3/27/25 17:55 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | S | -1,094 | 12.16 | 0 | -90 | -30 | 214 | D | | | | | | | | | | | | | | |
3/27/25 17:36 | 3/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -6 | 10.52 | 0 | -1 | -5 | 12 | D | | | | | | | | | | | | | | |
3/27/25 17:18 | 3/25/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | S.m | -84 | 10.53 | 0 | -8 | -5 | 159 | M | | | | | | | | | | | | | | |
3/26/25 17:58 | 3/24/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S | -16,978 | 153.17 | 0 | -111 | -7 | 1,400 | D | | | | | | | | | | | | | | |
3/26/25 16:56 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S | -246 | 12.28 | 0 | -20 | -5 | 349 | D | | | | | | | | | | | | | | |
3/24/25 21:31 | 3/20/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | S | -715 | 11.92 | 0 | -60 | -16 | 304 | D | | | | | | | | | | | | | | |
3/24/25 18:30 | 3/20/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | S.m | -82 | 10.45 | 0 | -8 | -4 | 167 | I | | | | | | | | | | | | | | |
3/24/25 09:38 | 3/21/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | P | 7 | 143.50 | 0 | 0 | 0 | 11 | D | | | | | | | | | | | | | | |
3/21/25 18:50 | 3/19/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | S | -71,001 | 142.00 | 0 | -500 | -1 | 40,105 | D | | | | | | | | | | | | | | |
3/21/25 16:37 | 3/19/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | S | -126 | 50.04 | 0 | -3 | -1 | 291 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 4/29/21 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | S | -253 | 259.53 | 0 | -1 | -10 | 9 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 7/31/17 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | S | -4,871 | 144.56 | 0 | -34 | -20 | 134 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/13/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | M.d | 0 | 0.00 | 0 | 258 | | 170 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/14/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | S.dm | -5,860 | 45.40 | 0 | -129 | -43 | 170 | D | | | | | | | | | | | | | | |
3/17/25 18:42 | 3/13/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Soto Alexandra | NY | O | COO | M.d | 0 | 0.00 | 0 | 111 | 124 | 200 | D | | | | | | | | | | | | | | |
3/17/25 18:42 | 3/13/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | M.d | 0 | 0.00 | 0 | 254 | 401 | 318 | D | | | | | | | | | | | | | | |
3/17/25 17:35 | 3/13/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -393 | 286.20 | 0 | -1 | 0 | 15,014 | D | | | | | | | | | | | | | | |
3/14/25 09:30 | 3/12/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | P | 72 | 144.00 | 0 | 1 | 5 | 11 | D | | | | | | | | | | | | | | |
3/13/25 20:14 | 3/11/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Bhutani Ashish | CA | D | | P | 1,413 | 141.33 | 0 | 10 | 77 | 23 | D | | | | | | | | | | | | | | |
3/13/25 17:38 | 3/11/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,136 | 283.39 | 0 | -18 | 0 | 15,015 | D | | | | | | | | | | | | | | |
3/13/25 17:13 | 3/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -32 | 158.27 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
3/11/25 19:20 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | H | See Rema | M.d | 0 | 0.00 | 0 | 63 | 19 | 389 | D | | | | | | | | | | | | | | |
3/11/25 19:19 | 3/10/25 | CRGY | Crescent Energy Co | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -29,222 | 9.91 | 0 | -2,949 | -10 | 26,758 | I | | | | | | | | | | | | | | |
3/11/25 16:22 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Jensen Richard J. | TX | O | EVP,Head | M.d | 0 | 0.00 | 0 | 14 | 29 | 64 | D | | | | | | | | | | | | | | |
3/11/25 16:20 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | M.d | 0 | 0.00 | 0 | 29 | 19 | 183 | D | | | | | | | | | | | | | | |
3/11/25 11:09 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | M.d | 0 | 0.00 | 0 | 180 | 3 | 6,433 | D | | | | | | | | | | | | | | |
3/10/25 16:28 | 3/7/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | S | -255 | 43.16 | 0 | -6 | -5 | 105 | D | | | | | | | | | | | | | | |
3/7/25 19:37 | 3/7/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | M.d | 0 | 0.00 | 0 | 0 | 0 | 209 | D | | | | | | | | | | | | | | |
3/7/25 18:09 | 3/5/25 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | S | -197,760 | 32.96 | 0 | -6,000 | -24 | 19,261 | I | | | | | | | | | | | | | | |
3/7/25 17:15 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | M.d | 0 | 0.00 | 0 | 17 | 4 | 461 | D | | | | | | | | | | | | | | |
3/7/25 17:13 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Padiyar Kavita | FL | O | GC,Corp. | M.d | 0 | 0.00 | 0 | 2 | 14 | 18 | D | | | | | | | | | | | | | | |
3/7/25 17:10 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | M.d | 0 | 0.00 | 0 | 7 | 6 | 119 | D | | | | | | | | | | | | | | |
3/7/25 17:07 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Alvingham Karen L. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 12 | 11 | D | | | | | | | | | | | | | | |
3/7/25 17:05 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Churchill Dwight D. | FL | D | | M.d | 0 | 0.00 | 0 | 2 | 6 | 27 | D | | | | | | | | | | | | | | |
3/7/25 17:04 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Matos Rodriguez Felix V. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 52 | 3 | D | | | | | | | | | | | | | | |
3/7/25 17:03 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 9 | 15 | D | | | | | | | | | | | | | | |
3/7/25 17:02 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Ryan David Christopher | FL | D | | M.d | 0 | 0.00 | 0 | 1 | 61 | 3 | D | | | | | | | | | | | | | | |
3/7/25 17:01 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Starr Loren M | FL | D | | M.d | 0 | 0.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
3/7/25 16:19 | 3/5/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | S | -131 | 50.32 | 0 | -3 | -1 | 293 | D | | | | | | | | | | | | | | |
3/6/25 21:06 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -16,100 | 161.00 | 0 | -100 | -9 | 1,076 | I | | | | | | | | | | | | | | |
3/6/25 20:57 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -16,099 | 160.99 | 0 | -100 | -8 | 1,150 | I | | | | | | | | | | | | | | |
3/6/25 20:11 | 3/4/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Blatherwick Nell M. | TX | H | See Rema | M.d | 0 | 0.00 | 0 | 190 | 106 | 369 | D | | | | | | | | | | | | | | |
3/6/25 17:14 | 3/5/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -2,729 | 301.10 | 0 | -9 | 0 | 15,033 | D | | | | | | | | | | | | | | |
3/6/25 16:57 | 3/4/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Coussens Amanda N. | TX | O | EVP,CFO | M.d | 0 | 0.00 | 0 | 77 | | 77 | D | | | | | | | | | | | | | | |
3/6/25 16:46 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -16 | 38.23 | 0 | 0 | -1 | 36 | D | | | | | | | | | | | | | | |
3/6/25 16:26 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | S | -153 | 37.49 | 0 | -4 | -3 | 138 | D | | | | | | | | | | | | | | |
3/6/25 16:23 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | S | -260 | 37.57 | 0 | -7 | -4 | 185 | D | | | | | | | | | | | | | | |
3/6/25 16:21 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | S | -33 | 38.25 | 0 | -1 | -2 | 56 | D | | | | | | | | | | | | | | |
3/6/25 16:19 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -506 | 37.59 | 0 | -13 | -4 | 323 | D | | | | | | | | | | | | | | |
3/6/25 13:54 | 1/8/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -457 | 47.06 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
3/6/25 13:21 | 12/11/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S.a | -57 | 47.45 | 0 | -1 | -4 | 32 | D | | | | | | | | | | | | | | |
3/6/25 09:46 | 3/5/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | P | 73 | 146.00 | 0 | 1 | 5 | 10 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | M.d | 0 | 0.00 | 0 | 15 | 25 | 75 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | M.d | 0 | 0.00 | 0 | 19 | 187 | 29 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Meates Helen T | NY | O | CFO | M.d | 0 | 0.00 | 0 | 12 | 26 | 60 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | M.d | 0 | 0.00 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
3/5/25 16:54 | 3/3/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | M.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
3/5/25 12:49 | 3/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 1,957 | 19.57 | 0 | 100 | 0 | 93,459 | D | | | | | | | | | | | | | | |
3/4/25 20:05 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Pollock Frederick | IL | O | Chief In | M.d | 0 | 0.00 | 0 | 50 | 8 | 654 | D | | | | | | | | | | | | | | |
3/4/25 20:03 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | M.d | 0 | 0.00 | 0 | 14 | 30 | 61 | D | | | | | | | | | | | | | | |
3/4/25 20:02 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | M.d | 0 | 0.00 | 0 | 38 | 65 | 96 | D | | | | | | | | | | | | | | |
3/4/25 20:01 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Hurse Sandra | IL | O | CHRO | M.d | 0 | 0.00 | 0 | 33 | 120 | 61 | D | | | | | | | | | | | | | | |
3/4/25 17:05 | 2/28/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,055 | 312.48 | 0 | -16 | 0 | 15,043 | D | | | | | | | | | | | | | | |
3/4/25 13:57 | 2/28/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Lo Andrew Tak Shing | GA | O | Senior M | M.d | 0 | 0.00 | 0 | 79 | 13 | 689 | D | | | | | | | | | | | | | | |
3/3/25 17:45 | 2/27/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -175 | 1.04 | 0 | -169 | -2 | 7,412 | I | | | | | | | | | | | | | | |
3/3/25 09:58 | 2/28/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | P | 39 | 144.00 | 0 | 0 | 3 | 10 | D | | | | | | | | | | | | | | |
2/28/25 16:34 | 2/26/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,437 | 323.10 | 0 | -4 | 0 | 15,059 | D | | | | | | | | | | | | | | |
2/27/25 17:25 | 2/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Fahy Kathryn | CA | O | SVP,CFO | S | -89 | 11.07 | 0 | -8 | -10 | 74 | D | | | | | | | | | | | | | | |
2/26/25 19:21 | 2/24/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -105 | 1.04 | 0 | -100 | -1 | 7,581 | I | | | | | | | | | | | | | | |
2/26/25 17:23 | 2/24/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,702 | 322.71 | 0 | -18 | 0 | 15,063 | D | | | | | | | | | | | | | | |
2/24/25 17:06 | 2/20/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,212 | 327.70 | 0 | -10 | 0 | 15,081 | D | | | | | | | | | | | | | | |
2/24/25 16:38 | 2/20/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | S | -1,978 | 13.00 | 0 | -152 | -7 | 2,021 | I | | | | | | | | | | | | | | |
2/21/25 19:24 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | M.d | 0 | 0.00 | 0 | 7 | | 4 | D | | | | | | | | | | | | | | |
2/21/25 19:24 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | S.d | -260 | 74.00 | 0 | -4 | -47 | 4 | D | | | | | | | | | | | | | | |
2/21/25 19:22 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 38 | 21 | 219 | D | | | | | | | | | | | | | | |
2/21/25 19:22 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | S.d | -1,223 | 74.00 | 0 | -17 | -7 | 219 | D | | | | | | | | | | | | | | |
2/21/25 19:20 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | M.d | 0 | 0.00 | 0 | 12 | 107 | 23 | D | | | | | | | | | | | | | | |
2/21/25 19:20 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | S.d | -426 | 74.00 | 0 | -6 | -20 | 23 | D | | | | | | | | | | | | | | |
2/21/25 19:19 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | M.d | 0 | 0.00 | 0 | 59 | 39 | 209 | D | | | | | | | | | | | | | | |
2/21/25 19:19 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | S.d | -719 | 74.00 | 0 | -10 | -4 | 209 | D | | | | | | | | | | | | | | |
2/21/25 19:18 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | M.d | 0 | 0.00 | 0 | 3 | | 1 | D | | | | | | | | | | | | | | |
2/21/25 19:18 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | S.d | -95 | 74.00 | 0 | -1 | -51 | 1 | D | | | | | | | | | | | | | | |
2/21/25 19:16 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | M.d | 0 | 0.00 | 0 | 19 | 52 | 55 | D | | | | | | | | | | | | | | |
2/21/25 19:16 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | S.d | -645 | 74.00 | 0 | -9 | -14 | 55 | D | | | | | | | | | | | | | | |
2/21/25 19:15 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | M.d | 0 | 0.00 | 0 | 12 | | 6 | D | | | | | | | | | | | | | | |
2/21/25 19:15 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | S.d | -419 | 74.00 | 0 | -6 | -47 | 6 | D | | | | | | | | | | | | | | |
2/21/25 19:13 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | M.d | 0 | 0.00 | 0 | 57 | 41 | 198 | D | | | | | | | | | | | | | | |
2/21/25 19:13 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | S.d | -696 | 74.00 | 0 | -9 | -5 | 198 | D | | | | | | | | | | | | | | |
2/21/25 19:10 | 2/21/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | S | -184 | 72.30 | 0 | -3 | -27 | 7 | D | | | | | | | | | | | | | | |
2/21/25 18:55 | 2/20/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | S | -614 | 61.43 | 0 | -10 | 0 | 3,214 | I | | | | | | | | | | | | | | |
2/21/25 18:53 | 2/19/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | S | -34 | 63.00 | 0 | -1 | -28 | 1 | D | | | | | | | | | | | | | | |
2/21/25 16:43 | 2/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | S | -2,499 | 539.07 | 0 | -5 | -38 | 8 | D | | | | | | | | | | | | | | |
2/20/25 19:05 | 2/18/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | M.d | 0 | 0.00 | 0 | 17 | New | 17 | D | | | | | | | | | | | | | | |
2/20/25 19:04 | 2/18/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | M.d | 0 | 0.00 | 0 | 45 | New | 45 | D | | | | | | | | | | | | | | |
2/20/25 19:02 | 2/18/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | M.d | 0 | 0.00 | 0 | 150 | New | 150 | D | | | | | | | | | | | | | | |
2/20/25 19:00 | 2/18/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | M.d | 0 | 0.00 | 0 | 160 | 999% | 160 | D | | | | | | | | | | | | | | |
2/20/25 18:01 | 2/18/25 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | S.m | -13,265 | 53.06 | 0 | -250 | -19 | 1,095 | D | | | | | | | | | | | | | | |
2/20/25 17:36 | 2/18/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,645 | 327.41 | 0 | -14 | 0 | 15,091 | D | | | | | | | | | | | | | | |
2/20/25 16:52 | 2/18/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | P | 62 | 164.84 | 0 | 0 | 1 | 45 | M | | | | | | | | | | | | | | |
2/20/25 16:05 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | S | -551 | 551.44 | 0 | -1 | -6 | 15 | I | | | | | | | | | | | | | | |
2/20/25 16:04 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | S | -4,392 | 548.94 | 0 | -8 | -55 | 7 | D | | | | | | | | | | | | | | |
2/19/25 19:56 | 2/18/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Colson Eric R | WI | DOT | CEO | M.d | 0 | 0.00 | 0 | 27 | 11 | 281 | D | | | | | | | | | | | | | | |
2/19/25 19:50 | 2/18/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Gottlieb Jason A | WI | O | P | M.d | 0 | 0.00 | 0 | 27 | 20 | 162 | D | | | | | | | | | | | | | | |
2/19/25 19:48 | 2/18/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Krein Christopher J | WI | O | EVP | M.d | 0 | 0.00 | 0 | 18 | 28 | 82 | D | | | | | | | | | | | | | | |
2/19/25 19:15 | 2/15/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Wiater Christina | MA | O | PFO , PA | M.d | 0 | 0.00 | 0 | 5 | 37 | 19 | D | | | | | | | | | | | | | | |
2/19/25 19:10 | 2/15/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | CLO,CAO | M.d | 0 | 0.00 | 0 | 16 | 11 | 166 | D | | | | | | | | | | | | | | |
2/19/25 19:05 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | See Rema | M.d | 0 | 0.00 | 0 | 61 | 221 | 89 | D | | | | | | | | | | | | | | |
2/19/25 18:32 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 83 | 13 | 721 | D | | | | | | | | | | | | | | |
2/19/25 18:29 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | M.d | 0 | 0.00 | 0 | 47 | 25 | 238 | D | | | | | | | | | | | | | | |
2/19/25 18:28 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Weeber Robert | NY | O | P,Intl. | M.d | 0 | 0.00 | 0 | 45 | 10 | 511 | D | | | | | | | | | | | | | | |
2/19/25 18:26 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Yarad Stephen D. | NY | O | CFO | M.d | 0 | 0.00 | 0 | 48 | 251 | 67 | D | | | | | | | | | | | | | | |
2/19/25 18:22 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Graham Colleen A | NY | O | Global G | M.d | 0 | 0.00 | 0 | 53 | 460 | 65 | D | | | | | | | | | | | | | | |
2/18/25 17:44 | 2/14/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -1,055 | 328.90 | 0 | -3 | 0 | 15,105 | D | | | | | | | | | | | | | | |
2/18/25 17:27 | 2/13/25 | SHEN | Shenandoah Telecommunications Co/Va/ | DE | Financ | InvAdv | Investment Advice | Gcm Grosvenor Inc. | IL | DH | See Expl | M.d | 0 | 0.00 | 0 | 5 | 0 | 4,105 | I | | | | | | | | | | | | | | |
2/18/25 13:34 | 2/14/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | M.d | 94 | 79.71 | 0 | 1 | 9 | 14 | D | | | | | | | | | | | | | | |
2/18/25 13:34 | 2/14/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | S.d | -127 | 107.87 | 0 | -1 | -8 | 14 | D | | | | | | | | | | | | | | |
2/14/25 20:11 | 2/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -36 | 178.97 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
2/14/25 19:10 | 2/12/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | S | -523 | 523.13 | 0 | -1 | -6 | 16 | I | | | | | | | | | | | | | | |
2/14/25 16:51 | 2/12/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Rogers Hartley R. | PA | DOT | Exec Co- | S.d | -1,631 | 159.00 | 0 | -10 | 0 | 6,761 | M | | | | | | | | | | | | | | |
2/14/25 16:47 | 2/12/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | S.m | -6,740 | 53.92 | 0 | -125 | -41 | 183 | M | | | | | | | | | | | | | | |
2/14/25 16:38 | 2/12/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,179 | 325.36 | 0 | -10 | 0 | 15,108 | D | | | | | | | | | | | | | | |
2/14/25 16:28 | 2/13/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -791 | 158.28 | 0 | -5 | -1 | 377 | D | | | | | | | | | | | | | | |
2/12/25 17:18 | 2/10/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -552 | 325.53 | 0 | -2 | 0 | 15,118 | D | | | | | | | | | | | | | | |
2/12/25 09:50 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Nelson Joshua B | MD | O | VP | M.d | 100 | 70.53 | 0 | 1 | 2 | 78 | D | | | | | | | | | | | | | | |
2/12/25 09:49 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Husain Arif | MD | H | VP | M.d | 308 | 74.84 | 0 | 4 | 13 | 37 | D | | | | | | | | | | | | | | |
2/12/25 09:49 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Husain Arif | MD | H | VP | S.d | -449 | 109.27 | 0 | -4 | -10 | 37 | D | | | | | | | | | | | | | | |
2/11/25 11:14 | 2/10/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Sawyer Dorothy C | MD | H | VP | M.d | 130 | 79.71 | 0 | 2 | 4 | 48 | D | | | | | | | | | | | | | | |
2/10/25 20:01 | 2/6/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Co-P | S | -14,999 | 190.02 | 0 | -79 | -6 | 1,150 | D | | | | | | | | | | | | | | |
2/10/25 18:45 | 2/6/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | S | -3,242 | 540.29 | 0 | -6 | -24 | 19 | I | | | | | | | | | | | | | | |
2/10/25 17:59 | 2/7/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | S | -215 | 38.81 | 0 | -6 | -3 | 179 | D | | | | | | | | | | | | | | |
2/10/25 17:26 | 2/6/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -272 | 1.93 | 0 | -141 | -2 | 7,682 | I | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/7/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Pensa Paul | NY | O | Contr,Pr | S | -524 | 281.23 | 0 | -2 | -25 | 6 | D | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/6/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -15,521 | 278.04 | 0 | -56 | -3 | 1,643 | D | | | | | | | | | | | | | | |
2/10/25 16:54 | 2/6/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,051 | 326.61 | 0 | -9 | 0 | 15,119 | D | | | | | | | | | | | | | | |
2/7/25 17:00 | 2/6/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | M.d | 0 | 0.00 | 0 | 0 | 3 | 10 | D | | | | | | | | | | | | | | |
2/6/25 20:50 | 2/6/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 1 | 0 | 198 | D | | | | | | | | | | | | | | |
2/6/25 16:58 | 2/4/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,751 | 326.45 | 0 | -8 | 0 | 15,129 | D | | | | | | | | | | | | | | |
2/4/25 17:47 | 2/3/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -563 | 327.89 | 0 | -2 | 0 | 15,137 | D | | | | | | | | | | | | | | |
1/31/25 17:28 | 1/29/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -305 | 1.95 | 0 | -157 | -2 | 7,823 | I | | | | | | | | | | | | | | |
1/28/25 19:16 | 1/24/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -210 | 1.90 | 0 | -110 | -1 | 7,979 | I | | | | | | | | | | | | | | |
1/28/25 17:23 | 1/24/25 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | S.d | -16,984 | 26.10 | 0 | -651 | -100 | 0 | M | | | | | | | | | | | | | | |
1/17/25 17:40 | 1/15/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -318 | 2.46 | 0 | -129 | -2 | 8,090 | I | | | | | | | | | | | | | | |
1/16/25 09:30 | 1/15/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Robert W. Sharps | MD | O | CEO,P | M.d | 100 | 79.71 | 0 | 1 | 0 | 526 | D | | | | | | | | | | | | | | |
1/15/25 18:14 | 1/13/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Winkelried Jon | TX | DOT | CEO | M.d | 0 | 0.00 | 0 | 584 | 20 | 3,529 | D | | | | | | | | | | | | | | |
1/15/25 17:36 | 1/14/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | S | -105 | 61.91 | 0 | -2 | -10 | 16 | D | | | | | | | | | | | | | | |
1/14/25 19:33 | 1/10/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -759 | 2.67 | 0 | -284 | -3 | 8,219 | I | | | | | | | | | | | | | | |
1/13/25 16:25 | 1/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -33 | 165.63 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
1/7/25 19:33 | 1/3/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -412 | 47.00 | 0 | -9 | -52 | 8 | D | | | | | | | | | | | | | | |
1/6/25 19:21 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | Vice CB | S.dm | -260 | 8.23 | 0 | -32 | 0 | 7,085 | D | | | | | | | | | | | | | | |
1/6/25 19:20 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Behling Garrett | UT | O | Chief Ac | S.m | -18 | 8.23 | 0 | -2 | -5 | 46 | D | | | | | | | | | | | | | | |
1/6/25 19:19 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | S.dm | -77 | 8.23 | 0 | -9 | -2 | 500 | D | | | | | | | | | | | | | | |
1/6/25 19:18 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | S.dm | -1,128 | 8.23 | 0 | -137 | 0 | 32,440 | D | | | | | | | | | | | | | | |
1/6/25 19:16 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | S.dm | -166 | 8.23 | 0 | -20 | -1 | 2,826 | D | | | | | | | | | | | | | | |
1/6/25 19:14 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | S.dm | -284 | 8.23 | 0 | -34 | -1 | 5,891 | D | | | | | | | | | | | | | | |
1/3/25 17:02 | 1/1/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Churchill Dwight D. | FL | D | | M.d | 0 | 0.00 | 0 | 0 | 1 | 26 | D | | | | | | | | | | | | | | |
1/3/25 17:01 | 1/1/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jeffery Reuben III | FL | D | | M.d | 0 | 0.00 | 0 | 0 | 0 | 34 | D | | | | | | | | | | | | | | |
1/3/25 17:00 | 1/1/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | M.d | 0 | 0.00 | 0 | 0 | 0 | 14 | D | | | | | | | | | | | | | | |
1/2/25 16:12 | 12/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | M.d | 0 | 0.00 | 0 | 4 | 17 | 28 | D | | | | | | | | | | | | | | |
1/2/25 16:11 | 12/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Masters Blythe | IL | D | | M.d | 0 | 0.00 | 0 | 8 | 10 | 85 | D | | | | | | | | | | | | | | |
12/31/24 10:40 | 12/27/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -52 | 46.03 | 0 | -1 | -6 | 17 | D | | | | | | | | | | | | | | |
12/30/24 17:36 | 12/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -48 | 11.82 | 0 | -4 | -10 | 35 | D | | | | | | | | | | | | | | |
12/30/24 17:04 | 12/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S | -323 | 12.94 | 0 | -25 | -7 | 325 | D | | | | | | | | | | | | | | |
12/30/24 16:06 | 12/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Blatherwick Nell M. | TX | H | See Rema | M.d | 270 | 2.03 | 0 | 133 | | 82 | D | | | | | | | | | | | | | | |
12/30/24 13:52 | 12/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -4 | 12.02 | 0 | 0 | -3 | 12 | D | | | | | | | | | | | | | | |
12/27/24 17:00 | 12/23/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | S.d | -707 | 12.72 | 0 | -56 | -14 | 344 | D | | | | | | | | | | | | | | |
12/27/24 11:17 | 12/24/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -375 | 46.01 | 0 | -8 | -31 | 18 | D | | | | | | | | | | | | | | |
12/26/24 17:54 | 12/23/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -70 | 12.00 | 0 | -6 | -13 | 40 | M | | | | | | | | | | | | | | |
12/23/24 17:11 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | S | -606 | 8.00 | 0 | -76 | -1 | 12,362 | D | | | | | | | | | | | | | | |
12/23/24 16:31 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | S | -606 | 8.00 | 0 | -76 | -1 | 10,014 | D | | | | | | | | | | | | | | |
12/23/24 16:31 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | S | -606 | 8.00 | 0 | -76 | -1 | 12,361 | D | | | | | | | | | | | | | | |
12/23/24 16:29 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | S | -606 | 8.00 | 0 | -76 | -1 | 9,861 | D | | | | | | | | | | | | | | |
12/23/24 15:51 | 12/20/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | P | 152 | 152.25 | 0 | 1 | 12 | 9 | D | | | | | | | | | | | | | | |
12/20/24 17:24 | 12/18/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -73 | 11.98 | 0 | -6 | -12 | 46 | D | | | | | | | | | | | | | | |
12/20/24 17:02 | 12/19/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | S | -127 | 11.44 | 0 | -11 | -14 | 70 | D | | | | | | | | | | | | | | |
12/20/24 16:47 | 12/20/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -79 | 45.09 | 0 | -2 | -6 | 26 | D | | | | | | | | | | | | | | |
12/19/24 16:06 | 12/17/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | S.m | -108 | 12.06 | 0 | -9 | -10 | 82 | D | | | | | | | | | | | | | | |
12/18/24 19:42 | 12/16/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.d | -663 | 13.26 | 0 | -50 | -1 | 4,967 | I | | | | | | | | | | | | | | |
12/18/24 17:04 | 12/16/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -102 | 46.04 | 0 | -2 | -7 | 28 | D | | | | | | | | | | | | | | |
12/18/24 16:28 | 12/17/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -5 | 12.46 | 0 | 0 | -3 | 13 | D | | | | | | | | | | | | | | |
12/18/24 16:20 | 12/16/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -36 | 13.36 | 0 | -3 | -5 | 52 | D | | | | | | | | | | | | | | |
12/18/24 16:11 | 12/17/24 | GAIIX | Gladstone Alternative Income Fund | DE | Financ | InvAdv | Investment Advice | Gladstone David | VA | OTH | CEO | P | 5,000 | 10.00 | 0 | 500 | 98 | 1,010 | I | | | | | | | | | | | | | | |
12/16/24 17:10 | 12/13/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | S | -1,137 | 352.89 | 0 | -3 | -16 | 17 | D | | | | | | | | | | | | | | |
12/16/24 16:48 | 12/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -36 | 180.57 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
12/16/24 16:32 | 12/12/24 | LOAR | Loar Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings IV L.P. | NY | T | | S | -27,233 | 81.18 | 0 | -335 | -50 | 339 | I | | | | | | | | | | | | | | |
12/16/24 13:42 | 12/13/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Gusky Adam Samuel | FL | D | | P.m | 78 | 7.76 | 0 | 10 | 20 | 59 | D | | | | | | | | | | | | | | |
12/13/24 20:10 | 11/27/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S.m | -2,623 | 180.16 | 0 | -15 | -3 | 542 | D | | | | | | | | | | | | | | |
12/13/24 19:30 | 12/12/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -2,014 | 13.43 | 0 | -150 | -75 | 50 | I | | | | | | | | | | | | | | |
12/13/24 13:55 | 12/12/24 | GAIIX | Gladstone Alternative Income Fund | DE | Financ | InvAdv | Investment Advice | Gladstone David | VA | OTH | CEO | P | 2,500 | 10.00 | 0 | 250 | 96 | 510 | I | | | | | | | | | | | | | | |
12/13/24 10:22 | 12/11/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -128 | 47.45 | 0 | -3 | -8 | 30 | D | | | | | | | | | | | | | | |
12/12/24 16:17 | 12/10/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S | -395,255 | 34.37 | 0 | -11,500 | -32 | 23,923 | I | | | | | | | | | | | | | | |
12/11/24 20:50 | 12/9/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -7,684 | 13.36 | 0 | -575 | -74 | 200 | I | | | | | | | | | | | | | | |
12/11/24 18:10 | 12/6/24 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Wong Yun Pun Felix | CA | D | | S | -2 | 4.00 | 0 | -1 | -3 | 19 | D | | | | | | | | | | | | | | |
12/11/24 18:07 | 12/5/24 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Chan Brian Chung Yau | CA | D | | S | -46 | 3.28 | 0 | -14 | -50 | 14 | D | | | | | | | | | | | | | | |
12/11/24 16:51 | 12/9/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | S | -86,951 | 173.90 | 0 | -500 | -7 | 6,927 | I | | | | | | | | | | | | | | |
12/11/24 16:25 | 12/10/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -1,737 | 173.66 | 0 | -10 | -3 | 307 | D | | | | | | | | | | | | | | |
12/11/24 16:24 | 12/10/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Tanguy Louis-Jacques | NY | O | Chief Ac | S | -441 | 176.50 | 0 | -3 | -10 | 23 | D | | | | | | | | | | | | | | |
12/11/24 11:14 | 12/10/24 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Thomson Andrew Justin Mackenzie | MD | O | VP | S | -499 | 123.35 | 0 | -4 | -3 | 120 | D | | | | | | | | | | | | | | |
12/10/24 21:14 | 12/9/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -981 | 180.14 | 0 | -5 | -1 | 556 | D | | | | | | | | | | | | | | |
12/10/24 21:13 | 12/6/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Head of | S.m | -53,147 | 177.16 | 0 | -300 | -22 | 1,075 | D | | | | | | | | | | | | | | |
12/10/24 19:41 | 12/9/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S.m | -172 | 47.60 | 0 | -4 | -10 | 33 | D | | | | | | | | | | | | | | |