8/30/24 21:25 | 8/28/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -8,099 | 145.35 | 0 | -56 | -4 | 1,375 | I | | | | | | | | | | | | | | |
8/30/24 21:24 | 8/28/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -8,104 | 145.34 | 0 | -56 | -5 | 1,180 | I | | | | | | | | | | | | | | |
8/30/24 21:24 | 8/29/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -7,050 | 145.59 | 0 | -48 | -4 | 1,207 | I | | | | | | | | | | | | | | |
8/30/24 17:00 | 8/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | S.m | -1,924 | 123.42 | 0 | -16 | -87 | 2 | D | | | | | | | | | | | | | | |
8/30/24 16:10 | 8/29/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 14 | 5.22 | 0 | 3 | 7 | 40 | D | | | | | | | | | | | | | | |
8/30/24 16:02 | 8/28/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | M.d | 4,990 | 126.89 | 0 | 39 | | 23 | M | | | | | | | | | | | | | | |
8/30/24 16:02 | 8/28/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | S.d | -6,881 | 441.56 | 0 | -16 | -40 | 23 | M | | | | | | | | | | | | | | |
8/30/24 13:28 | 8/29/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 1,984 | 19.84 | 0 | 100 | 0 | 93,292 | D | | | | | | | | | | | | | | |
8/30/24 08:10 | 8/28/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Jennifer M | CA | DO | P,CEO | P | 250 | 19.66 | 0 | 13 | 0 | 5,877 | I | | | | | | | | | | | | | | |
8/29/24 16:40 | 8/27/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,547 | 311.30 | 0 | -11 | 0 | 15,448 | D | | | | | | | | | | | | | | |
8/29/24 09:41 | 8/27/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -25 | 4.25 | 0 | -6 | -1 | 422 | D | | | | | | | | | | | | | | |
8/28/24 16:05 | 8/27/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | S | -260 | 86.66 | 0 | -3 | -8 | 36 | I | | | | | | | | | | | | | | |
8/28/24 15:53 | 8/28/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 32 | 13.22 | 0 | 2 | 2 | 155 | D | | | | | | | | | | | | | | |
8/27/24 21:30 | 8/23/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -719 | 12.83 | 0 | -56 | -5 | 1,034 | I | | | | | | | | | | | | | | |
8/27/24 19:41 | 8/23/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -11,858 | 146.68 | 0 | -81 | -6 | 1,236 | I | | | | | | | | | | | | | | |
8/27/24 19:40 | 8/23/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -11,917 | 146.67 | 0 | -81 | -5 | 1,431 | I | | | | | | | | | | | | | | |
8/27/24 18:00 | 8/23/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S.m | -7,152 | 50.02 | 0 | -143 | -7 | 1,917 | M | | | | | | | | | | | | | | |
8/27/24 17:00 | 8/26/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D | | S | -252 | 124.86 | 0 | -2 | -80 | 1 | D | | | | | | | | | | | | | | |
8/27/24 16:29 | 8/23/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,064 | 313.28 | 0 | -13 | 0 | 15,460 | D | | | | | | | | | | | | | | |
8/27/24 16:17 | 8/26/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 25 | 5.18 | 0 | 5 | 14 | 38 | D | | | | | | | | | | | | | | |
8/27/24 15:46 | 8/26/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 184 | 13.20 | 0 | 14 | 10 | 152 | D | | | | | | | | | | | | | | |
8/26/24 16:35 | 8/23/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | S | -11,014 | 110.14 | 0 | -100 | -1 | 7,601 | M | | | | | | | | | | | | | | |
8/26/24 14:31 | 8/23/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Jennifer M | CA | DO | P,CEO | P | 396 | 20.95 | 0 | 19 | 0 | 5,865 | I | | | | | | | | | | | | | | |
8/23/24 16:59 | 8/22/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Stonehill Charles G.T. | TN | D | | S | -139 | 34.87 | 0 | -4 | -13 | 26 | D | | | | | | | | | | | | | | |
8/23/24 16:58 | 8/22/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 17 | 13.15 | 0 | 1 | 1 | 138 | D | | | | | | | | | | | | | | |
8/23/24 16:51 | 8/21/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,346 | 312.05 | 0 | -11 | 0 | 15,473 | D | | | | | | | | | | | | | | |
8/23/24 16:40 | 8/21/24 | GTES | Gates Industrial Corp Plc | DE | Financ | InvAdv | Investment Advice | Blackstone Inc. | NY | T | | S | -506,340 | 16.58 | 0 | -30,539 | -99 | 451 | I | | | | | | | | | | | | | | |
8/23/24 16:32 | 8/22/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 45 | 5.20 | 0 | 9 | 36 | 33 | D | | | | | | | | | | | | | | |
8/23/24 11:23 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P | 15 | 3.95 | 0 | 4 | 0 | 18,099 | I | | | | | | | | | | | | | | |
8/22/24 21:30 | 8/20/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -156 | 12.82 | 0 | -12 | -1 | 1,090 | I | | | | | | | | | | | | | | |
8/22/24 19:52 | 8/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -7,870 | 144.21 | 0 | -55 | -3 | 1,512 | I | | | | | | | | | | | | | | |
8/22/24 19:51 | 8/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -7,892 | 144.21 | 0 | -55 | -4 | 1,317 | I | | | | | | | | | | | | | | |
8/22/24 19:49 | 8/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -5,986 | 144.21 | 0 | -42 | -3 | 1,255 | I | | | | | | | | | | | | | | |
8/22/24 16:49 | 8/21/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | S | -895 | 238.72 | 0 | -4 | -8 | 41 | D | | | | | | | | | | | | | | |
8/22/24 10:41 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | P,COO | S | -550 | 4.00 | 0 | -138 | -83 | 28 | D | | | | | | | | | | | | | | |
8/22/24 10:41 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -23 | 4.04 | 0 | -6 | -1 | 428 | D | | | | | | | | | | | | | | |
8/21/24 17:03 | 8/19/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,280 | 315.85 | 0 | -4 | 0 | 15,484 | D | | | | | | | | | | | | | | |
8/21/24 16:19 | 8/20/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 37 | 5.10 | 0 | 7 | 44 | 24 | D | | | | | | | | | | | | | | |
8/20/24 18:24 | 8/19/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Rosenberg Michelle | X0 | O | CAO,GC | S | -279 | 36.51 | 0 | -8 | -8 | 89 | D | | | | | | | | | | | | | | |
8/20/24 18:18 | 8/19/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | M.d | 14,898 | 74.49 | 0 | 200 | 106 | 388 | D | | | | | | | | | | | | | | |
8/20/24 18:18 | 8/19/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | S.dm | -3,128 | 170.94 | 0 | -18 | -5 | 388 | D | | | | | | | | | | | | | | |
8/20/24 18:15 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | M.d | 9,497 | 74.49 | 0 | 128 | | 84 | D | | | | | | | | | | | | | | |
8/20/24 18:15 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | S.d | -827 | 172.71 | 0 | -5 | -5 | 84 | D | | | | | | | | | | | | | | |
8/20/24 18:13 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jamal Rizwan M | FL | O | Head of | M.d | 31,942 | 74.49 | 0 | 429 | | 199 | D | | | | | | | | | | | | | | |
8/20/24 18:13 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jamal Rizwan M | FL | O | Head of | S.d | -1,491 | 172.89 | 0 | -9 | -4 | 199 | D | | | | | | | | | | | | | | |
8/20/24 17:12 | 8/20/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -30 | 152.49 | 0 | 0 | -3 | 7 | D | | | | | | | | | | | | | | |
8/20/24 16:00 | 8/19/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 38 | 13.14 | 0 | 3 | 2 | 137 | D | | | | | | | | | | | | | | |
8/20/24 14:23 | 8/16/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | P | 17 | 2.93 | 0 | 6 | 0 | 2,117 | I | | | | | | | | | | | | | | |
8/19/24 21:38 | 8/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.dm | -8,493 | 145.19 | 0 | -58 | -4 | 1,297 | I | | | | | | | | | | | | | | |
8/19/24 21:36 | 8/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.dm | -8,487 | 145.19 | 0 | -58 | -4 | 1,567 | I | | | | | | | | | | | | | | |
8/19/24 21:35 | 8/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.dm | -8,518 | 145.19 | 0 | -59 | -4 | 1,371 | I | | | | | | | | | | | | | | |
8/19/24 21:30 | 8/15/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -1,428 | 11.95 | 0 | -119 | -10 | 1,102 | I | | | | | | | | | | | | | | |
8/19/24 16:59 | 8/15/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Pollock Frederick | IL | O | Chief In | M.d | 0 | 0.00 | 0 | 103 | 20 | 616 | D | | | | | | | | | | | | | | |
8/19/24 16:58 | 8/15/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Levin Jonathan Reisin | IL | DO | P | M.d | 0 | 0.00 | 0 | 155 | 43 | 518 | D | | | | | | | | | | | | | | |
8/19/24 16:40 | 8/15/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,656 | 313.96 | 0 | -15 | 0 | 15,488 | D | | | | | | | | | | | | | | |
8/19/24 16:24 | 8/16/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 38 | 5.05 | 0 | 7 | 81 | 17 | D | | | | | | | | | | | | | | |
8/19/24 12:08 | 8/16/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -10 | 4.07 | 0 | -2 | -1 | 428 | D | | | | | | | | | | | | | | |
8/19/24 09:25 | 8/15/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -25 | 4.05 | 0 | -6 | -1 | 431 | D | | | | | | | | | | | | | | |
8/16/24 17:47 | 8/16/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Beiser Scott L | CA | DOT | CO-CB | S.d | -1,263 | 151.89 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
8/16/24 17:09 | 8/15/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
8/16/24 17:07 | 8/15/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jeffery Reuben III | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 3 | 34 | D | | | | | | | | | | | | | | |
8/16/24 17:06 | 8/15/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Matos Rodriguez Felix V. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 33 | 2 | D | | | | | | | | | | | | | | |
8/16/24 17:04 | 8/15/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Churchill Dwight D. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 5 | 26 | D | | | | | | | | | | | | | | |
8/16/24 17:03 | 8/15/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Ryan David Christopher | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 53 | 2 | D | | | | | | | | | | | | | | |
8/16/24 17:01 | 8/15/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Alvingham Karen L. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 10 | 10 | D | | | | | | | | | | | | | | |
8/15/24 17:46 | 8/13/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P.m | 433 | 3.92 | 0 | 110 | 1 | 18,095 | I | | | | | | | | | | | | | | |
8/15/24 17:30 | 8/13/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,331 | 309.66 | 0 | -11 | 0 | 15,502 | D | | | | | | | | | | | | | | |
8/15/24 16:13 | 8/14/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 21 | 4.97 | 0 | 4 | 83 | 9 | D | | | | | | | | | | | | | | |
8/14/24 17:25 | 8/12/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -1,673 | 11.59 | 0 | -144 | -11 | 1,222 | I | | | | | | | | | | | | | | |
8/14/24 15:55 | 8/13/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 26 | 12.88 | 0 | 2 | 1 | 134 | D | | | | | | | | | | | | | | |
8/14/24 15:30 | 8/13/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -2 | 4.00 | 0 | 0 | 0 | 437 | D | | | | | | | | | | | | | | |
8/13/24 17:07 | 8/9/24 | FIP | Ftai Infrastructure Inc. | DE | Financ | InvAdv | Investment Advice | Fig Buyer Gp, LLC | NY | T | | S.d | -30,731 | 9.04 | 0 | -3,400 | -27 | 9,176 | I | | | | | | | | | | | | | | |
8/13/24 16:55 | 8/9/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,092 | 305.45 | 0 | -10 | 0 | 15,513 | D | | | | | | | | | | | | | | |
8/13/24 16:30 | 8/9/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -3,079 | 41.53 | 0 | -74 | -1 | 8,260 | I | | | | | | | | | | | | | | |
8/12/24 17:01 | 8/9/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 40 | 12.87 | 0 | 3 | 2 | 132 | D | | | | | | | | | | | | | | |
8/12/24 10:51 | 8/8/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | S | -451 | 150.20 | 0 | -3 | -11 | 25 | D | | | | | | | | | | | | | | |
8/12/24 10:00 | 8/9/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -1 | 4.00 | 0 | 0 | 0 | 437 | D | | | | | | | | | | | | | | |
8/9/24 21:00 | 8/7/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -1,120 | 11.36 | 0 | -99 | -7 | 1,366 | I | | | | | | | | | | | | | | |
8/9/24 18:24 | 8/7/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | S | -4,611 | 131.74 | 0 | -35 | -7 | 477 | D | | | | | | | | | | | | | | |
8/9/24 17:24 | 8/7/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,357 | 304.43 | 0 | -11 | 0 | 15,523 | D | | | | | | | | | | | | | | |
8/9/24 16:15 | 8/7/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -7,505 | 40.59 | 0 | -185 | -2 | 8,334 | I | | | | | | | | | | | | | | |
8/8/24 17:27 | 8/7/24 | AFL | Aflac Inc | DE | Financ | InvAdv | Investment Advice | Kenny Thomas J | GA | D | | S | -198 | 98.95 | 0 | -2 | -10 | 18 | D | | | | | | | | | | | | | | |
8/8/24 16:25 | 8/7/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 80 | 12.63 | 0 | 6 | 5 | 129 | D | | | | | | | | | | | | | | |
8/8/24 13:49 | 8/6/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S.m | -11 | 4.02 | 0 | -3 | -1 | 438 | D | | | | | | | | | | | | | | |
8/7/24 17:08 | 8/6/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -2,743 | 302.64 | 0 | -9 | 0 | 15,534 | D | | | | | | | | | | | | | | |
8/7/24 16:48 | 7/18/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.d | -49 | 1.40 | 0 | -35 | -1 | 4,901 | I | | | | | | | | | | | | | | |
8/7/24 16:30 | 8/5/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,270 | 40.31 | 0 | -205 | -2 | 8,519 | I | | | | | | | | | | | | | | |
8/7/24 16:28 | 8/6/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Richards Pauline | NY | D | | P | 247 | 104.92 | 0 | 2 | 3 | 86 | D | | | | | | | | | | | | | | |
8/7/24 16:17 | 8/5/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | P | 35 | 129.85 | 0 | 0 | 1 | 45 | M | | | | | | | | | | | | | | |
8/6/24 16:06 | 8/5/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 226 | 12.29 | 0 | 18 | 18 | 123 | D | | | | | | | | | | | | | | |
8/5/24 17:16 | 8/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | S | -2,611 | 32.71 | 0 | -80 | -13 | 513 | D | | | | | | | | | | | | | | |
8/5/24 17:13 | 8/2/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -2 | 33.75 | 0 | 0 | 0 | 32 | D | | | | | | | | | | | | | | |
8/5/24 16:58 | 8/1/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -363 | 317.03 | 0 | -1 | 0 | 15,543 | D | | | | | | | | | | | | | | |
8/5/24 16:30 | 8/1/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -16,888 | 41.76 | 0 | -404 | -4 | 8,724 | I | | | | | | | | | | | | | | |
8/5/24 16:00 | 7/31/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Payne David | NY | O | Chief Ac | S | -1,277 | 141.93 | 0 | -9 | -15 | 50 | D | | | | | | | | | | | | | | |
8/2/24 18:45 | 7/31/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | S | -34 | 69.29 | 0 | 0 | -5 | 9 | D | | | | | | | | | | | | | | |
8/2/24 18:44 | 7/30/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | S | -253 | 68.88 | 0 | -4 | -100 | 0 | D | | | | | | | | | | | | | | |
8/2/24 18:42 | 7/30/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | S.m | -7,254 | 68.89 | 0 | -105 | -100 | 0 | M | | | | | | | | | | | | | | |
8/2/24 17:00 | 8/1/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Rafferty Emily K | NY | D | | S | -222 | 130.79 | 0 | -2 | -19 | 7 | D | | | | | | | | | | | | | | |
8/2/24 17:00 | 8/1/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 7 | 20 | D | | | | | | | | | | | | | | |
8/2/24 11:30 | 8/1/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 335 | 13.13 | 0 | 26 | 32 | 104 | D | | | | | | | | | | | | | | |
8/1/24 17:01 | 7/30/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -12,433 | 39.41 | 0 | -315 | -3 | 9,129 | I | | | | | | | | | | | | | | |
8/1/24 10:11 | 7/30/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S.m | -31 | 4.81 | 0 | -6 | -1 | 440 | D | | | | | | | | | | | | | | |
7/31/24 18:52 | 7/31/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Alvingham Karen L. | FL | D | | M.d | 1,004 | 96.16 | 0 | 10 | | 9 | D | | | | | | | | | | | | | | |
7/31/24 18:46 | 7/31/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | M.d | 113 | 86.78 | 0 | 1 | 11 | 13 | D | | | | | | | | | | | | | | |
7/31/24 17:45 | 7/30/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | S | -703 | 140.90 | 0 | -5 | -1 | 916 | D | | | | | | | | | | | | | | |
7/31/24 17:20 | 7/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -244 | 324.83 | 0 | -1 | -5 | 15 | D | | | | | | | | | | | | | | |
7/31/24 17:11 | 7/31/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | S | -513 | 320.89 | 0 | -2 | -11 | 13 | D | | | | | | | | | | | | | | |
7/31/24 16:41 | 7/29/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Carlton Pamela G | NY | D | | S | -132 | 247.07 | 0 | -1 | -15 | 3 | D | | | | | | | | | | | | | | |
7/31/24 16:20 | 7/29/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Hogbin Christopher | TN | O | Global H | S | -446 | 34.87 | 0 | -13 | -56 | 10 | D | | | | | | | | | | | | | | |
7/31/24 15:39 | 7/30/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 84 | 13.30 | 0 | 6 | 9 | 79 | D | | | | | | | | | | | | | | |
7/30/24 17:00 | 7/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D | | M.d | 0 | 0.00 | 0 | 2 | 403 | 3 | D | | | | | | | | | | | | | | |
7/30/24 16:30 | 7/26/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -10,201 | 38.93 | 0 | -262 | -3 | 9,444 | I | | | | | | | | | | | | | | |
7/29/24 19:27 | 7/25/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 1 | 0 | 197 | D | | | | | | | | | | | | | | |
7/29/24 19:24 | 7/25/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | M.d | 0 | 0.00 | 0 | 100 | 999% | 105 | M | | | | | | | | | | | | | | |
7/29/24 19:20 | 7/25/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | M.d | 0 | 0.00 | 0 | 7 | | 0 | D | | | | | | | | | | | | | | |
7/29/24 19:20 | 7/25/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | S.d | -430 | 64.00 | 0 | -7 | -100 | 0 | D | | | | | | | | | | | | | | |
7/29/24 18:33 | 7/25/24 | OS | Onestream, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -48,155 | 18.85 | 0 | -2,555 | -100 | 0 | I | | | | | | | | | | | | | | |
7/29/24 16:02 | 7/26/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 153 | 13.16 | 0 | 12 | 19 | 73 | D | | | | | | | | | | | | | | |
7/29/24 15:09 | 7/26/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -10 | 5.04 | 0 | -2 | 0 | 447 | D | | | | | | | | | | | | | | |
7/26/24 16:30 | 7/24/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -24,064 | 38.72 | 0 | -622 | -6 | 9,706 | I | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/26/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Dulik Elena | NY | O | Chief Ac | S | -95 | 86.45 | 0 | -1 | -5 | 20 | D | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/25/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | Chief In | S | -1,051 | 84.08 | 0 | -13 | -7 | 155 | D | | | | | | | | | | | | | | |
7/26/24 15:11 | 7/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -9 | 5.01 | 0 | -2 | 0 | 449 | D | | | | | | | | | | | | | | |
7/26/24 10:50 | 7/24/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | P.m | 699 | 3.18 | 0 | 220 | 12 | 2,111 | I | | | | | | | | | | | | | | |
7/25/24 16:16 | 7/24/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 172 | 13.26 | 0 | 13 | 27 | 61 | D | | | | | | | | | | | | | | |
7/25/24 16:05 | 7/23/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -28 | 4.86 | 0 | -6 | -1 | 451 | D | | | | | | | | | | | | | | |
7/24/24 19:51 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | S.dm | -9 | 8.16 | 0 | -1 | 0 | 414 | D | | | | | | | | | | | | | | |
7/24/24 19:50 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | S.dm | -624 | 8.16 | 0 | -76 | 0 | 31,837 | D | | | | | | | | | | | | | | |
7/24/24 19:49 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | S.dm | -154 | 8.16 | 0 | -19 | 0 | 5,725 | D | | | | | | | | | | | | | | |
7/24/24 19:47 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | See Rema | S.dm | -138 | 8.16 | 0 | -17 | 0 | 6,967 | D | | | | | | | | | | | | | | |
7/24/24 19:45 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | S.dm | -91 | 8.16 | 0 | -11 | 0 | 2,736 | D | | | | | | | | | | | | | | |
7/24/24 16:30 | 7/22/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,411 | 35.82 | 0 | -235 | -2 | 10,328 | I | | | | | | | | | | | | | | |
7/23/24 20:15 | 7/22/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Head of | S | -6,260 | 150.21 | 0 | -42 | -4 | 1,075 | D | | | | | | | | | | | | | | |
7/23/24 16:42 | 7/22/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Simon Richard P | NY | D | | S | -564 | 80.61 | 0 | -7 | -31 | 16 | D | | | | | | | | | | | | | | |
7/22/24 16:30 | 7/18/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -5,716 | 34.13 | 0 | -168 | -2 | 10,563 | I | | | | | | | | | | | | | | |
7/19/24 15:32 | 7/19/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 10 | 13.10 | 0 | 1 | 2 | 48 | D | | | | | | | | | | | | | | |
7/18/24 17:39 | 7/16/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S | -15,106 | 45.23 | 0 | -334 | -14 | 2,060 | M | | | | | | | | | | | | | | |
7/18/24 16:30 | 7/16/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -5,569 | 33.85 | 0 | -164 | -2 | 10,730 | I | | | | | | | | | | | | | | |
7/18/24 15:37 | 7/17/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 283 | 13.34 | 0 | 21 | 82 | 47 | D | | | | | | | | | | | | | | |
7/18/24 09:48 | 7/16/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -79 | 5.06 | 0 | -16 | -3 | 456 | D | | | | | | | | | | | | | | |
7/17/24 17:37 | 7/17/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | S | -190 | 46.55 | 0 | -4 | -19 | 18 | D | | | | | | | | | | | | | | |
7/17/24 09:29 | 7/15/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -9 | 5.00 | 0 | -2 | 0 | 472 | D | | | | | | | | | | | | | | |
7/16/24 20:17 | 7/12/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,806 | 31.95 | 0 | -150 | -1 | 10,895 | I | | | | | | | | | | | | | | |
7/16/24 16:15 | 7/16/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 13 | 13.12 | 0 | 1 | 4 | 26 | D | | | | | | | | | | | | | | |
7/15/24 18:51 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | M.d | 0 | 0.00 | 0 | 0 | 4 | 7 | D | | | | | | | | | | | | | | |
7/15/24 18:50 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | M.d | 0 | 0.00 | 0 | 1 | 2 | 23 | D | | | | | | | | | | | | | | |
7/15/24 18:49 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | M.d | 0 | 0.00 | 0 | 0 | 1 | 1 | D | | | | | | | | | | | | | | |
7/15/24 18:48 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | M.d | 0 | 0.00 | 0 | 0 | 3 | 4 | D | | | | | | | | | | | | | | |
7/12/24 19:38 | 7/3/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | P.m | 1,427 | 3.49 | 0 | 409 | 28 | 1,891 | I | | | | | | | | | | | | | | |
7/12/24 16:30 | 7/10/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -3,764 | 31.12 | 0 | -121 | -1 | 11,045 | I | | | | | | | | | | | | | | |
7/12/24 15:51 | 7/12/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 56 | 12.90 | 0 | 4 | 21 | 25 | D | | | | | | | | | | | | | | |
7/11/24 16:54 | 7/9/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S | -2,990 | 40.19 | 0 | -74 | -3 | 2,394 | M | | | | | | | | | | | | | | |
7/11/24 15:23 | 7/10/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 1 | 12.53 | 0 | 0 | 0 | 21 | D | | | | | | | | | | | | | | |
7/11/24 11:10 | 7/9/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -26 | 4.49 | 0 | -6 | -1 | 474 | D | | | | | | | | | | | | | | |
7/10/24 16:30 | 7/8/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -2,538 | 30.30 | 0 | -84 | -1 | 11,166 | I | | | | | | | | | | | | | | |
7/9/24 16:10 | 7/8/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 109 | 12.53 | 0 | 9 | 74 | 20 | D | | | | | | | | | | | | | | |
7/9/24 11:37 | 7/3/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McCauley William Hugh Jr | FL | O | CFO | M.d | 0 | 0.00 | 0 | 50 | New | 50 | D | | | | | | | | | | | | | | |
7/8/24 16:30 | 7/3/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -3,208 | 31.01 | 0 | -103 | -1 | 11,250 | I | | | | | | | | | | | | | | |
7/5/24 17:59 | 7/3/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | S | -14,323 | 123.00 | 0 | -116 | -11 | 921 | D | | | | | | | | | | | | | | |
7/5/24 16:33 | 6/28/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | S.d | -1,339 | 135.25 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
7/5/24 16:32 | 7/5/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 48 | 12.51 | 0 | 4 | 48 | 12 | D | | | | | | | | | | | | | | |
7/3/24 17:17 | 7/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -27 | 4.74 | 0 | -6 | -1 | 479 | D | | | | | | | | | | | | | | |
7/3/24 13:15 | 7/1/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -5,324 | 31.77 | 0 | -168 | -1 | 11,353 | I | | | | | | | | | | | | | | |
7/3/24 12:35 | 7/3/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 13 | 12.54 | 0 | 1 | 15 | 8 | D | | | | | | | | | | | | | | |
7/2/24 20:32 | 7/2/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | S | -1,020 | 300.11 | 0 | -3 | -14 | 20 | D | | | | | | | | | | | | | | |
7/2/24 16:49 | 6/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Masters Blythe | IL | D | | M.d | 0 | 0.00 | 0 | 9 | 16 | 68 | D | | | | | | | | | | | | | | |
7/2/24 16:49 | 6/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | M.d | 0 | 0.00 | 0 | 5 | 32 | 19 | D | | | | | | | | | | | | | | |
7/2/24 15:56 | 7/1/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 87 | 12.52 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
7/1/24 16:51 | 6/28/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -221 | 294.21 | 0 | -1 | -5 | 16 | D | | | | | | | | | | | | | | |
7/1/24 16:30 | 6/27/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -3,205 | 33.27 | 0 | -96 | -1 | 11,521 | I | | | | | | | | | | | | | | |
7/1/24 10:22 | 6/27/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | P | 56 | 139.24 | 0 | 0 | 2 | 22 | D | | | | | | | | | | | | | | |
7/1/24 10:19 | 6/27/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Brilliant Heather E | OH | DO | CEO | P.m | 77 | 139.72 | 0 | 1 | 1 | 47 | D | | | | | | | | | | | | | | |
6/27/24 16:30 | 6/25/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,932 | 33.11 | 0 | -149 | -1 | 11,617 | I | | | | | | | | | | | | | | |
6/26/24 09:05 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Corio Norma | NY | D | | M.d | 0 | 0.00 | 0 | 18 | New | 18 | D | | | | | | | | | | | | | | |
6/26/24 08:03 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Bouzarif Ali | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 2 | 780 | D | | | | | | | | | | | | | | |
6/26/24 08:02 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Brophy Warson Tracey | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 140 | 31 | D | | | | | | | | | | | | | | |
6/26/24 08:02 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Furlong Mark F | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 73 | 43 | D | | | | | | | | | | | | | | |
6/26/24 08:01 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Keaney Timothy F | NY | D | | M.d | 0 | 0.00 | 0 | 28 | 29 | 126 | D | | | | | | | | | | | | | | |
6/26/24 08:01 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Lee Judy | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 140 | 31 | D | | | | | | | | | | | | | | |
6/26/24 08:00 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Yu Peter | NY | DT | | M.d | 0 | 0.00 | 0 | 18 | 0 | 6,549 | D | | | | | | | | | | | | | | |
6/25/24 20:44 | 6/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | M.d | 30 | 1.17 | 0 | 26 | 7 | 400 | D | | | | | | | | | | | | | | |
6/25/24 20:44 | 6/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S.d | -130 | 8.30 | 0 | -16 | -4 | 400 | D | | | | | | | | | | | | | | |
6/25/24 20:41 | 6/21/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S | -16,493 | 131.94 | 0 | -125 | -10 | 1,180 | I | | | | | | | | | | | | | | |
6/25/24 20:39 | 6/21/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -19,791 | 131.94 | 0 | -150 | -12 | 1,105 | I | | | | | | | | | | | | | | |
6/25/24 19:21 | 6/21/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | H | See Rema | P | 164 | 8.21 | 0 | 20 | 25 | 100 | D | | | | | | | | | | | | | | |
6/25/24 16:56 | 6/21/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,936 | 34.69 | 0 | -142 | -1 | 11,766 | I | | | | | | | | | | | | | | |
6/25/24 16:40 | 6/24/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | S | -86 | 296.98 | 0 | 0 | -7 | 4 | D | | | | | | | | | | | | | | |
6/24/24 12:48 | 6/21/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 4,559 | 22.80 | 0 | 200 | 0 | 92,787 | D | | | | | | | | | | | | | | |
6/21/24 16:30 | 6/18/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,090 | 35.34 | 0 | -116 | -1 | 11,908 | I | | | | | | | | | | | | | | |
6/20/24 16:30 | 6/20/24 | TGAN | Transphorm, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Phorm Investors L.P. | NY | T | | S | -124,501 | 5.10 | 0 | -24,412 | -100 | 0 | I | | | | | | | | | | | | | | |
6/20/24 10:36 | 6/14/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | M.d | 0 | 0.00 | 0 | 7 | 0 | 4,173 | D | | | | | | | | | | | | | | |
6/20/24 07:43 | 6/18/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 2,229 | 22.29 | 0 | 100 | 0 | 92,587 | D | | | | | | | | | | | | | | |
6/18/24 17:46 | 6/14/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,218 | 36.10 | 0 | -228 | -2 | 12,024 | I | | | | | | | | | | | | | | |
6/17/24 18:17 | 6/13/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Charles K. Huebner Trust | TX | H | See Rema | P | 99 | 7.95 | 0 | 13 | 32 | 52 | D | | | | | | | | | | | | | | |
6/17/24 16:19 | 6/17/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -34 | 31.47 | 0 | -1 | -3 | 32 | D | | | | | | | | | | | | | | |
6/17/24 16:07 | 6/17/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -31 | 31.43 | 0 | -1 | 0 | 299 | D | | | | | | | | | | | | | | |
6/14/24 17:02 | 6/12/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,018 | 38.46 | 0 | -208 | -2 | 12,252 | I | | | | | | | | | | | | | | |
6/12/24 19:54 | 6/11/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | DT | | S | -1,219 | 44.34 | 0 | -28 | -100 | 0 | D | | | | | | | | | | | | | | |
6/12/24 19:53 | 9/27/21 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | DT | | S.am | -1,527 | 43.63 | 0 | -35 | -56 | 28 | D | | | | | | | | | | | | | | |