4/18/24 18:40 | 4/16/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -4 | 24.16 | 0 | 0 | 0 | 78 | I | | | | | | | | | | | | | | |
4/18/24 12:59 | 4/16/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 460 | 12.05 | 0 | 38 | 2 | 2,219 | I | | | | | | | | | | | | | | |
4/18/24 10:59 | 4/17/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.68 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/17/24 10:32 | 4/16/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/16/24 16:12 | 4/12/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Prasad Sohail | TX | DOT | P,CEO | S | -4,930 | 24.65 | 0 | -200 | -16 | 1,082 | I | | | | | | | | | | | | | | |
4/16/24 16:10 | 4/12/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Destiny Xyz Inc. | TX | T | | S | -4,930 | 24.65 | 0 | -200 | -16 | 1,082 | D | | | | | | | | | | | | | | |
4/16/24 11:31 | 4/15/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/15/24 19:59 | 4/11/24 | GCV | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | S | -2 | 3.61 | 0 | -1 | 0 | 1,935 | I | | | | | | | | | | | | | | |
4/15/24 18:22 | 4/11/24 | TAKIX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | P | 1,048 | 8.57 | 0 | 122 | 191 | 186 | D | | | | | | | | | | | | | | |
4/15/24 17:15 | 4/12/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 163 | 10.00 | 0 | 16 | 1 | 2,843 | I | | | | | | | | | | | | | | |
4/15/24 17:13 | 4/12/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 374 | 11.96 | 0 | 31 | 1 | 2,181 | I | | | | | | | | | | | | | | |
4/15/24 17:11 | 4/15/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 39 | 17.01 | 0 | 2 | 0 | 2,743 | I | | | | | | | | | | | | | | |
4/15/24 13:05 | 4/1/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Pauker Matthew | CA | H | Principa | P.m | 167 | 10.20 | 0 | 16 | 13 | 146 | D | | | | | | | | | | | | | | |
4/15/24 12:16 | 3/7/23 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 207 | 11.17 | 0 | 19 | 1 | 3,148 | I | | | | | | | | | | | | | | |
4/15/24 12:16 | 3/7/23 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -208 | 11.21 | 0 | -19 | -1 | 3,148 | I | | | | | | | | | | | | | | |
4/15/24 12:08 | 4/12/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 281 | 14.07 | 0 | 20 | 23 | 106 | D | | | | | | | | | | | | | | |
4/15/24 11:12 | 4/12/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/12/24 18:20 | 4/10/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | 0 | 24.16 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
4/12/24 15:00 | 4/10/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 229 | 11.97 | 0 | 19 | 1 | 2,149 | I | | | | | | | | | | | | | | |
4/12/24 14:58 | 4/10/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 583 | 17.25 | 0 | 34 | 1 | 2,741 | I | | | | | | | | | | | | | | |
4/12/24 13:37 | 4/11/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.67 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/12/24 13:32 | 4/11/24 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | S | -31 | 15.46 | 0 | -2 | -1 | 168 | I | | | | | | | | | | | | | | |
4/12/24 09:21 | 4/9/24 | THW | Abrdn World Healthcare Fund | | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 3 | 12.53 | 0 | 0 | 24 | 1 | D | | | | | | | | | | | | | | |
4/12/24 09:21 | 4/9/24 | THQ | Abrdn Healthcare Opportunities Fund | | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 12 | 19.54 | 0 | 1 | 109 | 1 | D | | | | | | | | | | | | | | |
4/12/24 09:20 | 4/9/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 5 | 13.32 | 0 | 0 | 58 | 1 | D | | | | | | | | | | | | | | |
4/12/24 09:19 | 4/9/24 | HQH | Abrdn Healthcare Investors | MA | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 9 | 16.42 | 0 | 1 | 95 | 1 | D | | | | | | | | | | | | | | |
4/11/24 19:35 | 4/9/24 | DTF | Dtf Tax-Free Income 2028 Term Fund Inc | MD | Fund | CEF | Closed-End Funds | Grumhaus David D Jr. | IL | O | P,CEO | P.m | 27 | 10.70 | 0 | 3 | 100 | 5 | D | | | | | | | | | | | | | | |
4/11/24 19:32 | 4/9/24 | DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | | Fund | CEF | Closed-End Funds | Grumhaus David D Jr. | IL | O | P,CEO | P | 28 | 9.42 | 0 | 3 | 60 | 8 | D | | | | | | | | | | | | | | |
4/11/24 18:08 | 4/11/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Majmudar Anang K. | NY | O | Senior V | P | 7 | 24.98 | 0 | 0 | 1 | 34 | D | | | | | | | | | | | | | | |
4/11/24 13:52 | 4/10/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | P | 51 | 14.25 | 0 | 4 | 45 | 12 | D | | | | | | | | | | | | | | |
4/11/24 13:18 | 4/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.59 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/10/24 16:44 | 4/10/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 63 | 25.00 | 0 | 3 | 2 | 115 | D | | | | | | | | | | | | | | |
4/10/24 14:51 | 4/8/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 293 | 11.98 | 0 | 24 | 1 | 2,130 | I | | | | | | | | | | | | | | |
4/10/24 14:49 | 4/9/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 55 | 17.53 | 0 | 3 | 0 | 2,707 | I | | | | | | | | | | | | | | |
4/10/24 13:48 | 4/9/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.58 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/10/24 12:49 | 4/5/24 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Graci Angelo D | CT | H | Officer- | S.a | -61 | 17.56 | 0 | -4 | -23 | 12 | D | | | | | | | | | | | | | | |
4/10/24 12:34 | 4/9/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | P | 2,000 | 10.02 | 0 | 200 | 7 | 3,010 | D | | | | | | | | | | | | | | |
4/10/24 11:51 | 4/8/24 | WDI | Western Asset Diversified Income Fund | | Fund | CEF | Closed-End Funds | Kumar Nisha | NY | D | | P | 90 | 14.46 | 0 | 6 | 38 | 23 | I | | | | | | | | | | | | | | |
4/9/24 11:53 | 4/8/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Lindquist Daniel J | IL | O | VP | P | 50 | 14.30 | 0 | 4 | New | 4 | I | | | | | | | | | | | | | | |
4/9/24 11:50 | 4/8/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/8/24 18:29 | 3/18/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Destiny Xyz Inc. | TX | T | | S.m | -4,500 | 25.98 | 0 | -173 | -12 | 1,282 | D | | | | | | | | | | | | | | |
4/8/24 18:28 | 4/4/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Prasad Sohail | TX | DOT | P,CEO | S.m | -4,875 | 26.25 | 0 | -186 | -12 | 1,320 | M | | | | | | | | | | | | | | |
4/8/24 12:25 | 4/3/24 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Malik Fahd | NY | O | VP,Portf | P | 18 | 10.62 | 0 | 2 | 28 | 8 | M | | | | | | | | | | | | | | |
4/8/24 11:34 | 4/5/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/5/24 16:01 | 4/5/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Pinero Eric A. | NY | O | GC | P | 5 | 11.11 | 0 | 0 | 7 | 7 | D | | | | | | | | | | | | | | |
4/5/24 15:08 | 4/5/24 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Jones Nathaniel T. | IL | O | VP,Treas | P | 11 | 11.19 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/5/24 14:22 | 4/3/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 291 | 10.29 | 0 | 28 | 1 | 3,265 | I | | | | | | | | | | | | | | |
4/5/24 14:20 | 4/4/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 44 | 12.00 | 0 | 4 | 0 | 2,106 | I | | | | | | | | | | | | | | |
4/5/24 14:18 | 4/4/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 266 | 17.57 | 0 | 15 | 1 | 2,704 | I | | | | | | | | | | | | | | |
4/5/24 13:46 | 4/4/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/5/24 13:19 | 4/5/24 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Graci Angelo D | CT | H | Officer- | P | 61 | 17.56 | 0 | 4 | 42 | 12 | D | | | | | | | | | | | | | | |
4/4/24 14:13 | 4/4/24 | JRI | Nuveen Real Asset Income & Growth Fund | | Fund | CEF | Closed-End Funds | Jones Nathaniel T. | IL | O | VP,Treas | P | 12 | 11.60 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/4/24 12:04 | 4/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.59 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/4/24 11:53 | 4/3/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 228 | 14.25 | 0 | 16 | 23 | 86 | D | | | | | | | | | | | | | | |
4/4/24 11:37 | 4/3/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Priest Jeffrey W | NY | O | P,CEO | P | 100 | 25.09 | 0 | 4 | 1 | 274 | D | | | | | | | | | | | | | | |
4/3/24 16:43 | 2/22/24 | GNT.B | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | TH | Control | P | 8,700 | 10.00 | 0 | 870 | New | 870 | M | | | | | | | | | | | | | | |
4/3/24 14:01 | 4/1/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 988 | 12.02 | 0 | 82 | 1 | 5,916 | I | | | | | | | | | | | | | | |
4/3/24 13:55 | 4/1/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 998 | 11.76 | 0 | 85 | 2 | 5,056 | I | | | | | | | | | | | | | | |
4/3/24 13:53 | 4/2/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 317 | 10.26 | 0 | 31 | 1 | 3,237 | I | | | | | | | | | | | | | | |
4/3/24 13:50 | 4/2/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 83 | 12.03 | 0 | 7 | 0 | 2,102 | I | | | | | | | | | | | | | | |
4/3/24 13:49 | 4/1/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 226 | 11.02 | 0 | 21 | 1 | 1,651 | I | | | | | | | | | | | | | | |
4/3/24 13:45 | 4/1/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 971 | 17.34 | 0 | 56 | 0 | 28,553 | I | | | | | | | | | | | | | | |
4/3/24 13:43 | 4/1/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 758 | 16.33 | 0 | 46 | 0 | 20,538 | I | | | | | | | | | | | | | | |
4/3/24 13:33 | 4/1/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,129 | 8.10 | 0 | 139 | 0 | 52,103 | I | | | | | | | | | | | | | | |
4/3/24 13:32 | 4/1/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 170 | 11.78 | 0 | 14 | 0 | 5,240 | I | | | | | | | | | | | | | | |
4/3/24 13:28 | 4/1/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,608 | 17.68 | 0 | 91 | 4 | 2,689 | I | | | | | | | | | | | | | | |
4/3/24 11:55 | 4/2/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/2/24 12:38 | 4/1/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | P | 28,000 | 10.00 | 0 | 2,800 | 999% | 2,810 | D | | | | | | | | | | | | | | |
4/2/24 11:30 | 4/1/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.56 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/2/24 11:07 | 4/1/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Gardella Lee A | NY | H | See Expl | P | 200 | 10.40 | 0 | 19 | New | 19 | D | | | | | | | | | | | | | | |
4/1/24 14:58 | 3/28/24 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | S | -32 | 15.90 | 0 | -2 | -1 | 170 | D | | | | | | | | | | | | | | |
4/1/24 14:23 | 4/1/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Roman Stephen | NY | O | CCO,Secr | P | 5 | 11.05 | 0 | 0 | 5 | 9 | D | | | | | | | | | | | | | | |
4/1/24 11:49 | 3/28/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/1/24 11:46 | 4/1/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Toupin Ronald E Jr | IL | DH | Trustee | P | 3 | 14.65 | 0 | 0 | 2 | 11 | D | | | | | | | | | | | | | | |
4/1/24 08:48 | 3/27/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 553 | 11.81 | 0 | 47 | 1 | 4,971 | I | | | | | | | | | | | | | | |
4/1/24 08:46 | 3/27/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 5,439 | 17.32 | 0 | 314 | 1 | 28,497 | I | | | | | | | | | | | | | | |
4/1/24 08:43 | 3/28/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 266 | 16.33 | 0 | 16 | 0 | 20,492 | I | | | | | | | | | | | | | | |
4/1/24 08:41 | 3/27/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,365 | 8.09 | 0 | 292 | 1 | 51,964 | I | | | | | | | | | | | | | | |
4/1/24 08:37 | 3/28/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 474 | 11.82 | 0 | 40 | 1 | 5,225 | I | | | | | | | | | | | | | | |
3/29/24 12:52 | 3/27/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | McElhoe Wenwen | CA | D | | P | 899 | 10.21 | 0 | 88 | 106 | 171 | M | | | | | | | | | | | | | | |
3/29/24 10:55 | 3/27/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Gatto Mark | NY | DO | Co-CB,Co | P | 13 | 11.02 | 0 | 1 | New | 1 | I | | | | | | | | | | | | | | |
3/28/24 17:10 | 3/27/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -2 | 24.12 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
3/28/24 10:38 | 3/27/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/27/24 15:58 | 3/27/24 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Lamb David J | IL | O | VP | P | 66 | 11.04 | 0 | 6 | New | 6 | D | | | | | | | | | | | | | | |
3/27/24 13:35 | 3/27/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Michel Robert J | TN | O | CFO | P | 7 | 8.70 | 0 | 1 | 7 | 11 | D | | | | | | | | | | | | | | |
3/27/24 13:19 | 3/26/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 725 | 14.50 | 0 | 50 | 250 | 70 | D | | | | | | | | | | | | | | |
3/27/24 12:52 | 3/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/27/24 10:55 | 3/25/24 | UTG | Reaves Utility Income Fund | | Fund | CEF | Closed-End Funds | Legg Joellen | CO | D | | P | 50 | 26.46 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
3/27/24 09:27 | 3/26/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 83 | 12.18 | 0 | 7 | 0 | 5,834 | I | | | | | | | | | | | | | | |
3/27/24 09:23 | 3/26/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 353 | 11.79 | 0 | 30 | 1 | 4,924 | I | | | | | | | | | | | | | | |
3/27/24 09:18 | 3/25/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 247 | 12.14 | 0 | 20 | 1 | 2,095 | I | | | | | | | | | | | | | | |
3/27/24 09:15 | 3/26/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 67 | 11.05 | 0 | 6 | 0 | 1,630 | I | | | | | | | | | | | | | | |
3/27/24 09:12 | 3/25/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,388 | 17.15 | 0 | 139 | 0 | 28,183 | I | | | | | | | | | | | | | | |
3/27/24 09:10 | 3/26/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2,111 | 16.32 | 0 | 129 | 1 | 20,476 | I | | | | | | | | | | | | | | |
3/27/24 09:08 | 3/25/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,021 | 8.00 | 0 | 253 | 0 | 51,672 | I | | | | | | | | | | | | | | |
3/27/24 09:06 | 3/25/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 280 | 11.77 | 0 | 24 | 0 | 5,185 | I | | | | | | | | | | | | | | |
3/26/24 18:30 | 3/26/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Burke Edmund J | CO | H | Trustee | P | 19 | 5.45 | 0 | 4 | 125 | 6 | D | | | | | | | | | | | | | | |
3/26/24 18:27 | 3/26/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Burke Edmund J | CO | H | Trustee | P | 28 | 7.09 | 0 | 4 | 160 | 7 | D | | | | | | | | | | | | | | |
3/26/24 11:46 | 3/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/26/24 11:38 | 3/25/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | P | 5 | 10.65 | 0 | 0 | 1 | 44 | D | | | | | | | | | | | | | | |
3/26/24 11:14 | 3/25/24 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | Broyhill Markham Hunt | NC | H | Trustee | P | 0 | 0.00 | 0 | 30 | 109 | 59 | I | | | | | | | | | | | | | | |
3/25/24 19:33 | 3/21/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | 0 | 24.12 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
3/25/24 18:33 | 3/21/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | P | 59 | 11.88 | 0 | 5 | 2 | 275 | D | | | | | | | | | | | | | | |
3/25/24 15:03 | 3/22/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Jhirad Yigal Dan | NY | OH | Portfoli | P | 7 | 14.14 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
3/25/24 14:23 | 3/25/24 | MMIRX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 25 | 10.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/25/24 14:22 | 3/25/24 | MMIPX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 25 | 10.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/25/24 14:22 | 3/25/24 | MMIOX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 49,825 | 10.00 | 0 | 4,983 | 999% | 4,993 | D | | | | | | | | | | | | | | |
3/25/24 14:20 | 3/25/24 | MMIVX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 25 | 10.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/25/24 11:32 | 3/22/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 51 | 12.12 | 0 | 4 | 0 | 2,075 | I | | | | | | | | | | | | | | |
3/25/24 11:30 | 3/21/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,260 | 16.98 | 0 | 133 | 0 | 28,044 | I | | | | | | | | | | | | | | |
3/25/24 11:26 | 3/21/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,358 | 8.02 | 0 | 294 | 1 | 51,419 | I | | | | | | | | | | | | | | |
3/25/24 11:24 | 3/21/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 370 | 11.74 | 0 | 32 | 1 | 5,161 | I | | | | | | | | | | | | | | |
3/25/24 10:39 | 3/22/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/25/24 09:59 | 3/21/24 | CPEFX | Cascade Private Capital Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | P.m | 216 | 13.70 | 0 | 16 | New | 16 | D | | | | | | | | | | | | | | |
3/22/24 17:28 | 3/22/24 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | CEO | P | 2 | 16.10 | 0 | 0 | 0 | 169 | D | | | | | | | | | | | | | | |
3/22/24 16:21 | 3/19/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Nix Robert N.C. III | PA | D | | P | 24 | 5.96 | 0 | 4 | 95 | 8 | I | | | | | | | | | | | | | | |
3/22/24 14:56 | 3/21/24 | RVT | Royce Value Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 49 | 14.76 | 0 | 3 | 12 | 31 | D | | | | | | | | | | | | | | |
3/22/24 14:55 | 3/21/24 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 46 | 9.24 | 0 | 5 | 12 | 46 | D | | | | | | | | | | | | | | |
3/22/24 14:17 | 3/22/24 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Gannon Francis D. | NY | O | VP | P.m | 46 | 9.27 | 0 | 5 | | 3 | D | | | | | | | | | | | | | | |
3/22/24 14:15 | 3/22/24 | RVT | Royce Value Trust, Inc. | | Fund | CEF | Closed-End Funds | Gannon Francis D. | NY | O | VP | P.m | 59 | 14.79 | 0 | 4 | | 2 | D | | | | | | | | | | | | | | |
3/22/24 11:40 | 3/21/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/22/24 11:25 | 3/21/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Majmudar Anang K. | NY | O | Senior V | P | 20 | 46.19 | 0 | 0 | 1 | 33 | D | | | | | | | | | | | | | | |
3/21/24 17:33 | 3/20/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,807 | 16.86 | 0 | 107 | 0 | 27,910 | I | | | | | | | | | | | | | | |
3/21/24 17:31 | 3/20/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,896 | 7.84 | 0 | 242 | 0 | 51,125 | I | | | | | | | | | | | | | | |
3/21/24 14:32 | 3/20/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Bresner Gregg A. | NY | O | P,CIO | P | 43 | 10.78 | 0 | 4 | 9 | 50 | D | | | | | | | | | | | | | | |
3/21/24 14:06 | 3/19/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | P,Princi | P.m | 410 | 10.19 | 0 | 40 | | 40 | D | | | | | | | | | | | | | | |
3/21/24 12:21 | 3/20/24 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Fairchild Gregory B. | VA | D | | P | 5 | 23.18 | 0 | 0 | 3 | 7 | D | | | | | | | | | | | | | | |
3/21/24 11:31 | 3/20/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.64 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/20/24 15:56 | 3/19/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | S | 0 | 5.87 | 0 | 0 | 0 | 793 | I | | | | | | | | | | | | | | |
3/20/24 14:14 | 3/18/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Fouss Barbara J | PA | D | | P | 65 | 5.87 | 0 | 11 | 109 | 21 | D | | | | | | | | | | | | | | |
3/20/24 13:48 | 3/20/24 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 100 | 5.01 | 0 | 20 | 7 | 300 | D | | | | | | | | | | | | | | |
3/20/24 13:43 | 3/20/24 | GLQ | Clough Global Equity Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 128 | 6.42 | 0 | 20 | 5 | 390 | D | | | | | | | | | | | | | | |
3/20/24 12:35 | 3/20/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | P | 5 | 5.40 | 0 | 1 | 1 | 122 | D | | | | | | | | | | | | | | |
3/20/24 12:14 | 3/19/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 116 | 10.21 | 0 | 11 | 0 | 2,826 | I | | | | | | | | | | | | | | |
3/20/24 12:12 | 3/19/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 117 | 12.22 | 0 | 10 | 0 | 5,827 | I | | | | | | | | | | | | | | |
3/20/24 12:10 | 3/18/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 691 | 11.81 | 0 | 59 | 1 | 4,894 | I | | | | | | | | | | | | | | |
3/20/24 12:06 | 3/19/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 143 | 10.28 | 0 | 14 | 0 | 3,206 | I | | | | | | | | | | | | | | |
3/20/24 12:03 | 3/19/24 | NMAI | Nuveen Multi-Asset Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 336 | 11.93 | 0 | 28 | 1 | 4,749 | I | | | | | | | | | | | | | | |
3/20/24 11:57 | 3/19/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 66 | 11.21 | 0 | 6 | 0 | 1,726 | I | | | | | | | | | | | | | | |
3/20/24 11:53 | 3/19/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 272 | 12.30 | 0 | 22 | 0 | 5,507 | I | | | | | | | | | | | | | | |
3/20/24 11:45 | 3/19/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 149 | 8.12 | 0 | 18 | 1 | 2,631 | I | | | | | | | | | | | | | | |
3/20/24 11:42 | 3/19/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.64 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/20/24 11:41 | 3/18/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,161 | 16.69 | 0 | 129 | 0 | 27,803 | I | | | | | | | | | | | | | | |
3/20/24 11:38 | 3/19/24 | DMF | Bny Mellon Municipal Income, Inc. | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 138 | 6.75 | 0 | 20 | 1 | 2,377 | I | | | | | | | | | | | | | | |
3/20/24 11:36 | 3/19/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 656 | 17.75 | 0 | 37 | 1 | 2,598 | I | | | | | | | | | | | | | | |
3/20/24 09:26 | 3/18/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Griggs Kathleen | IL | D | | P | 9 | 7.10 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
3/19/24 12:15 | 3/18/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/19/24 11:58 | 3/18/24 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Wrapp Emilie D. | NY | H | Advisory | P | 25 | 10.45 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
3/18/24 19:14 | 3/14/24 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | Brown Kyle Steven | AZ | DO | CEO,P,CI | P | 50 | 14.91 | 0 | 3 | 0 | 884 | D | | | | | | | | | | | | | | |
3/18/24 17:14 | 3/14/24 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Park Katherine J | CA | D | | P | 23 | 9.35 | 0 | 3 | 100 | 5 | D | | | | | | | | | | | | | | |
3/18/24 16:27 | 3/14/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Raterman Thomas B. | IL | O | See Rema | P | 238 | 11.61 | 0 | 20 | 11 | 202 | I | | | | | | | | | | | | | | |
3/18/24 16:24 | 3/14/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | P | 238 | 11.61 | 0 | 20 | 8 | 270 | I | | | | | | | | | | | | | | |
3/18/24 11:07 | 3/15/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/18/24 10:13 | 3/14/24 | FECOF | First Eagle Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Krull Steven F. | IL | H | Portfoli | P | 10 | 23.57 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/15/24 18:55 | 3/13/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -1 | 24.12 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
3/15/24 17:10 | 3/13/24 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Spohler Bruce J | NY | DO | See Rema | M.d | 0 | 0.00 | 0 | 203 | 6 | 3,719 | I | | | | | | | | | | | | | | |
3/15/24 17:09 | 3/13/24 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Gross Michael S | NY | DO | See Rema | M.d | 0 | 0.00 | 0 | 203 | 5 | 4,033 | I | | | | | | | | | | | | | | |
3/15/24 16:43 | 3/14/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/15/24 16:11 | 3/13/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Bethel Keith | PA | D | | P | 52 | 5.80 | 0 | 9 | 180 | 14 | M | | | | | | | | | | | | | | |
3/15/24 11:58 | 3/13/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 32 | 11.82 | 0 | 3 | 0 | 4,836 | I | | | | | | | | | | | | | | |
3/15/24 11:54 | 3/13/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1 | 10.36 | 0 | 0 | 0 | 3,192 | I | | | | | | | | | | | | | | |
3/15/24 11:52 | 3/13/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 266 | 12.18 | 0 | 22 | 1 | 2,071 | I | | | | | | | | | | | | | | |
3/14/24 16:11 | 3/14/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 12 | 39.94 | 0 | 0 | 0 | 68 | D | | | | | | | | | | | | | | |
3/14/24 16:05 | 3/12/24 | PNNT | Pennantpark Investment Corp | | Fund | CEF | Closed-End Funds | Allorto Richard T Jr | NY | O | CFO,Trea | P | 34 | 6.80 | 0 | 5 | 50 | 15 | D | | | | | | | | | | | | | | |
3/14/24 11:38 | 3/13/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.57 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/13/24 18:47 | 3/11/24 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | McMillan Ellida | NY | O | CFO | P | 10 | 45.01 | 0 | 0 | 20 | 1 | D | | | | | | | | | | | | | | |
3/13/24 17:00 | 3/12/24 | RAND | Rand Capital Corp | | Fund | CEF | Closed-End Funds | Godley Benjamin E | NY | D | | P | 27 | 13.95 | 0 | 2 | 9 | 25 | D | | | | | | | | | | | | | | |
3/13/24 16:55 | 3/11/24 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Cassani Stephen | CA | D | | P.m | 16 | 9.96 | 0 | 2 | 35 | 6 | D | | | | | | | | | | | | | | |
3/13/24 16:53 | 3/12/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Altschul Arthur G Jr | NY | D | | S | -228 | 25.02 | 0 | -9 | -11 | 73 | I | | | | | | | | | | | | | | |
3/13/24 16:21 | 3/12/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1975 Trust Fbo Altschul Arthur G Land Trust | NY | H | Trustee | S | -228 | 25.02 | 0 | -9 | -28 | 23 | D | | | | | | | | | | | | | | |
3/13/24 16:03 | 3/11/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Van Dask Kristin Lea | NY | O | CFO,TREA | P | 27 | 5.44 | 0 | 5 | 6 | 84 | I | | | | | | | | | | | | | | |
3/13/24 13:38 | 3/12/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.59 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/13/24 11:51 | 3/11/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Milas Robert | CO | H | Access P | P | 10 | 6.83 | 0 | 1 | 276 | 2 | D | | | | | | | | | | | | | | |
3/13/24 11:47 | 3/11/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Milas Robert | CO | H | Access P | P | 10 | 5.43 | 0 | 2 | 351 | 2 | D | | | | | | | | | | | | | | |
3/13/24 11:24 | 3/12/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 16 | 0.5500 | 0 | 29 | 1 | 3,566 | D | | | | | | | | | | | | | | |
3/12/24 18:44 | 3/12/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Usifer Maureen K | CO | H | Trustee | P | 15 | 6.82 | 0 | 2 | 50 | 7 | D | | | | | | | | | | | | | | |
3/12/24 18:40 | 3/11/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Usifer Maureen K | CO | H | Trustee | P | 15 | 5.43 | 0 | 3 | 58 | 8 | D | | | | | | | | | | | | | | |
3/12/24 18:08 | 3/11/24 | VTN | Invesco Trust For Investment Grade New York Municipals | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 36 | 10.66 | 0 | 3 | 0 | 2,758 | I | | | | | | | | | | | | | | |
3/12/24 18:07 | 3/11/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 178 | 10.22 | 0 | 17 | 1 | 2,815 | I | | | | | | | | | | | | | | |
3/12/24 18:04 | 3/11/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 94 | 12.20 | 0 | 8 | 0 | 5,818 | I | | | | | | | | | | | | | | |
3/12/24 18:02 | 3/11/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 212 | 11.81 | 0 | 18 | 0 | 4,801 | I | | | | | | | | | | | | | | |
3/12/24 17:59 | 3/11/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 131 | 10.34 | 0 | 13 | 0 | 3,192 | I | | | | | | | | | | | | | | |
3/12/24 17:58 | 3/11/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 157 | 12.10 | 0 | 13 | 1 | 2,049 | I | | | | | | | | | | | | | | |
3/12/24 17:54 | 3/11/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 273 | 8.93 | 0 | 31 | 1 | 3,401 | I | | | | | | | | | | | | | | |
3/12/24 17:53 | 3/11/24 | KSM | Dws Strategic Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 61 | 8.91 | 0 | 7 | 0 | 1,598 | I | | | | | | | | | | | | | | |
3/12/24 17:48 | 3/11/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 173 | 11.17 | 0 | 15 | 1 | 1,624 | I | | | | | | | | | | | | | | |
3/12/24 17:44 | 3/11/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,262 | 17.05 | 0 | 74 | 0 | 27,674 | I | | | | | | | | | | | | | | |
3/12/24 17:42 | 3/12/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 427 | 11.95 | 0 | 36 | 1 | 5,130 | I | | | | | | | | | | | | | | |
3/12/24 17:35 | 3/12/24 | BCAT | Blackrock Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 16,743 | 15.78 | 0 | 1,061 | 7 | 16,334 | I | | | | | | | | | | | | | | |
3/12/24 13:09 | 3/11/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.55 | 0 | 0 | 0 | 555 | M | | | | | | | | | | | | | | |
3/11/24 17:42 | 3/11/24 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Perry Michael A | IL | O | VP | P | 108 | 8.67 | 0 | 12 | New | 12 | M | | | | | | | | | | | | | | |
3/11/24 17:30 | 3/7/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -2 | 24.03 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
3/11/24 17:28 | 3/8/24 | DSL | Doubleline Income Solutions Fund | | Fund | CEF | Closed-End Funds | Guia Youse | FL | O | Chief Co | P | 1 | 12.89 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/11/24 17:28 | 3/11/24 | JPC | Nuveen Preferred & Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Perry Michael A | IL | O | VP | P | 57 | 7.19 | 0 | 8 | New | 8 | D | | | | | | | | | | | | | | |
3/11/24 17:26 | 3/8/24 | DLY | Doubleline Yield Opportunities Fund | | Fund | CEF | Closed-End Funds | Guia Youse | FL | O | Chief Co | P | 1 | 15.78 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/11/24 16:30 | 3/7/24 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Meserve Nicholas | TX | O | MD | S | -276 | 45.96 | 0 | -6 | -7 | 83 | D | | | | | | | | | | | | | | |
3/11/24 15:21 | 3/7/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 116 | 12.17 | 0 | 10 | 0 | 5,810 | I | | | | | | | | | | | | | | |
3/11/24 15:09 | 3/7/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 283 | 10.15 | 0 | 28 | 1 | 2,798 | I | | | | | | | | | | | | | | |
3/11/24 15:06 | 3/8/24 | VTN | Invesco Trust For Investment Grade New York Municipals | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 137 | 10.63 | 0 | 13 | 0 | 2,754 | I | | | | | | | | | | | | | | |
3/11/24 14:50 | 3/7/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 120 | 11.78 | 0 | 10 | 0 | 4,783 | I | | | | | | | | | | | | | | |