8/17/20 20:30 | 8/14/20 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 0 | 3 | 1 | 399 | I | | | | | | | | | | | | | | |
4/9/20 15:44 | 7/2/18 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | P | 839 | 23.64 | 0 | 35 | 6 | 600 | M | | | | | | | | | | | | | | |
3/18/20 21:00 | 3/16/20 | PAGP | Plains Gp Holdings LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | P.m | 526 | 4.20 | 0 | 125 | 10 | 1,423 | D | | | | | | | | | | | | | | |
8/16/19 16:09 | 8/14/19 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 0 | 3 | 1 | 354 | I | | | | | | | | | | | | | | |
8/16/18 19:00 | 8/14/18 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 0 | 3 | 1 | 351 | I | | | | | | | | | | | | | | |
8/16/17 17:46 | 8/14/17 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 0 | 3 | 1 | 349 | I | | | | | | | | | | | | | | |
8/16/16 16:17 | 8/12/16 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 3 | 1 | 346 | I | -40 | -8 | 70 | 21 | 11 | 6 | 5 | 3 | 0 | -1 | -8 | 4 | 10 | |
2/16/16 19:49 | 2/10/16 | PAGP | Plains Gp Holdings LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | P.ad | 1,702 | 5.67 | 31 | 300 | 11 | 3,074 | I | -76 | -77 | -67 | -49 | -34 | -24 | -23 | 14 | 3 | 12 | 14 | 56 | 91 | 102 |
2/12/16 18:29 | 2/10/16 | PAGP | Plains Gp Holdings LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | P.d | 1,702 | 5.67 | 31 | 300 | 9 | 3,779 | I | -78 | -78 | -70 | -54 | -34 | -31 | -26 | -12 | 10 | 19 | 31 | 71 | 105 | 122 |
8/17/15 12:14 | 8/14/15 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 3 | 1 | 344 | I | -25 | -35 | -28 | -25 | -15 | -12 | 0 | 0 | 0 | -8 | -13 | -26 | -46 | -8 |
8/15/14 12:20 | 8/14/14 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 3 | 1 | 341 | D | 49 | 14 | 10 | 3 | 0 | -1 | 2 | 1 | 0 | 1 | -1 | -7 | -9 | -35 |
8/15/13 20:57 | 8/14/13 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 3 | 2 | 129 | I | 85 | 30 | 0 | -8 | -3 | -3 | -1 | -5 | -1 | -1 | -3 | -3 | 5 | 15 |
4/26/13 15:15 | 4/25/13 | KMF | Kayne Anderson Midstream/energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | Investme | S | -175 | 34.95 | 2 | -5 | -33 | 10 | D | 59 | 36 | 27 | 11 | 11 | 6 | 3 | 1 | 0 | 0 | 3 | 2 | -4 | 6 |
3/26/13 10:30 | 3/25/13 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | Investme | S | -249 | 28.90 | 2 | -9 | -19 | 36 | D | 10 | 13 | 11 | 18 | 2 | 1 | 1 | 1 | 1 | 3 | 5 | 0 | 3 | -1 |
3/6/13 14:18 | 3/5/13 | KMF | Kayne Anderson Midstream/energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | Investme | S.m | -129 | 32.16 | 3 | -4 | -21 | 15 | D | 48 | 27 | 17 | 17 | 1 | -1 | -1 | 0 | 0 | -1 | 3 | 5 | 5 | 14 |
3/6/13 13:39 | 3/5/13 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | Investme | S | -143 | 28.55 | 3 | -5 | -10 | 44 | D | 9 | 6 | 12 | 17 | 5 | 1 | 1 | 0 | -1 | -1 | 1 | 2 | 6 | 2 |
2/26/13 15:09 | 2/25/13 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | Investme | S | -3 | 28.20 | 3 | 0 | 0 | 49 | D | 8 | 8 | 9 | 16 | 5 | 0 | -2 | -2 | 1 | 2 | 5 | 14 | 9 | 3 |
8/15/12 17:46 | 8/14/12 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 1 | 2 | 63 | I | 58 | 49 | 10 | 9 | 7 | 2 | 0 | 1 | 0 | 1 | 2 | 3 | 27 | 26 |
8/16/11 15:43 | 8/12/11 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 1 | 2 | 62 | I | 49 | 6 | -2 | 3 | -4 | -3 | -1 | -3 | 0 | -6 | -3 | 8 | 36 | 49 |
11/30/10 14:20 | 11/30/10 | KMF | Kayne Anderson Midstream/energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | See Exhi | P | 500 | 25.00 | 5 | 20 | 500 | 24 | D | | | | | | | | | 0 | 0 | 0 | -1 | 2 | -8 |
8/17/10 17:15 | 8/13/10 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 1 | 2 | 61 | I | 56 | 41 | 16 | 10 | 5 | 2 | -4 | 1 | 0 | 0 | 1 | 7 | 8 | 6 |
8/14/09 11:46 | 8/14/09 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 1 | 2 | 53 | I | -3 | 12 | 22 | 16 | 11 | -3 | -3 | -1 | -1 | 0 | 2 | 8 | 19 | 40 |
8/14/08 12:48 | 8/14/08 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 1 | 8 | 18 | I | 12 | -14 | -6 | -1 | 0 | 2 | 1 | 0 | 0 | 2 | -3 | -16 | -8 | 12 |
11/29/07 18:46 | 11/28/07 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Sinnott Robert V | CA | H | Investme | P | 28 | 27.72 | 3 | 1 | 5 | 21 | D | 26 | 0 | -15 | -8 | -9 | -8 | -2 | 4 | 1 | 3 | 3 | 7 | 13 | -48 |
8/15/07 12:31 | 8/14/07 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 33 | 1 | 8 | 18 | I | 40 | 30 | 7 | -7 | -10 | -10 | -5 | -1 | -2 | -1 | -3 | -6 | -8 | -14 |
8/14/06 11:01 | 8/14/06 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 12 | 1 | 8 | 16 | I | 63 | 8 | 12 | 4 | 7 | 2 | 0 | 0 | 0 | 1 | -3 | 5 | 21 | 30 |
6/8/05 17:32 | 6/8/05 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 9 | 1 | 9 | 15 | I | 62 | 40 | 23 | 6 | 2 | 3 | 0 | -2 | -1 | 3 | 9 | 12 | -3 | 17 |
8/19/04 14:44 | 8/16/04 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Sinnott Robert V | CA | H | Former D | S | -641 | 18.21 | 0 | -35 | -100 | 0 | D | | | | | | | | | | | | | | |
6/10/04 13:39 | 6/8/04 | PAA | Plains All American Pipeline LP | DE | Energy | Pipeln | Pipe Lines (No Natural Gas) | Sinnott Robert V | CA | D | | M.d | 0 | 0.00 | 4 | 1 | 10 | 14 | I | 47 | 15 | 5 | 1 | -3 | 2 | 0 | 0 | -1 | 1 | 8 | 6 | 15 | 40 |
5/20/04 18:14 | 5/18/04 | PLX | Plains Resources Inc | DE | Energy | OilTr | Petroleum & Petroleum Product | Sinnott Robert V | CA | D | | M.d | 103 | 10.29 | 0 | 10 | 59 | 27 | D | -8 | 40 | 94 | 75 | 75 | 75 | 75 | 75 | 0 | 0 | 0 | 0 | -29 | -29 |
10/24/03 18:26 | 10/24/03 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Sinnott Robert V | CA | D | | S | -40 | 19.90 | 0 | -2 | -4 | 45 | D | | | | | | | | | | | | | | |
10/22/03 15:40 | 10/20/03 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Sinnott Robert V | CA | D | | S | -171 | 21.35 | 0 | -8 | -14 | 47 | D | | | | | | | | | | | | | | |