
9/29/04 20:52	9/27/04	KYN	Fund	CEF	Closed-End Funds	Anderson John	CA	H	Investme	P	700	25.00	32	28	700	32	I									0	1	-1	-2	5	16

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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