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12/8/23 16:36
12/8/23
CNRLXCity National Rochdale Select Strategies FundFundCEFClosed-End FundsWolford James R.NYDS-4313.720-3-739I
12/8/23 16:30
12/8/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMEDP815.140187D
12/8/23 16:12
12/8/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEDOCOOP10215.26071263D
12/8/23 16:01
12/6/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP575.6701011,616D
12/8/23 14:41
12/7/23
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeP10914.12081658D
12/8/23 14:40
11/22/23
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsWeaver Eric DavidCTHOfficer-P2317.5801663D
12/8/23 14:38
11/21/23
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsGraci Angelo DCTHOfficer-P2617.5602821D
12/8/23 14:37
11/21/23
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsFleming Scott TCTHOfficer-P30717.560183568D
12/8/23 14:35
12/7/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-11013.710-8-1544D
12/8/23 14:13
12/7/23
BCVBancroft Fund LtdDEFundCEFClosed-End FundsGabelli Mario JNYDHControl S-1515.150-1-1176I
12/8/23 11:43
12/7/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.74000551M
12/7/23 17:21
12/7/23
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoliP1212.1901139D
12/7/23 17:05
12/7/23
SDHYPgim Short Duration High Yield Opportunities FundFundCEFClosed-End FundsCignarella RobertNJHPortfoliP12015.0008New8D
12/7/23 17:04
12/5/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP565.6401011,606D
12/7/23 16:57
12/7/23
GHYPgim Global High Yield Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoliP1411.3801159D
12/7/23 16:50
12/7/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEDOCOOP6915.4405956D
12/7/23 15:02
12/6/23
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,22611.59010625,368I
12/7/23 15:01
12/6/23
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeP20614.010154250D
12/7/23 15:00
12/6/23
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2078.2602513,001I
12/7/23 14:59
12/6/23
GIMTempleton Global Income FundFLFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-3063.940-78-110,780I
12/7/23 14:57
12/6/23
FMNFederated Hermes Premier Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2710.580301,260I
12/7/23 14:55
12/6/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-21913.660-16-2452D
12/7/23 14:55
12/6/23
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1688.9201913,083I
12/7/23 14:53
12/6/23
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP69.240103,017I
12/7/23 14:52
12/6/23
DMFBny Mellon Municipal Income, Inc.MDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP56.380102,127I
12/7/23 14:50
12/6/23
BFZBlackrock California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,24311.39010925,094I
12/7/23 14:45
12/5/23
VTNInvesco Trust For Investment Grade New York MunicipalsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m31310.1803112,531I
12/7/23 14:42
12/5/23
VPVInvesco Pennsylvania Value Municipal Income TrustPAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3749.8203822,558I
12/7/23 14:40
12/5/23
NQPNuveen Pennsylvania Quality Municipal Income FundMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m93611.2108324,417I
12/7/23 14:24
12/5/23
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,39133.9104113,007I
12/7/23 14:21
12/5/23
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,99415.770443221,310I
12/7/23 14:14
12/5/23
CTRClearbridge Mlp & Midstream Total Return Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,29034.9603731,124I
12/7/23 14:12
12/5/23
CEMClearbridge Mlp & Midstream Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m89938.6302312,190I
12/7/23 14:08
12/5/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,26214.120443315,049I
12/7/23 11:33
12/5/23
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsSunderland ToddTXHPortfoliP00.370000New0D
12/7/23 11:33
12/5/23
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsSwank Jerry VTXHSee RemaP30033.75093634D
12/7/23 11:07
12/6/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.67000551M
12/7/23 08:43
12/4/23
PNNTPennantpark Investment CorpFundCEFClosed-End FundsBriones Jose AFLDP.m206.40031251D
12/6/23 17:10
12/5/23
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,1207.310837239,954I
12/6/23 17:07
12/5/23
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3,53914.870238212,909I
12/6/23 17:05
12/5/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m31315.3202012,897I
12/6/23 17:03
12/5/23
XFLTXai Octagon Floating Rate & Alternative Income Term TrustFundCEFClosed-End FundsSpence John YogiILHAdviser P416.89061568I
12/6/23 17:01
12/5/23
XFLTXai Octagon Floating Rate & Alternative Income Term TrustFundCEFClosed-End FundsBrombach Theodore JILOP,CEOP416.89061519I
12/6/23 17:00
12/6/23
SSSSSuro Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,PP614.1101511,071D
12/6/23 16:53
12/6/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEDOCOOP5515.2904851D
12/6/23 16:13
12/6/23
CSQCalamos Strategic Total Return FundFundCEFClosed-End FundsKoudounis John S.ILOVPS-19014.170-13-4616I
12/6/23 16:01
12/4/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP575.6601011,596D
12/6/23 15:48
12/6/23
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFOP17.7500111D
12/6/23 12:06
12/5/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.75000551M
12/6/23 09:54
12/5/23
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeP8413.92062135D
12/6/23 09:47
12/5/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-26913.470-20-2368D
12/5/23 18:32
12/4/23
SSSSSuro Capital Corp.FundCEFClosed-End FundsGreen AllisonNYOSee RemaP494.0301211122D
12/5/23 17:18
12/1/23
SSSSSuro Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,PP.m2004.0205051,057D
12/5/23 16:12
12/5/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMEDOCOOP3315.5102548D
12/5/23 14:31
12/4/23
VTNInvesco Trust For Investment Grade New York MunicipalsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP21010.1002112,500I
12/5/23 14:29
12/1/23
VPVInvesco Pennsylvania Value Municipal Income TrustPAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1219.8001202,520I
12/5/23 14:27
12/1/23
NQPNuveen Pennsylvania Quality Municipal Income FundMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m32611.1102914,334I
12/5/23 14:21
12/1/23
NMAINuveen Multi-Asset Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP3411.730304,721I
12/5/23 14:19
12/1/23
MPABlackrock Muniyield Pennsylvania Quality FundNJFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2711.390201,844I
12/5/23 14:16
12/1/23
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP7528.8808533,064I
12/5/23 14:14
12/1/23
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,12134.8203212,966I
12/5/23 14:12
12/1/23
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,76815.750176120,866I
12/5/23 14:10
12/1/23
DMFBny Mellon Municipal Income, Inc.MDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m36.340002,126I
12/5/23 13:07
12/1/23
CTRClearbridge Mlp & Midstream Total Return Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m40334.8601211,087I
12/5/23 13:02
12/1/23
CEVEaton Vance California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4569.990465932I
12/5/23 13:00
12/1/23
CEMClearbridge Mlp & Midstream Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,19338.7103112,167I
12/5/23 12:58
12/1/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,48414.110176114,606I
12/5/23 12:56
12/1/23
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m4,3687.370593239,117I
12/5/23 12:54
12/1/23
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m70914.89048012,671I
12/5/23 12:52
12/1/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m63815.5504112,876I
12/5/23 10:37
12/4/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.75000551M
12/4/23 20:36
11/1/23
ODCEXAccordant Odce Index FundFundCEFClosed-End FundsAccordant Investments LLCAZHInvestmeP2010.3302New2D
12/4/23 17:23
12/4/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-4013.360-3-388D
12/4/23 11:58
12/1/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.65000551M
12/4/23 09:54
12/1/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-8313.360-6-691D
12/1/23 21:00
12/1/23
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFOP17.7500210D
12/1/23 20:58
12/1/23
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Michael RichardTNDOCEOP67.80010162D
12/1/23 18:38
11/29/23
VTNInvesco Trust For Investment Grade New York MunicipalsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m8389.9808442,480I
12/1/23 18:36
11/30/23
VPVInvesco Pennsylvania Value Municipal Income TrustPAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP239.630202,507I
12/1/23 18:35
11/29/23
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,00411.5008725,262I
12/1/23 18:33
11/29/23
NQPNuveen Pennsylvania Quality Municipal Income FundMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP31210.9802814,305I
12/1/23 18:31
11/29/23
NMAINuveen Multi-Asset Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m10811.670904,718I
12/1/23 18:30
11/30/23
MPABlackrock Muniyield Pennsylvania Quality FundNJFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP311.240001,842I
12/1/23 18:28
11/30/23
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1708.1202112,976I
12/1/23 18:27
11/30/23
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP37.510002,441I
12/1/23 18:26
11/30/23
KSMDws Strategic Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP868.2701011,285I
12/1/23 18:24
11/30/23
FMNFederated Hermes Premier Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP11110.3901111,257I
12/1/23 18:23
11/30/23
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP178.790202,980I
12/1/23 18:22
11/30/23
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1919.2302113,017I
12/1/23 18:20
11/29/23
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m63034.1001812,934I
12/1/23 18:18
11/29/23
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,36615.630407220,691I
12/1/23 18:17
11/30/23
DMFBny Mellon Municipal Income, Inc.MDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1346.2702112,126I
12/1/23 18:14
11/29/23
CTRClearbridge Mlp & Midstream Total Return Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m40133.7001211,076I
12/1/23 18:13
11/29/23
CEVEaton Vance California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3019.930304886I
12/1/23 18:11
11/29/23
CEMClearbridge Mlp & Midstream Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,73137.8004622,136I
12/1/23 16:03
11/29/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP565.6001011,586D
12/1/23 15:13
12/1/23
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior VP1324.6801229D
12/1/23 12:33
11/30/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.71000551M
12/1/23 11:40
12/1/23
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsSchroder Us Holdings Inc.NYTP4,00010.09039666996D
12/1/23 11:28
12/1/23
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsHartford Funds Management Co LLCPATHSee RemaP4,00010.09039666996D
11/30/23 18:56
11/29/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3,94013.880284214,430I
11/30/23 18:54
11/29/23
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m4,3637.210606238,524I
11/30/23 18:51
11/29/23
BFZBlackrock California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m19611.2401704,985I
11/30/23 18:49
11/29/23
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m23814.77016012,623I
11/30/23 18:46
11/29/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,33615.3308732,835I
11/30/23 17:17
11/28/23
SSSSSuro Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOCB,CEO,PP.m1613.9804041,007D
11/30/23 16:18
11/30/23
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsToupin Ronald E JrILDHTrusteeP313.7300210D
11/30/23 16:01
11/28/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP565.6201011,576D
11/30/23 13:25
11/30/23
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeP1413.8501429D
11/30/23 13:21
11/30/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOPP3408.500407631D
11/30/23 11:40
11/30/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-13313.300-10-997D
11/30/23 10:54
11/29/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.71000551M
11/30/23 10:31
11/29/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-1313.250-1-1107D
11/29/23 17:03
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsKayne Anderson Capital Advisors LPTXHManager P16,15610.0301,611999%1,625D
11/29/23 16:45
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLogan Ron M JrTXOSVPP15410.030152969D
11/29/23 16:29
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOPP37710.030387591D
11/29/23 16:23
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsHart Terry ATXOCOOP15410.030154252D
11/29/23 16:18
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsFrey John CTXOEVPP1,18310.03011821671D
11/29/23 16:01
11/27/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP585.7501011,566D
11/29/23 15:53
11/29/23
DNIFDividend & Income FundDEFundCEFClosed-End FundsWinmill Thomas BassettNHDOSee "ExpP1211.1601427D
11/29/23 11:59
11/28/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.70000550M
11/28/23 18:13
11/28/23
VTNInvesco Trust For Investment Grade New York MunicipalsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4459.8904522,396I
11/28/23 18:12
11/27/23
VPVInvesco Pennsylvania Value Municipal Income TrustPAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m9169.4809742,505I
11/28/23 18:10
11/27/23
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,40311.37012325,175I
11/28/23 18:08
11/27/23
NQPNuveen Pennsylvania Quality Municipal Income FundMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m91410.9108424,276I
11/28/23 18:06
11/27/23
NMAINuveen Multi-Asset Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP15211.5301304,708I
11/28/23 18:04
11/27/23
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m4747.9905922,955I
11/28/23 18:03
11/28/23
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP997.3901312,441I
11/28/23 18:01
11/27/23
KSMDws Strategic Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP158.100201,275I
11/28/23 18:00
11/27/23
FMNFederated Hermes Premier Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m35110.2003431,246I
11/28/23 17:56
11/28/23
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP3598.6904112,978I
11/28/23 17:55
11/28/23
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1359.0001512,996I
11/28/23 17:52
11/28/23
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,07233.0803212,915I
11/28/23 17:50
11/27/23
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m5,78815.460374220,283I
11/28/23 17:48
11/27/23
DMFBny Mellon Municipal Income, Inc.MDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m176.170302,105I
11/28/23 17:47
11/28/23
CTRClearbridge Mlp & Midstream Total Return Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP49033.0801511,064I
11/28/23 17:45
11/27/23
CEVEaton Vance California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2239.810233856I
11/28/23 17:37
11/28/23
CEMClearbridge Mlp & Midstream Fund Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP1,05036.7902912,090I
11/28/23 17:33
11/27/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3,85213.860278214,146I
11/28/23 17:30
11/27/23
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,4647.200897237,919I
11/28/23 17:28
11/28/23
BFZBlackrock California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP9811.020904,967I
11/28/23 17:27
11/27/23
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m5,68614.640388312,607I
11/28/23 17:24
11/27/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,42214.5309842,748I
11/28/23 17:21
11/28/23
GOFGuggenheim Strategic Opportunities FundFundCEFClosed-End FundsBarnes Randall CILDHTrusteeS-1313.300-1-1108D
11/28/23 16:42
11/27/23
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEOP10312.80083237I
11/28/23 16:39
11/27/23
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee RemaP10312.80085175I
11/28/23 13:23
11/28/23
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsHughes Philip E JrPADP285.65053221D
11/28/23 11:22
11/27/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.70000550M
11/28/23 07:18
11/22/23
PNNTPennantpark Investment CorpFundCEFClosed-End FundsBriones Jose AFLDP106.47021247D
11/27/23 18:59
11/22/23
PTYPimco Corporate & Income Opportunity FundFundCEFClosed-End FundsVandecruze GraceCADP10213.6108New8I
11/27/23 18:35
11/22/23
DNIFDividend & Income FundDEFundCEFClosed-End FundsWinmill Thomas BassettNHDOSee "ExpP610.9401226D
11/27/23 16:00
11/27/23
CIONCion Investment CorpFundCEFClosed-End FundsFinlay Peter I.NYDP310.8800152I
11/27/23 14:52
11/22/23
GCVGabelli Convertible & Income Securities Fund IncFundCEFClosed-End FundsGabelli Mario JNYHControl S-173.420-501,949I
11/27/23 14:12
11/26/23
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsClark DellaPADP105.7302824D
11/27/23 12:02
11/24/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.67000550M
11/27/23 06:03
11/24/23
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFOP47.9401510D
11/24/23 18:35
11/22/23
VTNInvesco Trust For Investment Grade New York MunicipalsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP829.840802,351I
11/24/23 18:33
11/22/23
NMAINuveen Multi-Asset Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6711.580604,695I
11/24/23 18:32
11/22/23
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP07.350002,428I
11/24/23 18:30
11/22/23
KSMDws Strategic Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1068.1001311,273I
11/24/23 18:28
11/22/23
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP18.940002,981I
11/24/23 18:26
11/22/23
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m58115.45038019,909I
11/24/23 18:24
11/24/23
DMFBny Mellon Municipal Income, Inc.MDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP736.1601212,102I
11/24/23 18:22
11/22/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m4,58313.840331213,868I
11/24/23 18:21
11/22/23
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,2147.250305137,021I
11/24/23 18:19
11/22/23
BFZBlackrock California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2210.930204,959I
11/24/23 18:17
11/22/23
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m7,04814.700479412,219I
11/24/23 18:15
11/22/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP80014.2905622,650I
11/24/23 16:54
11/22/23
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End FundsNesbitt Stephen LaneWIDOTPP.a13,06610.8201,208802,709I
11/24/23 16:15
11/21/23
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEOP.m21812.590178229I
11/24/23 16:15
11/21/23
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee RemaP.m21812.5901712167I
11/24/23 16:01
11/21/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP915.7501611,556D
11/24/23 10:58
11/22/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.70000550M
11/22/23 17:27
11/20/23
GLU.BGabelli Global Utility & Income TrustFundCEFClosed-End FundsGabelli Mario JNYTHControl S-11650.350-2-2136I
11/22/23 16:01
11/20/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOOP645.8001111,540D
11/22/23 15:07
11/22/23
IGDVoya Global Equity Dividend & Premium Opportunity FundFundCEFClosed-End FundsCosta Vincent JNJHPortfoliP54.9201503D
11/22/23 14:55
11/22/23
IHDVoya Emerging Markets High Dividend Equity FundFundCEFClosed-End FundsCosta Vincent JNJHPortfoliP54.9701503D
11/22/23 11:57
11/21/23
GHYPgim Global High Yield Fund, Inc.FundCEFClosed-End FundsEvans Barry HNJDP8710.98081088D
11/22/23 11:47
11/21/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEOP01.70000550M
11/22/23 11:32
11/21/23
SDHYPgim Short Duration High Yield Opportunities FundFundCEFClosed-End FundsEvans Barry HNJDS-8914.750-6-1000D
11/22/23 11:14
11/21/23
EDIVirtus Stone Harbor Emerging Markets Total Income FundFundCEFClosed-End FundsZino Brian TCTDP135.0403New3D
11/22/23 11:13
11/21/23
EDFVirtus Stone Harbor Emerging Markets Income FundFundCEFClosed-End FundsZino Brian TCTDP104.2003New3D
11/21/23 17:58
11/20/23
VTNInvesco Trust For Investment Grade New York MunicipalsMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2199.7402212,342I
11/21/23 17:56
11/20/23
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,05811.17018445,051I
11/21/23 17:51
11/20/23
NQPNuveen Pennsylvania Quality Municipal Income FundMAFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m18110.7501704,192I
11/21/23 17:48
11/20/23
NMAINuveen Multi-Asset Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m39211.5803414,690I
11/21/23 17:45
11/20/23
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTP4257.9805322,896I
11/21/23 17:43
11/20/23
KSMDws Strategic Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m3038.1203731,260I
11/21/23 17:40
11/20/23
FMNFederated Hermes Premier Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m20810.1902021,212I
11/21/23 17:33
11/20/23
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,0598.69012242,936I
11/21/23 17:31
11/20/23
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP808.900902,981I
11/21/23 17:29
11/20/23
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,99415.500451219,871I
11/21/23 17:27
11/21/23
DMFBny Mellon Municipal Income, Inc.MDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP106.130202,090I
11/21/23 17:25
11/20/23
CEVEaton Vance California Municipal Income TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m4009.820415833I
11/21/23 17:23
11/20/23
BMEZBlackrock Health Sciences Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,95813.790215213,537I
11/21/23 17:19
11/20/23
BIGZBlackrock Innovation & Growth Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m6,6957.210928336,716I
11/21/23 17:16
11/20/23
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,21114.75082111,739I
11/21/23 17:14
11/20/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m2,02113.98014562,594I
11/21/23 17:11
11/17/23
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEOP.m17412.340147212I
11/21/23 17:09
11/17/23
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee RemaP.m17412.3401410150I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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