10/10/25 20:06 | 9/10/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | S.a | -3,916 | 15.78 | 0 | -248 | -10 | 2,261 | D | | | | | | | | | | | | | | |
10/10/25 19:27 | 10/10/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S | -345 | 23.00 | 0 | -15 | -2 | 823 | D | | | | | | | | | | | | | | |
10/10/25 16:30 | 10/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | M.d | 306 | 57.31 | 0 | 5 | 9 | 65 | D | | | | | | | | | | | | | | |
10/10/25 16:30 | 10/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | S.d | -1,602 | 158.88 | 0 | -10 | -13 | 65 | D | | | | | | | | | | | | | | |
10/10/25 16:09 | 10/9/25 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | McConnell Marc H | MD | D | | M.d | 30 | 18.31 | 0 | 2 | 1 | 220 | D | | | | | | | | | | | | | | |
10/10/25 16:07 | 10/9/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 2 | 10.62 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
10/10/25 16:07 | 10/9/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -2 | 10.62 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
10/10/25 11:59 | 10/6/25 | FORL | Four Leaf Acquisition Corp | DE | Financ | AcqCo | Blank Checks | Wolverine Asset Management LLC | IL | T | | S | -7 | 12.49 | 0 | -1 | 0 | 184 | I | | | | | | | | | | | | | | |
10/10/25 10:37 | 10/9/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 936.32 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/7/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | M.d | 1,214 | 40.46 | 0 | 30 | 999% | 32 | D | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/7/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | S.d | -10,721 | 357.37 | 0 | -30 | -49 | 32 | D | | | | | | | | | | | | | | |
10/9/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | P | 100 | 24.00 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/9/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Sprinkle, Jr. Richard C. | TN | O | EVP,Chie | P | 100 | 24.00 | 0 | 4 | 19 | 26 | D | | | | | | | | | | | | | | |
10/9/25 15:23 | 10/9/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | S | -22 | 31.66 | 0 | -1 | 0 | 953 | I | | | | | | | | | | | | | | |
10/9/25 12:57 | 10/7/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 29 | 0.9839 | 0 | 29 | 1 | 2,996 | D | | | | | | | | | | | | | | |
10/9/25 12:28 | 8/14/25 | ALTS | Alt5 Sigma Corp | NV | Financ | FinTrd | Commodity Contracts Brokers & | Danziger David C. | NV | D | | P | 73 | 7.30 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
10/9/25 11:48 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | P | 1 | 27.47 | 0 | 0 | 1 | 10 | D | | | | | | | | | | | | | | |
10/9/25 11:17 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | P | 1 | 27.46 | 0 | 0 | 2 | 2 | D | | | | | | | | | | | | | | |
10/9/25 11:09 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 1 | 27.47 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/9/25 11:05 | 10/8/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | P | 2 | 27.46 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/9/25 10:28 | 10/8/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -72 | 65.65 | 0 | -1 | 0 | 328 | M | | | | | | | | | | | | | | |
10/9/25 10:20 | 10/8/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 935.09 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/8/25 21:07 | 10/7/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | S.m | -619 | 32.07 | 0 | -19 | -2 | 954 | I | | | | | | | | | | | | | | |
10/8/25 21:04 | 10/6/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Mintz Brandon Taylor | GA | DO | CEO | S.dm | -6,416 | 3.69 | 0 | -1,741 | -100 | 0 | I | | | | | | | | | | | | | | |
10/8/25 20:00 | 10/7/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Mellinger Douglas K | FL | D | | S | -21 | 20.71 | 0 | -1 | -1 | 172 | D | | | | | | | | | | | | | | |
10/8/25 19:43 | 10/6/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | S.m | -78 | 5.07 | 0 | -15 | -1 | 1,185 | D | | | | | | | | | | | | | | |
10/8/25 17:28 | 10/6/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -865 | 147.53 | 0 | -6 | -33 | 12 | D | | | | | | | | | | | | | | |
10/8/25 16:48 | 10/7/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,435 | 5.40 | 0 | -1,193 | -22 | 4,243 | I | | | | | | | | | | | | | | |
10/8/25 16:23 | 10/6/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | S | -236 | 314.42 | 0 | -1 | -4 | 17 | D | | | | | | | | | | | | | | |
10/8/25 16:03 | 10/6/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | S.d | -1,033 | 59.28 | 0 | -17 | -61 | 11 | M | | | | | | | | | | | | | | |
10/8/25 15:18 | 10/6/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Peterson Adam K | NE | DT | | P | 0 | 0.00 | 0 | 5 | 0 | 2,544 | D | | | | | | | | | | | | | | |
10/8/25 14:19 | 10/8/25 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Schneeberger Carol A | OH | D | | S | -30 | 30.22 | 0 | -1 | -4 | 24 | D | | | | | | | | | | | | | | |
10/8/25 10:54 | 10/7/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 964.32 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/7/25 17:38 | 10/6/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | S | -592 | 118.42 | 0 | -5 | -1 | 698 | I | | | | | | | | | | | | | | |
10/7/25 17:28 | 10/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -3,709 | 148.34 | 0 | -25 | -4 | 566 | D | | | | | | | | | | | | | | |
10/7/25 16:35 | 10/6/25 | UNTY | Unity Bancorp Inc /Nj/ | NJ | Financ | StBnk | State Commercial Banks | Hughes James A | NJ | DO | P,CEO | M.d | 13 | 8.95 | 0 | 2 | 1 | 213 | D | | | | | | | | | | | | | | |
10/7/25 16:34 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Mars III Sam A. | TN | D | | S | -546 | 23.16 | 0 | -24 | -57 | 18 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Neely Alan C. | TN | D | | S | -11,342 | 23.16 | 0 | -490 | -49 | 508 | M | | | | | | | | | | | | | | |
10/7/25 16:27 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Aaron A. | TN | DT | | S | -67,136 | 23.16 | 0 | -2,899 | -57 | 2,218 | I | | | | | | | | | | | | | | |
10/7/25 16:24 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Holding Company, L.P. | TN | T | | S | -67,136 | 23.16 | 0 | -2,899 | -57 | 2,204 | D | | | | | | | | | | | | | | |
10/7/25 16:20 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DOT | Exec Cha | S | -68,523 | 23.16 | 0 | -2,959 | -57 | 2,254 | M | | | | | | | | | | | | | | |
10/7/25 16:17 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Spurlock Martha S. | TN | DT | | S | -44,373 | 23.16 | 0 | -1,916 | -60 | 1,263 | M | | | | | | | | | | | | | | |
10/7/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Dennis Michael | TN | D | | S | -658 | 23.16 | 0 | -28 | -57 | 22 | D | | | | | | | | | | | | | | |
10/7/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Unified Shares LLC | TN | T | | S | -41,480 | 23.16 | 0 | -1,791 | -61 | 1,168 | D | | | | | | | | | | | | | | |
10/7/25 16:01 | 10/6/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | S | -338 | 338.08 | 0 | -1 | -2 | 65 | D | | | | | | | | | | | | | | |
10/7/25 15:36 | 10/3/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 28 | 12.53 | 0 | 2 | | 0 | I | | | | | | | | | | | | | | |
10/7/25 15:36 | 10/3/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -28 | 12.57 | 0 | -2 | -100 | 0 | I | | | | | | | | | | | | | | |
10/7/25 12:24 | 10/6/25 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | Reske James R | PA | O | EVP,CFO | S.d | -37 | 16.99 | 0 | -2 | -2 | 86 | D | | | | | | | | | | | | | | |
10/7/25 11:08 | 10/3/25 | FSUN | Firstsun Capital Bancorp | DE | Financ | NtBnk | National Commercial Banks | Jll/Fch Holdings I, LLC | NY | T | | M.d | 1,023 | 22.39 | 0 | 46 | 1 | 3,505 | D | | | | | | | | | | | | | | |
10/7/25 10:26 | 10/6/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 950.35 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/7/25 09:21 | 10/3/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P.m | 14 | 3.38 | 0 | 4 | 3 | 158 | I | | | | | | | | | | | | | | |
10/7/25 07:07 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Range Capital Acquisition Sponsor Ii, LLC | NY | T | | P | 0 | 0.00 | 0 | 430 | New | 430 | D | | | | | | | | | | | | | | |
10/7/25 07:04 | 10/6/25 | RNGTU | Range Capital Acquisition Corp II | E9 | Financ | AcqCo | Blank Checks | Rotolo Tim | NY | DOT | CEO | P | 0 | 0.00 | 0 | 430 | New | 430 | I | | | | | | | | | | | | | | |
10/6/25 21:44 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 900 | New | 900 | I | | | | | | | | | | | | | | |
10/6/25 19:23 | 10/2/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Sun Qing Bill | TX | DOT | CEO | P.d | 3,340 | 10.00 | 0 | 334 | 12 | 3,209 | I | | | | | | | | | | | | | | |
10/6/25 19:22 | 10/2/25 | YCY | Aa Mission Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Aa Mission Sponsor II | TX | T | | P.d | 3,340 | 10.00 | 0 | 334 | 12 | 3,209 | D | | | | | | | | | | | | | | |
10/6/25 18:25 | 10/6/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -6,452 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:15 | 10/2/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,579 | 5.91 | 0 | -1,789 | -25 | 5,436 | I | | | | | | | | | | | | | | |
10/6/25 18:14 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Cantor Ep Holdings I, LLC | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 900 | New | 900 | I | | | | | | | | | | | | | | |
10/6/25 18:14 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -900 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:11 | 10/6/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 500 | New | 500 | I | | | | | | | | | | | | | | |
10/6/25 18:11 | 10/6/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -500 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:08 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cf Group Management Inc | NY | DTH | Managing | P | 82,632 | 9.21 | 0 | 8,974 | 9 | 105,287 | I | | | | | | | | | | | | | | |
10/6/25 18:07 | 10/6/25 | CEP | Cantor Equity Partners, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 300 | New | 300 | I | | | | | | | | | | | | | | |
10/6/25 18:06 | 10/6/25 | CEP | Cantor Equity Partners, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -300 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:05 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Cantor Fitzgerald, L. P. | NY | DT | | P | 82,632 | 9.21 | 0 | 8,974 | 10 | 102,314 | D | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | CAEP | Cantor Equity Partners Iii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 580 | New | 580 | I | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | CAEP | Cantor Equity Partners Iii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -580 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Howard W | NY | DT | | S | -82,632 | 0.7523 | 0 | -109,834 | -100 | 0 | M | | | | | | | | | | | | | | |
10/6/25 17:58 | 10/6/25 | CEPT | Cantor Equity Partners Ii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Brandon | NY | DOT | CB,CEO | P.d | 0 | 0.00 | 0 | 580 | New | 580 | I | | | | | | | | | | | | | | |
10/6/25 17:58 | 10/6/25 | CEPT | Cantor Equity Partners Ii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -580 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 17:57 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Brandon | NY | DT | | P | 82,632 | 0.7523 | 0 | 109,834 | 999% | 111,393 | I | | | | | | | | | | | | | | |
10/6/25 17:48 | 10/1/25 | SNFCA | Security National Financial Corp | UT | Financ | Loan | Finance Services | Moody H. Craig | UT | D | | M.d | 8 | 13.08 | 0 | 1 | 1 | 44 | D | | | | | | | | | | | | | | |
10/6/25 16:56 | 10/2/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | S.d | -8,887 | 355.47 | 0 | -25 | -98 | 1 | I | | | | | | | | | | | | | | |
10/6/25 16:24 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | P | 0 | 19.70 | 0 | 0 | 0 | 10 | D | | | | | | | | | | | | | | |
10/6/25 16:22 | 10/3/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | P | 4 | 19.70 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
10/6/25 16:20 | 10/3/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | P.d | 0 | 41.97 | 0 | 0 | 0 | 4,558 | I | | | | | | | | | | | | | | |
10/6/25 16:03 | 10/2/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -46 | 10.50 | 0 | -4 | 0 | 884 | I | | | | | | | | | | | | | | |
10/6/25 15:28 | 9/25/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P.a | 60 | 12.64 | 0 | 5 | | 0 | I | | | | | | | | | | | | | | |
10/6/25 15:28 | 9/25/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S.a | -61 | 12.68 | 0 | -5 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 11:05 | 10/3/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 970.62 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/3/25 21:08 | 10/3/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Buchanan Christopher Scott | GA | DO | COO,P | S | -27 | 3.82 | 0 | -7 | -5 | 133 | D | | | | | | | | | | | | | | |
10/3/25 21:08 | 10/1/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Mintz Brandon Taylor | GA | DO | CEO | S.dm | -3,259 | 3.87 | 0 | -843 | -100 | 0 | I | | | | | | | | | | | | | | |
10/3/25 20:56 | 10/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Linford Michael | CA | O | COO | M.d | 0 | 0.00 | 0 | 2 | 5 | 49 | D | | | | | | | | | | | | | | |
10/3/25 20:56 | 10/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | M.d | 0 | 0.00 | 0 | 2 | 0 | 1,065 | D | | | | | | | | | | | | | | |
10/3/25 20:56 | 10/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Adkins Katherine | CA | O | GC | M.d | 0 | 0.00 | 0 | 2 | 1 | 123 | D | | | | | | | | | | | | | | |
10/3/25 20:38 | 10/1/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Sagati Aghili Naseem | CA | O | GC | S | -3,275 | 155.97 | 0 | -21 | -8 | 255 | D | | | | | | | | | | | | | | |
10/3/25 19:05 | 10/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Smith Chad M. | NY | O | P,COO, B | M.d | 0 | 0.00 | 0 | 5 | 18 | 32 | D | | | | | | | | | | | | | | |
10/3/25 19:01 | 10/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | M.d | 0 | 0.00 | 0 | 3 | 39 | 11 | D | | | | | | | | | | | | | | |
10/3/25 19:01 | 10/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Ryan Kevin J | NY | O | CFO | M.d | 0 | 0.00 | 0 | 5 | 9 | 58 | D | | | | | | | | | | | | | | |
10/3/25 19:00 | 10/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Tuffin Paula | NY | O | GC,CCO | M.d | 0 | 0.00 | 0 | 3 | 6 | 54 | D | | | | | | | | | | | | | | |
10/3/25 18:59 | 10/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Garg Vishal | NY | DOT | CEO | M.d | 0 | 0.00 | 0 | 3 | 59 | 8 | D | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | S | -2,221 | 92.55 | 0 | -24 | -1 | 1,888 | I | | | | | | | | | | | | | | |
10/3/25 17:50 | 10/1/25 | KEY | Keycorp /New/ | OH | Financ | NtBnk | National Commercial Banks | Snyder Barbara R | OH | D | | M.d | 0 | 0.00 | 0 | 3 | 4 | 76 | D | | | | | | | | | | | | | | |
10/3/25 17:44 | 10/3/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -2,284 | 20.04 | 0 | -114 | -1 | 8,023 | I | | | | | | | | | | | | | | |
10/3/25 17:34 | 10/1/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | McKay Christopher J. | IL | O | Chief Ri | M.d | 0 | 0.00 | 0 | 4 | 2 | 172 | D | | | | | | | | | | | | | | |
10/3/25 17:34 | 10/2/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | McKay Christopher J. | IL | O | Chief Ri | S.d | -101 | 11.21 | 0 | -9 | -5 | 172 | D | | | | | | | | | | | | | | |
10/3/25 17:32 | 10/1/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Johnson Pamela D. | IL | O | CFO | M.d | 0 | 0.00 | 0 | 1 | 1 | 155 | D | | | | | | | | | | | | | | |
10/3/25 17:32 | 10/2/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Johnson Pamela D. | IL | O | CFO | S.d | -62 | 11.21 | 0 | -5 | -3 | 155 | D | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | S.d | -104,799 | 139.73 | 0 | -750 | -99 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | M.d | 0 | 0.00 | 0 | 9 | 9 | 101 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | S.d | -144 | 30.20 | 0 | -5 | -5 | 101 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | DO | Chief De | S | -462 | 30.73 | 0 | -15 | -35 | 28 | D | | | | | | | | | | | | | | |
10/3/25 16:54 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Perros Evangelos | NY | O | CFO | M.d | 0 | 0.00 | 0 | 23 | 41 | 78 | D | | | | | | | | | | | | | | |
10/3/25 16:54 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Perros Evangelos | NY | O | CFO | S.d | -385 | 30.20 | 0 | -13 | -14 | 78 | D | | | | | | | | | | | | | | |
10/3/25 16:39 | 10/1/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | M.d | 13 | 13.22 | 0 | 1 | 1 | 124 | D | | | | | | | | | | | | | | |
10/3/25 16:39 | 10/1/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | S.d | -55 | 54.64 | 0 | -1 | -1 | 124 | D | | | | | | | | | | | | | | |
10/3/25 16:31 | 10/1/25 | SNFCA | Security National Financial Corp | UT | Financ | Loan | Finance Services | Cook John L | UT | D | | M.d | 8 | 13.08 | 0 | 1 | 3 | 19 | D | | | | | | | | | | | | | | |
10/3/25 16:29 | 10/1/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.d | 2 | 0.0976 | 0 | 16 | 1 | 2,967 | D | | | | | | | | | | | | | | |
10/3/25 16:27 | 10/2/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | S | -424 | 211.99 | 0 | -2 | -2 | 98 | D | | | | | | | | | | | | | | |
10/3/25 16:23 | 10/1/25 | MVBF | Mvb Financial Corp | WV | Financ | StBnk | State Commercial Banks | Owen Jan Lynn | CA | D | | M.d | 0 | 0.00 | 0 | 0 | 4 | 10 | D | | | | | | | | | | | | | | |
10/3/25 16:23 | 10/1/25 | MVBF | Mvb Financial Corp | WV | Financ | StBnk | State Commercial Banks | Nelson Kelly R | WV | D | | M.d | 0 | 0.00 | 0 | 0 | 0 | 92 | D | | | | | | | | | | | | | | |
10/3/25 16:21 | 10/1/25 | MVBF | Mvb Financial Corp | WV | Financ | StBnk | State Commercial Banks | Spielman Cheryl | FL | D | | M.d | 0 | 0.00 | 0 | 0 | 1 | 30 | D | | | | | | | | | | | | | | |
10/3/25 16:21 | 10/1/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | M.d | 263 | 26.26 | 0 | 10 | 14 | 82 | D | | | | | | | | | | | | | | |
10/3/25 16:21 | 10/1/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | S.d | -3,459 | 345.88 | 0 | -10 | -11 | 82 | D | | | | | | | | | | | | | | |
10/3/25 16:17 | 10/1/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | S | -17 | 22.10 | 0 | -1 | -1 | 83 | D | | | | | | | | | | | | | | |
10/3/25 16:06 | 10/1/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -313 | 10.50 | 0 | -30 | -3 | 889 | I | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | S.a | -448 | 64.66 | 0 | -7 | 0 | 2,987 | I | | | | | | | | | | | | | | |
10/3/25 16:00 | 10/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | S | -186 | 88.22 | 0 | -2 | -2 | 87 | D | | | | | | | | | | | | | | |
10/3/25 15:09 | 10/2/25 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Breckheimer Michael | MD | O | SVP,Head | M.d | 0 | 0.00 | 0 | 23 | 248 | 32 | D | | | | | | | | | | | | | | |
10/3/25 14:39 | 10/1/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Jakota Capital AG | | T | | S | -5,750 | 0.0058 | 0 | -1,000,000 | -81 | 238,560 | D | | | | | | | | | | | | | | |
10/3/25 13:25 | 10/1/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees | MT | T | | S | -316 | 31.59 | 0 | -10 | -4 | 244 | I | | | | | | | | | | | | | | |
10/3/25 11:52 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Purvis Tom E. | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 2 | 39 | D | | | | | | | | | | | | | | |
10/3/25 11:51 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Drilling Edward | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 3 | 38 | D | | | | | | | | | | | | | | |
10/3/25 11:51 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Clark William E II | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 3 | 36 | D | | | | | | | | | | | | | | |
10/3/25 11:50 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hunt Eugene | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 3 | 34 | D | | | | | | | | | | | | | | |
10/3/25 11:49 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Stackhouse Julie L | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 6 | 16 | D | | | | | | | | | | | | | | |
10/3/25 11:48 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Casteel Marty | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 215 | D | | | | | | | | | | | | | | |
10/3/25 11:48 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hunter Jerry | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 4 | 24 | D | | | | | | | | | | | | | | |
10/3/25 11:47 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Lanigan Susan S | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 5 | 32 | D | | | | | | | | | | | | | | |
10/3/25 11:46 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | West Malynda K | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 4 | 24 | D | | | | | | | | | | | | | | |
10/3/25 11:45 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Teubner Russell William | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 66 | D | | | | | | | | | | | | | | |
10/3/25 11:44 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Shoptaw Robert L | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 90 | D | | | | | | | | | | | | | | |
10/3/25 11:43 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Cosse Steven A | AR | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 105 | D | | | | | | | | | | | | | | |
10/3/25 11:41 | 10/1/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Doramus Mark C | AR | D | | M.d | 0 | 0.00 | 0 | 2 | 4 | 56 | D | | | | | | | | | | | | | | |
10/3/25 11:10 | 10/2/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 967.13 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/2/25 19:55 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Reynolds Marshall T | LA | D | | P | 250 | 8.05 | 0 | 31 | 2 | 2,064 | D | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | S | -299 | 93.33 | 0 | -3 | -4 | 70 | I | | | | | | | | | | | | | | |
10/2/25 18:56 | 9/30/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Page Tyler | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 280 | 5 | 5,828 | D | | | | | | | | | | | | | | |
10/2/25 18:56 | 9/30/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Kelly Patrick Arthur | NY | O | Co-P,COO | M.d | 0 | 0.00 | 0 | 401 | 48 | 1,241 | D | | | | | | | | | | | | | | |
10/2/25 18:56 | 9/30/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Iwaschuk William | NY | O | Co-P,CLO | M.d | 0 | 0.00 | 0 | 401 | 48 | 1,228 | D | | | | | | | | | | | | | | |
10/2/25 18:55 | 9/30/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Farrell Edward J | NY | O | CFO | M.d | 0 | 0.00 | 0 | 393 | 36 | 1,483 | D | | | | | | | | | | | | | | |
10/2/25 18:19 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | D | | P | 1,138 | 8.05 | 0 | 141 | 3 | 4,961 | I | | | | | | | | | | | | | | |
10/2/25 17:55 | 10/1/25 | SNFCA | Security National Financial Corp | UT | Financ | Loan | Finance Services | Stephens Jeffrey Russell | UT | O | Gen. Cou | M.d | 8 | 13.08 | 0 | 1 | 1 | 45 | D | | | | | | | | | | | | | | |
10/2/25 17:49 | 9/30/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | McAnally Bruce | LA | D | | P | 250 | 8.05 | 0 | 31 | 15 | 238 | I | | | | | | | | | | | | | | |
10/2/25 17:35 | 10/1/25 | SNFCA | Security National Financial Corp | UT | Financ | Loan | Finance Services | Fuller Gilbert A | UT | D | | M.d | 8 | 13.08 | 0 | 1 | 2 | 42 | D | | | | | | | | | | | | | | |
10/2/25 17:15 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 100 | D | | | | | | | | | | | | | | |
10/2/25 17:15 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 0 | 189 | D | | | | | | | | | | | | | | |
10/2/25 17:14 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 920 | 1 | D | | | | | | | | | | | | | | |
10/2/25 17:14 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 74 | D | | | | | | | | | | | | | | |
10/2/25 17:14 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 70 | D | | | | | | | | | | | | | | |
10/2/25 17:11 | 9/30/25 | TREE | Lendingtree, Inc. | DE | Financ | Loan | Loan Brokers | Peyree Scott | NC | O | COO | M.d | 0 | 0.00 | 0 | 4 | 3 | 119 | D | | | | | | | | | | | | | | |
10/2/25 17:09 | 9/30/25 | TREE | Lendingtree, Inc. | DE | Financ | Loan | Loan Brokers | Lebda Douglas R | NC | DOT | CB,CEO | M.d | 0 | 0.00 | 0 | 8 | 0 | 2,220 | D | | | | | | | | | | | | | | |
10/2/25 17:06 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | M.d | 0 | 0.00 | 0 | 19 | 3 | 589 | D | | | | | | | | | | | | | | |
10/2/25 17:00 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 0 | 7,322 | D | | | | | | | | | | | | | | |
10/2/25 16:41 | 10/1/25 | BUR | Burford Capital Ltd | Y7 | Financ | Loan | Finance Services | Licht Jordan David | Y7 | O | CFO | M.d | 0 | 0.00 | 0 | 103 | | 102 | D | | | | | | | | | | | | | | |
10/2/25 16:40 | 8/26/25 | MIGI | Mawson Infrastructure Group Inc. | DE | Financ | Loan | Finance Services | Saloom Kaliste | PA | O | ICEO,GC, | M.d | 0 | 0.00 | 0 | 36 | 22 | 201 | D | | | | | | | | | | | | | | |
10/2/25 16:37 | 9/30/25 | MIGI | Mawson Infrastructure Group Inc. | DE | Financ | Loan | Finance Services | Costello Ryan | PA | D | | M.d | 0 | 0.00 | 0 | 113 | 162 | 183 | D | | | | | | | | | | | | | | |
10/2/25 16:00 | 9/30/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -764 | 10.51 | 0 | -73 | -7 | 919 | I | | | | | | | | | | | | | | |
10/2/25 15:57 | 10/1/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 944.99 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
10/2/25 15:02 | 10/1/25 | FSFG | First Savings Financial Group, Inc. | IN | Financ | SvBnk | Savings Institution, Federall | Fordyce L. Chris | IN | D | | M.d | 125 | 21.99 | 0 | 6 | 14 | 47 | D | | | | | | | | | | | | | | |
10/2/25 10:28 | 10/1/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -73 | 66.63 | 0 | -1 | 0 | 330 | M | | | | | | | | | | | | | | |
10/1/25 21:17 | 9/30/25 | ORA | Ormat Technologies, Inc. | NY | Financ | Invest | Investors | Sharir Dafna | NV | D | | S | -95 | 96.70 | 0 | -1 | -30 | 2 | D | | | | | | | | | | | | | | |
10/1/25 20:47 | 9/30/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | M.d | 0 | 0.00 | 0 | 3 | 8 | 36 | D | | | | | | | | | | | | | | |
10/1/25 18:43 | 9/26/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 2 | 12.40 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
10/1/25 18:43 | 9/26/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -2 | 12.40 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
10/1/25 17:30 | 9/29/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -256 | 20.00 | 0 | -13 | 0 | 8,137 | I | | | | | | | | | | | | | | |
10/1/25 17:16 | 9/29/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -1,284 | 10.50 | 0 | -122 | -11 | 991 | I | | | | | | | | | | | | | | |
10/1/25 16:50 | 9/30/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -7,341 | 6.16 | 0 | -1,193 | -14 | 7,225 | I | | | | | | | | | | | | | | |
10/1/25 16:44 | 10/1/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | S | -28 | 18.05 | 0 | -2 | -1 | 157 | I | | | | | | | | | | | | | | |
10/1/25 16:15 | 9/29/25 | ONIT | Onity Group Inc. | FL | Financ | Loan | Mortgage Bankers & Loan Corre | Wade Aaron D | FL | O | EVP,Chie | M.d | 0 | 0.00 | 0 | 7 | 96 | 15 | D | | | | | | | | | | | | | | |
10/1/25 16:05 | 9/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | S.m | -1,455 | 68.11 | 0 | -21 | -1 | 2,892 | I | | | | | | | | | | | | | | |
10/1/25 14:53 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | P | 2 | 28.64 | 0 | 0 | 0 | 64 | D | | | | | | | | | | | | | | |
10/1/25 14:52 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | P | 3 | 28.64 | 0 | 0 | 1 | 11 | D | | | | | | | | | | | | | | |
10/1/25 14:49 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | P | 3 | 28.64 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
10/1/25 14:46 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | P | 10 | 28.64 | 0 | 0 | 1 | 42 | D | | | | | | | | | | | | | | |
10/1/25 14:43 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | P | 8 | 28.64 | 0 | 0 | 0 | 118 | D | | | | | | | | | | | | | | |
10/1/25 14:41 | 9/30/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | P | 1 | 28.64 | 0 | 0 | 0 | 36 | D | | | | | | | | | | | | | | |
10/1/25 14:25 | 9/26/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | P | 10 | 35.47 | 0 | 0 | 0 | 260 | D | | | | | | | | | | | | | | |
10/1/25 12:45 | 9/30/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 914.14 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Stockwell Lynn | FL | DOT | CEO,Exe. | P.d | 0 | 0.00 | 0 | 700 | 12 | 6,708 | I | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Stockwell Lynn | FL | DOT | CEO,Exe. | S.d | 0 | 0.00 | 0 | -7,967 | -54 | 6,708 | I | | | | | | | | | | | | | | |
10/1/25 10:37 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Drugs Made In America Acquisition II LLC | FL | T | | P.d | 0 | 0.00 | 0 | 700 | 12 | 6,708 | D | | | | | | | | | | | | | | |
10/1/25 10:37 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Drugs Made In America Acquisition II LLC | FL | T | | S.d | 0 | 0.00 | 0 | -7,967 | -54 | 6,708 | D | | | | | | | | | | | | | | |
10/1/25 08:59 | 9/30/25 | FFBC | First Financial Bancorp /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Arvia Anne L | OH | D | | P | 16 | 25.25 | 0 | 1 | 7 | 10 | D | | | | | | | | | | | | | | |
9/30/25 21:26 | 9/30/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Garrison Scott Eugene | NV | O | EVP,Chie | M.d | 0 | 0.00 | 0 | 33 | 11 | 324 | D | | | | | | | | | | | | | | |
9/30/25 21:26 | 9/30/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | M.d | 0 | 0.00 | 0 | 33 | 15 | 261 | D | | | | | | | | | | | | | | |
9/30/25 19:56 | 5/17/24 | AGRI | Agriforce Growing Systems Ltd. | A1 | Financ | Loan | Finance Services | Welch David Ryan | CA | D | | P.d | 1 | 129.42 | 0 | 0 | 0 | 97 | D | | | | | | | | | | | | | | |
9/30/25 18:47 | 9/29/25 | FCRS | Futurecrest Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Semler Eric | NY | D | | P.d | 0 | 0.00 | 0 | 500 | New | 500 | I | | | | | | | | | | | | | | |
9/30/25 18:15 | 9/26/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | V3 Holding Ltd | E9 | T | | S.m | -67,334 | 12.06 | 0 | -5,585 | -8 | 65,853 | I | | | | | | | | | | | | | | |
9/30/25 16:49 | 9/26/25 | UNTY | Unity Bancorp Inc /Nj/ | NJ | Financ | StBnk | State Commercial Banks | Hughes James A | NJ | DO | P,CEO | M.d | 9 | 8.95 | 0 | 1 | 0 | 211 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lieberman Ronald Craig | NY | D | | P.d | 0 | 0.00 | 0 | 22 | 216 | 32 | D | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | S | -23 | 45.35 | 0 | -1 | 0 | 131 | I | | | | | | | | | | | | | | |
9/30/25 15:17 | 9/26/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | P.d | 0 | 41.76 | 0 | 0 | 0 | 4,558 | I | | | | | | | | | | | | | | |
9/30/25 14:31 | 9/25/25 | VWFB | Vwf Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Quinlan Peter Sebastian | OH | D | | P.m | 7 | 11.32 | 0 | 1 | 1 | 46 | I | | | | | | | | | | | | | | |
9/30/25 14:28 | 8/28/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | P.d | 1,244 | 36.10 | 0 | 34 | 1 | 4,558 | I | | | | | | | | | | | | | | |
9/30/25 14:23 | 9/26/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 3 | 0.0924 | 0 | 37 | 1 | 2,951 | D | | | | | | | | | | | | | | |
9/30/25 12:10 | 8/1/25 | YHNA | Yhn Acquisition I Ltd | D8 | Financ | AcqCo | Blank Checks | Tominaga Satoshi | K3 | H | Former C | S | -3,214 | 214.29 | 0 | -15 | -50 | 15 | D | | | | | | | | | | | | | | |
9/30/25 11:34 | 9/29/25 | SYBT | Stock Yards Bancorp, Inc. | KY | Financ | StBnk | State Commercial Banks | Woods Michael W | KY | O | SVP | P | 7 | 69.95 | 0 | 0 | 10 | 1 | D | | | | | | | | | | | | | | |
9/30/25 11:34 | 9/29/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 926.54 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |