7/26/24 19:29 | 7/24/24 | PMFAX | Pimco Flexible Municipal Income Fund | | Fund | CEF | Closed-End Funds | McCartney Kathleen Ann | CA | D | | P | 150 | 10.39 | 0 | 14 | New | 14 | D | | | | | | | | | | | | | | |
7/26/24 15:14 | 7/19/24 | PDCC | Pearl Diver Credit Co Inc. | | Fund | CEF | Closed-End Funds | University of Wisconsin Foundation | WI | T | | P.a | 29,174 | 19.99 | 0 | 1,459 | 34 | 5,726 | D | | | | | | | | | | | | | | |
7/26/24 10:55 | 7/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.76 | 0 | 1 | 0 | 570 | M | | | | | | | | | | | | | | |
7/25/24 17:57 | 7/24/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 703 | 8.36 | 0 | 84 | 3 | 2,990 | I | | | | | | | | | | | | | | |
7/25/24 17:48 | 7/23/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,164 | 7.33 | 0 | 159 | 0 | 53,966 | I | | | | | | | | | | | | | | |
7/25/24 17:43 | 7/23/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 436 | 8.32 | 0 | 52 | 3 | 1,738 | I | | | | | | | | | | | | | | |
7/25/24 16:55 | 7/24/24 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 6 | 5.58 | 0 | 1 | 0 | 1,823 | I | | | | | | | | | | | | | | |
7/25/24 16:06 | 7/23/24 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 410 | 10.08 | 0 | 41 | 2 | 1,668 | I | | | | | | | | | | | | | | |
7/25/24 12:31 | 7/24/24 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Koudounis John S. | IL | DO | VP | P | 125 | 10.57 | 0 | 12 | 11 | 119 | D | | | | | | | | | | | | | | |
7/25/24 11:26 | 7/24/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 2 | 1.78 | 0 | 1 | 0 | 569 | M | | | | | | | | | | | | | | |
7/24/24 16:16 | 7/22/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Metlife Investment Management, LLC | NJ | T | | P | 2,147,484 | 3,100,000 | 0 | 3,100 | | 0 | I | | | | | | | | | | | | | | |
7/24/24 14:53 | 7/5/24 | GGT.R | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Laughlin Susan Watson | NY | D | | S.m | 0 | 0.0074 | 0 | -5 | -100 | 0 | D | | | | | | | | | | | | | | |
7/24/24 13:24 | 7/23/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | COO | P | 3 | 37.25 | 0 | 0 | 8 | 1 | D | | | | | | | | | | | | | | |
7/24/24 10:47 | 7/23/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.81 | 0 | 1 | 0 | 568 | M | | | | | | | | | | | | | | |
7/23/24 12:19 | 7/22/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 180 | 23.85 | 0 | 8 | 0 | 2,805 | I | | | | | | | | | | | | | | |
7/23/24 12:16 | 7/22/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 27 | 8.35 | 0 | 3 | 0 | 1,686 | I | | | | | | | | | | | | | | |
7/23/24 12:12 | 7/22/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 149 | 7.35 | 0 | 20 | 0 | 53,807 | I | | | | | | | | | | | | | | |
7/23/24 10:47 | 7/19/24 | PDCC | Pearl Diver Credit Co Inc. | | Fund | CEF | Closed-End Funds | University of Wisconsin Foundation | WI | T | | P | 29,188 | 19.99 | 0 | 1,460 | 34 | 5,727 | D | | | | | | | | | | | | | | |
7/23/24 10:17 | 7/22/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 3 | 1.81 | 0 | 1 | 0 | 566 | M | | | | | | | | | | | | | | |
7/22/24 18:08 | 7/18/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -16 | 24.32 | 0 | -1 | -1 | 54 | I | | | | | | | | | | | | | | |
7/22/24 16:11 | 7/18/24 | TBLD | Thornburg Income Builder Opportunities Trust | | Fund | CEF | Closed-End Funds | Kritzmire Anne W. | NM | H | TRUSTEE | P | 16 | 16.40 | 0 | 1 | 250 | 1 | D | | | | | | | | | | | | | | |
7/22/24 12:33 | 7/19/24 | CCLFX | Cliffwater Corporate Lending Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | P | 190 | 10.71 | 0 | 18 | 12 | 161 | D | | | | | | | | | | | | | | |
7/22/24 12:30 | 7/19/24 | CPEFX | Cascade Private Capital Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | P | 60 | 15.96 | 0 | 4 | 24 | 20 | D | | | | | | | | | | | | | | |
7/22/24 12:27 | 7/19/24 | CETFX | Cliffwater Enhanced Lending Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | P | 100 | 10.95 | 0 | 9 | 13 | 79 | D | | | | | | | | | | | | | | |
7/22/24 12:20 | 7/19/24 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Joliet Mariel A | TX | D | | P | 210 | 16.14 | 0 | 13 | New | 13 | D | | | | | | | | | | | | | | |
7/22/24 11:25 | 7/19/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 1 | 1.79 | 0 | 1 | 0 | 565 | M | | | | | | | | | | | | | | |
7/22/24 10:38 | 7/18/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 496 | 24.21 | 0 | 21 | 1 | 2,798 | I | | | | | | | | | | | | | | |
7/22/24 10:33 | 7/18/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 743 | 7.29 | 0 | 102 | 0 | 53,786 | I | | | | | | | | | | | | | | |
7/22/24 10:25 | 7/18/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 426 | 8.34 | 0 | 51 | 2 | 2,941 | I | | | | | | | | | | | | | | |
7/19/24 14:33 | 7/15/24 | GGT.R | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | S.m | -3 | 0.0049 | 0 | -532 | -37 | 915 | M | | | | | | | | | | | | | | |
7/19/24 14:33 | 7/16/24 | GGT.R | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 0 | 0.0040 | 0 | 39 | 4 | 915 | M | | | | | | | | | | | | | | |
7/19/24 10:31 | 7/18/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.78 | 0 | 0 | 0 | 564 | M | | | | | | | | | | | | | | |
7/18/24 14:58 | 7/16/24 | THW | Abrdn World Healthcare Fund | | Fund | CEF | Closed-End Funds | Dimartino Rose | PA | D | | P | 13 | 13.31 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/18/24 14:57 | 7/16/24 | THQ | Abrdn Healthcare Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimartino Rose | PA | D | | P | 21 | 21.30 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/18/24 14:56 | 7/16/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Dimartino Rose | PA | D | | P | 16 | 15.53 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/18/24 14:54 | 7/16/24 | HQH | Abrdn Healthcare Investors | MA | Fund | CEF | Closed-End Funds | Dimartino Rose | PA | D | | P | 19 | 18.88 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/18/24 12:31 | 7/17/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.77 | 0 | 0 | 0 | 564 | M | | | | | | | | | | | | | | |
7/18/24 10:36 | 7/16/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 297 | 23.99 | 0 | 12 | 0 | 2,777 | I | | | | | | | | | | | | | | |
7/18/24 10:31 | 7/16/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 728 | 8.39 | 0 | 87 | 5 | 1,683 | I | | | | | | | | | | | | | | |
7/18/24 10:22 | 7/16/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -110 | 23.29 | 0 | -5 | 0 | 6,467 | I | | | | | | | | | | | | | | |
7/18/24 10:12 | 7/16/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 258 | 7.38 | 0 | 35 | 0 | 53,685 | I | | | | | | | | | | | | | | |
7/18/24 09:38 | 7/16/24 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | Broyhill Markham Hunt | NC | D | | P | 3 | 18.00 | 0 | 0 | 0 | 78 | D | | | | | | | | | | | | | | |
7/17/24 18:07 | 7/15/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -14 | 24.32 | 0 | -1 | -1 | 55 | I | | | | | | | | | | | | | | |
7/17/24 17:23 | 7/15/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Ivascyn Daniel J | CA | TH | SEE REMA | P | 2,205 | 10.50 | 0 | 210 | 10 | 2,335 | D | | | | | | | | | | | | | | |
7/17/24 11:20 | 7/16/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.76 | 0 | 0 | 0 | 564 | M | | | | | | | | | | | | | | |
7/16/24 20:31 | 7/16/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | OT | P,Princi | P | 208 | 10.56 | 0 | 20 | 49 | 60 | D | | | | | | | | | | | | | | |
7/16/24 16:44 | 7/15/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2,868 | 7.49 | 0 | 383 | 1 | 53,650 | I | | | | | | | | | | | | | | |
7/16/24 16:37 | 7/15/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 495 | 8.36 | 0 | 59 | 4 | 1,596 | I | | | | | | | | | | | | | | |
7/16/24 16:20 | 7/15/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | COO | P | 38 | 39.96 | 0 | 1 | 956 | 1 | I | | | | | | | | | | | | | | |
7/16/24 14:23 | 7/15/24 | STRUX | Stepstone Private Infrastructure Fund | | Fund | CEF | Closed-End Funds | Long Robert W. | NC | DO | P,Prin. | P | 88 | 11.97 | 0 | 7 | 24 | 37 | I | | | | | | | | | | | | | | |
7/16/24 12:34 | 7/15/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.75 | 0 | 0 | 0 | 563 | M | | | | | | | | | | | | | | |
7/15/24 17:53 | 7/12/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 276 | 23.61 | 0 | 12 | 0 | 2,765 | I | | | | | | | | | | | | | | |
7/15/24 17:48 | 7/11/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,343 | 8.40 | 0 | 160 | 12 | 1,537 | I | | | | | | | | | | | | | | |
7/15/24 17:39 | 7/11/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -3,087 | 22.93 | 0 | -135 | -2 | 6,472 | I | | | | | | | | | | | | | | |
7/15/24 17:32 | 7/11/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,746 | 7.42 | 0 | 235 | 0 | 53,267 | I | | | | | | | | | | | | | | |
7/15/24 17:20 | 7/11/24 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 293 | 11.79 | 0 | 25 | 1 | 1,763 | I | | | | | | | | | | | | | | |
7/15/24 17:16 | 7/11/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 390 | 8.34 | 0 | 47 | 2 | 2,890 | I | | | | | | | | | | | | | | |
7/15/24 17:11 | 7/11/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 421 | 9.20 | 0 | 46 | 1 | 3,499 | I | | | | | | | | | | | | | | |
7/15/24 12:45 | 7/12/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.72 | 0 | 0 | 0 | 563 | M | | | | | | | | | | | | | | |
7/12/24 13:27 | 7/10/24 | IFN | India Fund, Inc. | | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | P | 18 | 17.97 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/12/24 13:27 | 7/10/24 | FCO | Abrdn Global Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | P | 6 | 5.92 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/12/24 13:26 | 7/10/24 | IAF | Abrdn Australia Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | P | 4 | 4.40 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/12/24 13:04 | 7/11/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 18 | 0.6700 | 0 | 26 | 1 | 3,602 | D | | | | | | | | | | | | | | |
7/12/24 10:53 | 7/11/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.72 | 0 | 0 | 0 | 563 | M | | | | | | | | | | | | | | |
7/11/24 19:41 | 7/9/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -25 | 24.13 | 0 | -1 | -2 | 55 | I | | | | | | | | | | | | | | |
7/11/24 16:10 | 7/11/24 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Farrell Patrick Joseph | CO | O | CFO | P | 12 | 18.81 | 0 | 1 | 15 | 5 | D | | | | | | | | | | | | | | |
7/11/24 10:05 | 7/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.73 | 0 | 0 | 0 | 563 | M | | | | | | | | | | | | | | |
7/11/24 09:17 | 7/10/24 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 277 | 9.52 | 0 | 29 | 2 | 1,628 | I | | | | | | | | | | | | | | |
7/11/24 09:09 | 7/10/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 505 | 8.25 | 0 | 61 | 5 | 1,377 | I | | | | | | | | | | | | | | |
7/11/24 08:58 | 7/9/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -1,034 | 22.82 | 0 | -45 | -1 | 6,607 | I | | | | | | | | | | | | | | |
7/11/24 08:46 | 7/9/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,042 | 7.36 | 0 | 277 | 1 | 53,032 | I | | | | | | | | | | | | | | |
7/10/24 14:44 | 7/10/24 | VETZ | Tidal Etf Trust | | Fund | CEF | Closed-End Funds | State Farm Mutual Automobile Insurance Co | IL | T | | P | 5,010 | 19.96 | 0 | 251 | 48 | 771 | D | | | | | | | | | | | | | | |
7/10/24 10:42 | 7/9/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.72 | 0 | 0 | 0 | 563 | M | | | | | | | | | | | | | | |
7/9/24 14:17 | 7/8/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -1,588 | 22.83 | 0 | -70 | -1 | 6,652 | I | | | | | | | | | | | | | | |
7/9/24 14:14 | 7/8/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | McLoughlin Philip R | IL | D | | P | 21 | 8.33 | 0 | 3 | 16 | 18 | D | | | | | | | | | | | | | | |
7/9/24 13:50 | 7/8/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,485 | 7.40 | 0 | 201 | 0 | 52,754 | I | | | | | | | | | | | | | | |
7/9/24 09:56 | 7/8/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 563 | M | | | | | | | | | | | | | | |
7/8/24 19:04 | 7/3/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -127 | 24.17 | 0 | -5 | -9 | 56 | I | | | | | | | | | | | | | | |
7/8/24 11:58 | 7/3/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 551 | 23.60 | 0 | 23 | 1 | 2,753 | I | | | | | | | | | | | | | | |
7/8/24 11:50 | 7/3/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 347 | 8.00 | 0 | 43 | 3 | 1,316 | I | | | | | | | | | | | | | | |
7/8/24 11:43 | 7/5/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -282 | 22.86 | 0 | -12 | 0 | 6,729 | I | | | | | | | | | | | | | | |
7/8/24 11:24 | 7/5/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 312 | 7.38 | 0 | 42 | 0 | 52,554 | I | | | | | | | | | | | | | | |
7/8/24 10:00 | 7/5/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 562 | M | | | | | | | | | | | | | | |
7/5/24 13:04 | 6/20/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | De La Calle Luis | O5 | D | | P | 22 | 16.02 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/5/24 10:49 | 7/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 562 | M | | | | | | | | | | | | | | |
7/3/24 13:32 | 7/2/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 70 | 8.04 | 0 | 9 | 1 | 1,272 | I | | | | | | | | | | | | | | |
7/3/24 13:25 | 7/2/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 103 | 23.50 | 0 | 4 | 0 | 2,730 | I | | | | | | | | | | | | | | |
7/3/24 13:17 | 7/2/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -883 | 22.77 | 0 | -39 | -1 | 6,734 | I | | | | | | | | | | | | | | |
7/3/24 13:14 | 6/28/24 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | S | -115 | 7.39 | 0 | -16 | 0 | 15,063 | I | | | | | | | | | | | | | | |
7/3/24 13:13 | 7/2/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,133 | 7.30 | 0 | 155 | 0 | 52,511 | I | | | | | | | | | | | | | | |
7/3/24 11:47 | 7/2/24 | GOF | Guggenheim Strategic Opportunities Fund | | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | S | -88 | 15.02 | 0 | -6 | -100 | 0 | D | | | | | | | | | | | | | | |
7/3/24 10:43 | 7/2/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 562 | M | | | | | | | | | | | | | | |
7/2/24 19:01 | 6/28/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -129 | 24.18 | 0 | -5 | -8 | 62 | I | | | | | | | | | | | | | | |
7/2/24 13:18 | 7/1/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 631 | 23.59 | 0 | 27 | 1 | 2,725 | I | | | | | | | | | | | | | | |
7/2/24 13:12 | 7/1/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -1,979 | 22.58 | 0 | -88 | -1 | 6,773 | I | | | | | | | | | | | | | | |
7/2/24 13:00 | 7/1/24 | BRW | Saba Capital Income & Opportunities Fund | MA | Fund | CEF | Closed-End Funds | Weinstein Boaz | NY | O | P | S | -22 | 7.10 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
7/2/24 12:49 | 7/1/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,833 | 7.25 | 0 | 253 | 0 | 52,356 | I | | | | | | | | | | | | | | |
7/2/24 12:48 | 7/1/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.72 | 0 | 0 | 0 | 562 | M | | | | | | | | | | | | | | |
7/2/24 12:16 | 7/2/24 | NZF | Nuveen Municipal Credit Income Fund | | Fund | CEF | Closed-End Funds | Robert Young L | IL | H | Trustee | P | 200 | 12.40 | 0 | 16 | New | 16 | D | | | | | | | | | | | | | | |
7/2/24 12:06 | 7/2/24 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Robert Young L | IL | H | Trustee | P | 200 | 11.78 | 0 | 17 | 108 | 33 | D | | | | | | | | | | | | | | |
7/1/24 17:31 | 6/28/24 | HGLB | Highland Global Allocation Fund | | Fund | CEF | Closed-End Funds | Powell Ethan | TX | D | | P | 50 | 7.47 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
7/1/24 17:01 | 6/28/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | S | -624 | 6.93 | 0 | -90 | -90 | 10 | D | | | | | | | | | | | | | | |
7/1/24 17:00 | 6/28/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Dayan Richard | WI | D | | P | 1 | 6.93 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
7/1/24 16:07 | 6/27/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 670 | 23.53 | 0 | 28 | 1 | 2,699 | I | | | | | | | | | | | | | | |
7/1/24 11:43 | 6/28/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 562 | M | | | | | | | | | | | | | | |
6/28/24 17:00 | 6/26/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | S.m | -991 | 6.85 | 0 | -145 | -59 | 100 | D | | | | | | | | | | | | | | |
6/28/24 17:00 | 6/27/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Das Rajeev P | NJ | D | | P | 0 | 6.92 | 0 | 0 | New | 0 | M | | | | | | | | | | | | | | |
6/28/24 16:26 | 6/26/24 | GAB.N | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1,175 | 100.00 | 0 | 12 | 20 | 72 | D | | | | | | | | | | | | | | |
6/28/24 16:03 | 6/28/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 5 | 26.13 | 0 | 0 | 2 | 13 | D | | | | | | | | | | | | | | |
6/28/24 11:44 | 6/27/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.71 | 0 | 0 | 0 | 561 | M | | | | | | | | | | | | | | |
6/27/24 21:29 | 6/25/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -1 | 24.23 | 0 | 0 | 0 | 67 | I | | | | | | | | | | | | | | |
6/27/24 14:21 | 6/26/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | P | 25,000 | 10.24 | 0 | 2,441 | 81 | 5,451 | D | | | | | | | | | | | | | | |
6/27/24 14:04 | 6/25/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 773 | 23.34 | 0 | 33 | 1 | 2,670 | I | | | | | | | | | | | | | | |
6/27/24 12:42 | 6/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 561 | M | | | | | | | | | | | | | | |
6/27/24 11:22 | 6/26/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1 | 14.07 | 0 | 0 | 0 | 3,430 | I | | | | | | | | | | | | | | |
6/27/24 11:08 | 6/25/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 315 | 7.74 | 0 | 41 | 3 | 1,264 | I | | | | | | | | | | | | | | |
6/26/24 16:57 | 6/25/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Crowell Gayle A | CA | D | | P | 14 | 20.05 | 0 | 1 | 1 | 54 | D | | | | | | | | | | | | | | |
6/26/24 11:38 | 6/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 561 | M | | | | | | | | | | | | | | |
6/25/24 17:55 | 6/24/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 281 | 23.22 | 0 | 12 | 0 | 2,637 | I | | | | | | | | | | | | | | |
6/25/24 17:50 | 6/24/24 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 94 | 5.44 | 0 | 17 | 1 | 1,822 | I | | | | | | | | | | | | | | |
6/25/24 17:45 | 6/24/24 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 385 | 11.05 | 0 | 35 | 1 | 3,149 | I | | | | | | | | | | | | | | |
6/25/24 17:36 | 6/24/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 194 | 14.08 | 0 | 14 | 0 | 3,430 | I | | | | | | | | | | | | | | |
6/25/24 17:21 | 6/24/24 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 75 | 7.54 | 0 | 10 | 1 | 1,223 | I | | | | | | | | | | | | | | |
6/25/24 11:52 | 6/24/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 561 | M | | | | | | | | | | | | | | |
6/25/24 11:43 | 6/13/24 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | Rad Investments LLC | PR | T | | P | 7 | 0.6700 | 0 | 10 | 0 | 3,576 | D | | | | | | | | | | | | | | |
6/24/24 21:10 | 6/21/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Ivascyn Daniel J | CA | TH | SEE REMA | P | 7,357 | 10.51 | 0 | 700 | 49 | 2,125 | D | | | | | | | | | | | | | | |
6/24/24 19:25 | 6/21/24 | SRV | Nxg Cushing Midstream Energy Fund | | Fund | CEF | Closed-End Funds | Alban John | TX | DH | Trustee | S | -42 | 41.74 | 0 | -1 | -53 | 1 | D | | | | | | | | | | | | | | |
6/24/24 18:29 | 6/20/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -49 | 24.20 | 0 | -2 | -3 | 67 | I | | | | | | | | | | | | | | |
6/24/24 17:19 | 6/21/24 | SCD | Lmp Capital & Income Fund Inc. | | Fund | CEF | Closed-End Funds | Cronin Daniel P | NY | D | | P | 15 | 15.25 | 0 | 1 | 6 | 17 | D | | | | | | | | | | | | | | |
6/24/24 17:19 | 6/21/24 | WDI | Western Asset Diversified Income Fund (Wdi) | | Fund | CEF | Closed-End Funds | Cronin Daniel P | NY | D | | P | 14 | 14.48 | 0 | 1 | 19 | 6 | D | | | | | | | | | | | | | | |
6/24/24 17:00 | 6/18/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D | | M.adm | 245 | 16.34 | 0 | 15 | 16 | 112 | D | | | | | | | | | | | | | | |
6/24/24 17:00 | 6/18/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D | | S.adm | -295 | 19.68 | 0 | -15 | -12 | 112 | D | | | | | | | | | | | | | | |
6/24/24 16:30 | 6/21/24 | CCIF | Carlyle Credit Income Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | P | 50 | 8.40 | 0 | 6 | 94 | 12 | D | | | | | | | | | | | | | | |
6/24/24 16:24 | 6/21/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 5 | 24.96 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
6/24/24 16:03 | 6/20/24 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | Van Dask Kristin Lea | NY | O | CFO,TREA | P | 75 | 22.50 | 0 | 3 | 275 | 5 | D | | | | | | | | | | | | | | |
6/24/24 12:25 | 6/20/24 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 136 | 5.38 | 0 | 25 | 1 | 1,804 | I | | | | | | | | | | | | | | |
6/24/24 12:18 | 6/20/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 236 | 12.43 | 0 | 19 | 0 | 5,730 | I | | | | | | | | | | | | | | |
6/24/24 11:23 | 6/21/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.73 | 0 | 0 | 0 | 561 | M | | | | | | | | | | | | | | |
6/21/24 17:32 | 6/18/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D | | M.dm | 245 | 16.34 | 0 | 15 | | 4 | D | | | | | | | | | | | | | | |
6/21/24 17:32 | 6/18/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D | | S.dm | -295 | 19.68 | 0 | -15 | -78 | 4 | D | | | | | | | | | | | | | | |
6/21/24 17:30 | 6/21/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Petrisko Daniel | IL | O | EVP | P | 7 | 8.13 | 0 | 1 | 29 | 4 | D | | | | | | | | | | | | | | |
6/21/24 16:45 | 6/18/24 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | Lorber David A | NY | DOT | CB,CEO | P.m | 44 | 46.17 | 0 | 1 | 0 | 211 | D | | | | | | | | | | | | | | |
6/21/24 16:32 | 6/21/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Vaughan Richard B. | TX | D | | P | 24 | 16.14 | 0 | 2 | 21 | 9 | D | | | | | | | | | | | | | | |
6/21/24 16:18 | 6/14/24 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Roberts Andrea Colvin | NY | D | | P | 400 | 15.98 | 0 | 25 | New | 25 | D | | | | | | | | | | | | | | |
6/21/24 15:03 | 6/21/24 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | Parekh Aashh | IL | H | Portfoli | S | -5 | 18.13 | 0 | 0 | -6 | 4 | D | | | | | | | | | | | | | | |
6/21/24 11:48 | 6/20/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.67 | 0 | 0 | 0 | 560 | M | | | | | | | | | | | | | | |
6/20/24 15:01 | 6/18/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.74 | 0 | 0 | 0 | 560 | M | | | | | | | | | | | | | | |
6/20/24 13:00 | 6/18/24 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Mann Havilah Stewart | VT | D | | P | 6 | 22.62 | 0 | 0 | 9 | 3 | D | | | | | | | | | | | | | | |
6/20/24 12:48 | 6/18/24 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Fairchild Gregory B. | VA | D | | P | 5 | 22.62 | 0 | 0 | 3 | 7 | D | | | | | | | | | | | | | | |
6/20/24 12:26 | 6/18/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 459 | 22.92 | 0 | 20 | 1 | 2,625 | I | | | | | | | | | | | | | | |
6/18/24 19:39 | 6/14/24 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | McMillan Ellida | NY | O | CFO | P | 45 | 45.12 | 0 | 1 | 75 | 2 | D | | | | | | | | | | | | | | |
6/18/24 17:57 | 6/14/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -16 | 23.79 | 0 | -1 | -1 | 69 | I | | | | | | | | | | | | | | |
6/18/24 17:19 | 6/17/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Gerlitz Kevin | NY | O | CFO | P | 100 | 20.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
6/18/24 17:19 | 6/17/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Desai Ujjaval | NY | DO | CEO | P | 1,000 | 20.00 | 0 | 50 | New | 50 | D | | | | | | | | | | | | | | |
6/18/24 17:18 | 6/17/24 | SPMC | Sound Point Meridian Capital, Inc. | | Fund | CEF | Closed-End Funds | Ketchum Stephen | NY | DO | CB | P | 1,000 | 20.00 | 0 | 50 | New | 50 | I | | | | | | | | | | | | | | |
6/18/24 14:47 | 6/18/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | P | 196 | 14.01 | 0 | 14 | New | 14 | D | | | | | | | | | | | | | | |
6/18/24 14:43 | 6/14/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,113 | 22.77 | 0 | 49 | 2 | 2,605 | I | | | | | | | | | | | | | | |
6/18/24 14:05 | 6/17/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 560 | M | | | | | | | | | | | | | | |
6/18/24 08:25 | 6/17/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Griggs Kathleen | IL | D | | P | 9 | 7.50 | 0 | 1 | 97 | 2 | D | | | | | | | | | | | | | | |
6/17/24 11:27 | 6/14/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.72 | 0 | 0 | 0 | 560 | M | | | | | | | | | | | | | | |
6/17/24 10:20 | 6/14/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 49 | 24.76 | 0 | 2 | 2 | 117 | D | | | | | | | | | | | | | | |
6/17/24 06:01 | 6/14/24 | MCI | Barings Corporate Investors | | Fund | CEF | Closed-End Funds | Grace Edward P III | NC | H | Trustee | S.a | -93 | 18.64 | 0 | -5 | -20 | 20 | D | | | | | | | | | | | | | | |
6/17/24 06:01 | 6/13/24 | MCI | Barings Corporate Investors | | Fund | CEF | Closed-End Funds | Grace Edward P III | NC | H | Trustee | S.a | -204 | 18.30 | 0 | -11 | -31 | 25 | D | | | | | | | | | | | | | | |
6/14/24 18:56 | 6/12/24 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | Lorber David A | NY | DOT | CB,CEO | P.m | 44 | 44.95 | 0 | 1 | 0 | 210 | M | | | | | | | | | | | | | | |
6/14/24 17:44 | 6/12/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Ivascyn Daniel J | CA | H | See Rema | P | 6,579 | 10.51 | 0 | 626 | 78 | 1,425 | M | | | | | | | | | | | | | | |
6/14/24 16:26 | 6/14/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | West Kyle P. | IL | H | Officer | P | 8 | 8.24 | 0 | 1 | 16 | 7 | D | | | | | | | | | | | | | | |
6/14/24 13:59 | 6/12/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 150 | 13.83 | 0 | 11 | 0 | 3,416 | I | | | | | | | | | | | | | | |
6/14/24 13:25 | 6/14/24 | MCI | Barings Corporate Investors | | Fund | CEF | Closed-End Funds | Grace Edward P III | NC | H | Trustee | P | 93 | 18.64 | 0 | 5 | 33 | 20 | D | | | | | | | | | | | | | | |
6/14/24 13:22 | 6/13/24 | MCI | Barings Corporate Investors | | Fund | CEF | Closed-End Funds | Grace Edward P III | NC | H | Trustee | P | 204 | 18.30 | 0 | 11 | 81 | 25 | D | | | | | | | | | | | | | | |
6/14/24 11:39 | 6/13/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 560 | M | | | | | | | | | | | | | | |
6/13/24 14:28 | 6/11/24 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | 0 | 5.47 | 0 | 0 | 0 | 1,779 | I | | | | | | | | | | | | | | |
6/13/24 11:41 | 6/12/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.67 | 0 | 0 | 0 | 560 | M | | | | | | | | | | | | | | |
6/13/24 10:44 | 6/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Newman Melinda | NY | D | | P | 3 | 1.66 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
6/12/24 14:57 | 6/11/24 | FRBBX | Flat Rock Enhanced Income Fund | | Fund | CEF | Closed-End Funds | Ripp Ryan | WY | O | CFO,Trea | P | 80 | 21.64 | 0 | 4 | 35 | 14 | D | | | | | | | | | | | | | | |
6/12/24 14:43 | 6/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Allen Anita L | NY | D | | P | 0 | 1.66 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
6/12/24 12:00 | 6/11/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/12/24 11:41 | 6/11/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Astorino Robert P. | NY | D | | P | 5 | 22.75 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
6/11/24 18:35 | 6/7/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | McElhoe Wenwen | CA | DT | | P | 46 | 10.29 | 0 | 4 | 2 | 183 | D | | | | | | | | | | | | | | |
6/11/24 17:03 | 6/10/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 161 | 13.72 | 0 | 12 | 0 | 3,405 | I | | | | | | | | | | | | | | |
6/11/24 17:00 | 6/11/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Fouss Barbara J | PA | D | | P | 38 | 6.40 | 0 | 6 | 28 | 27 | D | | | | | | | | | | | | | | |
6/11/24 16:53 | 6/7/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub Lawrence E | NY | DO | CB | P.m | 8,214 | 16.03 | 0 | 512 | 7 | 7,592 | I | | | | | | | | | | | | | | |
6/11/24 16:52 | 6/7/24 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | Golub David | NY | DO | CEO | P.m | 8,214 | 16.03 | 0 | 512 | 7 | 7,368 | I | | | | | | | | | | | | | | |
6/11/24 16:47 | 6/10/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Hopkins Jerel A | PA | D | | P | 10 | 20.70 | 0 | 0 | 6 | 8 | I | | | | | | | | | | | | | | |
6/11/24 16:37 | 6/10/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Clark Della | PA | D | | P | 10 | 6.36 | 0 | 2 | 41 | 6 | D | | | | | | | | | | | | | | |
6/11/24 16:26 | 6/7/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Ogens David | NY | D | | P | 44 | 12.62 | 0 | 4 | 2 | 166 | D | | | | | | | | | | | | | | |
6/11/24 16:14 | 6/5/24 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | Briones Jose A | FL | D | | P | 20 | 11.40 | 0 | 2 | 1 | 328 | D | | | | | | | | | | | | | | |
6/11/24 11:48 | 6/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/10/24 15:34 | 6/7/24 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Behan Robert | IL | O | VP | P | 25 | 10.64 | 0 | 2 | 6 | 44 | D | | | | | | | | | | | | | | |
6/10/24 10:41 | 6/7/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/10/24 10:17 | 6/7/24 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 66 | 10.82 | 0 | 6 | 0 | 3,114 | I | | | | | | | | | | | | | | |
6/10/24 09:01 | 6/6/24 | GNT | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 297 | 5.51 | 0 | 54 | 3 | 1,779 | I | | | | | | | | | | | | | | |
6/10/24 08:45 | 6/6/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 184 | 13.78 | 0 | 13 | 0 | 3,393 | I | | | | | | | | | | | | | | |
6/7/24 16:44 | 6/7/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Petro Andrea | CA | D | | P | 57 | 11.49 | 0 | 5 | 73 | 12 | D | | | | | | | | | | | | | | |
6/7/24 16:43 | 6/6/24 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | Leets Karen L | CA | D | | P | 50 | 11.49 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
6/7/24 10:01 | 6/6/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/6/24 17:00 | 6/4/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Hellerman Gerald | FL | D | | P | 1 | 6.81 | 0 | 0 | 0 | 40 | D | | | | | | | | | | | | | | |
6/6/24 10:40 | 6/5/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.68 | 0 | 0 | 0 | 559 | M | | | | | | | | | | | | | | |
6/5/24 17:11 | 6/4/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 87 | 13.00 | 0 | 7 | 0 | 5,711 | I | | | | | | | | | | | | | | |
6/5/24 17:09 | 6/4/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 809 | 13.61 | 0 | 59 | 2 | 3,380 | I | | | | | | | | | | | | | | |
6/5/24 16:38 | 6/5/24 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Luecke Connie M | IL | O | VP,Chief | P | 8 | 8.60 | 0 | 1 | 5 | 19 | D | | | | | | | | | | | | | | |