PFX - Phenixfin Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	10	70	1	2	2	4	7	13	5
P	%wins				79	82	69	81	79	50	73
S	%ret	1	1	2	0	-3	-6	-7	8	30	5
S	%wins				50	100	100	50	50	0	58

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/13/24 18:47	3/11/24	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P	10	45.01	0	0	20	1	D
3/5/24 16:35	3/1/24	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	P	879	45.08	0	19	10	209	M
3/5/24 16:29	2/23/24	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.am	107	44.65	0	2	2	105	D
2/27/24 19:17	2/23/24	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	124	44.62	0	3	1	190	D
9/26/23 20:20	6/6/23	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P	2	33.50	0	0	5	1	D
9/22/23 20:00	9/20/23	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P.m	8	37.68	0	0	23	1	D
8/16/23 17:45	8/14/23	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	192	37.14	0	5	3	187	D
6/21/23 12:15	6/6/23	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P	3	33.46	0	0	13	1	D
6/16/23 20:18	6/14/23	PFX	Fund	CEF	Closed-End Funds	Amster Howard	NY	DT		P.m	609	36.65	0	17	7	270	I
6/8/23 20:54	6/6/23	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	107	33.54	0	3	2	182	D
3/2/23 21:51	2/28/23	PFX	Fund	CEF	Closed-End Funds	Amster Howard	NY	DT		P.m	270	38.82	0	7	3	254	D
2/23/23 20:54	2/21/23	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P	225	37.93	0	6	2	269	D
2/23/23 20:52	2/21/23	PFX	Fund	CEF	Closed-End Funds	Amster Howard	NY	D		P	464	38.28	0	12	5	247	I
2/14/23 19:41	2/10/23	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	111	36.19	0	3	2	173	D
12/28/22 19:31	12/23/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P	103	34.59	0	3	2	170	D
12/22/22 21:03	12/20/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	35	34.26	0	1	1	167	D
9/28/22 20:39	9/22/22	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P	2	35.75	0	0	9	1	D
9/9/22 18:18	9/7/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	348	37.15	0	9	6	166	D
8/30/22 20:23	8/26/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	164	37.97	0	4	3	156	D
8/18/22 21:08	8/16/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.am	151	36.96	0	4	3	152	D
8/15/22 19:45	8/11/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	78	36.32	0	2	1	148	M
5/13/22 20:09	5/11/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,CEO	P.m	621	38.84	0	16	12	148	M
3/18/22 17:08	3/16/22	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,Chief	P	124	39.24	0	3	2	132	D
3/7/22 08:38	3/2/22	PFX	Fund	CEF	Closed-End Funds	Ainsberg Arthur S	NY	D		P	6	41.00	0	0	18	1	D
3/2/22 19:39	3/1/22	PFX	Fund	CEF	Closed-End Funds	Hirtler-Garvey Karin	NY	D		P	6	41.24	0	0	18	1	D
2/28/22 16:59	2/24/22	PFX	Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P	14	40.08	0	0	54	1	D
2/18/22 18:28	2/16/22	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO,Chie	P	16	40.55	0	0	400	1	D
2/16/22 19:24	2/14/22	PFX	Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P	20	39.75	0	1	333	1	D
12/10/21 18:39	12/8/21	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,Chief	P	1,290	43.00	0	30	30	129	D
8/31/21 18:47	8/27/21	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,Chief	P.m	104	41.70	0	3	3	99	D
5/26/21 19:55	5/24/21	PFX	Fund	CEF	Closed-End Funds	Hirtler-Garvey Karin	NY	D		P	28	40.14	0	1	467	1	D
5/26/21 19:50	5/24/21	PFX	Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P	3	40.35	0	0	100	0	D
5/26/21 19:41	5/24/21	PFX	Fund	CEF	Closed-End Funds	Ainsberg Arthur S	NY	D		P	28	40.15	0	1	467	1	D
5/24/21 18:18	5/20/21	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,Chief	P.m	146	39.38	0	4	4	96	D
5/24/21 09:08	5/19/21	PFX	Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO,Chie	P	4	38.34	0	0	New	0	D
5/19/21 20:37	5/17/21	PFX	Fund	CEF	Closed-End Funds	Robinson Lowell W	NY	D		P	3	38.01	0	0	New	0	D
5/18/21 19:29	5/14/21	PFX	Fund	CEF	Closed-End Funds	Lorber David A	NY	DO	CB,Chief	P.m	337	38.33	0	9	11	93	M
8/14/20 17:31	8/12/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S	-17	16.50	0	-1	0	272	I
8/11/20 17:44	8/7/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-42	16.43	0	-3	-1	273	I
8/6/20 17:35	8/4/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-153	14.57	0	-11	-4	275	I
8/3/20 17:49	7/30/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-132	14.05	0	-9	-3	286	I
7/29/20 17:39	7/27/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-74	13.66	0	-5	-2	295	I
7/24/20 17:30	7/22/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-51	0.6971	0	-73	-1	6,013	I
7/21/20 21:50	7/17/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-200	0.6852	0	-292	-5	6,086	I
7/16/20 17:45	7/14/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-61	0.6306	0	-96	-1	6,378	I
7/13/20 18:12	7/9/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S	-1	0.7000	0	-1	0	6,474	I
7/8/20 17:46	7/6/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-24	0.7134	0	-33	-1	6,475	I
7/2/20 17:43	6/30/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-53	0.7604	0	-69	-1	6,509	I
6/26/20 17:31	6/24/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-40	0.8201	0	-49	-1	6,578	I
2/11/20 17:12	2/7/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S	-16	2.05	0	-8	0	6,627	I
2/6/20 17:58	2/4/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-80	2.10	0	-38	-1	6,634	I
1/30/20 17:00	1/28/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-65	2.17	0	-30	0	6,672	I
1/24/20 17:03	1/22/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-85	2.18	0	-39	-1	6,702	I
1/17/20 17:00	1/15/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-304	2.22	0	-137	-2	6,741	I
1/14/20 17:07	1/10/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S	-30	2.20	0	-14	0	6,878	I
1/9/20 17:24	1/7/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-114	2.18	0	-52	-1	6,892	I
1/6/20 17:52	1/2/20	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-50	2.16	0	-23	0	6,944	I
12/27/19 19:45	12/23/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-104	2.15	0	-48	-1	6,967	I
12/19/19 17:07	12/17/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-669	2.13	0	-313	-4	7,015	I
12/16/19 17:23	12/12/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-345	2.13	0	-162	-2	7,328	I
12/11/19 17:51	12/9/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-57	2.25	0	-25	0	7,490	I
12/4/19 17:31	12/2/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-230	2.16	0	-107	-1	7,516	I
11/27/19 17:30	11/26/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-191	2.09	0	-91	-1	7,622	I
11/22/19 17:44	11/20/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-80	2.01	0	-40	-1	7,713	I
11/19/19 16:34	11/15/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S.m	-6	1.98	0	-3	0	7,753	I
11/13/19 17:25	11/8/19	MCC	Financ	InvAdv	Investment Advice	Fortress Investment Group LLC	NY	T		S	-1	2.04	0	-1	0	7,756	I
10/29/19 16:13	10/25/19	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		S.m	0	0.00	0	-7,757	-98	178	I
10/29/19 16:10	10/25/19	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	S.m	0	0.00	0	-7,757	-98	190	I
7/12/17 17:05	7/10/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P	77	6.40	0	12	0	7,947	I
7/12/17 17:03	7/10/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P	77	6.40	0	12	0	7,934	I
7/7/17 19:45	7/5/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	1,581	6.37	0	248	3	7,935	I
7/7/17 19:43	7/5/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	1,581	6.37	0	248	3	7,922	I
7/3/17 17:14	6/29/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	327	6.40	0	51	1	7,674	I
7/3/17 17:13	6/29/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	327	6.40	0	51	1	7,687	I
6/28/17 21:29	6/26/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	D		P.m	1,759	6.36	0	277	4	7,636	I
6/28/17 21:27	6/26/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,759	6.36	0	277	4	7,623	I
6/23/17 18:37	6/21/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	2,666	6.27	0	425	6	7,346	I
6/23/17 18:37	6/21/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	2,666	6.27	0	425	6	7,359	I
6/20/17 20:44	6/16/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DOT	CEO	P.m	2,612	6.35	0	412	6	6,934	I
6/20/17 20:44	6/16/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	DT		P.m	2,612	6.35	0	412	6	6,921	I
6/15/17 20:10	6/13/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,925	6.25	0	468	8	6,510	I
6/15/17 20:10	6/13/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,925	6.25	0	468	8	6,522	I
6/12/17 21:45	6/8/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	3,397	6.15	0	552	10	6,054	I
6/12/17 21:44	6/8/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	3,397	6.15	0	552	10	6,042	I
6/7/17 20:05	6/5/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	3,554	6.08	0	585	12	5,490	I
6/7/17 20:04	6/5/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	3,554	6.08	0	585	12	5,502	I
6/2/17 19:17	5/31/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,789	6.13	0	455	11	4,481	I
6/2/17 19:16	5/31/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,789	6.13	0	455	11	4,469	I
5/30/17 20:20	5/25/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,652	6.08	0	436	11	4,449	I
5/30/17 20:20	5/25/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,652	6.08	0	436	11	4,462	I
5/24/17 19:54	5/22/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,403	6.13	0	392	11	4,026	I
5/24/17 19:53	5/22/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,403	6.13	0	392	11	4,013	I
5/19/17 20:22	5/17/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,886	6.20	3	304	9	3,621	I	-11	6	-16	-20	-20	-20	-19	-2
5/19/17 20:21	5/17/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,886	6.20	3	304	9	3,634	I	-11	6	-16	-20	-20	-20	-19	-2
5/16/17 21:18	5/12/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,418	6.16	3	230	7	3,317	I	-11	6	-16	-20	-20	-20	-19	-2
5/16/17 21:17	5/12/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,418	6.16	3	230	7	3,329	I	-11	6	-16	-20	-20	-20	-19	-2
5/11/17 18:49	5/9/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	957	6.40	3	150	5	3,099	I	-9	6	-14	-19	-20	-21	-20	-20	0
5/11/17 18:49	5/9/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	957	6.40	3	150	5	3,087	I	-9	6	-14	-19	-20	-21	-20	-20	0
3/20/17 21:50	3/16/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	90	7.50	3	12	0	2,937	I	7	31	13	10	3	0	2	2	-1	-1	2
3/20/17 21:49	3/16/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	90	7.50	3	12	0	2,950	I	7	31	13	10	3	0	2	2	-1	-1	2
3/15/17 21:37	3/13/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	700	7.50	3	93	3	2,938	I	6	31	9	4	3	-2	-1	1	-1	0	3
3/15/17 21:36	3/13/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	700	7.50	3	93	3	2,925	I	6	31	9	4	3	-2	-1	1	-1	0	3
3/9/17 19:48	3/7/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	881	7.48	3	118	4	2,844	I	5	37	5	1	2	-2	-2	-1	1	2	3
3/9/17 19:48	3/7/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	881	7.48	3	118	4	2,832	I	5	37	5	1	2	-2	-2	-1	1	2	3
2/1/17 19:50	1/30/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	799	7.49	2	107	4	2,714	I	13	29	9	1	3	-3	0	-2	0	3	3	6
2/1/17 19:49	1/30/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	799	7.49	2	107	4	2,727	I	13	29	9	1	3	-3	0	-2	0	3	3	6
1/23/17 18:54	1/19/17	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	499	7.50	2	67	3	2,608	I	12	36	8	0	-2	1	-2	-1	2	1	7	6
1/23/17 18:50	1/19/17	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	499	7.50	2	67	3	2,620	I	12	36	8	0	-2	1	-2	-1	2	1	7	6
1/4/17 21:18	12/30/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	120	7.45	4	16	1	2,553	I	12	16	14	3	-1	10	1	3	-2	-4	-6	-2
1/4/17 21:15	12/30/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	120	7.45	4	16	1	2,541	I	12	16	14	3	-1	10	1	3	-2	-4	-6	-2
12/29/16 21:05	12/27/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	624	7.45	4	84	3	2,517	I	8	14	19	0	-3	-2	3	-2	1	6	1	7
12/29/16 21:04	12/27/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	624	7.45	4	84	3	2,525	I	8	14	19	0	-3	-2	3	-2	1	6	1	7
12/21/16 20:35	12/19/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	720	7.44	4	97	4	2,454	I	6	14	21	4	1	-4	1	4	0	-2	-1	1
12/21/16 20:34	12/19/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	720	7.44	4	97	4	2,441	I	6	14	21	4	1	-4	1	4	0	-2	-1	1
12/16/16 19:12	12/14/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,094	7.24	4	289	14	2,357	I	10	8	18	3	0	-8	-5	4	2	5	4	8
12/16/16 19:09	12/14/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,094	7.24	4	289	14	2,344	I	10	8	18	3	0	-8	-5	4	2	5	4	8
12/13/16 20:40	12/9/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,374	7.29	4	188	10	2,068	I	4	13	18	2	-5	-12	-10	-9	0	5	8	9
12/13/16 20:36	12/9/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,374	7.29	4	188	10	2,055	I	4	13	18	2	-5	-12	-10	-9	0	5	8	9
11/9/16 21:54	11/7/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	140	7.57	2	19	1	1,879	I	-11	16	23	6	-1	0	0	3	1	2	1	4	-16
11/9/16 21:54	11/7/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	140	7.57	2	19	1	1,867	I	-11	16	23	6	-1	0	0	3	1	2	1	4	-16
11/4/16 19:11	11/2/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,511	7.45	2	203	12	1,848	I	-13	13	21	5	-4	-3	-5	-1	2	6	6	7	7
11/4/16 19:11	11/2/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,511	7.45	2	203	12	1,861	I	-13	13	21	5	-4	-3	-5	-1	2	6	6	7	7
11/1/16 20:30	10/28/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,074	7.56	2	142	9	1,646	I	-12	20	21	8	1	-1	-2	-3	-2	0	7	2	7
11/1/16 20:29	10/28/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,074	7.56	2	142	9	1,658	I	-12	20	21	8	1	-1	-2	-3	-2	0	7	2	7
10/25/16 19:56	10/20/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	90	7.59	2	12	1	1,503	I	-9	21	22	10	11	3	2	2	-1	-4	3	0	5
10/25/16 19:54	10/20/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	90	7.59	2	12	1	1,516	I	-9	21	22	10	11	3	2	2	-1	-4	3	0	5
10/17/16 20:12	10/13/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	34	7.60	3	4	0	1,492	I	-5	18	21	7	1	0	0	0	-1	0	2	1	7
10/17/16 20:11	10/13/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	34	7.60	3	4	0	1,504	I	-5	18	21	7	1	0	0	0	-1	0	2	1	7
10/6/16 20:53	10/4/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	875	7.60	4	115	9	1,345	I	-11	16	27	11	2	7	0	1	1	1	-2	6	6
10/6/16 20:53	10/4/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	875	7.60	4	115	8	1,500	I	-11	16	27	11	2	7	0	1	1	1	-2	6	6
9/16/16 19:29	9/14/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,011	7.15	4	281	30	1,230	I	-22	-2	16	17	1	-4	-5	-1	1	6	6	1	12
9/16/16 19:28	9/14/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,011	7.15	4	281	25	1,385	I	-22	-2	16	17	1	-4	-5	-1	1	6	6	1	12
9/13/16 19:05	9/9/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	2,773	7.25	4	382	68	948	I	-23	2	20	17	3	-4	-4	-5	2	4	8	8	12
9/13/16 19:04	9/9/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	2,773	7.25	4	382	53	1,103	I	-23	2	20	17	3	-4	-4	-5	2	4	8	8	12
9/6/16 19:37	9/1/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	150	7.49	4	20	4	566	I	-20	10	28	18	6	5	1	0	1	-4	1	4	5
9/6/16 19:36	9/1/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	150	7.49	4	20	3	721	I	-20	10	28	18	6	5	1	0	1	-4	1	4	5
8/23/16 20:07	8/22/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	755	7.55	4	100	17	688	I	-20	9	47	20	6	8	5	3	1	2	-1	7	8
8/23/16 20:07	8/22/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	755	7.55	4	100	17	701	I	-20	9	47	20	6	8	5	3	1	2	-1	7	8
8/19/16 18:39	8/18/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,315	7.69	4	171	40	601	I	-22	6	43	22	6	5	4	3	0	0	-3	4	8
8/19/16 18:38	8/18/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,315	7.69	4	171	41	588	I	-22	6	43	22	6	5	4	3	0	0	-3	4	8
8/16/16 19:36	8/12/16	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	1,786	7.44	3	240	126	430	I	-24	2	43	17	5	2	2	1	1	3	-1	9	11
8/16/16 19:35	8/12/16	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	1,786	7.44	3	240	135	417	I	-24	2	43	17	5	2	2	1	1	3	-1	9	11
12/15/15 21:32	12/15/15	MCC	Fund	CEF	Closed-End Funds	Lyons Robert K	NY	D		P	14	7.24	3	2	New	2	D	-35	-9	-18	-14	-4	-3	-4	-8	4	2	-15	-9	-8	11
6/1/15 18:54	5/29/15	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P.m	235	9.41	3	25	15	190	I	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
6/1/15 18:53	5/29/15	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P.m	235	9.41	3	25	16	177	I	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
6/1/15 18:52	5/29/15	MCC	Fund	CEF	Closed-End Funds	Tonkel Jeffrey B.	NY	D		P	47	9.41	3	5	50	15	D	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
6/1/15 18:50	5/28/15	MCC	Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO	P	47	9.34	3	5	33	20	D	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
6/1/15 18:49	5/28/15	MCC	Fund	CEF	Closed-End Funds	Fredericks John D.	NY	O	Chief Co	P	9	9.29	3	1	33	4	D	-20	-15	-12	2	8	8	2	1	1	2	-3	-10	-15	-16
12/15/14 07:36	12/12/14	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	222	8.86	9	25	20	153	I	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
12/15/14 07:35	12/12/14	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	222	8.86	9	25	18	165	I	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
12/15/14 07:33	12/11/14	MCC	Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO	P	90	8.99	9	10	200	15	D	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
12/15/14 07:32	12/11/14	MCC	Fund	CEF	Closed-End Funds	Tonkel Jeffrey B.	NY	D		P	90	9.00	9	10	New	10	D	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
12/15/14 07:30	12/11/14	MCC	Fund	CEF	Closed-End Funds	Fredericks John D.	NY	O	Chief Co	P	27	8.99	9	3	New	3	D	-20	-29	-25	-27	-21	-23	-17	-12	1	8	3	11	11	-9
5/23/14 16:48	5/23/14	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	P,CEO	P	41	12.39	9	3	2	140	D	42	-9	-7	-9	-4	-3	1	1	0	0	2	5	-4	-16
6/13/13 15:18	6/12/13	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	P,CEO	P	65	13.06	7	5	4	137	D	41	26	1	-16	-10	-13	-9	-8	6	3	8	7	13	7
12/14/12 08:25	12/13/12	MCC	Fund	CEF	Closed-End Funds	Ainsberg Arthur S	NY	D		P	41	13.64	8	3	New	3	D		61	25	3	-2	-3	0	1	1	6	7	20	2	13
5/24/12 17:58	5/23/12	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	56	11.13	1	5	3	190	D		7	28	3	5	3	1	5	1	-1	6	17	34	49
5/22/12 11:03	5/18/12	MCC	Fund	CEF	Closed-End Funds	Mack John Edward	NY	D		P	11	11.03	1	1	New	1	D		3	22	1	5	-1	-3	0	0	2	6	19	33	50
5/11/12 14:04	5/9/12	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	57	11.49	1	5	3	185	D		7	24	1	4	4	2	1	0	-5	0	15	25	49
2/23/12 15:59	2/23/12	MCC	Fund	CEF	Closed-End Funds	Medley Opportunity Fund Ltd.	E9	T		S	-41,641	10.68	4	-3,897	-82	879	D		3	14	20	8	1	-2	0	1	-1	0	1	22	47
12/22/11 17:01	12/21/11	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	95	9.50	1	10	8	140	D			-8	4	10	9	5	2	1	4	8	12	23	59
12/22/11 17:01	12/21/11	MCC	Fund	CEF	Closed-End Funds	Fentress Andrew	NY	D		P	95	9.50	1	10	8	138	D			-8	4	10	9	5	2	1	4	8	12	23	59
12/22/11 17:00	12/21/11	MCC	Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO	P	48	9.50	1	5	New	5	D			-8	4	10	9	5	2	1	4	8	12	23	59
8/11/11 17:17	8/10/11	MCC	Fund	CEF	Closed-End Funds	Taube Seth	NY	D		P	208	10.42	1	20	18	130	M			-14	-11	-11	-8	-4	-2	-1	2	-3	-7	14	34
8/11/11 16:38	8/9/11	MCC	Fund	CEF	Closed-End Funds	Fentress Andrew	NY	D		P	31	10.27	1	3	2	128	D			-14	-11	-11	-8	-4	-2	-1	2	-3	-7	14	34
8/11/11 16:34	8/9/11	MCC	Fund	CEF	Closed-End Funds	Taube Brook	NY	DO	CEO	P	52	10.33	1	5	4	130	D			-14	-11	-11	-8	-4	-2	-1	2	-3	-7	14	34
6/30/11 16:10	6/28/11	MCC	Fund	CEF	Closed-End Funds	Medley Opportunity Fund Ltd.	E9	T		S	-4,714	11.59	1	-407	-8	4,777	D				-1	-1	3	0	1	-1	-4	-12	-14	-7	13
1/28/11 17:04	1/27/11	MCC	Fund	CEF	Closed-End Funds	Hirtler-Garvey Karin	NY	D		P	36	11.94	5	3	New	3	D								0	1	1	0	-4	-11	-1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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