Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	Wolford James R.	NY	D		S	-43	13.72	-3	-7	39	I
12/8/23 16:30	12/8/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		P	8	15.14	1	8	7	D
12/8/23 16:12	12/8/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	DO	COO	P	102	15.26	7	12	63	D
12/8/23 16:01	12/6/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	57	5.67	10	1	1,616	D
12/8/23 14:41	12/7/23	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	109	14.12	8	16	58	D
12/8/23 14:40	11/22/23	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Weaver Eric David	CT	H	Officer-	P	23	17.58	1	66	3	D
12/8/23 14:38	11/21/23	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	P	26	17.56	2	8	21	D
12/8/23 14:37	11/21/23	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Fleming Scott T	CT	H	Officer-	P	307	17.56	18	35	68	D
12/8/23 14:35	12/7/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-110	13.71	-8	-15	44	D
12/8/23 14:13	12/7/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-15	15.15	-1	-1	176	I
12/8/23 11:43	12/7/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.74	0	0	551	M
12/7/23 17:21	12/7/23	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	12	12.19	1	13	9	D
12/7/23 17:05	12/7/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	120	15.00	8	New	8	D
12/7/23 17:04	12/5/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	56	5.64	10	1	1,606	D
12/7/23 16:57	12/7/23	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	P	14	11.38	1	15	9	D
12/7/23 16:50	12/7/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	DO	COO	P	69	15.44	5	9	56	D
12/7/23 15:02	12/6/23	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,226	11.59	106	2	5,368	I
12/7/23 15:01	12/6/23	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	206	14.01	15	42	50	D
12/7/23 15:00	12/6/23	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	207	8.26	25	1	3,001	I
12/7/23 14:59	12/6/23	GIM	Templeton Global Income Fund	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-306	3.94	-78	-1	10,780	I
12/7/23 14:57	12/6/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	27	10.58	3	0	1,260	I
12/7/23 14:55	12/6/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-219	13.66	-16	-24	52	D
12/7/23 14:55	12/6/23	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	168	8.92	19	1	3,083	I
12/7/23 14:53	12/6/23	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	6	9.24	1	0	3,017	I
12/7/23 14:52	12/6/23	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	6.38	1	0	2,127	I
12/7/23 14:50	12/6/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,243	11.39	109	2	5,094	I
12/7/23 14:45	12/5/23	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	313	10.18	31	1	2,531	I
12/7/23 14:42	12/5/23	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	374	9.82	38	2	2,558	I
12/7/23 14:40	12/5/23	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	936	11.21	83	2	4,417	I
12/7/23 14:24	12/5/23	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,391	33.91	41	1	3,007	I
12/7/23 14:21	12/5/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,994	15.77	443	2	21,310	I
12/7/23 14:14	12/5/23	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,290	34.96	37	3	1,124	I
12/7/23 14:12	12/5/23	CEM	Clearbridge Mlp & Midstream Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	899	38.63	23	1	2,190	I
12/7/23 14:08	12/5/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,262	14.12	443	3	15,049	I
12/7/23 11:33	12/5/23	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	Portfoli	P	0	0.3700	0	New	0	D
12/7/23 11:33	12/5/23	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	H	See Rema	P	300	33.75	9	36	34	D
12/7/23 11:07	12/6/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.67	0	0	551	M
12/7/23 08:43	12/4/23	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P.m	20	6.40	3	1	251	D
12/6/23 17:10	12/5/23	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,120	7.31	837	2	39,954	I
12/6/23 17:07	12/5/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,539	14.87	238	2	12,909	I
12/6/23 17:05	12/5/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	313	15.32	20	1	2,897	I
12/6/23 17:03	12/5/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	41	6.89	6	1	568	I
12/6/23 17:01	12/5/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	P	41	6.89	6	1	519	I
12/6/23 17:00	12/6/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P	61	4.11	15	1	1,071	D
12/6/23 16:53	12/6/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	DO	COO	P	55	15.29	4	8	51	D
12/6/23 16:13	12/6/23	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-190	14.17	-13	-46	16	I
12/6/23 16:01	12/4/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	57	5.66	10	1	1,596	D
12/6/23 15:48	12/6/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	P	1	7.75	0	1	11	D
12/6/23 12:06	12/5/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.75	0	0	551	M
12/6/23 09:54	12/5/23	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	84	13.92	6	21	35	D
12/6/23 09:47	12/5/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-269	13.47	-20	-23	68	D
12/5/23 18:32	12/4/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Green Allison	NY	O	See Rema	P	49	4.03	12	11	122	D
12/5/23 17:18	12/1/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P.m	200	4.02	50	5	1,057	D
12/5/23 16:12	12/5/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	DO	COO	P	33	15.51	2	5	48	D
12/5/23 14:31	12/4/23	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	210	10.10	21	1	2,500	I
12/5/23 14:29	12/1/23	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	121	9.80	12	0	2,520	I
12/5/23 14:27	12/1/23	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	326	11.11	29	1	4,334	I
12/5/23 14:21	12/1/23	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	34	11.73	3	0	4,721	I
12/5/23 14:19	12/1/23	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	27	11.39	2	0	1,844	I
12/5/23 14:16	12/1/23	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	752	8.88	85	3	3,064	I
12/5/23 14:14	12/1/23	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,121	34.82	32	1	2,966	I
12/5/23 14:12	12/1/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,768	15.75	176	1	20,866	I
12/5/23 14:10	12/1/23	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3	6.34	0	0	2,126	I
12/5/23 13:07	12/1/23	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	403	34.86	12	1	1,087	I
12/5/23 13:02	12/1/23	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	456	9.99	46	5	932	I
12/5/23 13:00	12/1/23	CEM	Clearbridge Mlp & Midstream Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,193	38.71	31	1	2,167	I
12/5/23 12:58	12/1/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,484	14.11	176	1	14,606	I
12/5/23 12:56	12/1/23	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,368	7.37	593	2	39,117	I
12/5/23 12:54	12/1/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	709	14.89	48	0	12,671	I
12/5/23 12:52	12/1/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	638	15.55	41	1	2,876	I
12/5/23 10:37	12/4/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.75	0	0	551	M
12/4/23 20:36	11/1/23	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Accordant Investments LLC	AZ	H	Investme	P	20	10.33	2	New	2	D
12/4/23 17:23	12/4/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-40	13.36	-3	-3	88	D
12/4/23 11:58	12/1/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.65	0	0	551	M
12/4/23 09:54	12/1/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-83	13.36	-6	-6	91	D
12/1/23 21:00	12/1/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	P	1	7.75	0	2	10	D
12/1/23 20:58	12/1/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P	6	7.80	1	0	162	D
12/1/23 18:38	11/29/23	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	838	9.98	84	4	2,480	I
12/1/23 18:36	11/30/23	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	23	9.63	2	0	2,507	I
12/1/23 18:35	11/29/23	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,004	11.50	87	2	5,262	I
12/1/23 18:33	11/29/23	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	312	10.98	28	1	4,305	I
12/1/23 18:31	11/29/23	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	108	11.67	9	0	4,718	I
12/1/23 18:30	11/30/23	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	11.24	0	0	1,842	I
12/1/23 18:28	11/30/23	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	170	8.12	21	1	2,976	I
12/1/23 18:27	11/30/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	7.51	0	0	2,441	I
12/1/23 18:26	11/30/23	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	86	8.27	10	1	1,285	I
12/1/23 18:24	11/30/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	111	10.39	11	1	1,257	I
12/1/23 18:23	11/30/23	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	17	8.79	2	0	2,980	I
12/1/23 18:22	11/30/23	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	191	9.23	21	1	3,017	I
12/1/23 18:20	11/29/23	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	630	34.10	18	1	2,934	I
12/1/23 18:18	11/29/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,366	15.63	407	2	20,691	I
12/1/23 18:17	11/30/23	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	134	6.27	21	1	2,126	I
12/1/23 18:14	11/29/23	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	401	33.70	12	1	1,076	I
12/1/23 18:13	11/29/23	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	301	9.93	30	4	886	I
12/1/23 18:11	11/29/23	CEM	Clearbridge Mlp & Midstream Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,731	37.80	46	2	2,136	I
12/1/23 16:03	11/29/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	56	5.60	10	1	1,586	D
12/1/23 15:13	12/1/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	13	24.68	1	2	29	D
12/1/23 12:33	11/30/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.71	0	0	551	M
12/1/23 11:40	12/1/23	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		P	4,000	10.09	396	66	996	D
12/1/23 11:28	12/1/23	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	P	4,000	10.09	396	66	996	D
11/30/23 18:56	11/29/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,940	13.88	284	2	14,430	I
11/30/23 18:54	11/29/23	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,363	7.21	606	2	38,524	I
11/30/23 18:51	11/29/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	196	11.24	17	0	4,985	I
11/30/23 18:49	11/29/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	238	14.77	16	0	12,623	I
11/30/23 18:46	11/29/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,336	15.33	87	3	2,835	I
11/30/23 17:17	11/28/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P.m	161	3.98	40	4	1,007	D
11/30/23 16:18	11/30/23	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	3	13.73	0	2	10	D
11/30/23 16:01	11/28/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	56	5.62	10	1	1,576	D
11/30/23 13:25	11/30/23	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	14	13.85	1	4	29	D
11/30/23 13:21	11/30/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	340	8.50	40	7	631	D
11/30/23 11:40	11/30/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-133	13.30	-10	-9	97	D
11/30/23 10:54	11/29/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.71	0	0	551	M
11/30/23 10:31	11/29/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-13	13.25	-1	-1	107	D
11/29/23 17:03	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Kayne Anderson Capital Advisors LP	TX	H	Manager	P	16,156	10.03	1,611	999%	1,625	D
11/29/23 16:45	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Logan Ron M Jr	TX	O	SVP	P	154	10.03	15	29	69	D
11/29/23 16:29	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	377	10.03	38	7	591	D
11/29/23 16:23	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Hart Terry A	TX	O	COO	P	154	10.03	15	42	52	D
11/29/23 16:18	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Frey John C	TX	O	EVP	P	1,183	10.03	118	21	671	D
11/29/23 16:01	11/27/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	58	5.75	10	1	1,566	D
11/29/23 15:53	11/29/23	DNIF	Dividend & Income Fund	DE	Fund	CEF	Closed-End Funds	Winmill Thomas Bassett	NH	DO	See "Exp	P	12	11.16	1	4	27	D
11/29/23 11:59	11/28/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.70	0	0	550	M
11/28/23 18:13	11/28/23	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	445	9.89	45	2	2,396	I
11/28/23 18:12	11/27/23	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	916	9.48	97	4	2,505	I
11/28/23 18:10	11/27/23	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,403	11.37	123	2	5,175	I
11/28/23 18:08	11/27/23	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	914	10.91	84	2	4,276	I
11/28/23 18:06	11/27/23	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	152	11.53	13	0	4,708	I
11/28/23 18:04	11/27/23	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	474	7.99	59	2	2,955	I
11/28/23 18:03	11/28/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	99	7.39	13	1	2,441	I
11/28/23 18:01	11/27/23	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	15	8.10	2	0	1,275	I
11/28/23 18:00	11/27/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	351	10.20	34	3	1,246	I
11/28/23 17:56	11/28/23	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	359	8.69	41	1	2,978	I
11/28/23 17:55	11/28/23	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	135	9.00	15	1	2,996	I
11/28/23 17:52	11/28/23	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,072	33.08	32	1	2,915	I
11/28/23 17:50	11/27/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	5,788	15.46	374	2	20,283	I
11/28/23 17:48	11/27/23	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	17	6.17	3	0	2,105	I
11/28/23 17:47	11/28/23	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	490	33.08	15	1	1,064	I
11/28/23 17:45	11/27/23	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	223	9.81	23	3	856	I
11/28/23 17:37	11/28/23	CEM	Clearbridge Mlp & Midstream Fund Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,050	36.79	29	1	2,090	I
11/28/23 17:33	11/27/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,852	13.86	278	2	14,146	I
11/28/23 17:30	11/27/23	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,464	7.20	897	2	37,919	I
11/28/23 17:28	11/28/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	98	11.02	9	0	4,967	I
11/28/23 17:27	11/27/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	5,686	14.64	388	3	12,607	I
11/28/23 17:24	11/27/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,422	14.53	98	4	2,748	I
11/28/23 17:21	11/28/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-13	13.30	-1	-1	108	D
11/28/23 16:42	11/27/23	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	103	12.80	8	3	237	I
11/28/23 16:39	11/27/23	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P	103	12.80	8	5	175	I
11/28/23 13:23	11/28/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Hughes Philip E Jr	PA	D		P	28	5.65	5	32	21	D
11/28/23 11:22	11/27/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.70	0	0	550	M
11/28/23 07:18	11/22/23	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	10	6.47	2	1	247	D
11/27/23 18:59	11/22/23	PTY	Pimco Corporate & Income Opportunity Fund		Fund	CEF	Closed-End Funds	Vandecruze Grace	CA	D		P	102	13.61	8	New	8	I
11/27/23 18:35	11/22/23	DNIF	Dividend & Income Fund	DE	Fund	CEF	Closed-End Funds	Winmill Thomas Bassett	NH	DO	See "Exp	P	6	10.94	1	2	26	D
11/27/23 16:00	11/27/23	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		P	3	10.88	0	15	2	I
11/27/23 14:52	11/22/23	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-17	3.42	-5	0	1,949	I
11/27/23 14:12	11/26/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		P	10	5.73	2	82	4	D
11/27/23 12:02	11/24/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.67	0	0	550	M
11/27/23 06:03	11/24/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	P	4	7.94	1	5	10	D
11/24/23 18:35	11/22/23	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	82	9.84	8	0	2,351	I
11/24/23 18:33	11/22/23	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	67	11.58	6	0	4,695	I
11/24/23 18:32	11/22/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	0	7.35	0	0	2,428	I
11/24/23 18:30	11/22/23	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	106	8.10	13	1	1,273	I
11/24/23 18:28	11/22/23	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	8.94	0	0	2,981	I
11/24/23 18:26	11/22/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	581	15.45	38	0	19,909	I
11/24/23 18:24	11/24/23	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	73	6.16	12	1	2,102	I
11/24/23 18:22	11/22/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,583	13.84	331	2	13,868	I
11/24/23 18:21	11/22/23	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,214	7.25	305	1	37,021	I
11/24/23 18:19	11/22/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	22	10.93	2	0	4,959	I
11/24/23 18:17	11/22/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	7,048	14.70	479	4	12,219	I
11/24/23 18:15	11/22/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	800	14.29	56	2	2,650	I
11/24/23 16:54	11/22/23	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DOT	P	P.a	13,066	10.82	1,208	80	2,709	I
11/24/23 16:15	11/21/23	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P.m	218	12.59	17	8	229	I
11/24/23 16:15	11/21/23	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P.m	218	12.59	17	12	167	I
11/24/23 16:01	11/21/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	91	5.75	16	1	1,556	D
11/24/23 10:58	11/22/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.70	0	0	550	M
11/22/23 17:27	11/20/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	S	-116	50.35	-2	-2	136	I
11/22/23 16:01	11/20/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	64	5.80	11	1	1,540	D
11/22/23 15:07	11/22/23	IGD	Voya Global Equity Dividend & Premium Opportunity Fund		Fund	CEF	Closed-End Funds	Costa Vincent J	NJ	H	Portfoli	P	5	4.92	1	50	3	D
11/22/23 14:55	11/22/23	IHD	Voya Emerging Markets High Dividend Equity Fund		Fund	CEF	Closed-End Funds	Costa Vincent J	NJ	H	Portfoli	P	5	4.97	1	50	3	D
11/22/23 11:57	11/21/23	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		P	87	10.98	8	10	88	D
11/22/23 11:47	11/21/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.70	0	0	550	M
11/22/23 11:32	11/21/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		S	-89	14.75	-6	-100	0	D
11/22/23 11:14	11/21/23	EDI	Virtus Stone Harbor Emerging Markets Total Income Fund		Fund	CEF	Closed-End Funds	Zino Brian T	CT	D		P	13	5.04	3	New	3	D
11/22/23 11:13	11/21/23	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	Zino Brian T	CT	D		P	10	4.20	3	New	3	D
11/21/23 17:58	11/20/23	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	219	9.74	22	1	2,342	I
11/21/23 17:56	11/20/23	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,058	11.17	184	4	5,051	I
11/21/23 17:51	11/20/23	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	181	10.75	17	0	4,192	I
11/21/23 17:48	11/20/23	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	392	11.58	34	1	4,690	I
11/21/23 17:45	11/20/23	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	425	7.98	53	2	2,896	I
11/21/23 17:43	11/20/23	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	303	8.12	37	3	1,260	I
11/21/23 17:40	11/20/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	208	10.19	20	2	1,212	I
11/21/23 17:33	11/20/23	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,059	8.69	122	4	2,936	I
11/21/23 17:31	11/20/23	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	80	8.90	9	0	2,981	I
11/21/23 17:29	11/20/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,994	15.50	451	2	19,871	I
11/21/23 17:27	11/21/23	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	10	6.13	2	0	2,090	I
11/21/23 17:25	11/20/23	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	400	9.82	41	5	833	I
11/21/23 17:23	11/20/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,958	13.79	215	2	13,537	I
11/21/23 17:19	11/20/23	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,695	7.21	928	3	36,716	I
11/21/23 17:16	11/20/23	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,211	14.75	82	1	11,739	I
11/21/23 17:14	11/20/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,021	13.98	145	6	2,594	I
11/21/23 17:11	11/17/23	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P.m	174	12.34	14	7	212	I
11/21/23 17:09	11/17/23	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P.m	174	12.34	14	10	150	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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