11/2/23 21:21 | 10/31/23 | EIGR | Eiger Biopharmaceuticals, Inc. | | Health | BioPrd | Biological Products, (No Diag | Kayne Richard A | CA | T | | P.m | 73 | 0.2617 | 0 | 278 | 5 | 5,375 | I | | | | | | | | | | | | | | |
10/4/18 16:35 | 10/2/18 | KMF | Kayne Anderson Midstream/energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | | H | See rema | S.e | -390 | 3.01 | 0 | -130 | -38 | 208 | I | | | | | | | | | | | | | | |
8/1/18 20:26 | 7/30/18 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | See Rema | P | 35 | 17.53 | 0 | 2 | 5 | 44 | I | | | | | | | | | | | | | | |
5/8/18 18:32 | 5/1/18 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 250 | 17.53 | 0 | 14 | 3 | 474 | I | | | | | | | | | | | | | | |
5/26/17 17:23 | 5/24/17 | RSPP | Rsp Permian, Inc. | | Energy | OilPrd | Crude Petroleum & Natural Gas | Kayne Richard A | CA | T | | S | -668,955 | 38.78 | 0 | -17,250 | -62 | 10,626 | I | | | | | | | | | | | | | | |
10/26/16 17:04 | 10/26/16 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 496 | 19.45 | 6 | 26 | 6 | 488 | I | -40 | -3 | 14 | 4 | 5 | -2 | 0 | -1 | -2 | -4 | 1 | 10 | 7 | |
1/22/16 16:17 | 1/20/16 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 269 | 10.58 | 24 | 25 | 6 | 463 | D | -64 | -65 | -56 | -52 | -17 | -28 | -19 | -12 | -1 | 18 | 19 | 50 | 73 | 85 |
12/4/15 18:02 | 12/4/15 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 305 | 16.50 | 23 | 19 | 17 | 128 | D | -47 | -53 | -48 | -40 | -29 | -15 | -7 | -8 | -9 | -6 | 9 | 3 | 37 | 37 |
12/3/15 17:34 | 12/2/15 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P.m | 262 | 17.16 | 22 | 15 | 16 | 109 | D | -46 | -51 | -46 | -39 | -28 | -17 | -6 | -8 | -5 | -10 | 4 | -4 | 28 | 31 |
11/25/15 15:26 | 11/25/15 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 14 | 18.07 | 19 | 1 | 1 | 94 | D | -42 | -51 | -44 | -29 | -27 | -20 | -9 | -2 | -1 | -6 | -6 | -17 | 10 | 22 |
11/18/15 19:22 | 11/17/15 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 461 | 19.75 | 17 | 23 | 33 | 93 | D | -39 | -46 | -40 | -25 | -22 | -12 | -12 | 0 | -3 | -5 | -28 | -26 | 4 | 15 |
11/16/15 14:56 | 11/13/15 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | Affiliat | P | 532 | 19.95 | 16 | 27 | 62 | 70 | D | -36 | -44 | -40 | -25 | -15 | -11 | -12 | -6 | 6 | -9 | -33 | -26 | -3 | 10 |
8/4/15 08:44 | 7/31/15 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | | H | Affiliat | P | 111 | 27.83 | 14 | 4 | 10 | 43 | D | -12 | -21 | -20 | -20 | -12 | -12 | 3 | -3 | -2 | -3 | 4 | -12 | -47 | -25 |
5/4/15 16:43 | 4/30/15 | FRPT | Freshpet, Inc. | DE | FdBev | Food | Grain Mill Products | Kayne Richard A | CA | T | | S.a | -50,650 | 20.34 | 12 | -2,490 | -38 | 4,034 | I | | | | 49 | 24 | -6 | 0 | 0 | -5 | -17 | -22 | -32 | -61 | -68 |
4/30/15 16:55 | 4/30/15 | FRPT | Freshpet, Inc. | DE | FdBev | Food | Grain Mill Products | Kayne Richard A | CA | T | | S.a | -44,044 | 20.34 | 10 | -2,165 | -33 | 4,359 | I | | | | 47 | 15 | -16 | -6 | -6 | 5 | 0 | -9 | -24 | -55 | -63 |
4/30/15 16:34 | 4/30/15 | FRPT | Freshpet, Inc. | DE | FdBev | Food | Grain Mill Products | Kayne Richard A | CA | T | | S | -44,044 | 20.34 | 10 | -2,165 | -33 | 4,359 | I | | | | 47 | 15 | -16 | -6 | -6 | 5 | 0 | -9 | -24 | -55 | -63 |
11/30/10 14:17 | 11/30/10 | KMF | Kayne Anderson Midstream/energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | See Exhi | P | 1,000 | 25.00 | 5 | 40 | 999% | 44 | D | | | | | | | | | 0 | 0 | 0 | -1 | 2 | -8 |
8/18/09 17:10 | 1/20/09 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P.a | 108 | 10.60 | 1 | 10 | 54 | 29 | * | | | | | | | | | 1 | 2 | 13 | 17 | 28 | 36 |
7/16/09 17:42 | 1/7/09 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P.a | 440 | 17.12 | 2 | 26 | 36 | 96 | D | -24 | -9 | 41 | 15 | 4 | 7 | 12 | 7 | 0 | 2 | -7 | 4 | 23 | 32 |
1/21/09 14:27 | 1/20/09 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | TH | CEO of I | P | 108 | 10.60 | 1 | 10 | 54 | 29 | * | | | | | | | | | 13 | 24 | 10 | 14 | 38 | 70 |
1/16/09 16:47 | 1/15/09 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | TH | CEO of I | P.m | 139 | 10.24 | 1 | 14 | 252 | 19 | * | | | | | | | | | -9 | 1 | 5 | 3 | 31 | 56 |
1/8/09 17:59 | 1/7/09 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 440 | 17.12 | 5 | 26 | 38 | 93 | | | | | | | | | | 1 | -3 | 6 | 10 | 20 | 58 |
1/5/09 16:01 | 12/31/08 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 343 | 11.42 | 2 | 30 | 10 | 324 | * | | | | | | | | | 9 | 7 | 6 | 5 | 33 | 104 |
1/5/09 15:50 | 12/31/08 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | S | -319 | 15.95 | 5 | -20 | -22 | 71 | | | | | | | | | | 11 | 10 | 9 | 19 | 27 | 68 |
12/5/08 15:18 | 11/28/08 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | S.a | -856 | 13.27 | 5 | -65 | -42 | 91 | D | -55 | -56 | -60 | -54 | -42 | -34 | -13 | 6 | 0 | 21 | 59 | 35 | 92 | 132 |
12/2/08 17:55 | 11/28/08 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 878 | 10.05 | 2 | 87 | 42 | 294 | D | -55 | -60 | -66 | -64 | -35 | -37 | -15 | 2 | -6 | -5 | 17 | 23 | 84 | 162 |
12/2/08 17:33 | 11/28/08 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | S | -856 | 13.27 | 4 | -65 | -42 | 91 | D | -60 | -58 | -63 | -58 | -48 | -41 | -29 | -22 | 1 | 15 | 48 | 58 | 104 | 150 |
11/26/08 17:38 | 11/26/08 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 1,114 | 9.77 | 2 | 114 | 123 | 207 | D | -54 | -59 | -67 | -66 | -34 | -43 | -28 | -8 | 5 | -3 | 20 | 44 | 91 | 160 |
11/26/08 17:16 | 11/26/08 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | TH | CEO of I | S | -1,112 | 9.26 | 1 | -120 | -96 | 5 | D | -53 | -56 | -61 | -61 | -27 | -38 | -27 | 10 | 4 | -5 | -25 | 1 | 43 | 63 |
4/17/07 13:44 | 4/9/07 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | S.m | -2,486 | 35.02 | 3 | -71 | -33 | 143 | D | 67 | 58 | 38 | 23 | 16 | 12 | 7 | 6 | -1 | -6 | -7 | -6 | -12 | -21 |
9/29/06 17:47 | 9/27/06 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | TH | CEO of I | P.m | 1,098 | 22.77 | 17 | 48 | 67 | 120 | D | | | | | | | | -4 | -3 | -2 | 0 | 2 | 9 | 17 |
9/27/06 16:23 | 9/25/06 | KED | Kayne Anderson Energy Development Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | TH | CEO of M | P | 1,800 | 25.00 | 21 | 72 | 999% | 72 | D | | | | | | | | -2 | -2 | -6 | -4 | -5 | 7 | 12 |
9/12/06 17:29 | 9/6/06 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | S | -8 | 27.85 | 2 | 0 | 0 | 214 | D | | 3 | 11 | 9 | 3 | 1 | -1 | -1 | 0 | 1 | 4 | 15 | 23 | 22 |
12/1/05 20:40 | 11/29/05 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | CA | DT | | P | 124 | 18.01 | 0 | 7 | 1 | 778 | D | | | | | | | | | | | | | | |
11/17/05 19:49 | 11/15/05 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 188 | 23.25 | 2 | 8 | 10 | 92 | D | | | | -14 | -13 | -9 | -10 | -3 | 0 | 2 | 5 | 12 | 10 | 18 |
10/18/05 16:01 | 10/7/05 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P.m | 2,674 | 27.04 | 4 | 99 | 82 | 219 | D | | 12 | 5 | -3 | -3 | -4 | -1 | 0 | 0 | 0 | -5 | -2 | 0 | 17 |
9/15/05 17:49 | 9/9/05 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | CA | DT | | P | 319 | 21.25 | 0 | 15 | 2 | 771 | D | | | | | | | | | | | | | | |
9/12/05 17:59 | 9/8/05 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | CA | DT | | P.a | 521 | 21.25 | 0 | 25 | 3 | 756 | D | | | | | | | | | | | | | | |
9/12/05 17:06 | 9/8/05 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | CA | DT | | P | 521 | 21.25 | 0 | 25 | 3 | 755 | D | | | | | | | | | | | | | | |
7/1/05 17:03 | 6/27/05 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P.a | 2,000 | 25.00 | 8 | 80 | 999% | 84 | D | | | | | | | | | 0 | 0 | 0 | -2 | -14 | 0 |
6/29/05 18:19 | 6/27/05 | KYE | Kayne Anderson Energy Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 2,000 | 25.00 | 17 | 80 | New | 80 | D | | | | | | | | | 0 | 0 | 0 | -2 | -13 | -1 |
6/9/05 15:01 | 6/7/05 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | CA | DT | | P.m | 19 | 20.72 | 0 | 1 | 0 | 731 | D | | | | | | | | | | | | | | |
6/7/05 16:09 | 6/3/05 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | CA | DT | | P.m | 85 | 20.69 | 0 | 4 | 1 | 730 | D | | | | | | | | | | | | | | |
10/1/04 16:36 | 9/30/04 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 3 | 25.25 | 13 | 0 | 0 | 120 | D | | | | | | | | | 0 | 1 | -1 | -2 | 4 | 15 |
9/29/04 20:54 | 9/27/04 | KYN | Kayne Anderson Mlp Investment Co | | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 2,900 | 25.00 | 32 | 116 | 999% | 120 | D | | | | | | | | | 0 | 1 | -1 | -2 | 5 | 16 |
1/7/04 15:12 | 12/31/03 | FAOO | Fao Inc | CA | Retail | eCom | Catalog & Mail-Order Houses | Kayne Richard A | | DT | | S | 0 | 0.0100 | 0 | -41 | -1 | 5,039 | M | | | | | | | | | | | | | | |
12/4/03 17:56 | 12/2/03 | FAOO | Fao Inc | CA | Retail | eCom | Catalog & Mail-Order Houses | Kayne Richard A | | DT | | S | -5 | 0.2500 | 0 | -20 | 0 | 5,080 | V | | | | | | | | | | | | | | |
11/19/03 18:57 | 11/17/03 | HOO | Glacier Water Services Inc | DE | Retail | Retail | Nonstore Retailers | Kayne Richard A | | DT | | P | 40 | 20.00 | 0 | 2 | 0 | 636 | V | | | | | | | | | | | | | | |