KYE - Kayne Anderson Energy Total Return Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	18	34	0	1	2	1	2	13	3
P	%wins				82	79	76	44	44	48	62
S	%ret	1	2	5	1	1	1	-6	-6	-3	-2
S	%wins				40	40	20	40	20	40	33

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/8/17 15:42	11/29/17	KYE	Fund	CEF	Closed-End Funds	Mutual of Omaha Insurance Co	NE	T		P	2,147,484	8,900,000	0	800	400	1,000	M
12/6/17 18:13	9/7/16	KYE	Fund	CEF	Closed-End Funds	United of Omaha Life Insurance Co	NE	T		S.a	-2,147,484	2,222,220	0	-89	-6	1,280	M
12/6/17 18:13	11/29/17	KYE	Fund	CEF	Closed-End Funds	United of Omaha Life Insurance Co	NE	T		P.a	2,147,484	10,200,000	0	600	88	1,280	M
12/1/17 16:21	11/29/17	KYE	Fund	CEF	Closed-End Funds	United of Omaha Life Insurance Co	NE	T		P	2,147,484	12,000,000	0	480	166	769	D
9/9/16 16:09	9/7/16	KYE	Insur	LfIns	Life Insurance	Voya Financial, Inc.	NY	T		P	2,147,484	20,000,000	1	800	New	800	I	-56	-12	67	12	12	5	8	7	0	-3	0	2	10
10/9/15 15:33	10/8/15	KYE	Fund	CEF	Closed-End Funds	Isenberg Gerald I	CA	D		S	-16	15.71	3	-1	-51	1	D	-33	-43	-33	-21	4	6	29	12	3	-2	-8	-49	-47	-19
10/5/15 13:02	10/2/15	KYE	Fund	CEF	Closed-End Funds	Shea William H Jr	PA	D		P	45	12.94	3	4	108	7	D	-45	-51	-41	-30	-7	0	-3	13	2	18	11	-34	-42	-6
10/2/15 15:00	9/30/15	KYE	Fund	CEF	Closed-End Funds	Meraz Jody	TX	O	VP	P	65	12.95	3	5	236	7	D	-47	-53	-43	-34	-13	-7	-11	1	4	19	15	-33	-38	-2
8/4/15 10:11	7/31/15	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	273	18.18	4	15	58	41	D	-34	-42	-26	-30	-19	-16	-2	-6	-1	-6	-8	-9	-56	-33
8/12/13 11:31	8/8/13	KYE	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		P	34,800	1.00	2	34,800	New	34,800	M	53	21	8	-1	1	-1	-2	-2	-2	-4	-1	-5	-6	18
4/25/13 15:27	3/25/13	KYE	Fund	CEF	Closed-End Funds	Isenberg Gerald I	CA	D		S	-58	28.86	3	-2	-49	2	D	14	18	11	12	6	5	2	1	-1	1	4	2	1	1
3/26/13 10:30	3/25/13	KYE	Fund	CEF	Closed-End Funds	Sinnott Robert V	CA	H	Investme	S	-249	28.90	2	-9	-19	36	D	10	13	11	18	2	1	1	1	1	3	5	0	3	-1
3/6/13 13:39	3/5/13	KYE	Fund	CEF	Closed-End Funds	Sinnott Robert V	CA	H	Investme	S	-143	28.55	3	-5	-10	44	D	9	6	12	17	5	1	1	0	-1	-1	1	2	6	2
2/26/13 15:09	2/25/13	KYE	Fund	CEF	Closed-End Funds	Sinnott Robert V	CA	H	Investme	S	-3	28.20	3	0	0	49	D	8	8	9	16	5	0	-2	-2	1	2	5	14	9	3
7/19/10 15:33	6/23/08	KYE	Fund	CEF	Closed-End Funds	Isenberg Gerald I	CA	D		P.m	57	28.26	3	2	170	3	M	15	44	8	-3	7	5	2	-1	1	3	1	9	28	28
7/15/10 16:14	5/6/10	KYE	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	OH	Secretar	P	91	22.75	3	4	75	9	D	11	52	10	-2	5	5	3	0	0	2	2	10	25	28
5/6/10 14:48	5/5/10	KYE	Fund	CEF	Closed-End Funds	Hart Terry A	TX	O	Treasure	P	25	24.72	3	1	New	1	D	6	75	29	6	2	-3	-4	-5	-6	2	-7	4	12	28
5/6/10 14:41	5/5/10	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	185	24.65	3	8	74	18	D	6	75	29	6	2	-3	-4	-5	-6	2	-7	4	12	28
1/5/09 16:01	12/31/08	KYE	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	343	11.42	2	30	10	324	*									9	7	6	5	33	104
12/2/08 17:55	11/28/08	KYE	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	878	10.05	2	87	42	294	D	-55	-60	-66	-64	-35	-37	-15	2	-6	-5	17	23	84	162
11/26/08 17:38	11/26/08	KYE	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	1,114	9.77	2	114	123	207	D	-54	-59	-67	-66	-34	-43	-28	-8	5	-3	20	44	91	160
9/26/08 16:04	9/2/08	QQQ	Fund	CEF	Closed-End Funds	Shea William H Jr	PA	D		P	85	28.35	33	3	New	3	D	3	-19	-4	-9	-14	-4	-2	2	-8	-10	-28	-29	-25	2
2/26/08 15:25	2/25/08	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	78	26.13	2	3	58	8	D	33	11	1	7	-4	-2	-4	2	2	-2	-3	13	8	-46
11/27/07 15:21	11/26/07	KYE	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P.m	73	24.38	2	3	30	13	D	35	10	-7	-7	-16	-13	-9	-3	0	4	14	12	25	-53
11/27/07 14:52	11/26/07	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	49	24.47	2	2	67	5	D	35	10	-7	-7	-16	-13	-9	-3	0	4	14	12	25	-53
8/17/07 13:19	8/16/07	KYE	Fund	CEF	Closed-End Funds	Morgan Michael C	CA	D		P	61	23.94	3	3	128	5	I	11	5	-2	-15	-19	-13	-11	-8	7	15	15	16	16	17
7/5/07 18:00	7/5/07	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	29	29.29	2	1	50	3	D	37	38	19	15	5	8	4	5	0	0	-4	-4	-2	3
5/16/07 17:20	5/16/07	KYE	Fund	CEF	Closed-End Funds	Morgan Michael C	TX	D		P	58	28.86	2	2	New	2	D		30	25	13	9	4	1	2	0	0	-1	-8	-3	9
4/10/07 14:55	4/5/07	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	27	26.96	2	1	100	2	D		27	18	12	4	5	1	3	2	2	5	10	7	11
8/8/06 13:59	8/4/06	KYE	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	25	24.60	2	1	New	1	D		5	8	5	8	2	0	1	0	0	1	0	9	21
11/17/05 19:49	11/15/05	KYE	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	188	23.25	2	8	10	92	D				-14	-13	-9	-10	-3	0	2	5	12	10	18
7/1/05 17:03	6/27/05	KYE	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P.a	2,000	25.00	8	80	999%	84	D									0	0	0	-2	-14	0
6/29/05 18:28	6/27/05	KYE	Fund	CEF	Closed-End Funds	Walter Ralph	CA	OH	CFO	P	250	25.00	17	10	New	10	D									0	0	0	-2	-13	-1
6/29/05 18:27	6/27/05	KYE	Fund	CEF	Closed-End Funds	Sinnott Robert	CA	H	Investme	P	1,000	25.00	17	40	New	40	D									0	0	0	-2	-13	-1
6/29/05 18:26	6/27/05	KYE	Fund	CEF	Closed-End Funds	Shladovsky David J	CA	OH	Secretar	P	100	25.00	17	4	New	4	D									0	0	0	-2	-13	-1
6/29/05 18:25	6/27/05	KYE	Fund	CEF	Closed-End Funds	Quinn Terry	CA	D		P	25	25.00	17	1	New	1	D									0	0	0	-2	-13	-1
6/29/05 18:23	6/27/05	KYE	Fund	CEF	Closed-End Funds	McCarthy Kevin S	CA	DO	CB,P,CEO	P	250	25.00	17	10	New	10	D									0	0	0	-2	-13	-1
6/29/05 18:22	6/27/05	KYE	Fund	CEF	Closed-End Funds	Isenberg Gerald I	CA	D		P	25	25.00	17	1	New	1	D									0	0	0	-2	-13	-1
6/29/05 18:19	6/27/05	KYE	Fund	CEF	Closed-End Funds	Kayne Richard A	CA	H	CEO of I	P	2,000	25.00	17	80	New	80	D									0	0	0	-2	-13	-1
6/29/05 18:18	6/27/05	KYE	Fund	CEF	Closed-End Funds	Good Steven C	CA	D		P	50	25.00	17	2	New	2	D									0	0	0	-2	-13	-1
6/29/05 18:16	6/27/05	KYE	Fund	CEF	Closed-End Funds	Frey John C	CA	O	See Exhi	P	375	25.00	17	15	New	15	D									0	0	0	-2	-13	-1
6/29/05 18:13	6/27/05	KYE	Fund	CEF	Closed-End Funds	Daley John	CA	H	Investme	P	10	25.00	17	0	New	0	D									0	0	0	-2	-13	-1
6/29/05 18:10	6/27/05	KYE	Fund	CEF	Closed-End Funds	Costin Anne K	CA	D		P	50	25.00	17	2	New	2	D									0	0	0	-2	-13	-1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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