4/23/25 11:51 | 4/22/25 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Dykas James M | IL | O | P,CEO | P | 6 | 13.80 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/23/25 11:23 | 4/22/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.43 | 0 | 1 | 0 | 800 | M | | | | | | | | | | | | | | |
4/22/25 11:31 | 4/15/25 | PDCC | Pearl Diver Credit Co Inc. | | Fund | CEF | Closed-End Funds | University of Wisconsin Foundation | WI | T | | S | -4 | 20.00 | 0 | 0 | 0 | 5,726 | D | | | | | | | | | | | | | | |
4/22/25 11:22 | 4/21/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.46 | 0 | 1 | 0 | 799 | M | | | | | | | | | | | | | | |
4/22/25 10:29 | 4/21/25 | IIF | Morgan Stanley India Investment Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 486 | 25.31 | 0 | 19 | 2 | 990 | I | | | | | | | | | | | | | | |
4/22/25 10:24 | 4/21/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 51 | 10.90 | 0 | 5 | 0 | 1,539 | I | | | | | | | | | | | | | | |
4/22/25 10:16 | 4/21/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 29 | 8.58 | 0 | 3 | 0 | 1,570 | I | | | | | | | | | | | | | | |
4/22/25 10:13 | 4/21/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 189 | 9.14 | 0 | 21 | 1 | 3,776 | I | | | | | | | | | | | | | | |
4/22/25 09:53 | 4/21/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 231 | 8.70 | 0 | 27 | 1 | 4,119 | I | | | | | | | | | | | | | | |
4/22/25 09:52 | 4/21/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 60 | 11.24 | 0 | 5 | 0 | 2,149 | I | | | | | | | | | | | | | | |
4/22/25 09:40 | 4/21/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 103 | 7.86 | 0 | 13 | 0 | 3,939 | I | | | | | | | | | | | | | | |
4/22/25 09:33 | 4/21/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 116 | 8.70 | 0 | 13 | 0 | 4,193 | I | | | | | | | | | | | | | | |
4/21/25 11:52 | 4/17/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.51 | 0 | 1 | 0 | 797 | M | | | | | | | | | | | | | | |
4/21/25 10:54 | 4/17/25 | IIF | Morgan Stanley India Investment Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 8 | 24.80 | 0 | 0 | 0 | 971 | I | | | | | | | | | | | | | | |
4/21/25 08:55 | 4/17/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 11 | 11.15 | 0 | 1 | 0 | 1,534 | I | | | | | | | | | | | | | | |
4/21/25 08:54 | 4/17/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -108 | 11.78 | 0 | -9 | 0 | 3,068 | I | | | | | | | | | | | | | | |
4/21/25 08:52 | 4/17/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 97 | 9.19 | 0 | 11 | 0 | 3,755 | I | | | | | | | | | | | | | | |
4/18/25 20:47 | 4/17/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Sack Peter | NY | O | CEO | P | 1 | 10.50 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
4/17/25 16:54 | 4/15/25 | DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 29 | 5.48 | 0 | 5 | 0 | 5,146 | I | | | | | | | | | | | | | | |
4/17/25 16:51 | 4/15/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 292 | 11.00 | 0 | 27 | 2 | 1,533 | I | | | | | | | | | | | | | | |
4/17/25 16:47 | 4/15/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 63 | 8.75 | 0 | 7 | 0 | 1,567 | I | | | | | | | | | | | | | | |
4/17/25 16:16 | 4/15/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 29 | 9.44 | 0 | 3 | 0 | 1,975 | I | | | | | | | | | | | | | | |
4/17/25 16:13 | 4/16/25 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -147 | 6.10 | 0 | -24 | -1 | 1,746 | I | | | | | | | | | | | | | | |
4/17/25 16:11 | 4/15/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -20 | 11.92 | 0 | -2 | 0 | 3,077 | I | | | | | | | | | | | | | | |
4/17/25 16:09 | 4/15/25 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -232 | 13.92 | 0 | -17 | 0 | 11,793 | I | | | | | | | | | | | | | | |
4/17/25 16:08 | 4/15/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 412 | 9.13 | 0 | 45 | 1 | 3,745 | I | | | | | | | | | | | | | | |
4/17/25 15:02 | 4/17/25 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Royce Charles M | NY | H | Sr. Advi | S.m | -670 | 7.83 | 0 | -86 | -5 | 1,505 | D | | | | | | | | | | | | | | |
4/17/25 11:57 | 4/16/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.51 | 0 | 1 | 0 | 796 | M | | | | | | | | | | | | | | |
4/16/25 14:45 | 4/15/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.50 | 0 | 1 | 0 | 795 | M | | | | | | | | | | | | | | |
4/16/25 12:51 | 4/14/25 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 115 | 0.6700 | 0 | 172 | 4 | 4,060 | D | | | | | | | | | | | | | | |
4/15/25 17:05 | 4/11/25 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.a | -668 | 10.46 | 0 | -64 | -3 | 1,908 | I | | | | | | | | | | | | | | |
4/15/25 15:48 | 4/14/25 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Eldredge William | GA | O | Chief Co | P | 10 | 13.12 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/15/25 12:14 | 4/14/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.52 | 0 | 1 | 0 | 794 | M | | | | | | | | | | | | | | |
4/15/25 10:37 | 4/14/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 155 | 10.78 | 0 | 14 | 1 | 1,507 | I | | | | | | | | | | | | | | |
4/15/25 10:23 | 4/14/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 122 | 8.64 | 0 | 14 | 1 | 1,560 | I | | | | | | | | | | | | | | |
4/15/25 10:22 | 4/14/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 15 | 9.47 | 0 | 2 | 0 | 1,972 | I | | | | | | | | | | | | | | |
4/15/25 10:20 | 4/14/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -180 | 11.67 | 0 | -15 | 0 | 3,079 | I | | | | | | | | | | | | | | |
4/15/25 10:18 | 4/14/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 213 | 9.05 | 0 | 24 | 1 | 3,700 | I | | | | | | | | | | | | | | |
4/14/25 21:35 | 4/10/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Mahajan Umesh | NY | O | Secretar | P | 6 | 10.74 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/14/25 15:20 | 4/11/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.32 | 0 | 1 | 0 | 792 | M | | | | | | | | | | | | | | |
4/14/25 14:05 | 4/11/25 | GLAD | Gladstone Capital Corp | | Fund | CEF | Closed-End Funds | English Michela A | VA | D | | S | -5 | 23.69 | 0 | 0 | -28 | 1 | D | | | | | | | | | | | | | | |
4/14/25 12:53 | 4/11/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 378 | 8.67 | 0 | 44 | 1 | 4,179 | I | | | | | | | | | | | | | | |
4/14/25 12:48 | 4/11/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 302 | 11.18 | 0 | 27 | 1 | 2,144 | I | | | | | | | | | | | | | | |
4/14/25 12:45 | 4/11/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 514 | 8.60 | 0 | 60 | 1 | 4,092 | I | | | | | | | | | | | | | | |
4/14/25 12:41 | 4/11/25 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 517 | 10.23 | 0 | 51 | 1 | 4,803 | I | | | | | | | | | | | | | | |
4/14/25 12:38 | 4/10/25 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -668 | 10.46 | 0 | -64 | -3 | 1,908 | I | | | | | | | | | | | | | | |
4/14/25 12:33 | 4/10/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -336 | 11.14 | 0 | -30 | -1 | 3,094 | I | | | | | | | | | | | | | | |
4/14/25 12:15 | 4/11/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 10 | 9.24 | 0 | 1 | 0 | 1,971 | I | | | | | | | | | | | | | | |
4/14/25 12:08 | 4/10/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 571 | 10.46 | 0 | 55 | 4 | 1,492 | I | | | | | | | | | | | | | | |
4/11/25 18:38 | 4/10/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | P | 10 | 13.59 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 18:34 | 4/10/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | P | 10 | 13.04 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 18:31 | 4/10/25 | RMMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Browne Jonathan Paul | FL | H | Portfoli | P | 10 | 13.94 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 17:41 | 4/10/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 14 | 24.98 | 0 | 1 | 0 | 1,496 | D | | | | | | | | | | | | | | |
4/11/25 16:49 | 4/10/25 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | Grunewald Robert | WY | DOH | CEO | P | 100 | 17.16 | 0 | 6 | 3 | 207 | I | | | | | | | | | | | | | | |
4/11/25 16:46 | 4/8/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S.a | -49 | 24.62 | 0 | -2 | -5 | 39 | I | | | | | | | | | | | | | | |
4/11/25 14:04 | 4/9/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | Sims David C | WI | DO | CFO,CCO, | P.m | 49 | 9.50 | 0 | 5 | 2 | 222 | D | | | | | | | | | | | | | | |
4/11/25 13:33 | 4/10/25 | JHS | John Hancock Income Securities Trust | MA | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 10.90 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/11/25 12:05 | 4/10/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.38 | 0 | 1 | 0 | 791 | M | | | | | | | | | | | | | | |
4/11/25 11:37 | 4/8/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Trust Fbo Altschul Arthur G Jr Uw Altschul Frank | NY | H | Trustee | S | -49 | 24.62 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
4/11/25 11:35 | 4/9/25 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | P | 40 | 9.60 | 0 | 4 | 4 | 106 | D | | | | | | | | | | | | | | |
4/11/25 11:29 | 4/8/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S | -49 | 24.62 | 0 | -2 | -11 | 16 | I | | | | | | | | | | | | | | |
4/10/25 20:38 | 4/8/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Sack Peter | NY | O | CEO | P.m | 2 | 10.90 | 0 | 0 | 6 | 3 | D | | | | | | | | | | | | | | |
4/10/25 18:05 | 4/9/25 | BMN | Blackrock 2037 Municipal Target Term Trust | | Fund | CEF | Closed-End Funds | Romaglino Christian | NY | H | Portfoli | P | 30 | 23.99 | 0 | 1 | 38 | 5 | D | | | | | | | | | | | | | | |
4/10/25 17:56 | 4/8/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 73 | 13.74 | 0 | 5 | 379 | 7 | I | | | | | | | | | | | | | | |
4/10/25 17:55 | 4/8/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 48 | 14.04 | 0 | 3 | | 2 | I | | | | | | | | | | | | | | |
4/10/25 17:52 | 4/8/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 79 | 13.15 | 0 | 6 | 120 | 11 | I | | | | | | | | | | | | | | |
4/10/25 17:46 | 4/9/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 12 | 13.83 | 0 | 1 | 13 | 8 | I | | | | | | | | | | | | | | |
4/10/25 17:39 | 4/9/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 23 | 14.13 | 0 | 2 | 30 | 7 | I | | | | | | | | | | | | | | |
4/10/25 17:39 | 4/9/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 53 | 13.14 | 0 | 4 | 36 | 15 | I | | | | | | | | | | | | | | |
4/10/25 17:01 | 4/9/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | P | 5 | 5.95 | 0 | 1 | 7 | 12 | D | | | | | | | | | | | | | | |
4/10/25 16:33 | 4/9/25 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Staggs Dana | CO | O | P | P | 3 | 18.37 | 0 | 0 | 3 | 6 | D | | | | | | | | | | | | | | |
4/10/25 11:33 | 4/8/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 161 | 10.29 | 0 | 16 | 1 | 1,438 | I | | | | | | | | | | | | | | |
4/10/25 11:31 | 4/8/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 94 | 8.37 | 0 | 11 | 1 | 1,546 | I | | | | | | | | | | | | | | |
4/10/25 11:16 | 4/9/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.32 | 0 | 1 | 0 | 790 | M | | | | | | | | | | | | | | |
4/10/25 10:53 | 4/8/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 468 | 9.27 | 0 | 50 | 1 | 3,676 | I | | | | | | | | | | | | | | |
4/10/25 10:46 | 4/8/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 28 | 11.38 | 0 | 2 | 0 | 2,117 | I | | | | | | | | | | | | | | |
4/10/25 08:57 | 4/9/25 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | P | 40 | 7.95 | 0 | 5 | 12 | 45 | D | | | | | | | | | | | | | | |
4/9/25 20:35 | 4/8/25 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | Bolduc John | FL | D | | P | 200 | 8.94 | 0 | 22 | 11 | 235 | I | | | | | | | | | | | | | | |
4/9/25 17:19 | 4/8/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 79 | 13.15 | 0 | 6 | 120 | 11 | I | | | | | | | | | | | | | | |
4/9/25 17:16 | 4/8/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 73 | 13.74 | 0 | 5 | 379 | 7 | I | | | | | | | | | | | | | | |
4/9/25 17:14 | 4/8/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 48 | 14.04 | 0 | 3 | | 2 | I | | | | | | | | | | | | | | |
4/9/25 17:00 | 4/7/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Thomas J | FL | H | Chairman | P | 4 | 2.40 | 0 | 2 | 0 | 1,574 | D | | | | | | | | | | | | | | |
4/9/25 15:49 | 4/8/25 | BTO | John Hancock Financial Opportunities Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 29.55 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/9/25 15:42 | 4/8/25 | HEQ | John Hancock Diversified Income Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 9.70 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:36 | 4/8/25 | HPF | John Hancock Preferred Income Fund II | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 15.39 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:31 | 4/8/25 | HPI | John Hancock Preferred Income Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 15.16 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:26 | 4/8/25 | HPS | John Hancock Preferred Income Fund III | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 13.79 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:19 | 4/8/25 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 21.30 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:14 | 4/8/25 | JHI | John Hancock Investors Trust | DE | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 12.57 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:07 | 4/8/25 | PDT | John Hancock Premium Dividend Fund | MA | Fund | CEF | Closed-End Funds | Wright Thomas Rowe | MA | D | | P | 11 | 11.85 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/9/25 12:31 | 4/8/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.39 | 0 | 1 | 0 | 789 | M | | | | | | | | | | | | | | |
4/8/25 19:36 | 4/7/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | P | 5 | 11.90 | 0 | 0 | 2 | 26 | D | | | | | | | | | | | | | | |
4/8/25 17:02 | 4/4/25 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P | 41 | 13.80 | 0 | 3 | 9 | 35 | D | | | | | | | | | | | | | | |
4/8/25 17:01 | 4/4/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Sell Moritz A | WI | D | | P.m | 34 | 6.04 | 0 | 6 | 103 | 11 | D | | | | | | | | | | | | | | |
4/8/25 14:58 | 4/7/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 247 | 24.97 | 0 | 10 | 1 | 1,496 | D | | | | | | | | | | | | | | |
4/8/25 13:55 | 4/4/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Castle Adam C | NJ | H | Portfoli | P | 10 | 8.41 | 0 | 1 | 6 | 20 | D | | | | | | | | | | | | | | |
4/8/25 13:29 | 4/8/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Parker Austin Colby | TX | O | CFO,Trea | P | 22 | 11.13 | 0 | 2 | 45 | 6 | D | | | | | | | | | | | | | | |
4/8/25 13:09 | 4/7/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 469 | 9.55 | 0 | 49 | 1 | 3,626 | I | | | | | | | | | | | | | | |
4/8/25 13:07 | 4/7/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 79 | 9.22 | 0 | 9 | 0 | 4,032 | I | | | | | | | | | | | | | | |
4/8/25 13:05 | 4/7/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 8 | 11.64 | 0 | 1 | 0 | 2,114 | I | | | | | | | | | | | | | | |
4/8/25 13:03 | 4/7/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 23 | 8.19 | 0 | 3 | 0 | 3,926 | I | | | | | | | | | | | | | | |
4/8/25 13:01 | 4/7/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 34 | 9.04 | 0 | 4 | 0 | 4,136 | I | | | | | | | | | | | | | | |
4/8/25 11:53 | 4/7/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.33 | 0 | 1 | 0 | 787 | M | | | | | | | | | | | | | | |
4/8/25 10:03 | 4/4/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | Sack Peter | NY | O | CEO | P | 1 | 10.70 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/7/25 19:27 | 4/3/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Kang Eric P | NJ | H | Portfoli | P | 33 | 8.59 | 0 | 4 | 28 | 17 | D | | | | | | | | | | | | | | |
4/7/25 16:37 | 4/3/25 | CCD | Calamos Dynamic Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Calamos John P Sr | IL | DO | P,CB | S | 0 | 20.85 | 0 | 0 | 0 | 1,450 | I | | | | | | | | | | | | | | |
4/7/25 15:26 | 4/4/25 | DHF | Bny Mellon High Yield Strategies Fund | | Fund | CEF | Closed-End Funds | Dimartino Joseph S | NY | D | | P.m | 47 | 2.35 | 0 | 20 | 10 | 220 | D | | | | | | | | | | | | | | |
4/7/25 15:23 | 4/4/25 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Feldschuh Michael Richard | TN | DO | CEO | P | 16 | 7.89 | 0 | 2 | 1 | 213 | D | | | | | | | | | | | | | | |
4/7/25 14:27 | 4/7/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neil Michael J | TX | O | EVP,Secr | P | 25 | 10.59 | 0 | 2 | 39 | 8 | I | | | | | | | | | | | | | | |
4/7/25 14:01 | 4/4/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | Baker James C | TX | DO | P | P | 285 | 11.41 | 0 | 25 | 3 | 761 | D | | | | | | | | | | | | | | |
4/7/25 13:02 | 4/3/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 403 | 11.21 | 0 | 36 | 3 | 1,422 | I | | | | | | | | | | | | | | |
4/7/25 12:57 | 4/3/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 774 | 8.70 | 0 | 89 | 6 | 1,534 | I | | | | | | | | | | | | | | |
4/7/25 12:53 | 4/4/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 127 | 9.62 | 0 | 13 | 1 | 1,970 | I | | | | | | | | | | | | | | |
4/7/25 12:50 | 4/3/25 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -203 | 6.01 | 0 | -34 | -2 | 1,770 | I | | | | | | | | | | | | | | |
4/7/25 12:41 | 4/4/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 216 | 12.46 | 0 | 17 | 0 | 6,252 | I | | | | | | | | | | | | | | |
4/7/25 12:30 | 4/3/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -206 | 11.97 | 0 | -17 | -1 | 3,124 | I | | | | | | | | | | | | | | |
4/7/25 12:25 | 4/3/25 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -5 | 24.32 | 0 | 0 | 0 | 7,528 | I | | | | | | | | | | | | | | |
4/7/25 12:18 | 4/3/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 437 | 9.67 | 0 | 45 | 1 | 3,576 | I | | | | | | | | | | | | | | |
4/7/25 11:57 | 4/4/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2 | 9.29 | 0 | 0 | 0 | 4,024 | I | | | | | | | | | | | | | | |
4/7/25 11:19 | 4/4/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.45 | 0 | 1 | 0 | 786 | M | | | | | | | | | | | | | | |
4/7/25 08:54 | 4/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 10,518 | 24.95 | 0 | 422 | 40 | 1,486 | D | | | | | | | | | | | | | | |
4/4/25 15:51 | 4/4/25 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | Parekh Aashh | IL | H | Portfoli | P | 1 | 17.70 | 0 | 0 | 1 | 5 | D | | | | | | | | | | | | | | |
4/4/25 12:22 | 4/3/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.57 | 0 | 1 | 0 | 785 | M | | | | | | | | | | | | | | |
4/3/25 18:34 | 4/1/25 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Ocm Growth Holdings LLC | CA | T | | S | -10,350 | 10.35 | 0 | -1,000 | -9 | 9,780 | D | | | | | | | | | | | | | | |
4/3/25 17:44 | 4/1/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 28 | 11.35 | 0 | 2 | 0 | 1,386 | I | | | | | | | | | | | | | | |
4/3/25 17:37 | 4/1/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 374 | 9.05 | 0 | 41 | 3 | 1,445 | I | | | | | | | | | | | | | | |
4/3/25 17:29 | 4/1/25 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -16 | 6.11 | 0 | -3 | 0 | 1,804 | I | | | | | | | | | | | | | | |
4/3/25 17:26 | 4/1/25 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -459 | 8.69 | 0 | -53 | -2 | 2,883 | I | | | | | | | | | | | | | | |
4/3/25 17:22 | 4/1/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -577 | 12.34 | 0 | -47 | -1 | 3,142 | I | | | | | | | | | | | | | | |
4/3/25 17:06 | 4/2/25 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -346 | 24.98 | 0 | -14 | 0 | 7,528 | I | | | | | | | | | | | | | | |
4/3/25 17:00 | 4/1/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Thomas J | FL | H | Chairman | P | 2 | 2.65 | 0 | 1 | 0 | 1,572 | D | | | | | | | | | | | | | | |
4/3/25 17:00 | 4/1/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Brigitta Suzanne | FL | D | | P | 3 | 2.65 | 0 | 1 | 1 | 125 | D | | | | | | | | | | | | | | |
4/3/25 16:05 | 4/2/25 | SWZ | Swiss Helvetia Fund, Inc. | | Fund | CEF | Closed-End Funds | Hellerman Gerald | FL | D | | S | 0 | 9.24 | 0 | 0 | -1 | 5 | D | | | | | | | | | | | | | | |
4/3/25 14:47 | 4/2/25 | TAKAX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | Thrivent Financial For Lutherans | MN | T | | P | 15,000 | 25.00 | 0 | 600 | 25 | 3,000 | D | | | | | | | | | | | | | | |
4/3/25 12:33 | 4/2/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.63 | 0 | 1 | 0 | 783 | M | | | | | | | | | | | | | | |
4/2/25 17:45 | 4/2/25 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | Parekh Aashh | IL | H | Portfoli | P | 2 | 18.25 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
4/2/25 15:56 | 4/1/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S | -50 | 24.83 | 0 | -2 | -5 | 41 | I | | | | | | | | | | | | | | |
4/2/25 15:45 | 4/1/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Trust Fbo Altschul Arthur G Uw Altschul Helen G | NY | H | Trustee | S | -50 | 24.83 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
4/2/25 14:10 | 3/31/25 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Emrich John Scott | CO | D | | S | -21 | 21.01 | 0 | -1 | -17 | 5 | D | | | | | | | | | | | | | | |
4/2/25 13:40 | 3/31/25 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Bresner Gregg A. | NY | O | P,CIO | P.m | 21 | 10.45 | 0 | 2 | 2 | 128 | M | | | | | | | | | | | | | | |
4/2/25 11:39 | 4/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Melcher Joseph G | PA | O | VP,CCO,A | P | 25 | 11.51 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/2/25 11:13 | 4/1/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.65 | 0 | 1 | 0 | 782 | M | | | | | | | | | | | | | | |
4/1/25 18:57 | 4/1/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Davidson Spencer | NY | DH | Chairman | S | -278 | 24.83 | 0 | -11 | -1 | 1,561 | I | | | | | | | | | | | | | | |
4/1/25 18:32 | 4/1/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Priest Jeffrey W | NY | O | P,CEO | P | 43 | 24.75 | 0 | 2 | 1 | 296 | D | | | | | | | | | | | | | | |
4/1/25 17:33 | 4/1/25 | MCI | Barings Corporate Investors | | Fund | CEF | Closed-End Funds | Grace Edward P III | NC | H | Trustee | S | -227 | 22.71 | 0 | -10 | -50 | 10 | D | | | | | | | | | | | | | | |
4/1/25 17:00 | 3/28/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Brigitta Suzanne | FL | D | | P.m | 2 | 2.60 | 0 | 1 | 1 | 123 | D | | | | | | | | | | | | | | |
4/1/25 17:00 | 3/28/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Thomas J | FL | H | Chairman | P.m | 2 | 2.60 | 0 | 1 | 0 | 1,571 | D | | | | | | | | | | | | | | |
4/1/25 16:21 | 3/31/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -612 | 12.58 | 0 | -49 | -2 | 3,188 | I | | | | | | | | | | | | | | |
4/1/25 16:02 | 3/28/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | P | 1,461 | 7.30 | 0 | 200 | 2 | 13,538 | M | | | | | | | | | | | | | | |
4/1/25 14:43 | 4/1/25 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Toupin Ronald E Jr | IL | DH | Trustee | P | 23 | 15.10 | 0 | 2 | 12 | 14 | D | | | | | | | | | | | | | | |
4/1/25 12:28 | 3/31/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.62 | 0 | 1 | 0 | 781 | M | | | | | | | | | | | | | | |
3/31/25 12:09 | 3/28/25 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -14 | 11.19 | 0 | -1 | 0 | 1,972 | I | | | | | | | | | | | | | | |
3/31/25 12:07 | 3/27/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -475 | 13.00 | 0 | -37 | -1 | 3,237 | I | | | | | | | | | | | | | | |
3/31/25 12:01 | 3/27/25 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -38 | 8.79 | 0 | -4 | 0 | 2,936 | I | | | | | | | | | | | | | | |
3/31/25 12:00 | 3/28/25 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | P | 5 | 10.45 | 0 | 0 | 1 | 45 | D | | | | | | | | | | | | | | |
3/31/25 11:59 | 3/28/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 375 | 11.31 | 0 | 33 | 2 | 1,384 | I | | | | | | | | | | | | | | |
3/31/25 11:01 | 3/28/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.60 | 0 | 1 | 0 | 780 | M | | | | | | | | | | | | | | |
3/28/25 11:50 | 3/27/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.69 | 0 | 1 | 0 | 778 | M | | | | | | | | | | | | | | |
3/28/25 11:16 | 3/26/25 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 7 | 0.7000 | 0 | 10 | 0 | 3,889 | D | | | | | | | | | | | | | | |
3/27/25 17:41 | 3/25/25 | XALFA | Variant Alternative Lending Fund | | Fund | CEF | Closed-End Funds | Hayes Jerald Benjamin | WI | H | Investme | P | 634 | 25.37 | 0 | 25 | | 1 | D | | | | | | | | | | | | | | |
3/27/25 14:25 | 3/25/25 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Rakowski Eric | CT | D | | P | 100 | 10.97 | 0 | 9 | 15 | 69 | I | | | | | | | | | | | | | | |
3/27/25 14:20 | 3/26/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.66 | 0 | 1 | 0 | 777 | M | | | | | | | | | | | | | | |
3/27/25 11:54 | 3/25/25 | PPRUX | Pgim Private Real Estate Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Connor Caitlin | CA | H | Portfoli | P | 1,262 | 6,000.0 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/27/25 11:46 | 3/26/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Feldschuh Michael Richard | TN | DO | Chief Ex | P | 8 | 8.13 | 0 | 1 | 0 | 211 | D | | | | | | | | | | | | | | |
3/27/25 09:30 | 3/25/25 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -7 | 11.36 | 0 | -1 | 0 | 1,973 | I | | | | | | | | | | | | | | |
3/27/25 09:21 | 3/25/25 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -158 | 8.81 | 0 | -18 | -1 | 2,940 | I | | | | | | | | | | | | | | |
3/26/25 17:00 | 3/24/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Thomas J | FL | H | Chairman | P.m | 10 | 2.70 | 0 | 4 | 0 | 1,570 | D | | | | | | | | | | | | | | |
3/26/25 17:00 | 3/24/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Paylor Ryan M | FL | H | Portfoli | P | 54 | 2.69 | 0 | 20 | 76 | 46 | D | | | | | | | | | | | | | | |
3/26/25 17:00 | 3/24/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | Herzfeld Brigitta Suzanne | FL | D | | P.m | 7 | 2.70 | 0 | 3 | 2 | 123 | D | | | | | | | | | | | | | | |
3/26/25 17:00 | 3/26/25 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Hyzak Dwayne L. | TX | DO | CEO,SMD | S | -6,966 | 58.05 | 0 | -120 | -23 | 402 | D | | | | | | | | | | | | | | |
3/26/25 16:58 | 3/26/25 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Magdol David L. | TX | O | P,CIO,SM | S | -5,805 | 58.05 | 0 | -100 | -21 | 377 | D | | | | | | | | | | | | | | |
3/26/25 16:22 | 3/26/25 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 10 | 22.52 | 0 | 0 | 3 | 17 | D | | | | | | | | | | | | | | |
3/26/25 16:00 | 3/24/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 102 | 4.24 | 0 | 24 | 0 | 82,937 | D | | | | | | | | | | | | | | |
3/26/25 14:34 | 1/5/24 | NCDL | Nuveen Churchill Direct Lending Corp. | | Fund | CEF | Closed-End Funds | Miranda Kenneth M. | NY | D | | P.a | 63 | 18.05 | 0 | 3 | 19 | 22 | D | | | | | | | | | | | | | | |
3/26/25 10:28 | 3/25/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.61 | 0 | 1 | 0 | 776 | M | | | | | | | | | | | | | | |
3/25/25 16:06 | 3/21/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 102 | 4.26 | 0 | 24 | 0 | 82,913 | D | | | | | | | | | | | | | | |
3/25/25 14:33 | 3/24/25 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Breakstone Robert A | NY | D | | P | 5 | 10.75 | 0 | 1 | 4 | 15 | I | | | | | | | | | | | | | | |
3/25/25 12:49 | 3/21/25 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shaffer John C. | NJ | D | | P | 500 | 10.27 | 0 | 49 | New | 49 | D | | | | | | | | | | | | | | |
3/25/25 11:50 | 3/24/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.57 | 0 | 1 | 0 | 775 | M | | | | | | | | | | | | | | |
3/25/25 11:50 | 3/24/25 | SABA | Saba Capital Income & Opportunities Fund II | FL | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -154 | 8.87 | 0 | -17 | -1 | 2,958 | I | | | | | | | | | | | | | | |
3/25/25 11:47 | 3/24/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -31 | 13.21 | 0 | -2 | 0 | 3,274 | I | | | | | | | | | | | | | | |
3/25/25 11:45 | 3/24/25 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -61 | 11.36 | 0 | -5 | 0 | 1,974 | I | | | | | | | | | | | | | | |
3/24/25 21:51 | 3/20/25 | SSSS | Suro Capital Corp. | | Fund | CEF | Closed-End Funds | Lott Ronald M. | NY | D | | S | -59 | 5.90 | 0 | -10 | -25 | 29 | D | | | | | | | | | | | | | | |
3/24/25 17:37 | 3/21/25 | PSBD | Palmer Square Capital Bdc Inc. | | Fund | CEF | Closed-End Funds | Bloomfield Matthew L | KS | O | P | P | 11 | 14.51 | 0 | 1 | 1 | 138 | D | | | | | | | | | | | | | | |
3/24/25 16:57 | 3/20/24 | PPRUX | Pgim Private Real Estate Fund, Inc. | | Fund | CEF | Closed-End Funds | Short Brandon | NJ | H | Portfoli | P.a | 287 | 2,873.0 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/24/25 16:23 | 3/20/24 | PPRUX | Pgim Private Real Estate Fund, Inc. | | Fund | CEF | Closed-End Funds | Short Brandon | NJ | H | Portfoli | P | 287 | 2,873.0 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/24/25 16:02 | 3/20/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 103 | 4.28 | 0 | 24 | 0 | 82,889 | D | | | | | | | | | | | | | | |
3/24/25 11:47 | 3/21/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 4 | 2.75 | 0 | 1 | 0 | 773 | M | | | | | | | | | | | | | | |
3/24/25 08:54 | 3/21/25 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Siffermann William A | IL | O | VP | P | 3 | 11.61 | 0 | 0 | 71 | 1 | D | | | | | | | | | | | | | | |
3/24/25 08:45 | 3/21/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Siffermann William A | IL | O | VP | P | 3 | 11.08 | 0 | 0 | 97 | 1 | D | | | | | | | | | | | | | | |
3/24/25 08:38 | 3/21/25 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | P | 126 | 8.40 | 0 | 15 | 59 | 40 | D | | | | | | | | | | | | | | |
3/21/25 18:55 | 3/21/25 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Tseng Philip M | CA | DO | Dir,CEO | P | 77 | 7.74 | 0 | 10 | 35 | 39 | D | | | | | | | | | | | | | | |
3/21/25 17:33 | 3/21/25 | ECC | Eagle Point Credit Co Inc. | | Fund | CEF | Closed-End Funds | Majewski Thomas P. | CT | DOH | CEO | P | 25 | 23.00 | 0 | 1 | 3 | 36 | D | | | | | | | | | | | | | | |
3/21/25 16:08 | 3/19/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 103 | 4.30 | 0 | 24 | 0 | 82,849 | D | | | | | | | | | | | | | | |
3/21/25 12:08 | 3/20/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DOT | P,CEO | P | 3 | 2.72 | 0 | 1 | 0 | 772 | M | | | | | | | | | | | | | | |
3/20/25 17:09 | 3/10/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Feldschuh Michael Richard | TN | DO | CEO | P.a | 12 | 7.72 | 0 | 1 | 1 | 209 | D | | | | | | | | | | | | | | |
3/20/25 17:04 | 3/19/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Feldschuh Michael Richard | TN | DO | CEO | P | 5 | 8.15 | 0 | 1 | 0 | 210 | D | | | | | | | | | | | | | | |
3/20/25 16:01 | 3/18/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Gremp William | NY | D | | P | 82 | 4.29 | 0 | 19 | 34 | 75 | D | | | | | | | | | | | | | | |
3/20/25 16:01 | 3/18/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Barry John F | FL | DOT | CEO | P | 103 | 4.30 | 0 | 24 | 0 | 82,825 | D | | | | | | | | | | | | | | |
3/20/25 14:18 | 3/20/25 | EVT | Eaton Vance Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Digregorio Derek | MA | H | Portfoli | P | 7 | 18.59 | 0 | 0 | 8 | 4 | D | | | | | | | | | | | | | | |