Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
3/28/25 11:50	3/27/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.69	1	0	778	M
3/28/25 11:16	3/26/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	7	0.7000	10	0	3,889	D
3/27/25 17:41	3/25/25	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	Hayes Jerald Benjamin	WI	H	Investme	P	634	25.37	25		1	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		P	100	10.97	9	15	69	I
3/27/25 14:20	3/26/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.66	1	0	777	M
3/27/25 11:54	3/25/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	O'Connor Caitlin	CA	H	Portfoli	P	1,262	6,000.0	0	New	0	D
3/27/25 11:46	3/26/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	Chief Ex	P	8	8.13	1	0	211	D
3/27/25 09:30	3/25/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-7	11.36	-1	0	1,973	I
3/27/25 09:21	3/25/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-158	8.81	-18	-1	2,940	I
3/26/25 17:00	3/24/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P.m	10	2.70	4	0	1,570	D
3/26/25 17:00	3/24/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Paylor Ryan M	FL	H	Portfoli	P	54	2.69	20	76	46	D
3/26/25 17:00	3/24/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P.m	7	2.70	3	2	123	D
3/26/25 17:00	3/26/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Hyzak Dwayne L.	TX	DO	CEO,SMD	S	-6,966	58.05	-120	-23	402	D
3/26/25 16:58	3/26/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Magdol David L.	TX	O	P,CIO,SM	S	-5,805	58.05	-100	-21	377	D
3/26/25 16:22	3/26/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	10	22.52	0	3	17	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	102	4.24	24	0	82,937	D
3/26/25 14:34	1/5/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Miranda Kenneth M.	NY	D		P.a	63	18.05	3	19	22	D
3/26/25 10:28	3/25/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.61	1	0	776	M
3/25/25 16:06	3/21/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	102	4.26	24	0	82,913	D
3/25/25 14:33	3/24/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	5	10.75	1	4	15	I
3/25/25 12:49	3/21/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shaffer John C.	NJ	D		P	500	10.27	49	New	49	D
3/25/25 11:50	3/24/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.57	1	0	775	M
3/25/25 11:50	3/24/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-154	8.87	-17	-1	2,958	I
3/25/25 11:47	3/24/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-31	13.21	-2	0	3,274	I
3/25/25 11:45	3/24/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-61	11.36	-5	0	1,974	I
3/24/25 21:51	3/20/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Lott Ronald M.	NY	D		S	-59	5.90	-10	-25	29	D
3/24/25 17:37	3/21/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	P	11	14.51	1	1	138	D
3/24/25 16:57	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Short Brandon	NJ	H	Portfoli	P.a	287	2,873.0	0	New	0	D
3/24/25 16:23	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	Short Brandon	NJ	H	Portfoli	P	287	2,873.0	0	New	0	D
3/24/25 16:02	3/20/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	103	4.28	24	0	82,889	D
3/24/25 11:47	3/21/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	4	2.75	1	0	773	M
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Siffermann William A	IL	O	VP	P	3	11.61	0	71	1	D
3/24/25 08:45	3/21/25	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	Siffermann William A	IL	O	VP	P	3	11.08	0	97	1	D
3/24/25 08:38	3/21/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	126	8.40	15	59	40	D
3/21/25 18:55	3/21/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,CEO	P	77	7.74	10	35	39	D
3/21/25 17:33	3/21/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Majewski Thomas P.	CT	DOH	CEO	P	25	23.00	1	3	36	D
3/21/25 16:08	3/19/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	103	4.30	24	0	82,849	D
3/21/25 12:08	3/20/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.72	1	0	772	M
3/20/25 17:09	3/10/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P.a	12	7.72	1	1	209	D
3/20/25 17:04	3/19/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P	5	8.15	1	0	210	D
3/20/25 16:01	3/18/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	82	4.29	19	34	75	D
3/20/25 16:01	3/18/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	103	4.30	24	0	82,825	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	P	7	18.59	0	8	4	D
3/20/25 12:52	3/19/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.74	1	0	771	M
3/20/25 12:45	3/18/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	9.88	1	0	1,956	I
3/20/25 12:39	3/18/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-27	14.77	-2	0	11,810	I
3/20/25 12:18	3/18/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	324	9.56	34	1	3,531	I
3/20/25 11:21	3/18/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	32	10.81	3	2	124	M
3/19/25 16:01	3/17/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,033	4.30	240	0	82,801	D
3/19/25 14:08	3/18/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		P	3	10.76	0	11	3	I
3/19/25 11:17	3/18/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.68	1	0	769	M
3/18/25 19:20	3/17/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Fisk Darren	CO	D		P	1,500	9.68	155	98	312	I
3/18/25 17:29	3/14/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	4	4.24	1	2	56	D
3/18/25 17:00	3/14/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P	3	2.64	1	0	1,567	D
3/18/25 17:00	3/14/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P	4	2.64	1	1	120	D
3/18/25 16:35	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	50	8.00	6	9	77	D
3/18/25 16:05	3/14/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,027	4.28	240	0	82,561	D
3/18/25 15:40	3/17/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	10.93	0	4	12	D
3/18/25 15:39	3/17/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	6	11.05	1	4	14	I
3/18/25 15:34	3/18/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	5	10.72	0	5	9	D
3/18/25 12:36	3/13/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	P	6	10.76	1	New	1	D
3/18/25 12:06	3/17/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		P	9	21.98	0	7	7	D
3/18/25 11:51	3/17/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.69	1	0	768	M
3/18/25 11:50	3/17/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-110	14.82	-7	0	11,811	I
3/18/25 11:48	3/17/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	157	9.55	16	0	3,497	I
3/17/25 18:50	3/14/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Wolfe Patrick	CA	O	COO	P.d	50	8.12	6	321	8	D
3/17/25 18:24	3/13/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	312	8	4,113	I
3/17/25 18:13	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.am	1,407	17.58	80	2	3,885	I
3/17/25 18:11	3/13/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	312	9	3,799	I
3/17/25 18:05	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.am	1,407	17.58	80	2	3,723	I
3/17/25 16:01	3/13/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,009	4.20	240	0	82,321	D
3/17/25 15:55	3/14/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	P	24	21.04	1	19	7	D
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	Richer Clare Stack	MA	D		P	25	16.43	2	8	21	D
3/17/25 10:38	3/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.71	1	0	767	M
3/17/25 10:34	3/13/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-36	5.89	-6	0	1,806	I
3/17/25 10:32	3/13/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,262	15.00	-151	-1	11,819	I
3/17/25 10:20	3/13/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-92	11.34	-8	0	1,979	I
3/17/25 10:16	3/14/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	76	9.54	8	0	3,481	I
3/17/25 08:34	3/12/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P.m	23	2.64	9	1	1,566	D
3/14/25 21:15	3/12/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P.m	23	2.64	9	1	1,566	D
3/14/25 17:00	3/12/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P.m	7	2.64	3	2	119	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	P	501	18.57	27	16	194	D
3/14/25 16:32	3/13/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	P	25	25.18	1	44	3	D
3/14/25 16:01	3/12/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,019	4.25	240	0	82,081	D
3/14/25 14:26	3/13/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-283	11.94	-24	-1	4,120	I
3/14/25 11:07	3/10/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P.am	6	2.57	2	2	116	D
3/14/25 10:52	3/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.69	1	0	766	M
3/13/25 17:24	3/11/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Worrell August Daniel	CA	O	Co-Chief	P.d	81	8.06	10	43	34	D
3/13/25 17:21	3/12/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Mehring Jason	CA	O	P	P.d	20	8.13	2	12	22	D
3/13/25 16:35	3/13/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	De La Calle Luis	O5	D		P	86	14.32	6	446	7	D
3/13/25 16:01	3/11/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	8,640	4.32	2,000	3	81,841	D
3/13/25 12:49	3/12/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	434	14.46	30	22	170	D
3/13/25 11:17	3/12/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.65	1	0	764	M
3/13/25 11:05	3/11/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	10.09	0	0	1,956	I
3/13/25 11:02	3/11/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	834	12.69	66	1	6,235	I
3/13/25 10:59	3/11/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-552	11.98	-46	-1	4,143	I
3/13/25 10:18	3/11/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,029	15.07	-68	-1	11,970	I
3/13/25 10:12	3/11/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-53	11.59	-5	0	1,987	I
3/13/25 10:06	3/11/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	161	9.75	17	0	3,473	I
3/13/25 10:04	3/12/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	705	9.35	75	2	4,024	I
3/12/25 17:10	3/11/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kang Eric P	NJ	H	Portfoli	P	25	8.86	3	26	14	D
3/12/25 17:00	3/10/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P.m	6	2.58	3	0	1,557	D
3/12/25 17:00	3/10/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P.m	58	24.38	2	2	116	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	10	12.52	1	40	3	D
3/12/25 14:58	3/12/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	245	12.27	20	3	721	D
3/12/25 12:49	3/11/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.56	1	0	763	M
3/11/25 19:05	3/7/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P.m	16	53.83	0	13	3	D
3/11/25 17:00	3/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P	1	2.59	0	0	113	D
3/11/25 17:00	3/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Erik Mervin	FL	OH	P	P	250	2.60	96	20	585	D
3/11/25 17:00	3/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P	3	2.59	1	0	1,555	D
3/11/25 16:49	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Widra Howard	NY	D		P	620	12.40	50	14	400	I
3/11/25 16:33	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	P.m	266	15.22	17	15	137	D
3/11/25 16:05	3/10/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	13	13.09	1	100	2	D
3/11/25 15:28	3/10/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.64	1	0	762	M
3/11/25 12:14	3/10/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	8	12.52	1	3	26	D
3/11/25 09:47	3/10/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-787	15.06	-52	0	12,038	I
3/11/25 09:45	3/10/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-341	12.04	-28	-1	4,189	I
3/11/25 09:41	3/10/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4,737	12.48	380	7	6,169	I
3/11/25 09:38	3/10/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	96	10.18	9	0	1,956	I
3/11/25 09:36	3/10/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	P	8	8.00	1	6	17	D
3/11/25 09:36	3/10/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P	26	7.68	3	2	211	D
3/11/25 08:25	3/7/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Carlton Pamela G	MA	D		S	-57	31.23	-2	-95	0	D
3/11/25 08:18	3/7/25	STK	Columbia Seligman Premium Technology Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Carlton Pamela G	MA	D		S	-65	28.98	-2	-100	0	D
3/10/25 17:21	3/6/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		P.m	113	11.31	10	5	194	D
3/10/25 17:00	3/6/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P	9	2.59	4	0	1,553	D
3/10/25 17:00	3/6/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Erik Mervin	FL	OH	P	P	202	2.59	78	19	489	D
3/10/25 17:00	3/6/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P	44	25.84	2	2	113	D
3/10/25 17:00	3/6/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Paylor Ryan M	FL	H	Portfoli	P	0	2.58	0	1	26	D
3/10/25 16:52	3/10/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	23	24.68	1	2	41	D
3/10/25 16:05	3/6/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Temple Chris	NY	D		P	222	14.80	15	42	51	D
3/10/25 11:06	3/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.57	1	0	760	M
3/10/25 10:40	3/6/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	262	9.81	27	1	3,456	I
3/10/25 10:36	3/7/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1	11.63	0	0	1,992	I
3/10/25 10:30	3/6/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,134	15.24	-74	-1	12,090	I
3/10/25 10:24	3/6/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-943	12.11	-78	-2	4,218	I
3/10/25 10:09	3/6/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-406	8.82	-46	-2	2,975	I
3/10/25 10:00	3/6/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	62	12.49	5	0	5,790	I
3/10/25 09:56	3/6/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	89	10.02	9	0	1,946	I
3/10/25 09:53	3/6/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	49	9.95	5	0	1,707	I
3/7/25 17:07	3/7/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	22	24.69	1	2	40	D
3/7/25 17:00	3/5/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Gelety John A	FL	D		P.m	8	2.54	3	47	9	D
3/7/25 17:00	3/5/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Paylor Ryan M	FL	H	Portfoli	P	1	2.54	0	1	26	D
3/7/25 16:50	3/7/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	P	124	24.70	5	4	134	D
3/7/25 16:34	3/7/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Grassi Craig Anthony	NY	O	Vice-P	P	2	24.70	0	0	74	I
3/7/25 16:30	3/5/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Foster Vincent D	TX	D		S	-4,860	57.18	-85	-4	1,850	D
3/7/25 16:14	3/7/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		P	12	8.31	1	3	57	D
3/7/25 16:05	3/6/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	P	25	18.64	1	15	11	D
3/7/25 16:05	3/7/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	P	21	21.20	1	20	6	D
3/7/25 13:33	3/6/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.61	1	0	759	M
3/6/25 21:27	3/4/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	P.m	203	15.40	13	12	120	D
3/6/25 18:55	3/4/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		P.m	114	11.38	10	6	184	D
3/6/25 17:42	3/6/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	P	63	25.00	3	2	129	D
3/6/25 17:19	3/6/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Grassi Craig Anthony	NY	O	Vice-P	P	16	25.00	1	1	74	I
3/6/25 17:03	3/4/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	232	9.29	25	1	1,702	I
3/6/25 17:00	3/4/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	44	9.96	4	0	1,938	I
3/6/25 17:00	3/4/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P.m	68	2.51	27	2	1,550	D
3/6/25 17:00	3/4/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P.m	63	2.50	25	29	111	D
3/6/25 16:59	3/5/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-84	5.80	-14	-1	1,812	I
3/6/25 16:57	3/4/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,215	8.86	-137	-4	3,021	I
3/6/25 16:53	3/4/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-632	12.29	-51	-1	4,295	I
3/6/25 16:22	3/5/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		P	82	16.40	5	62	13	D
3/6/25 13:14	3/5/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.58	1	0	758	M
3/6/25 11:37	3/4/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,290	15.36	-149	-1	12,165	I
3/6/25 11:24	3/4/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-29	11.73	-2	0	1,992	I
3/6/25 11:18	3/4/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	242	9.85	25	1	3,430	I
3/5/25 21:46	3/3/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	P.m	108	53.78	2	1	227	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Miller James Robert	NY	O	Co-P	P	933	23.32	40	New	40	D
3/5/25 13:50	3/5/25	EVN	Eaton Vance Municipal Income Trust		Fund	CEF	Closed-End Funds	Frost Cynthia	MA	H	Trustee	S	-160	10.65	-15	-100	0	D
3/5/25 13:11	3/4/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.56	1	0	757	M
3/4/25 16:05	3/3/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.72	1	0	755	M
3/4/25 10:06	3/3/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	9.81	1	0	3,405	I
3/4/25 10:03	3/3/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-35	11.73	-3	0	1,994	I
3/4/25 09:48	3/3/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-2,504	15.49	-162	-1	12,314	I
3/4/25 09:46	3/3/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-385	12.31	-31	-1	4,347	I
3/4/25 09:44	3/3/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	111	9.20	12	1	1,677	I
3/3/25 14:49	2/28/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	252	12.60	20	3	701	D
3/3/25 12:22	2/28/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	8.98	0	0	1,665	I
3/3/25 11:51	2/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.69	1	0	754	M
3/3/25 10:55	2/27/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	57	9.88	6	0	1,933	I
3/3/25 10:47	2/28/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1	5.89	0	0	1,827	I
3/3/25 10:44	2/27/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,759	15.32	-115	-1	12,475	I
3/3/25 10:40	2/27/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	316	9.79	32	1	3,404	I
3/3/25 10:36	2/27/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	200	16.55	12	0	28,605	I
2/28/25 12:15	2/27/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.70	1	0	753	M
2/27/25 11:20	2/26/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.71	1	0	752	M
2/27/25 11:07	2/26/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	P	24	23.94	1	32	4	D
2/27/25 10:57	2/26/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	P	25	25.98	1	32	4	D
2/27/25 10:50	2/26/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	P	19	19.07	1	23	5	D
2/27/25 10:38	2/26/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	Digregorio Derek	MA	H	Portfoli	P	1	25.98	0	1	3	D
2/27/25 10:09	2/26/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-3	13.62	0	0	3,276	I
2/27/25 10:07	2/26/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-93	12.26	-8	0	4,378	I
2/27/25 10:04	2/26/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-202	15.36	-13	0	12,590	I
2/27/25 10:02	2/26/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-53	11.70	-5	0	1,997	I
2/27/25 09:58	2/26/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	665	16.53	40	0	28,593	I
2/26/25 18:32	2/25/25	NA	Blackrock Alpha Strategies Fund		Fund	CEF	Closed-End Funds	Dunbar Jeffrey Barton	NY	H	Portfoli	M.d	0	0.00	1		0	D
2/26/25 18:17	2/25/25	NA	Blackrock Alpha Strategies Fund		Fund	CEF	Closed-End Funds	Matriotti Albert Rafael	NY	H	Portfoli	M.d	0	0.00	1		0	D
2/26/25 17:01	2/24/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-180	6.85	-26	-99	0	D
2/26/25 16:15	2/25/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		P	40	15.83	3	19	16	D
2/26/25 15:10	2/25/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-20	12.23	-2	0	4,386	I
2/26/25 15:08	2/24/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-481	15.36	-31	0	12,603	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y