11/25/25 21:56 | 11/21/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Basswood Capital Management, L.L.C. | NY | DTH | Director | S.m | -3,624 | 37.15 | 0 | -98 | -14 | 621 | I | | | | | | | | | | | | | | |
11/25/25 21:15 | 11/24/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -45,380 | 151.77 | 0 | -299 | -15 | 1,691 | I | | | | | | | | | | | | | | |
11/25/25 21:13 | 11/25/25 | DFDV | Defi Development Corp. | DE | Financ | Loan | Finance Services | Kang Daniel | FL | O | Chief St | P.d | 29 | 6.90 | 0 | 4 | 8 | 54 | M | | | | | | | | | | | | | | |
11/25/25 21:13 | 11/25/25 | DFDV | Defi Development Corp. | DE | Financ | Loan | Finance Services | White Parker | FL | OT | COO,Chie | P.d | 69 | 6.91 | 0 | 10 | 0 | 3,079 | M | | | | | | | | | | | | | | |
11/25/25 20:57 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Schoeneberg Carey Denise | MO | O | SVP,Chie | P | 23 | 21.00 | 0 | 1 | 17 | 8 | M | | | | | | | | | | | | | | |
11/25/25 20:57 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Kruse Charles E | MO | D | | P | 53 | 21.00 | 0 | 3 | 50 | 8 | D | | | | | | | | | | | | | | |
11/25/25 20:56 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Westhues Daniel Harold | MO | O | SEVP,Chi | P | 88 | 21.00 | 0 | 4 | 3 | 163 | D | | | | | | | | | | | | | | |
11/25/25 20:55 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Thompson Tristan Antin | MO | O | See Rema | P | 10 | 21.00 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
11/25/25 20:54 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Sprong Bradley Nixon | MO | D | | P | 95 | 21.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
11/25/25 20:53 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Ross John Thomas | MO | DO | P,CEO | P | 882 | 21.00 | 0 | 42 | 8 | 561 | D | | | | | | | | | | | | | | |
11/25/25 20:52 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Robuck Robert Marion | MO | D | | P | 1,000 | 21.00 | 0 | 48 | 5 | 1,010 | D | | | | | | | | | | | | | | |
11/25/25 20:52 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Robertson Edward Deroy Jr. | MO | D | | P | 96 | 21.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
11/25/25 20:50 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | McClure Richard Hays | MO | D | | P | 235 | 21.00 | 0 | 11 | 135 | 20 | D | | | | | | | | | | | | | | |
11/25/25 20:50 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Kellett Scott McKinney | MO | O | EVP of W | P | 21 | 21.00 | 0 | 1 | 2 | 44 | D | | | | | | | | | | | | | | |
11/25/25 20:49 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Hermann Robert Ringen Jr. | MO | D | | P | 1,000 | 21.00 | 0 | 48 | New | 48 | D | | | | | | | | | | | | | | |
11/25/25 20:47 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Hallgren Eric Andrew | MO | O | EVP,Chie | P | 53 | 21.00 | 0 | 3 | 45 | 8 | D | | | | | | | | | | | | | | |
11/25/25 20:47 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Goldammer Russell Lee | MO | O | EVP,CIO | P | 42 | 21.00 | 0 | 2 | 14 | 16 | D | | | | | | | | | | | | | | |
11/25/25 20:46 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Cook Sam Bryan | MO | DOT | Exec CB | P | 1,000 | 21.00 | 0 | 48 | 0 | 38,501 | M | | | | | | | | | | | | | | |
11/25/25 20:45 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Digges Charles William Jr. | MO | D | | P | 105 | 21.00 | 0 | 5 | 0 | 1,745 | D | | | | | | | | | | | | | | |
11/25/25 20:45 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Colbert Jeremy Wayne | MO | O | See Rema | P | 46 | 21.00 | 0 | 2 | 54 | 6 | D | | | | | | | | | | | | | | |
11/25/25 20:44 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Ciroli James | MO | O | EVP,CFO | P | 357 | 21.00 | 0 | 17 | New | 17 | D | | | | | | | | | | | | | | |
11/25/25 19:32 | 11/25/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Dergurahian Jeffrey Michael | CA | O | Chief In | S | -754 | 3.01 | 0 | -250 | -3 | 6,918 | D | | | | | | | | | | | | | | |
11/25/25 17:25 | 11/24/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.d | 0 | 0.0990 | 0 | 2 | 0 | 3,141 | D | | | | | | | | | | | | | | |
11/25/25 17:23 | 11/25/25 | JYNT | Joint Corp | DE | Financ | Patent | Patent Owners & Lessors | Jobson Charles E | MA | T | | P.m | 142 | 8.45 | 0 | 17 | 1 | 1,600 | D | | | | | | | | | | | | | | |
11/25/25 17:08 | 11/21/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Hirshfield Edward R | NY | D | | S.m | -22 | 7.46 | 0 | -3 | -17 | 15 | D | | | | | | | | | | | | | | |
11/25/25 17:06 | 11/21/25 | SLNH | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Belizaire John | NY | DO | CEO | S | -13 | 1.44 | 0 | -9 | -1 | 1,212 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/25/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | S | -138 | 11.01 | 0 | -13 | -1 | 999 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/24/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | S | -10,643 | 72.28 | 0 | -147 | -46 | 176 | M | | | | | | | | | | | | | | |
11/25/25 16:54 | 11/21/25 | WTBA | West Bancorporation Inc | IA | Financ | StBnk | State Commercial Banks | Milligan George D | IA | D | | S.m | -345 | 21.82 | 0 | -16 | -23 | 53 | D | | | | | | | | | | | | | | |
11/25/25 16:44 | 11/21/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | S | -676 | 450.95 | 0 | -2 | -10 | 13 | I | | | | | | | | | | | | | | |
11/25/25 16:39 | 11/21/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Donnally James O | FL | D | | P | 94 | 3.37 | 0 | 28 | 0 | 6,243 | I | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Dietze Jane A | VA | D | | P | 105 | 95.28 | 0 | 1 | 73 | 3 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/24/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Barnette Steven B | SC | O | VP,Chief | S | -61 | 37.00 | 0 | -2 | -7 | 21 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | M.d | 144 | 23.96 | 0 | 6 | 2 | 348 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | S.d | -746 | 124.26 | 0 | -6 | -2 | 348 | D | | | | | | | | | | | | | | |
11/25/25 16:20 | 11/21/25 | EBMT | Eagle Bancorp Montana, Inc. | DE | Financ | StBnk | State Commercial Banks | McCarvel Thomas J | MT | D | | S | -20 | 16.47 | 0 | -1 | -3 | 38 | D | | | | | | | | | | | | | | |
11/25/25 16:09 | 11/21/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Rowe Sharon H | WV | D | | S | -73 | 122.00 | 0 | -1 | -5 | 11 | D | | | | | | | | | | | | | | |
11/25/25 16:07 | 11/21/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Moore Jocelyn | IL | D | | S | -186 | 9.23 | 0 | -20 | -28 | 52 | D | | | | | | | | | | | | | | |
11/25/25 16:05 | 11/21/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -87 | 17.40 | 0 | -5 | 0 | 7,380 | D | | | | | | | | | | | | | | |
11/25/25 16:05 | 11/24/25 | HBNC | Horizon Bancorp Inc /In/ | MI | Financ | StBnk | State Commercial Banks | Magnesen Larry S | IN | D | | P | 66 | 16.41 | 0 | 4 | 123 | 7 | D | | | | | | | | | | | | | | |
11/25/25 16:05 | 11/25/25 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Sullivan Michael James | MA | D | | M.d | 183 | 13.38 | 0 | 14 | 17 | 93 | D | | | | | | | | | | | | | | |
11/25/25 15:25 | 11/21/25 | SFST | Southern First Bancshares Inc | SC | Financ | NtBnk | National Commercial Banks | Fairchild Julie Ann | SC | O | Chief Ac | S.d | -63 | 50.00 | 0 | -1 | -17 | 6 | D | | | | | | | | | | | | | | |
11/25/25 15:25 | 11/24/25 | SFST | Southern First Bancshares Inc | SC | Financ | NtBnk | National Commercial Banks | Fairchild Julie Ann | SC | O | Chief Ac | M.d | 35 | 23.00 | 0 | 2 | 34 | 6 | D | | | | | | | | | | | | | | |
11/25/25 14:55 | 11/24/25 | APACU | Stonebridge Acquisition II Corp | | Financ | AcqCo | Blank Checks | Mizuho Securities USA LLC | NY | T | | S | -5,286 | 9.95 | 0 | -531 | -84 | 100 | D | | | | | | | | | | | | | | |
11/25/25 14:02 | 11/21/25 | FSFG | First Savings Financial Group, Inc. | IN | Financ | SvBnk | Savings Institution, Federall | Padgett Martin | IN | D | | M.d | 28 | 26.74 | 0 | 1 | 7 | 17 | D | | | | | | | | | | | | | | |
11/25/25 13:10 | 11/24/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Hageboeck Charles R | WV | DO | P,CEO | S.d | -243 | 120.68 | 0 | -2 | -4 | 52 | D | | | | | | | | | | | | | | |
11/25/25 12:35 | 11/24/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 28.00 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
11/25/25 12:34 | 11/24/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 880.12 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
11/25/25 12:29 | 11/21/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Heyneman John M Jr | MT | DT | | S | -944 | 31.03 | 0 | -30 | -2 | 1,497 | I | | | | | | | | | | | | | | |
11/25/25 12:10 | 11/21/25 | SPFX | Standard Premium Finance Holdings, Inc. | FL | Financ | Loan | Miscellaneous Business Credit | Krogol Brian | FL | DO | CFO | P | 3 | 2.29 | 0 | 1 | 1 | 89 | D | | | | | | | | | | | | | | |
11/25/25 11:42 | 11/21/25 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Smith Dwight Eric | OH | D | | P | 6 | 28.56 | 0 | 0 | 3 | 8 | D | | | | | | | | | | | | | | |
11/25/25 11:06 | 11/21/25 | NWBI | Northwest Bancshares, Inc. | MD | Financ | NtBnk | National Commercial Banks | Chadsey Deborah J Esq. | OH | D | | P | 20 | 11.79 | 0 | 2 | 4 | 48 | I | | | | | | | | | | | | | | |
11/25/25 10:52 | 11/24/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Nelson Jonathan Michael | MA | O | CFO,Trea | P | 50 | 15.41 | 0 | 3 | 11 | 33 | I | | | | | | | | | | | | | | |
11/25/25 09:52 | 11/24/25 | BPOP | Popular, Inc. | | Financ | StBnk | State Commercial Banks | Carrion Richard L | PR | D | | S.d | -2,838 | 113.50 | 0 | -25 | -9 | 267 | D | | | | | | | | | | | | | | |
11/25/25 09:42 | 11/21/25 | BPOP | Popular, Inc. | | Financ | StBnk | State Commercial Banks | Rodriguez Adorno Denissa | PR | O | SVP,Comp | S | -115 | 114.85 | 0 | -1 | -28 | 3 | D | | | | | | | | | | | | | | |
11/25/25 09:37 | 11/24/25 | CUBI | Customers Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Watkins Philip | PA | O | EVP,Head | S | -189 | 65.04 | 0 | -3 | -5 | 51 | D | | | | | | | | | | | | | | |
11/25/25 09:07 | 10/6/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Dennis Michael | TN | D | | P | 2 | 24.37 | 0 | 0 | 0 | 22 | D | | | | | | | | | | | | | | |
11/25/25 09:05 | 11/21/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | P | 100 | 24.12 | 0 | 4 | 100 | 8 | D | | | | | | | | | | | | | | |
11/24/25 21:15 | 11/21/25 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Petrie Michael F. | IN | DOT | CB,CEO | S.m | -259 | 19.22 | 0 | -13 | 0 | 12,712 | D | | | | | | | | | | | | | | |
11/24/25 18:48 | 11/24/25 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Campbell Molly | CA | D | | S | -159 | 104.73 | 0 | -2 | -17 | 8 | D | | | | | | | | | | | | | | |
11/24/25 17:55 | 11/21/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | S.d | -166 | 9.02 | 0 | -18 | -1 | 2,981 | I | | | | | | | | | | | | | | |
11/24/25 17:54 | 11/21/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | S.d | -166 | 9.02 | 0 | -18 | 0 | 4,090 | I | | | | | | | | | | | | | | |
11/24/25 17:35 | 11/21/25 | HBAN | Huntington Bancshares Inc /Md/ | MD | Financ | NtBnk | National Commercial Banks | Houston Helga | OH | O | Senior E | M.d | 100 | 10.06 | 0 | 10 | 1 | 939 | D | | | | | | | | | | | | | | |
11/24/25 17:35 | 11/21/25 | HBAN | Huntington Bancshares Inc /Md/ | MD | Financ | NtBnk | National Commercial Banks | Houston Helga | OH | O | Senior E | S.d | -993 | 15.38 | 0 | -65 | -6 | 939 | D | | | | | | | | | | | | | | |
11/24/25 16:58 | 11/20/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -9,112 | 5.09 | 0 | -1,789 | -26 | 4,964 | I | | | | | | | | | | | | | | |
11/24/25 16:57 | 11/20/25 | HFWA | Heritage Financial Corp /Wa/ | WA | Financ | SnBnk | Savings Institutions, Not Fed | McDonald Bryan | WA | O | P | P | 426 | 22.32 | 0 | 19 | 156 | 31 | I | | | | | | | | | | | | | | |
11/24/25 16:53 | 11/20/25 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Bradford Tonya Williams | NC | D | | P.d | 30 | 30.24 | 0 | 1 | 18 | 7 | D | | | | | | | | | | | | | | |
11/24/25 16:46 | 11/21/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Revankar Shriram | CA | O | SVP,Adva | S | -197 | 65.55 | 0 | -3 | -4 | 67 | D | | | | | | | | | | | | | | |
11/24/25 16:44 | 11/20/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,060 | 211.06 | 0 | -15 | 0 | 14,701 | D | | | | | | | | | | | | | | |
11/24/25 16:44 | 11/20/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Couling John D | CA | O | SVP,Ente | S | -408 | 66.12 | 0 | -6 | -5 | 115 | D | | | | | | | | | | | | | | |
11/24/25 16:39 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Mirgorodskaya Natalia | CA | O | See Rema | M.d | 246 | 35.58 | 0 | 7 | 34 | 27 | D | | | | | | | | | | | | | | |
11/24/25 16:39 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Mirgorodskaya Natalia | CA | O | See Rema | S.d | -30 | 36.62 | 0 | -1 | -3 | 27 | D | | | | | | | | | | | | | | |
11/24/25 16:38 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | S | -282 | 36.58 | 0 | -8 | -6 | 115 | M | | | | | | | | | | | | | | |
11/24/25 16:36 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Datta Sanjay | CA | O | CFO | S | -498 | 36.58 | 0 | -14 | -5 | 284 | D | | | | | | | | | | | | | | |
11/24/25 16:32 | 11/20/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Ou June | NV | DT | | S.m | -26,624 | 35.50 | 0 | -750 | -11 | 6,129 | D | | | | | | | | | | | | | | |
11/24/25 16:32 | 11/20/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Cagney Michael Scott | NV | DT | | S.m | -26,624 | 35.50 | 0 | -750 | -11 | 6,129 | I | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/21/25 | BTBT | Bit Digital, Inc | E9 | Financ | Loan | Finance Services | Huang Erke | NY | DO | CFO | S.m | -3,200 | 2.13 | 0 | -1,500 | -49 | 1,586 | D | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | S | -242 | 153.65 | 0 | -2 | -7 | 21 | D | | | | | | | | | | | | | | |
11/24/25 16:29 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Jones Jennifer N. | NY | O | Chief Ac | M.d | 65 | 12.26 | 0 | 5 | | 2 | D | | | | | | | | | | | | | | |
11/24/25 16:29 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Jones Jennifer N. | NY | O | Chief Ac | S.d | -226 | 259.93 | 0 | -1 | -33 | 2 | D | | | | | | | | | | | | | | |
11/24/25 16:28 | 11/21/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Cozzone Robert D | MA | DO | P,CEO | P | 50 | 15.33 | 0 | 3 | 6 | 61 | I | | | | | | | | | | | | | | |
11/24/25 16:27 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Brock Lawrence J | NY | O | Chief Pe | M.d | 0 | 0.00 | 0 | 10 | 63 | 27 | D | | | | | | | | | | | | | | |
11/24/25 16:27 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Choi Emilie | NY | O | P,COO | M.d | 0 | 0.00 | 0 | 29 | 10 | 333 | D | | | | | | | | | | | | | | |
11/24/25 16:26 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | M.d | 0 | 0.00 | 0 | 11 | 14 | 88 | D | | | | | | | | | | | | | | |
11/24/25 16:26 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | M.d | 0 | 0.00 | 0 | 10 | 13 | 86 | D | | | | | | | | | | | | | | |
11/24/25 16:25 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.d | -716 | 260.33 | 0 | -3 | -19 | 12 | I | | | | | | | | | | | | | | |
11/24/25 16:25 | 11/21/25 | INDB | Independent Bank Corp | MA | Financ | StBnk | State Commercial Banks | Nadeau Gerard F | MA | D | | S | -210 | 70.00 | 0 | -3 | -12 | 23 | D | | | | | | | | | | | | | | |
11/24/25 16:20 | 11/21/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Baack Jerry J. | MN | DO | CEO | M.d | 187 | 7.47 | 0 | 25 | 2 | 1,192 | D | | | | | | | | | | | | | | |
11/24/25 16:20 | 11/21/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Crocker Mary Jayne | MN | O | EVP,CHIE | S | -101 | 17.00 | 0 | -6 | -3 | 212 | D | | | | | | | | | | | | | | |
11/24/25 16:13 | 11/21/25 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 53 | 5.11 | 0 | 10 | 8 | 132 | D | | | | | | | | | | | | | | |
11/24/25 15:33 | 11/21/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Leonard Robert M | NY | O | EVP,COO | M.d | 0 | 0.00 | 0 | 2 | 5 | 37 | D | | | | | | | | | | | | | | |
11/24/25 15:31 | 11/21/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Ozimek Michael M | NY | O | EVP,CFO | M.d | 0 | 0.00 | 0 | 1 | 4 | 30 | D | | | | | | | | | | | | | | |
11/24/25 15:29 | 11/21/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Curley Kevin M | NY | O | EVP,CBO | M.d | 0 | 0.00 | 0 | 1 | 3 | 40 | D | | | | | | | | | | | | | | |
11/24/25 15:27 | 11/21/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Hall Michael James | NY | O | GC,Secre | M.d | 0 | 0.00 | 0 | 0 | 3 | 10 | D | | | | | | | | | | | | | | |
11/24/25 15:24 | 11/21/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | McCormick Robert J | NY | DO | CB,P,CEO | M.d | 0 | 0.00 | 0 | 4 | 1 | 390 | D | | | | | | | | | | | | | | |
11/24/25 14:55 | 11/20/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Stockaccess Sp Inc. | FL | T | | S | -2,400 | 0.0080 | 0 | -300,000 | -60 | 200,000 | D | | | | | | | | | | | | | | |
11/24/25 14:44 | 11/21/25 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Brannan C Scott | MD | D | | M.d | 42 | 13.89 | 0 | 3 | 115 | 6 | M | | | | | | | | | | | | | | |
11/24/25 14:22 | 11/21/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 28.25 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
11/24/25 14:18 | 11/24/25 | HAFC | Hanmi Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Pangrazio Joseph | CA | O | Chief Ac | S | -13 | 27.41 | 0 | 0 | -16 | 3 | D | | | | | | | | | | | | | | |
11/24/25 13:17 | 11/24/25 | MNSB | Mainstreet Bancshares, Inc. | VA | Financ | StBnk | State Commercial Banks | Brockett Charles C. | VA | D | | P | 14 | 19.02 | 0 | 1 | 1 | 121 | M | | | | | | | | | | | | | | |
11/24/25 12:55 | 11/21/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 895.11 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
11/24/25 12:49 | 11/24/25 | SRBK | Sr Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Pribula Christopher J | NJ | DO | P,COO | P.d | 15 | 15.09 | 0 | 1 | 1 | 75 | D | | | | | | | | | | | | | | |
11/24/25 12:25 | 11/24/25 | MNSB | Mainstreet Bancshares, Inc. | VA | Financ | StBnk | State Commercial Banks | Dick Jeff W | VA | DO | CB,P,CEO | P | 2 | 18.99 | 0 | 0 | 0 | 250 | D | | | | | | | | | | | | | | |
11/24/25 12:20 | 11/20/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | P | 70 | 35.10 | 0 | 2 | 1 | 263 | D | | | | | | | | | | | | | | |
11/24/25 11:48 | 11/21/25 | TMP | Tompkins Financial Corp | NY | Financ | StBnk | State Commercial Banks | Rahilly Ita M | NY | D | | P | 100 | 68.36 | 0 | 1 | 16 | 11 | D | | | | | | | | | | | | | | |
11/24/25 11:15 | 11/21/25 | IBCP | Independent Bank Corp /Mi/ | MI | Financ | StBnk | State Commercial Banks | Archer Dennis W. Jr | MI | D | | P | 16 | 31.57 | 0 | 1 | 5 | 12 | D | | | | | | | | | | | | | | |
11/24/25 10:53 | 11/19/25 | EGBN | Eagle Bancorp Inc | MD | Financ | StBnk | State Commercial Banks | Mathews Louis P. Jr. | MD | D | | P.m | 51 | 17.02 | 0 | 3 | 42 | 10 | D | | | | | | | | | | | | | | |
11/24/25 10:52 | 11/20/05 | GCBC | Greene County Bancorp Inc | DE | Financ | SnBnk | Savings Institutions, Not Fed | Hada Tejraj S | NY | D | | P | 22 | 21.95 | 0 | 1 | 4 | 29 | D | | | | | | | | | | | | | | |
11/24/25 10:45 | 11/21/25 | ATLO | Ames National Corp | X1 | Financ | NtBnk | National Commercial Banks | Swartz Kevin L | IA | D | | P | 4 | 20.80 | 0 | 0 | 4 | 5 | D | | | | | | | | | | | | | | |
11/24/25 10:12 | 11/20/25 | FSBW | Fs Bancorp, Inc. | WA | Financ | SnBnk | Savings Institutions, Not Fed | Cofer-Wildsmith Marina | WA | D | | S.m | -101 | 40.00 | 0 | -3 | -31 | 6 | D | | | | | | | | | | | | | | |
11/21/25 18:52 | 11/19/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Cheng Dunson K | CA | DO | Exec CB | S.m | -1,172 | 46.87 | 0 | -25 | -3 | 816 | D | | | | | | | | | | | | | | |
11/21/25 17:44 | 11/17/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | D | | P.m | 106 | 5.00 | 0 | 21 | 0 | 4,982 | M | | | | | | | | | | | | | | |
11/21/25 17:29 | 11/20/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Niemeyer Suzanne | FL | D | | P | 14 | 3.40 | 0 | 4 | 1 | 538 | D | | | | | | | | | | | | | | |
11/21/25 17:09 | 11/21/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Pinto Arun | CA | O | Chief Ri | S | -1,142 | 24.76 | 0 | -46 | -25 | 138 | D | | | | | | | | | | | | | | |
11/21/25 17:09 | 11/20/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Keough Kelli | CA | O | EVP,GBUL | S | -273 | 26.43 | 0 | -10 | -4 | 265 | D | | | | | | | | | | | | | | |
11/21/25 17:03 | 11/20/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | S | -496 | 70.90 | 0 | -7 | -2 | 323 | M | | | | | | | | | | | | | | |
11/21/25 17:01 | 11/21/25 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | McCuen Michael P | PA | O | EVP,Chie | P.d | 50 | 16.19 | 0 | 3 | 5 | 62 | D | | | | | | | | | | | | | | |
11/21/25 16:56 | 11/19/25 | LPRO | Open Lending Corp | | Financ | Loan | Personal Credit Institutions | Sather Matthew | TX | O | Chief Un | P | 61 | 1.52 | 0 | 40 | 917 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:50 | 11/20/25 | PBHC | Pathfinder Bancorp, Inc. | MD | Financ | StBnk | State Commercial Banks | Barclay William A | NY | D | | M.d | 51 | 11.35 | 0 | 5 | 5 | 91 | D | | | | | | | | | | | | | | |
11/21/25 16:44 | 11/21/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clune Katherine Patricia | MN | O | CFO | S | -444 | 324.69 | 0 | -1 | -12 | 10 | D | | | | | | | | | | | | | | |
11/21/25 16:40 | 11/20/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Field Robert C | AL | D | | P | 1 | 13.69 | 0 | 0 | 3 | 2 | D | | | | | | | | | | | | | | |
11/21/25 16:39 | 11/19/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Pierce Staci | AL | D | | P.m | 10 | 13.67 | 0 | 1 | 9 | 8 | D | | | | | | | | | | | | | | |
11/21/25 16:37 | 11/21/25 | IBCP | Independent Bank Corp /Mi/ | MI | Financ | StBnk | State Commercial Banks | Twarozynski James J | MI | O | SVP | S | -15 | 31.64 | 0 | 0 | -4 | 12 | D | | | | | | | | | | | | | | |
11/21/25 16:37 | 11/20/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Dozier Beverly J | AL | O | SVP,Secr | M.d | 25 | 8.30 | 0 | 3 | 9 | 37 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | M.d | 89 | 50.01 | 0 | 2 | 4 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | S.d | -270 | 152.52 | 0 | -2 | -4 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:30 | 11/19/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Phelan William P | NY | D | | S.m | -5 | 7.76 | 0 | -1 | 0 | 135 | D | | | | | | | | | | | | | | |
11/21/25 16:30 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | S | -22,963 | 153.08 | 0 | -150 | -5 | 3,000 | M | | | | | | | | | | | | | | |
11/21/25 16:18 | 11/20/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 1,060 | 21.20 | 0 | 50 | 0 | 94,222 | D | | | | | | | | | | | | | | |
11/21/25 16:09 | 11/20/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sammann Derek | IL | O | Sr MD Gl | S | -1,985 | 275.67 | 0 | -7 | -21 | 27 | M | | | | | | | | | | | | | | |
11/21/25 16:09 | 11/21/25 | NWBI | Northwest Bancshares, Inc. | MD | Financ | NtBnk | National Commercial Banks | Williams Amber Lee | OH | D | | P | 15 | 11.37 | 0 | 1 | 15 | 10 | D | | | | | | | | | | | | | | |
11/21/25 16:03 | 11/19/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -85 | 16.98 | 0 | -5 | 0 | 7,385 | D | | | | | | | | | | | | | | |
11/21/25 15:31 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Curley Kevin M | NY | O | EVP,CBO | M.d | 0 | 0.00 | 0 | 1 | 3 | 40 | D | | | | | | | | | | | | | | |
11/21/25 15:26 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Leonard Robert M | NY | O | EVP,COO | M.d | 0 | 0.00 | 0 | 1 | 4 | 36 | D | | | | | | | | | | | | | | |
11/21/25 15:24 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Hall Michael James | NY | O | GC,Secre | M.d | 0 | 0.00 | 0 | 0 | 4 | 10 | D | | | | | | | | | | | | | | |
11/21/25 15:22 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | McCormick Robert J | NY | DO | CB,P,CEO | M.d | 0 | 0.00 | 0 | 3 | 1 | 388 | D | | | | | | | | | | | | | | |
11/21/25 15:18 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Ozimek Michael M | NY | O | EVP,CFO | M.d | 0 | 0.00 | 0 | 1 | 3 | 29 | D | | | | | | | | | | | | | | |
11/21/25 15:16 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Marinello Anthony J Md Phd | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 2 | 27 | D | | | | | | | | | | | | | | |
11/21/25 15:14 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Flynn Brian C | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 24 | 3 | D | | | | | | | | | | | | | | |
11/21/25 15:12 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Powell Curtis N | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 34 | 2 | D | | | | | | | | | | | | | | |
11/21/25 15:09 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Silverman Frank B | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 13 | 5 | D | | | | | | | | | | | | | | |
11/21/25 15:07 | 11/20/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 27.50 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
11/21/25 15:07 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Lucarelli Lisa M | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 24 | 3 | D | | | | | | | | | | | | | | |
11/21/25 15:05 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Russell Kimberly Adams | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 13 | 5 | D | | | | | | | | | | | | | | |
11/21/25 15:03 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Cotugno Steffani | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 52 | 2 | D | | | | | | | | | | | | | | |
11/21/25 15:00 | 11/19/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Maggs Thomas O | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 3 | 18 | D | | | | | | | | | | | | | | |
11/21/25 14:58 | 11/18/25 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | Five Point Energy Fund II Aiv-Vii LP | TX | DT | | S.d | -175,000 | 70.00 | 0 | -2,500 | -5 | 48,594 | I | | | | | | | | | | | | | | |
11/21/25 13:52 | 10/2/25 | BYFC | Broadway Financial Corp De | DE | Financ | SvBnk | Savings Institution, Federall | Davidson Robert C Jr | CA | D | | S.m | -74 | 7.43 | 0 | -10 | -54 | 8 | D | | | | | | | | | | | | | | |
11/21/25 12:54 | 11/20/25 | SMBC | Southern Missouri Bancorp, Inc. | MO | Financ | SnBnk | Savings Institutions, Not Fed | Young William E | MO | H | Retired | S.d | -81 | 53.87 | 0 | -2 | -1 | 101 | I | | | | | | | | | | | | | | |
11/21/25 12:29 | 11/19/25 | FBLA | Fb Bancorp, Inc. /Md/ | MD | Financ | SnBnk | Savings Institutions, Not Fed | Ferris Christopher S | LA | DO | P,CEO | P | 2 | 12.03 | 0 | 0 | 1 | 37 | D | | | | | | | | | | | | | | |
11/21/25 12:06 | 11/20/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 918.95 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
11/21/25 11:43 | 11/20/25 | ACNB | Acnb Corp | PA | Financ | StBnk | State Commercial Banks | Kelley Scott L | PA | D | | P | 16 | 40.00 | 0 | 0 | 1 | 27 | D | | | | | | | | | | | | | | |
11/21/25 11:39 | 11/20/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Herndon Mark | NY | O | CFO | P | 3 | 29.00 | 0 | 0 | 500 | 0 | D | | | | | | | | | | | | | | |
11/21/25 11:26 | 11/20/25 | MGLD | Marygold Companies, Inc. | NV | Financ | Loan | Finance Services | Nicholas & Melinda Gerber Living Trust | CA | DOT | CEO | P | 21 | 1.05 | 0 | 20 | 0 | 18,711 | D | | | | | | | | | | | | | | |
11/21/25 09:43 | 11/19/25 | BPRN | Princeton Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Tuchman Martin | NJ | DT | | P.m | 99 | 32.28 | 0 | 3 | 0 | 781 | I | | | | | | | | | | | | | | |
11/21/25 09:26 | 11/20/25 | NWBI | Northwest Bancshares, Inc. | MD | Financ | NtBnk | National Commercial Banks | Campana Robert M | OH | D | | P | 11 | 11.37 | 0 | 1 | 2 | 65 | D | | | | | | | | | | | | | | |
11/21/25 06:32 | 11/20/25 | UPXI | Upexi, Inc. | DE | Financ | Loan | Finance Services | Salkind Gene | FL | D | | P | 128 | 2.55 | 0 | 50 | 30 | 219 | I | | | | | | | | | | | | | | |
11/21/25 06:30 | 11/18/25 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | Landbridge Holdings LLC | TX | DT | | S.d | -175,000 | 70.00 | 0 | -2,500 | -5 | 48,594 | D | | | | | | | | | | | | | | |
11/20/25 21:38 | 11/18/25 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | Capobianco David N | TX | DT | | S.d | -175,000 | 70.00 | 0 | -2,500 | -5 | 48,594 | I | | | | | | | | | | | | | | |
11/20/25 21:01 | 11/18/25 | RHLD | Resolute Holdings Management, Inc. | DE | Financ | Loan | Finance Services | Schoen Kurt | NY | O | CFO | P | 134 | 149.23 | 0 | 1 | 90 | 2 | D | | | | | | | | | | | | | | |
11/20/25 21:00 | 11/18/25 | RHLD | Resolute Holdings Management, Inc. | DE | Financ | Loan | Finance Services | Mahoney Timothy O. | NY | D | | P | 500 | 152.98 | 0 | 3 | 55 | 9 | D | | | | | | | | | | | | | | |
11/20/25 19:57 | 11/18/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | We-Inn LLC | IL | T | | S.m | -2,800 | 3.49 | 0 | -802 | -10 | 7,290 | D | | | | | | | | | | | | | | |
11/20/25 17:50 | 11/19/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Steers Robert Hamilton | NY | DOT | Exec CB | P | 1,497 | 59.88 | 0 | 25 | 0 | 11,991 | I | | | | | | | | | | | | | | |
11/20/25 17:50 | 11/18/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cohen Martin | NY | DT | | P.m | 5,982 | 59.82 | 0 | 100 | 1 | 9,021 | M | | | | | | | | | | | | | | |
11/20/25 17:49 | 11/18/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Stevens David Todd | NV | O | Chief Ca | S | -3,281 | 39.29 | 0 | -84 | -14 | 529 | D | | | | | | | | | | | | | | |
11/20/25 17:47 | 11/18/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Tannenbaum Michael Benjamin | NV | DO | CEO | S | -35,588 | 39.19 | 0 | -908 | -19 | 3,921 | D | | | | | | | | | | | | | | |
11/20/25 17:44 | 11/18/25 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Seward Gregory W | NC | O | GC | M.dm | 196 | 14.55 | 0 | 14 | 15 | 106 | D | | | | | | | | | | | | | | |
11/20/25 17:44 | 11/19/25 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Seward Gregory W | NC | O | GC | S.d | -36 | 30.20 | 0 | -1 | -1 | 106 | D | | | | | | | | | | | | | | |
11/20/25 17:09 | 11/19/25 | SBCF | Seacoast Banking Corp of Florida | FL | Financ | StBnk | State Commercial Banks | Fogal Christopher E | FL | D | | M.d | 49 | 14.39 | 0 | 3 | 6 | 58 | D | | | | | | | | | | | | | | |
11/20/25 17:00 | 11/19/25 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 62 | 5.11 | 0 | 12 | 11 | 122 | D | | | | | | | | | | | | | | |
11/20/25 16:56 | 11/18/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,027 | 208.77 | 0 | -15 | 0 | 14,715 | D | | | | | | | | | | | | | | |
11/20/25 16:50 | 11/18/25 | AMTB | Amerant Bancorp Inc. | FL | Financ | NtBnk | National Commercial Banks | Smith Braden | FL | O | See rema | M.d | 0 | 0.00 | 0 | 2 | 999% | 2 | D | | | | | | | | | | | | | | |
11/20/25 16:34 | 11/18/25 | BMN | Blackrock 2037 Municipal Target Term Trust | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -29 | 24.56 | 0 | -1 | -100 | 0 | I | | | | | | | | | | | | | | |
11/20/25 16:30 | 11/17/25 | TCBX | Third Coast Bancshares, Inc. | TX | Financ | SnBnk | Savings Institutions, Not Fed | Bobbora William | TX | O | See Rema | S | -9 | 36.30 | 0 | 0 | 0 | 61 | D | | | | | | | | | | | | | | |
11/20/25 16:30 | 11/18/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | M.dm | 359 | 69.12 | 0 | 5 | 11 | 52 | D | | | | | | | | | | | | | | |
11/20/25 16:30 | 11/18/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | S.dm | -1,045 | 201.01 | 0 | -5 | -9 | 52 | D | | | | | | | | | | | | | | |
11/20/25 16:08 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | S | -213 | 47.85 | 0 | -4 | -3 | 162 | D | | | | | | | | | | | | | | |
11/20/25 16:08 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | S | -48 | 47.87 | 0 | -1 | -1 | 88 | D | | | | | | | | | | | | | | |
11/20/25 16:07 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | S | -60 | 47.85 | 0 | -1 | -2 | 58 | D | | | | | | | | | | | | | | |
11/20/25 16:07 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | S | -328 | 47.85 | 0 | -7 | -3 | 217 | D | | | | | | | | | | | | | | |
11/20/25 16:06 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | S | -366 | 47.87 | 0 | -8 | -1 | 534 | D | | | | | | | | | | | | | | |
11/20/25 16:03 | 11/19/25 | FVCB | Fvcbankcorp, Inc. | VA | Financ | StBnk | State Commercial Banks | Nassy Michael G. | VA | O | Sr EVP,C | S | -12 | 12.23 | 0 | -1 | -2 | 54 | D | | | | | | | | | | | | | | |
11/20/25 16:02 | 11/18/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Girard Michael R | MA | D | | P | 8 | 14.97 | 0 | 1 | New | 1 | I | | | | | | | | | | | | | | |
11/20/25 16:02 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -34 | 47.86 | 0 | -1 | -2 | 32 | D | | | | | | | | | | | | | | |
11/20/25 16:01 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -311 | 47.85 | 0 | -6 | -2 | 327 | D | | | | | | | | | | | | | | |
11/20/25 16:01 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | S | -178 | 47.84 | 0 | -4 | -2 | 152 | D | | | | | | | | | | | | | | |
11/20/25 15:30 | 11/18/25 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Lewis Fred Joseph | MD | D | | M.d | 52 | 13.89 | 0 | 4 | 8 | 48 | D | | | | | | | | | | | | | | |
11/20/25 15:18 | 11/19/25 | FSBC | Five Star Bancorp | CA | Financ | StBnk | State Commercial Banks | Ramirez-Medina Lydia Ann | CA | O | EVP,COO | S | -20 | 33.07 | 0 | -1 | -5 | 11 | D | | | | | | | | | | | | | | |
11/20/25 13:58 | 11/19/25 | LCNB | Lcnb Corp | OH | Financ | NtBnk | National Commercial Banks | Meilstrup Eric J | OH | DO | CEO | P | 8 | 15.32 | 0 | 1 | 1 | 46 | D | | | | | | | | | | | | | | |
11/20/25 13:41 | 11/18/25 | NIC | Nicolet Bankshares Inc | WI | Financ | NtBnk | National Commercial Banks | Moore Hubert Phillip Jr | WI | O | CFO | P | 3 | 120.35 | 0 | 0 | 0 | 33 | M | | | | | | | | | | | | | | |
11/20/25 13:13 | 11/18/25 | HTBK | Heritage Commerce Corp | CA | Financ | StBnk | State Commercial Banks | Sa Thomas A | CA | O | EVP , CO | M.d | 0 | 0.00 | 0 | 13 | 61 | 33 | D | | | | | | | | | | | | | | |
11/20/25 12:58 | 11/19/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 899.24 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
11/20/25 12:46 | 11/18/25 | QNTO | Quaint Oak Bancorp, Inc. | PA | Financ | SnBnk | Savings Institutions, Not Fed | Strong Robert T | PA | DO | CEO | P.dm | 10 | 10.34 | 0 | 1 | 0 | 271 | D | | | | | | | | | | | | | | |
11/20/25 11:53 | 11/19/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Noone John E | PA | D | | P | 57 | 28.28 | 0 | 2 | 3 | 77 | I | | | | | | | | | | | | | | |
11/20/25 11:33 | 11/18/25 | SHBI | Shore Bancshares Inc | MD | Financ | NtBnk | National Commercial Banks | Kaslow Aaron Michael | MD | O | EVP, GC | P.d | 101 | 15.56 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
11/19/25 20:00 | 11/19/25 | HOPE | Hope Bancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Stenger Thomas | CA | O | SEVP,Chi | S | -21 | 10.00 | 0 | -2 | -9 | 22 | D | | | | | | | | | | | | | | |
11/19/25 19:00 | 11/17/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Khan Salman Hassan | FL | O | CFO | S | -416 | 11.99 | 0 | -35 | -2 | 1,535 | I | | | | | | | | | | | | | | |
11/19/25 19:00 | 11/17/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | S | -330 | 11.99 | 0 | -28 | -1 | 3,583 | D | | | | | | | | | | | | | | |
11/19/25 18:22 | 11/17/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Armstrong Annie | CA | O | Chief Ri | S | -91 | 17.10 | 0 | -5 | -1 | 369 | D | | | | | | | | | | | | | | |
11/19/25 18:12 | 11/17/25 | WYFI | Whitefiber, Inc. | E9 | Financ | Loan | Finance Services | Krassakopoulos Billy | NY | O | P | M | 0 | 0.00 | 0 | 3 | 30 | 11 | D | | | | | | | | | | | | | | |