Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Bouek Kirill	NY	O	Controll	P	3	15.67	0	23	1	D
8/29/25 14:09	8/29/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Virgilio Stephen	IL	H	Portfoli	S	-3	18.81	0	-15	1	D
8/29/25 11:35	8/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.63	1	0	905	M
8/28/25 19:53	8/26/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	P.m	534	6.58	81	15	613	I
8/28/25 19:52	8/26/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	P.m	534	6.58	81	14	675	I
8/28/25 11:47	8/27/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.68	1	0	904	M
8/27/25 20:08	8/25/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Great Elm Strategic Partnership I, LLC	MA	T		S.m	-528	11.20	-47	-3	1,648	D
8/27/25 17:45	8/26/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-6	13.83	0	0	3,006	I
8/27/25 17:43	8/26/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-215	10.36	-21	-1	3,667	I
8/27/25 11:16	8/26/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	903	M
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	21	15.99	1	3	41	D
8/27/25 10:42	8/26/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	20	12.69	2	3	56	D
8/27/25 10:40	8/26/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	21	10.16	2	4	60	D
8/26/25 20:01	8/22/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	P.m	789	6.46	122	26	594	I
8/26/25 19:59	8/22/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	P.m	789	6.46	122	30	532	I
8/26/25 17:22	8/25/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Barrios Raymond	CA	O	MD	P	51	15.63	3	20	19	D
8/26/25 16:24	8/25/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	P	15	12.77	1	12	12	D
8/26/25 16:22	8/25/25	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	P	16	11.34	1	27	7	D
8/26/25 14:22	8/25/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.63	1	0	902	M
8/26/25 09:31	8/25/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	69	11.67	6	0	1,954	I
8/26/25 09:28	8/25/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	107	9.48	11	1	2,037	I
8/26/25 09:25	8/25/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	275	36.51	8	0	4,085	I
8/26/25 09:21	8/25/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-188	10.36	-18	0	3,687	I
8/25/25 09:44	8/21/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	180	9.43	19	1	2,026	I
8/25/25 09:43	8/21/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-151	14.07	-11	0	3,007	I
8/25/25 09:36	8/22/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.64	1	0	901	M
8/25/25 09:35	8/21/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	188	35.86	5	0	4,078	I
8/22/25 21:33	8/21/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Great Elm Strategic Partnership I, LLC	MA	T		S.m	-500	11.20	-45	-3	1,695	D
8/22/25 17:20	8/20/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	P.m	441	6.24	71	18	472	I
8/22/25 17:20	8/20/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	P.m	441	6.24	71	21	410	I
8/22/25 15:30	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		P	17	44.92	0	78	1	D
8/22/25 12:32	8/19/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Lott Ronald M.	NY	D		S	-66	8.81	-8	-20	30	D
8/22/25 11:57	8/21/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.57	1	0	900	M
8/22/25 10:35	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Nelson Blake	TX	O	CFO,Trea	P	9	44.92	0	67	1	D
8/21/25 16:16	8/18/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Nestor John G.	NY	D		S	-179	13.49	-13	-48	15	D
8/21/25 16:14	8/20/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	DO	CFO	P	100	13.75	7	9	88	D
8/21/25 16:11	8/20/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	15	22.45	1	3	20	D
8/21/25 15:26	8/19/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P.m	13	49.26	0	14	2	D
8/21/25 14:03	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	P	8	44.92	0	15	1	M
8/21/25 12:51	8/19/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-14	8.17	-2	0	1,515	I
8/21/25 12:49	8/19/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	86	10.69	8	0	1,635	I
8/21/25 12:47	8/19/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	338	33.99	10	0	4,072	I
8/21/25 12:44	8/19/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-619	10.38	-60	-2	3,706	I
8/21/25 12:02	8/18/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-429	9.89	-43	-9	423	I
8/21/25 11:58	8/20/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.64	1	0	899	M
8/21/25 11:28	8/20/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Ziets Kevin L	IL	H	PORTFOLI	P	44	14.60	3	New	3	D
8/21/25 08:46	8/20/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Larrenaga Ryan Collins	MA	O	See Rema	P	3	33.04	0	New	0	D
8/20/25 17:38	8/18/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Great Elm Strategic Partnership I, LLC	MA	T		S.m	-91	11.20	-8	0	1,740	D
8/20/25 17:30	8/11/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Labe James	CA	DO	CEO	P.m	662	6.30	105	45	339	I
8/20/25 17:24	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	305	12.20	25	3	836	D
8/20/25 17:20	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	P	13	12.20	1	11	10	I
8/20/25 16:20	8/15/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Adams Barbara	PA	D		P	66	17.52	4	13	33	I
8/20/25 13:52	8/19/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.67	1	0	898	M
8/20/25 11:04	8/18/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Calamos John P Sr	IL	O	Global C	P	277	10.02	28	0	5,766	I
8/19/25 16:11	8/18/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	P	30	17.39	2	16	12	D
8/19/25 14:15	8/18/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.66	1	0	896	M
8/19/25 09:47	8/18/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	55	34.46	2	0	4,062	I
8/18/25 16:52	6/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P.m	17	49.25	0	13	3	D
8/18/25 16:49	8/14/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P.m	12	48.95	0	15	2	D
8/18/25 16:05	8/15/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	P	221	14.19	16	45	50	D
8/18/25 14:38	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Shannon Kevin	NY	D		P	89	17.70	5	15	39	D
8/18/25 11:54	8/15/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Kahrer Mark G.	IL	D		P	13	12.69	1	New	1	D
8/18/25 11:52	8/15/25	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Kahrer Mark G.	IL	D		P	11	11.35	1	New	1	D
8/18/25 11:34	8/15/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	895	M
8/18/25 10:53	8/14/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		P	8	3.93	2	133	4	D
8/18/25 10:05	8/14/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	362	8.66	42	2	2,138	I
8/18/25 10:03	8/14/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	627	34.24	18	0	4,061	I
8/18/25 09:50	8/14/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-674	10.56	-64	-2	3,765	I
8/15/25 19:19	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Hytha David	CA	O	CFO	P	50	10.00	5	14	41	D
8/15/25 16:48	2/10/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Clark Casey Collins	NY	H	Presiden	P	50	20.16	2	New	2	D
8/15/25 16:39	8/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	P	9	9.86	1	32	4	D
8/15/25 16:30	6/2/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Rosa Katherine Quick	NY	H	Trustee	P	9	9.88	1	49	3	D
8/15/25 15:37	8/13/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		P	50	10.03	5	New	5	I
8/15/25 15:28	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Pessah David	NY	O	CFO	P	60	17.72	3	170	5	D
8/15/25 10:19	8/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.57	1	0	894	M
8/14/25 17:06	8/13/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Metz Adam S	NY	D		P	499	17.67	28	58	77	I
8/14/25 17:02	8/14/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-940	67.15	-14	-15	82	D
8/14/25 15:12	8/12/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Mullins Andrea	GA	D		P	100	13.15	8	New	8	D
8/14/25 12:52	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Miller David N	NY	D		P	177	17.69	10	82	22	I
8/14/25 10:38	8/12/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-198	24.37	-8	0	7,520	I
8/14/25 10:29	8/12/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	12,599	35.39	356	10	4,043	I
8/14/25 10:22	8/13/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-543	10.59	-51	-1	3,829	I
8/14/25 10:02	8/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.53	1	0	893	M
8/13/25 19:18	8/11/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P,CIO	P.m	662	6.30	105	36	401	I
8/13/25 16:15	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Day Jeff M.	NY	O	Co-P	P	100	17.70	6	46	18	I
8/13/25 16:14	8/13/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	S	-17	20.75	-1	-14	5	I
8/13/25 16:10	3/20/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	P	7	18.59	0	7	6	D
8/13/25 15:18	8/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	10.57	0	1	46	D
8/13/25 12:51	8/13/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Weber Clifford John	CO	H	Trustee	P	13	5.53	2	New	2	D
8/13/25 11:26	8/11/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Binstock Joan	NY	D		P	100	17.69	6	17	39	I
8/13/25 10:45	8/12/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Occi Michael Jr.	NY	O	CEO	P	249	17.78	14	187	22	D
8/13/25 09:53	8/12/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.58	1	0	892	M
8/12/25 19:20	8/8/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Ocm Growth Holdings LLC	CA	T		S	-5,400	10.80	-500	-6	8,280	D
8/12/25 18:24	8/11/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P.m	124	8.53	15	1	1,531	D
8/12/25 18:08	8/8/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	P	50	15.78	3	0	1,072	D
8/12/25 17:04	8/8/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P.m	8	49.11	0	11	2	D
8/12/25 16:05	8/11/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		P	266	10.23	26	13	232	M
8/12/25 11:09	8/8/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	Cuniff Jill R.	CT	D		P	100	10.03	10	New	10	D
8/12/25 10:27	8/11/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11,477	35.00	328	10	3,687	I
8/12/25 10:25	8/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-231	10.59	-22	-1	3,880	I
8/12/25 09:58	8/11/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.57	1	0	891	M
8/11/25 16:10	8/7/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	P	8	10.14	1	8	10	I
8/11/25 15:28	8/7/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	P	600	9.88	61	15	466	D
8/11/25 15:10	8/5/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	2	9.64	0	25	1	D
8/11/25 15:09	8/5/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		P	1	3.83	0	6	3	D
8/11/25 14:56	8/11/25	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	FormerCh	S	-10	10.36	-1	-100	0	D
8/11/25 14:47	8/11/25	CHI	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	FormerCh	S	-22	10.90	-2	-100	0	D
8/11/25 14:38	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	Wardell-Smith Sara	CA	D		P	300	10.00	30	New	30	D
8/11/25 11:08	8/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.60	1	0	890	M
8/11/25 09:22	8/7/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-383	10.99	-35	-1	4,916	I
8/11/25 09:14	8/7/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,060	10.60	-100	-2	3,902	I
8/11/25 09:06	8/7/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,658	34.90	105	3	3,359	I
8/8/25 16:29	8/6/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	Hitchen Kevin J	IL	O	VP	P	154	10.04	15	New	15	D
8/8/25 16:28	8/6/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	Bleichroeder LP	NY	T		P	16,000	25.27	633	86	1,368	I
8/8/25 16:16	8/7/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	3,189	24.92	128	8	1,759	D
8/8/25 12:58	8/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.64	1	0	889	M
8/7/25 16:56	8/6/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	Barry John F	FL	T		P	25,000	25.00	1,000		0	I
8/7/25 16:24	8/4/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	11.64	0	0	41	D
8/7/25 10:55	8/6/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.66	1	0	887	M
8/7/25 10:00	8/6/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-94	11.05	-9	0	4,951	I
8/7/25 09:56	8/5/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,063	10.58	-100	-2	4,002	I
8/6/25 12:33	8/5/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.67	1	0	886	M
8/6/25 06:42	8/5/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	P	25	13.10	2	188	3	D
8/5/25 16:42	8/4/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	18	0.7200	25	1	4,110	D
8/5/25 14:28	8/1/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	Sievwright John P.	PA	D		P	8	3.82	2	215	3	D
8/5/25 14:26	8/1/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	Sievwright John P.	PA	D		P	3	8.81	0	35	1	D
8/5/25 13:46	8/1/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	11.56	0	0	2	D
8/5/25 12:14	8/4/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.64	1	0	885	M
8/5/25 10:10	8/4/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-321	10.56	-30	-1	4,103	I
8/4/25 11:50	8/1/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	4	14.36	0	1	28	D
8/4/25 11:15	8/1/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.69	1	0	884	M
8/4/25 10:15	7/31/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-356	21.24	-17	-1	2,687	I
8/4/25 10:10	7/31/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-767	10.46	-73	-2	4,133	I
8/1/25 16:15	7/31/25	BMASX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Pascucci Hope	NY	H	Trustee	P	500	15.23	33	New	33	D
8/1/25 10:21	7/31/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.63	1	0	883	M
8/1/25 10:01	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Vogelhut Ethan Sinclair Diamond	NY	H	See Rema	P	100	12.51	8	New	8	D
8/1/25 10:00	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		P	1,500	12.51	120	10	1,329	D
8/1/25 09:59	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	P	1,500	12.51	120	10	1,329	D
7/31/25 13:47	7/30/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-343	10.39	-33	-1	4,207	I
7/31/25 13:43	7/30/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-58	21.61	-3	0	2,704	I
7/31/25 10:22	7/30/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.61	1	0	882	M
7/30/25 17:10	7/30/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	P	10	56.92	0	0	136	D
7/30/25 16:33	7/28/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-822	10.40	-79	-2	4,239	I
7/30/25 16:25	7/28/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,186	8.56	138	7	2,096	I
7/30/25 10:27	7/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.60	1	0	881	M
7/29/25 18:27	7/29/25	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	P	50	24.79	2	New	2	D
7/29/25 12:42	7/28/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	11.68	0	0	41	D
7/29/25 11:06	6/30/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	Sassine Victoria	CT	D		S	-32	29.17	-1	-50	1	D
7/29/25 10:07	7/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.60	1	0	879	M
7/28/25 10:35	7/24/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-773	10.43	-74	-2	4,319	I
7/28/25 10:29	7/24/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,621	22.02	-74	-3	2,707	I
7/28/25 09:37	7/25/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.58	1	0	878	M
7/25/25 16:03	7/23/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Tyler Donald G	WI	D		S	-32	10.02	-3	-32	7	D
7/25/25 11:41	7/24/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.60	1	0	877	M
7/25/25 10:54	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Stanley C. Moss Revocable Trust U/A Dtd 10/13/2015	FL	T		P.a	1,728	9.27	186	32	777	D
7/25/25 10:23	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Stanley C. Moss Revocable Trust U/A Dtd 10/13/2015	FL	T		P	1,812	9.72	186	32	777	D
7/24/25 17:51	7/22/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kewjin Yuoh	NJ	H	Portfoli	S	-29	8.71	-3	-100	0	D
7/24/25 17:31	7/22/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	S	-98	9.77	-10	-100	0	D
7/24/25 11:31	7/23/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P.m	3	2.60	1	0	876	M
7/24/25 11:05	7/22/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-673	21.80	-31	-1	2,780	I
7/24/25 10:59	7/22/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,126	10.46	-108	-2	4,393	I
7/23/25 17:06	7/22/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle II Holdings Fund	C3	T		P	714	25.05	29	1	3,022	D
7/23/25 14:07	7/22/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	875	M
7/22/25 17:29	7/18/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Tyler Donald G	WI	D		S.m	-26	10.04	-3	-20	10	D
7/22/25 15:51	7/21/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-313	21.65	-14	-1	2,811	I
7/22/25 15:49	7/21/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-329	10.82	-30	-1	4,960	I
7/22/25 15:47	7/21/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-223	10.51	-21	0	4,500	I
7/22/25 11:33	7/21/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	11.55	0	0	41	D
7/22/25 10:38	7/21/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	874	M
7/21/25 17:16	7/21/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	308	12.31	25	3	811	D
7/21/25 16:09	7/18/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		P	18	7.25	3	14	20	D
7/21/25 15:21	7/17/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	P.a	63	12.60	5	25	25	D
7/21/25 15:11	7/18/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	P	63	12.57	5	20	30	D
7/21/25 14:37	7/17/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	Kocinski Chris	IL	H	Portfoli	P	44	7.40	6	40	21	D
7/21/25 11:31	7/18/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	118	12.01	10	1	1,948	I
7/21/25 11:28	7/17/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-630	21.73	-29	-1	2,826	I
7/21/25 11:22	7/17/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-53	10.85	-5	0	4,990	I
7/21/25 11:17	7/18/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-224	10.56	-21	0	4,522	I
7/21/25 11:02	7/18/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	873	M
7/18/25 16:30	7/16/25	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S	-13,980	34.14	-410	-37	711	M
7/18/25 14:44	7/17/25	RFMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	P	63	12.60	5	25	25	D
7/18/25 11:44	7/17/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	872	M
7/17/25 18:14	7/16/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	P	108	12.69	9	74	20	D
7/17/25 18:04	7/17/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	DO	CEO	P	10	10.47	1	22	5	D
7/17/25 15:07	7/16/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	P	19	12.71	2	15	12	D
7/17/25 12:38	7/16/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	870	M
7/17/25 10:44	7/15/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	121	9.38	13	1	2,007	I
7/17/25 10:39	7/16/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-321	21.80	-15	-1	2,855	I
7/17/25 10:37	7/15/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-13	11.02	-1	0	4,995	I
7/17/25 10:34	7/15/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-130	10.77	-12	0	4,543	I
7/16/25 14:15	7/14/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		P	8	4.48	2	161	3	D
7/16/25 10:38	7/15/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	869	M
7/15/25 17:04	7/14/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Mason Peter Daniel Charles	NY	D		P	40	4.02	10	New	10	D
7/15/25 16:57	7/14/25	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	Mason Peter Daniel Charles	NY	D		P	40	15.59	3	New	3	D
7/15/25 15:09	6/2/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Potti Bharath	CA	D		P	39	11.15	3	New	3	D
7/15/25 13:59	7/14/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	11.52	0	0	41	D
7/15/25 13:51	7/11/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	4	14.10	0	1	28	D
7/15/25 12:02	7/11/25	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-12	3.86	-3	0	1,911	I
7/15/25 11:16	7/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	OT	P,Co-Por	P	3	2.65	1	0	868	M
7/15/25 10:34	7/14/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	57	9.35	6	0	1,994	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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