Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/18/24 13:33	4/18/24	QCRH	Qcr Holdings Inc	DE	Financ	StBnk	State Commercial Banks	Ziegler Marie Z.	IL	D		P	7	55.54	0	0	50	D
4/18/24 12:12	4/15/24	GABC	German American Bancorp, Inc.	IN	Financ	StBnk	State Commercial Banks	Seger Thomas W	IN	D		P	1	32.06	0	0	679	I
4/18/24 11:58	4/15/24	GABC	German American Bancorp, Inc.	IN	Financ	StBnk	State Commercial Banks	Sheidler Jack	IN	D		P	1	32.06	0	0	61	D
4/18/24 11:45	4/16/24	ISBA	Isabella Bank Corp	MI	Financ	StBnk	State Commercial Banks	Bourland Jill	MI	D		P	0	18.20	0	0	5	D
4/18/24 11:42	4/16/24	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Hylton Tracy W II	WV	D		P	18	97.73	0	0	70	D
4/18/24 11:42	4/16/24	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Strong-Treister Diane W	WV	D		P	13	97.73	0	3	4	D
4/18/24 11:42	4/16/24	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Fisher Robert D	WV	D		P	21	97.73	0	1	43	D
4/18/24 11:41	4/16/24	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	Burton Gregory A	WV	D		P	14	97.73	0	9	2	D
4/18/24 11:41	4/16/24	CHCO	City Holding Co	WV	Financ	NtBnk	National Commercial Banks	File W H III	WV	D		P	16	97.73	0	1	27	D
4/18/24 10:55	4/17/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Horizon Kinetics Asset Management LLC	NY	T		P	2	584.96	0	0	1,085	D
4/17/24 21:11	4/15/24	PRAA	Pra Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Atal Vikram A	VA	DO	P,CEO	S	-142	24.39	-6	-4	156	D
4/17/24 20:57	4/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	11	32	45	D
4/17/24 20:57	4/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Hurse Sandra	IL	O	CHRO	M.d	0	0.00	9	59	25	D
4/17/24 20:56	4/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	11	25	53	D
4/17/24 19:33	4/15/24	SDIG	Stronghold Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Beard Gregory A	NY	DOT	CEO	S	-33	2.38	-14	-4	374	D
4/17/24 19:33	4/15/24	ONYX	Onyx Acquisition Co. I	E9	Financ	AcqCo	Blank Checks	Carronade Capital Management, LP	CT	T		S	-1,998	11.10	-180	-18	814	I
4/17/24 18:14	4/15/24	RKT	Rocket Companies, Inc.		Financ	Loan	Mortgage Bankers & Loan Corre	Rizik Matthew	MI	D		P.m	13	11.69	1	0	697	D
4/17/24 17:44	4/15/24	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Johnson Pamela D.	IL	O	CFO	M.d	0	0.00	1	1	130	D
4/17/24 17:42	4/15/24	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	McKay Christopher J.	IL	O	Chief Ri	M.d	0	0.00	4	2	172	D
4/17/24 17:27	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Vecchione Kenneth	AZ	DO	P,CEO	M.d	0	0.00	1	0	450	D
4/17/24 17:26	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Gibbons Dale	AZ	O	Vice CB,	M.d	0	0.00	0	0	295	D
4/17/24 17:25	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Kennedy Barbara	AZ	O	CHRO	M.d	0	0.00	0	0	42	D
4/17/24 17:23	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Bruckner Tim R	AZ	O	CBO for	M.d	0	0.00	0	1	26	D
4/17/24 17:22	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Curley Stephen Russell	AZ	O	Chief Ba	M.d	0	0.00	0	0	42	D
4/17/24 17:21	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Boothe Timothy W	AZ	O	COO	M.d	0	0.00	0	0	63	D
4/17/24 17:19	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Nachlas Emily	AZ	O	Chief Ri	M.d	0	0.00	0	1	14	D
4/17/24 17:18	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Jarvi Jessica H	AZ	O	CLO,Secr	M.d	0	0.00	0	0	14	D
4/17/24 17:16	4/15/24	WAL	Western Alliance Bancorporation	DE	Financ	StBnk	State Commercial Banks	Herndon Lynne	AZ	O	Chief Cr	M.d	0	0.00	0	4	1	D
4/17/24 16:55	4/16/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Horizon Kinetics Asset Management LLC	NY	T		P	2	586.93	0	0	1,085	D
4/17/24 16:25	4/15/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Haas Alesia J	DE	O	CFO	S	-1,040	247.54	-4	-2	214	D
4/17/24 16:23	4/15/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Armstrong Brian	DE	DOT	CB,CEO	S.d	-5,498	238.26	-23	-98	1	I
4/17/24 16:22	4/15/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Choi Emilie	DE	O	P,COO	S	-372	248.00	-2	0	310	D
4/17/24 16:06	4/15/24	BAC	Bank of America Corp /de/	DE	Financ	NtBnk	National Commercial Banks	Moynihan Brian T	NC	DO	Chair,CE	M.d	0	0.00	21	1	2,656	D
4/17/24 08:50	4/15/24	BUSE	First Busey Corp /nv/	NV	Financ	StBnk	State Commercial Banks	Cassens Michael David	IL	D		S	-51	22.36	-2	-2	140	D
4/17/24 06:08	3/26/24	FHLT	Future Health Esg Corp.	DE	Financ	AcqCo	Blank Checks	Future Health Esg Associates 1, LLC	DE	T		S	0	0.00	-1,703	-65	922	D
4/17/24 06:07	3/26/24	FHLT	Future Health Esg Corp.	DE	Financ	AcqCo	Blank Checks	Morgan Travis A	DE	T		S	0	0.00	-2,079	-98	45	I
4/17/24 06:07	3/26/24	FHLT	Future Health Esg Corp.	DE	Financ	AcqCo	Blank Checks	Bostic Bradley	DE	T		S	0	0.00	-2,079	-98	45	I
4/16/24 21:38	4/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S	-6,486	129.72	-50	-4	1,105	I
4/16/24 21:37	4/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Ressler Antony P	CA	DOT	Co-Found	S.m	-33,101	130.03	-255	-4	6,128	I
4/16/24 18:58	4/12/24	LPRO	Open Lending Corp		Financ	Loan	Personal Credit Institutions	Jehl Charles D	TX	O	See Rema	M.d	0	0.00	5	3	171	D
4/16/24 17:24	4/12/24	SCRM	Screaming Eagle Acquisition Corp.	E9	Financ	AcqCo	Blank Checks	Flow State Investments, L.P.	IL	T		S	-5,380	10.76	-500	-24	1,592	I
4/16/24 16:06	4/12/24	BFST	Business First Bancshares, Inc.	LA	Financ	StBnk	State Commercial Banks	Jordan Philip	LA	O	EVP,CBO	M.d	128	17.11	8	11	77	D
4/16/24 14:45	4/12/24	CBU	Community Bank System, Inc.	DE	Financ	NtBnk	National Commercial Banks	Steele Sally A	NY	D		M.d	0	0.00	1	4	40	D
4/16/24 11:35	4/15/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	583.91	0	0	1,085	M
4/15/24 17:36	6/30/20	AGM	Federal Agricultural Mortgage Corp		Financ	Loan	Federal & Federally-Sponsored	Dobrinski Everett M	DC	D		P.m	59	114.11	1	8	7	D
4/15/24 16:56	4/15/24	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Dimon James	NY	DO	CB,CEO	S	-32,825	184.18	-178	-2	7,662	D
4/15/24 15:40	4/14/24	EFSC	Enterprise Financial Services Corp	DE	Financ	StBnk	State Commercial Banks	Huffman Bridget	MO	O	SEVP,Chi	M.d	0	0.00	0	8	5	D
4/15/24 15:38	4/14/24	EFSC	Enterprise Financial Services Corp	DE	Financ	StBnk	State Commercial Banks	Dumlao Troy	MO	O	EVP,Chie	M.d	0	0.00	0	7	6	D
4/15/24 11:22	4/12/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	605.72	0	0	1,085	M
4/12/24 20:54	4/10/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Ressler Antony P	CA	DOT	Co-Found	S.m	-57,377	133.62	-429	-6	6,383	I
4/12/24 18:13	4/10/24	ISPO	Inspirato Inc	DE	Financ	AcqCo	Blank Checks	Institutional Venture Partners Xiii, L.P.	CA	T		S.m	-29	4.00	-7	-2	435	D
4/12/24 17:15	4/10/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Lazzari Melanie A	PA	O	EVP	M.d	15	29.48	0	3	17	D
4/12/24 17:04	4/11/24	RKT	Rocket Companies, Inc.		Financ	Loan	Mortgage Bankers & Loan Corre	Rizik Matthew	MI	D		P.m	6	12.22	1	0	696	D
4/12/24 15:49	4/12/24	CPF	Central Pacific Financial Corp	HI	Financ	StBnk	State Commercial Banks	Ngo Agnes Catherine	HI	D		S	-63	19.00	-3	-2	200	I
4/12/24 13:00	4/11/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	601.52	0	0	1,085	M
4/12/24 10:22	4/10/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		M.d	0	0.00	2	210	3	D
4/11/24 18:31	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Wiese Peter G	CA	O	EVP CFO	M.d	0	0.00	4	13	38	M
4/11/24 18:17	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Smith Richard P	CA	DO	CEO,P	M.d	0	0.00	9	1	1,446	M
4/11/24 17:47	4/9/24	PFSI	Pennymac Financial Services, Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Spector David	CA	DO	CB,CEO	S	-907	90.72	-10	-1	895	I
4/11/24 17:23	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Giem Judi	CA	O	CHRO	M.d	0	0.00	1	70	2	M
4/11/24 17:15	4/9/24	ATLC	Atlanticus Holdings Corp	GA	Financ	Loan	Personal Credit Institutions	Hanna Frank J III	GA	T		S	-7	28.21	0	0	4,262	I
4/11/24 17:15	4/9/24	ATLC	Atlanticus Holdings Corp	GA	Financ	Loan	Personal Credit Institutions	Hanna Frank J III	GA	T		P	7,431	28.21	263	7	4,262	I
4/11/24 17:06	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Gehlmann Gregory A	CA	O	SVP GC	M.d	0	0.00	2	14	15	M
4/11/24 16:58	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Fleshood John	CA	O	EVP COO	M.d	0	0.00	4	12	37	M
4/11/24 16:44	4/10/24	LMFA	Lm Funding America, Inc.	DE	Financ	Loan	Finance Services	Duran Ryan H	FL	O	VP of Op	S.d	-2	3.27	-1	-2	22	D
4/11/24 16:44	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Carney Craig B	CA	O	EVP Chie	M.d	0	0.00	3	6	52	M
4/11/24 16:24	4/9/24	TCBK	Trico Bancshares /	CA	Financ	StBnk	State Commercial Banks	Bailey Daniel K	CA	O	EVP Chie	M.d	0	0.00	3	5	63	M
4/11/24 12:34	4/10/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	594.22	0	0	1,085	M
4/11/24 10:43	4/9/24	FRME	First Merchants Corp	IN	Financ	NtBnk	National Commercial Banks	Becher Michael R	IN	D		M.d	32	21.65	2	6	26	D
4/11/24 10:42	4/9/24	FRME	First Merchants Corp	IN	Financ	NtBnk	National Commercial Banks	Schalliol Charles E	IN	D		M.d	32	21.65	2	4	41	D
4/10/24 17:23	4/9/24	RKT	Rocket Companies, Inc.		Financ	Loan	Mortgage Bankers & Loan Corre	Rizik Matthew	MI	D		P.m	6	12.97	0	0	695	D
4/10/24 17:12	4/8/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Ehrsam Frederick Ernest III	DE	DT		S.d	-4,196	256.19	-16	0	4,520	I
4/10/24 17:00	4/9/24	JMSB	John Marshall Bancorp, Inc.	VA	Financ	StBnk	State Commercial Banks	Nguonly Lim	VA	D		M.d	132	11.77	11	18	74	D
4/10/24 16:10	4/8/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	25	2.99	9	1	1,517	I
4/10/24 15:08	4/8/24	WSFS	Wsfs Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Ward Patrick Joseph	DE	O	EVP	M.d	26	17.54	1	1	152	D
4/10/24 14:26	4/9/24	HFBL	Home Federal Bancorp, Inc. of Louisiana	LA	Financ	SvBnk	Savings Institution, Federall	Wilhite Timothy W.	LA	D		S.d	-122	12.20	-10	-21	38	D
4/10/24 13:44	4/9/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	589.41	0	0	1,085	M
4/10/24 12:09	4/9/24	BSBK	Bogota Financial Corp.		Financ	SnBnk	Savings Institutions, Not Fed	Walsh Robert C.	NJ	O	EVP	P.d	2	6.84	0	3	10	D
4/10/24 10:59	4/9/24	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Ham William F Jr	AL	D		P	1	19.21	0	1	5	D
4/10/24 10:43	4/9/24	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Barrett J Tutt	AL	D		P	2	19.25	0	1	9	D
4/10/24 10:27	4/9/24	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Housel David E	AL	D		P	1	19.25	0	1	7	D
4/10/24 10:06	4/9/24	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	O'Donnell Shannon	AL	O	SVP	P	1	19.28	0	3	1	D
4/9/24 20:06	4/8/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Ressler Antony P	CA	DOT	Co-Found	S.m	-51,833	133.97	-387	-5	6,812	I
4/9/24 13:55	4/9/24	HNVR	Hanover Bancorp, Inc. /Ny	NY	Financ	StBnk	State Commercial Banks	Katz Michael David M.D.	NY	D		M.d	71	10.00	7	3	251	D
4/9/24 11:28	4/8/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	579.12	0	0	1,085	M
4/9/24 10:19	4/8/24	CZNC	Citizens & Northern Corp	PA	Financ	StBnk	State Commercial Banks	Shattuck Katherine W	PA	D		P	8	18.11	0	8	7	D
4/9/24 09:55	4/8/24	CZNC	Citizens & Northern Corp	PA	Financ	StBnk	State Commercial Banks	Pellegrino Frank G	PA	D		P	9	18.11	0	1	37	D
4/9/24 09:55	4/8/24	CZNC	Citizens & Northern Corp	PA	Financ	StBnk	State Commercial Banks	Loughery Robert G	PA	D		P	5	18.11	0	3	9	D
4/9/24 09:37	4/8/24	CMTV	Community Bancorp /vt	VT	Financ	NtBnk	National Commercial Banks	Marvin Emma	VT	D		P	17	16.60	1	20	6	D
4/9/24 09:13	4/5/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Das Sanjiv	MN	O	P	P	240	10.57	23	New	23	D
4/9/24 09:11	4/5/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Rosen Tami	NY	O	Chief Pe	P	105	10.47	10	53	29	D
4/9/24 09:10	4/4/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Zeevi Avi	PA	D		P	311	10.35	30	530	36	D
4/9/24 09:09	4/3/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Yulzari Yahav	L3	DO	Chief Re	P	610	10.17	60	25	300	D
4/9/24 09:08	4/4/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Pardo Avital	L3	DO	CTO	P	399	10.36	38	9	445	D
4/9/24 09:07	4/4/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Krubiner Gal	L3	DO	CEO	P	348	10.36	34	7	523	D
4/8/24 18:40	4/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,669	18.67	-250	-97	7	D
4/8/24 17:16	4/4/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Armstrong Brian	DE	DOT	CB,CEO	S.d	-5,914	256.30	-23	-98	1	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	55	2.87	19	211	28	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	49	2.82	17	5	335	I
4/8/24 16:05	4/4/24	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Gutterman Steven D.	NV	D		S	-18	1.26	-14	-17	70	D
4/8/24 15:48	4/5/24	BHRB	Burke & Herbert Financial Services Corp.	VA	Financ	NtBnk	National Commercial Banks	Halyama Roy Eugene	VA	O	EVP,CFO	M.d	0	0.00	2		1	D
4/8/24 11:11	4/5/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	596.22	0	0	1,085	M
4/5/24 20:42	4/3/24	ISPO	Inspirato Inc	DE	Financ	AcqCo	Blank Checks	Institutional Venture Partners Xiii, L.P.	CA	T		S	-1	4.00	0	0	442	D
4/5/24 20:29	4/4/24	RKT	Rocket Companies, Inc.		Financ	Loan	Mortgage Bankers & Loan Corre	Rizik Matthew	MI	D		P.m	9	13.12	1	0	695	D
4/5/24 20:16	4/3/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S	-5,311	132.04	-40	-3	1,180	I
4/5/24 20:16	4/3/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Ressler Antony P	CA	DOT	Co-Found	S.m	-53,129	132.95	-400	-5	7,199	I
4/5/24 20:15	4/3/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S	-1,729	132.04	-13	-1	1,155	I
4/5/24 17:01	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Peach James Andrew	FL	O	EVP,Chie	M.d	0	0.00	1		0	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Zeleny Dennis	FL	O	EVP,Chie	M.d	0	0.00	4	35	14	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Messina Glen A.	FL	DO	P,CEO	M.d	0	0.00	23	9	281	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Grunenwald Francois	FL	O	Chief Ac	M.d	0	0.00	1		0	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Evans Jenna D.	FL	O	Chief Ri	M.d	0	0.00	1	203	2	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Anderson Scott William	FL	O	EVP,Chie	M.d	0	0.00	4	15	26	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Samarias Joseph J	FL	O	EVP,GC	M.d	0	0.00	2	15	14	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	Wade Aaron D	FL	O	EVP,Chie	M.dm	0	0.00	5		4	D
4/5/24 17:00	4/3/24	OCN	Ocwen Financial Corp	FL	Financ	Loan	Mortgage Bankers & Loan Corre	O'Neil Sean Bradley	FL	O	EVP,CFO	M.d	0	0.00	4	42	13	D
4/5/24 16:30	4/3/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	M.d	2,920	50.01	58	2	3,923	M
4/5/24 16:30	4/3/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	S.d	-23,105	137.21	-168	-4	3,923	M
4/5/24 16:18	4/5/24	IDCC	Interdigital, Inc.		Financ	Patent	Patent Owners & Lessors	Pankaj Rajesh	DE	O	CTO	S	-62	95.33	-1	-1	65	D
4/5/24 14:18	4/4/24	GLBZ	Glen Burnie Bancorp	MD	Financ	StBnk	State Commercial Banks	Hanna Mark Christopher	MD	DO	P,CEO	P	2	5.20	0	18	3	D
4/5/24 13:51	4/4/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	597.16	0	0	1,085	M
4/5/24 08:34	4/3/24	IDCC	Interdigital, Inc.		Financ	Patent	Patent Owners & Lessors	Hakoranta Eeva K.	DE	O	Chief Li	S	-67	95.77	-1	-2	30	D
4/5/24 08:26	4/3/24	SCOR	Comscore, Inc.	NY	Financ	Invest	Investors	180 Degree Capital Corp. /Ny/	NJ	H	See Expl	P	21	14.94	1	5	28	I
4/4/24 20:04	3/11/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Tiedemann Michael	NY	DO	CEO	M.d	0	0.00	150	53	432	D
4/4/24 19:54	3/11/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Connell Brooke	NY	O	P,US Wea	M.d	0	0.00	50	36	191	D
4/4/24 19:54	4/2/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Connell Brooke	NY	O	P,US Wea	S.d	-76	5.07	-15	-7	191	D
4/4/24 19:50	3/11/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Moran Kevin P.	NY	O	COO	M.d	0	0.00	150	582	176	D
4/4/24 19:50	4/3/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Moran Kevin P.	NY	O	COO	S.d	-99	4.93	-20	-10	176	D
4/4/24 19:50	4/2/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Furlong Mark F	NY	D		P	136	5.43	25	New	25	D
4/4/24 19:49	3/11/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Smith Craig Lindsay	NY	DO	See rema	M.d	0	0.00	75		36	D
4/4/24 19:43	3/11/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	DO	P,Asset	M.d	0	0.00	400	354	513	D
4/4/24 19:43	4/2/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	DO	P,Asset	S.dm	-52	5.08	-10	-2	513	D
4/4/24 17:20	4/2/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Ehrsam Frederick Ernest III	DE	DT		S.d	-3,985	243.30	-16	0	4,520	I
4/4/24 16:26	4/2/24	SNFCA	Security National Financial Corp	UT	Financ	Loan	Finance Services	Fuller Gilbert A	UT	D		M.d	4	7.99	0	3	14	D
4/4/24 16:26	4/2/24	SNFCA	Security National Financial Corp	UT	Financ	Loan	Finance Services	Fuller Gilbert A	UT	D		S.d	-3	7.36	0	-3	14	D
4/4/24 16:15	4/2/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Ilwaddi Cayman Holdings	NY	T		P.m	203	5.07	40	0	17,933	I
4/4/24 11:56	4/3/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	586.90	0	0	1,085	M
4/3/24 21:27	4/1/24	BTM	Bitcoin Depot Inc.		Financ	Loan	Finance Services	Mintz Brandon Taylor	GA	DO	See Rema	S	-86	1.73	-50	0	44,797	D
4/3/24 19:57	4/1/24	CATY	Cathay General Bancorp	DE	Financ	StBnk	State Commercial Banks	Bingham Kim R	CA	O	EVP,Chie	M.d	0	0.00	15	41	52	D
4/3/24 19:56	4/1/24	CATY	Cathay General Bancorp	DE	Financ	StBnk	State Commercial Banks	Chen Heng W	CA	O	EVP,CFO	M.d	0	0.00	24	16	181	D
4/3/24 19:54	4/1/24	CATY	Cathay General Bancorp	DE	Financ	StBnk	State Commercial Banks	Liu Chang	CA	DO	P,CEO	M.d	0	0.00	63	259	88	D
4/3/24 19:52	4/1/24	CATY	Cathay General Bancorp	DE	Financ	StBnk	State Commercial Banks	Cheng Dunson K	CA	DO	Exec CB	M.d	0	0.00	70	9	832	D
4/3/24 18:54	4/1/24	OPBK	Op Bancorp	CA	Financ	StBnk	State Commercial Banks	Kim Min	CA	DO	CEO	M.d	480	8.00	60	11	597	D
4/3/24 18:41	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Antolik David G	PA	DO	P	M.d	112	31.89	4	6	66	D
4/3/24 18:39	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Kochvar Mark	PA	O	SR EXEC	M.d	69	31.89	2	3	85	D
4/3/24 18:37	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Drahnak Stephen A.	PA	O	EVP	M.d	45	31.89	1	8	20	D
4/3/24 18:36	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Yesho Ladawn D	PA	O	EVP	M.d	44	31.89	1	7	22	D
4/3/24 18:34	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Michie James Arvo	PA	O	EVP	M.d	33	31.89	1	144	2	D
4/3/24 18:32	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Smydo Rachel Lynn	PA	O	EVP	M.d	30	31.89	1	56	3	D
4/3/24 18:30	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Nicholson Susan A	PA	O	EVP	M.d	38	31.89	1	60	3	D
4/3/24 18:29	4/1/24	STBA	S&t Bancorp Inc	PA	Financ	StBnk	State Commercial Banks	Lazzari Melanie A	PA	O	EVP	M.d	33	31.89	1	7	17	D
4/3/24 18:21	4/1/24	CRGY	Crescent Energy Co	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		S.d	-64,440	10.74	-6,000	-17	29,707	I
4/3/24 18:15	4/1/24	CRGY	Crescent Energy Co	DE	Financ	Loan	Finance Services	Independence Energy Aggregator L.P.	TX	T		S.d	-64,440	10.74	-6,000	-17	29,707	I
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Turner David J Jr	AL	O	CFO	M.d	0	0.00	24	8	316	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Smith Ronald G.	AL	O	SEVP	M.d	0	0.00	16	5	324	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Ritter William D.	AL	O	SEVP	M.d	0	0.00	10	17	66	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Turner John M Jr	AL	DO	P,CEO	M.d	0	0.00	84	11	837	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Allen Karin K	AL	O	Principa	M.d	0	0.00	3	5	69	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Plimpton Tara A	AL	O	SEVP,GC	M.d	0	0.00	14	31	60	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Peters Scott M.	AL	O	SEVP	M.d	0	0.00	14	14	118	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Keenan David R.	AL	O	SEVP	M.d	0	0.00	16	19	101	D
4/3/24 18:10	4/1/24	RF	Regions Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Danella Katherine R	AL	O	SEVP	M.d	0	0.00	10	18	63	D
4/3/24 18:09	4/1/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	S.m	-89	1.79	-50	0	12,945	D
4/3/24 18:02	4/1/24	AFRM	Affirm Holdings, Inc.	DE	Financ	Loan	Personal Credit Institutions	Michalek Libor	CA	DO	P	M.d	0	0.00	11	1	1,016	D
4/3/24 18:02	4/1/24	AFRM	Affirm Holdings, Inc.	DE	Financ	Loan	Personal Credit Institutions	Rabois Keith	CA	D		S	-327	35.30	-9	-12	69	D
4/3/24 18:01	4/1/24	AFRM	Affirm Holdings, Inc.	DE	Financ	Loan	Personal Credit Institutions	Adkins Katherine	CA	O	GC	M.d	0	0.00	7	7	102	D
4/3/24 18:01	4/1/24	AFRM	Affirm Holdings, Inc.	DE	Financ	Loan	Personal Credit Institutions	Jiyane Siphelele	CA	O	Chief Ac	M.d	0	0.00	25	13	213	D
4/3/24 18:01	4/1/24	AFRM	Affirm Holdings, Inc.	DE	Financ	Loan	Personal Credit Institutions	Linford Michael	CA	O	CFO	M.d	0	0.00	9	8	115	D
4/3/24 17:56	4/1/24	RKT	Rocket Companies, Inc.		Financ	Loan	Mortgage Bankers & Loan Corre	Rizik Matthew	MI	D		P.m	13	13.54	1	0	694	D
4/3/24 17:23	4/1/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Gu Paul	CA	DO	Chief Te	M.d	36	0.6000	60	7	894	D
4/3/24 17:23	4/1/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Gu Paul	CA	DO	Chief Te	S.d	-1,579	26.31	-60	-6	894	D
4/3/24 17:11	3/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Weingart Jack	TX	DO	CFO	M.d	0	0.00	127	11	1,237	D
4/3/24 17:08	3/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Vazquez-Ubarri Anilu	TX	DO	COO	M.d	0	0.00	85	26	408	D
4/3/24 17:07	4/1/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP	S	-466	62.91	-7	-11	62	D
4/3/24 17:03	3/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Sisitsky Todd Benjamin	TX	DO	P	M.d	0	0.00	169	19	1,058	D
4/3/24 16:47	4/1/24	UMBF	Umb Financial Corp	MO	Financ	NtBnk	National Commercial Banks	Kemper J Mariner	MO	DO	CB,CEO	S	-953	85.28	-11	0	2,722	I
4/3/24 16:46	4/1/24	UMBF	Umb Financial Corp	MO	Financ	NtBnk	National Commercial Banks	Kemper J Mariner	MO	DO	CB,CEO	S	-1,116	84.98	-13	0	2,733	I
4/3/24 16:44	4/1/24	FOA	Finance of America Companies Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Libman Brian L	TX	DT		M.d	0	0.00	583	5	11,263	I
4/3/24 16:42	4/1/24	FOA	Finance of America Companies Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Sieffert Kristen N	TX	O	P	M.d	0	0.00	365	240	517	M
4/3/24 16:38	4/1/24	FOA	Finance of America Companies Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Thornock Tai A.	TX	O	Chief Ac	M.d	0	0.00	84	166	135	D
4/3/24 16:36	4/1/24	FOA	Finance of America Companies Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Richmond Lauren	TX	O	GC	M.d	0	0.00	95	103	187	D
4/3/24 16:34	4/1/24	FOA	Finance of America Companies Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Prahm Jeremy	TX	O	Chief In	M.d	0	0.00	776	360	992	M
4/3/24 16:32	4/1/24	FOA	Finance of America Companies Inc.	DE	Financ	Loan	Mortgage Bankers & Loan Corre	Fleming Graham	TX	O	CEO	M.d	0	0.00	903	225	1,304	M
4/3/24 16:32	3/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Berenson Bradford	TX	O	GC	M.d	0	0.00	85	46	270	D
4/3/24 16:19	4/1/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Choi Emilie	DE	O	P,COO	S	-2,063	257.86	-8	-3	311	D
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.25	1	0	122	D
4/3/24 14:57	8/14/23	OVLY	Oak Valley Bancorp	CA	Financ	StBnk	State Commercial Banks	Gilbert James L	CA	D		P.m	2	26.10	0	0	156	D
4/3/24 11:55	4/2/24	TPL	Texas Pacific Land Corp	DE	Financ	Invest	Oil Royalty Traders	Stahl Murray	NY	D		P	7	575.66	0	0	1,085	M
4/3/24 10:58	3/28/24	GMFI	Aetherium Acquisition Corp	DE	Financ	AcqCo	Blank Checks	Wolverine Asset Management LLC	IL	H	Former 1	S	-2,631	11.01	-239	-54	200	I
4/2/24 20:54	4/1/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Ressler Antony P	CA	DOT	Co-Found	S.m	-11,054	130.58	-85	-1	7,599	I
4/2/24 20:52	4/1/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-11,070	130.57	-85	-6	1,220	I
4/2/24 20:51	4/1/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-11,350	130.61	-87	-7	1,168	I
4/2/24 18:54	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		M.d	0	0.00	7	0	43,731	D
4/2/24 18:52	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		M.d	0	0.00	6	7	82	D
4/2/24 18:51	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		M.d	0	0.00	6	4	145	D
4/2/24 18:48	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		M.d	0	0.00	6	8	72	D
4/2/24 18:47	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		M.d	0	0.00	6	11	56	D
4/2/24 18:46	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		M.d	0	0.00	8	23	42	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	M.d	0	0.00	60	6	1,002	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-98	19.59	-5	0	1,002	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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