Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
8/30/24 21:25	8/28/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-8,099	145.35	-56	-4	1,375	I
8/30/24 21:24	8/28/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-8,104	145.34	-56	-5	1,180	I
8/30/24 21:24	8/29/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-7,050	145.59	-48	-4	1,207	I
8/30/24 17:00	8/29/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		S.m	-1,924	123.42	-16	-87	2	D
8/30/24 16:10	8/29/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	14	5.22	3	7	40	D
8/30/24 16:02	8/28/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	M.d	4,990	126.89	39		23	M
8/30/24 16:02	8/28/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-6,881	441.56	-16	-40	23	M
8/30/24 13:28	8/29/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	1,984	19.84	100	0	93,292	D
8/30/24 08:10	8/28/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	DO	P,CEO	P	250	19.66	13	0	5,877	I
8/29/24 16:40	8/27/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,547	311.30	-11	0	15,448	D
8/29/24 09:41	8/27/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-25	4.25	-6	-1	422	D
8/28/24 16:05	8/27/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Villani Edmond D	NY	D		S	-260	86.66	-3	-8	36	I
8/28/24 15:53	8/28/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	32	13.22	2	2	155	D
8/27/24 21:30	8/23/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-719	12.83	-56	-5	1,034	I
8/27/24 19:41	8/23/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-11,858	146.68	-81	-6	1,236	I
8/27/24 19:40	8/23/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-11,917	146.67	-81	-5	1,431	I
8/27/24 18:00	8/23/24	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Jacobs Kenneth M	NY	DO	Exec CB	S.m	-7,152	50.02	-143	-7	1,917	M
8/27/24 17:00	8/26/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Skaugen Grace Reksten	NY	D		S	-252	124.86	-2	-80	1	D
8/27/24 16:29	8/23/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,064	313.28	-13	0	15,460	D
8/27/24 16:17	8/26/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	25	5.18	5	14	38	D
8/27/24 15:46	8/26/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	184	13.20	14	10	152	D
8/26/24 16:35	8/23/24	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Zelter James C	NY	DO	Co-P (Se	S	-11,014	110.14	-100	-1	7,601	M
8/26/24 14:31	8/23/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	DO	P,CEO	P	396	20.95	19	0	5,865	I
8/23/24 16:59	8/22/24	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Stonehill Charles G.T.	TN	D		S	-139	34.87	-4	-13	26	D
8/23/24 16:58	8/22/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	17	13.15	1	1	138	D
8/23/24 16:51	8/21/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,346	312.05	-11	0	15,473	D
8/23/24 16:40	8/21/24	GTES	Gates Industrial Corp Plc	DE	Financ	InvAdv	Investment Advice	Blackstone Inc.	NY	T		S	-506,340	16.58	-30,539	-99	451	I
8/23/24 16:32	8/22/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	45	5.20	9	36	33	D
8/23/24 11:23	8/20/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Ilwaddi Holdings	NY	T		P	15	3.95	4	0	18,099	I
8/22/24 21:30	8/20/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-156	12.82	-12	-1	1,090	I
8/22/24 19:52	8/20/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-7,870	144.21	-55	-3	1,512	I
8/22/24 19:51	8/20/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-7,892	144.21	-55	-4	1,317	I
8/22/24 19:49	8/20/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-5,986	144.21	-42	-3	1,255	I
8/22/24 16:49	8/21/24	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Lalonde Timothy Gilbert	NY	O	CFO	S	-895	238.72	-4	-8	41	D
8/22/24 10:41	8/20/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Moran Kevin P.	NY	O	P,COO	S	-550	4.00	-138	-83	28	D
8/22/24 10:41	8/20/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-23	4.04	-6	-1	428	D
8/21/24 17:03	8/19/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-1,280	315.85	-4	0	15,484	D
8/21/24 16:19	8/20/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	37	5.10	7	44	24	D
8/20/24 18:24	8/19/24	JHG	Janus Henderson Group Plc	Y9	Financ	InvAdv	Investment Advice	Rosenberg Michelle	X0	O	CAO,GC	S	-279	36.51	-8	-8	89	D
8/20/24 18:18	8/19/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	M.d	14,898	74.49	200	106	388	D
8/20/24 18:18	8/19/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	S.dm	-3,128	170.94	-18	-5	388	D
8/20/24 18:15	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	M.d	9,497	74.49	128		84	D
8/20/24 18:15	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	S.d	-827	172.71	-5	-5	84	D
8/20/24 18:13	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Jamal Rizwan M	FL	O	Head of	M.d	31,942	74.49	429		199	D
8/20/24 18:13	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Jamal Rizwan M	FL	O	Head of	S.d	-1,491	172.89	-9	-4	199	D
8/20/24 17:12	8/20/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-30	152.49	0	-3	7	D
8/20/24 16:00	8/19/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	38	13.14	3	2	137	D
8/20/24 14:23	8/16/24	ABIO	Arca Biopharma, Inc.	Y9	Financ	InvAdv	Investment Advice	Janus Henderson Group Plc	X0	T		P	17	2.93	6	0	2,117	I
8/19/24 21:38	8/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.dm	-8,493	145.19	-58	-4	1,297	I
8/19/24 21:36	8/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.dm	-8,487	145.19	-58	-4	1,567	I
8/19/24 21:35	8/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.dm	-8,518	145.19	-59	-4	1,371	I
8/19/24 21:30	8/15/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-1,428	11.95	-119	-10	1,102	I
8/19/24 16:59	8/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Pollock Frederick	IL	O	Chief In	M.d	0	0.00	103	20	616	D
8/19/24 16:58	8/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Levin Jonathan Reisin	IL	DO	P	M.d	0	0.00	155	43	518	D
8/19/24 16:40	8/15/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,656	313.96	-15	0	15,488	D
8/19/24 16:24	8/16/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	38	5.05	7	81	17	D
8/19/24 12:08	8/16/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-10	4.07	-2	-1	428	D
8/19/24 09:25	8/15/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-25	4.05	-6	-1	431	D
8/16/24 17:47	8/16/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Beiser Scott L	CA	DOT	CO-CB	S.d	-1,263	151.89	-8	-100	0	D
8/16/24 17:09	8/15/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Palandjian Tracy P.	FL	D		M.d	0	0.00	1	8	14	D
8/16/24 17:07	8/15/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Jeffery Reuben III	FL	D		M.d	0	0.00	1	3	34	D
8/16/24 17:06	8/15/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Matos Rodriguez Felix V.	FL	D		M.d	0	0.00	1	33	2	D
8/16/24 17:04	8/15/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Churchill Dwight D.	FL	D		M.d	0	0.00	1	5	26	D
8/16/24 17:03	8/15/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Ryan David Christopher	FL	D		M.d	0	0.00	1	53	2	D
8/16/24 17:01	8/15/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Alvingham Karen L.	FL	D		M.d	0	0.00	1	10	10	D
8/15/24 17:46	8/13/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Ilwaddi Holdings	NY	T		P.m	433	3.92	110	1	18,095	I
8/15/24 17:30	8/13/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,331	309.66	-11	0	15,502	D
8/15/24 16:13	8/14/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	21	4.97	4	83	9	D
8/14/24 17:25	8/12/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-1,673	11.59	-144	-11	1,222	I
8/14/24 15:55	8/13/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	26	12.88	2	1	134	D
8/14/24 15:30	8/13/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-2	4.00	0	0	437	D
8/13/24 17:07	8/9/24	FIP	Ftai Infrastructure Inc.	DE	Financ	InvAdv	Investment Advice	Fig Buyer Gp, LLC	NY	T		S.d	-30,731	9.04	-3,400	-27	9,176	I
8/13/24 16:55	8/9/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,092	305.45	-10	0	15,513	D
8/13/24 16:30	8/9/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S	-3,079	41.53	-74	-1	8,260	I
8/12/24 17:01	8/9/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	40	12.87	3	2	132	D
8/12/24 10:51	8/8/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Laird James F Jr	OH	D		S	-451	150.20	-3	-11	25	D
8/12/24 10:00	8/9/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-1	4.00	0	0	437	D
8/9/24 21:00	8/7/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-1,120	11.36	-99	-7	1,366	I
8/9/24 18:24	8/7/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Finley John G	NY	O	GC	S	-4,611	131.74	-35	-7	477	D
8/9/24 17:24	8/7/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,357	304.43	-11	0	15,523	D
8/9/24 16:15	8/7/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-7,505	40.59	-185	-2	8,334	I
8/8/24 17:27	8/7/24	AFL	Aflac Inc	DE	Financ	InvAdv	Investment Advice	Kenny Thomas J	GA	D		S	-198	98.95	-2	-10	18	D
8/8/24 16:25	8/7/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	80	12.63	6	5	129	D
8/8/24 13:49	8/6/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S.m	-11	4.02	-3	-1	438	D
8/7/24 17:08	8/6/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-2,743	302.64	-9	0	15,534	D
8/7/24 16:48	7/18/24	CSLR	Complete Solaria, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.d	-49	1.40	-35	-1	4,901	I
8/7/24 16:30	8/5/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-8,270	40.31	-205	-2	8,519	I
8/7/24 16:28	8/6/24	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Richards Pauline	NY	D		P	247	104.92	2	3	86	D
8/7/24 16:17	8/5/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	35	129.85	0	1	45	M
8/6/24 16:06	8/5/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	226	12.29	18	18	123	D
8/5/24 17:16	8/5/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Fisher John B	PA	DO	VP	S	-2,611	32.71	-80	-13	513	D
8/5/24 17:13	8/2/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Van Meter Stephen	PA	O	VP,Chief	S	-2	33.75	0	0	32	D
8/5/24 16:58	8/1/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-363	317.03	-1	0	15,543	D
8/5/24 16:30	8/1/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-16,888	41.76	-404	-4	8,724	I
8/5/24 16:00	7/31/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Payne David	NY	O	Chief Ac	S	-1,277	141.93	-9	-15	50	D
8/2/24 18:45	7/31/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Shropshire Kenneth	NY	D		S	-34	69.29	0	-5	9	D
8/2/24 18:44	7/30/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Pilcher Ciafone Katherine	NY	O	COO	S	-253	68.88	-4	-100	0	D
8/2/24 18:42	7/30/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	S.m	-7,254	68.89	-105	-100	0	M
8/2/24 17:00	8/1/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Rafferty Emily K	NY	D		S	-222	130.79	-2	-19	7	D
8/2/24 17:00	8/1/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		M.d	0	0.00	1	7	20	D
8/2/24 11:30	8/1/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	335	13.13	26	32	104	D
8/1/24 17:01	7/30/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-12,433	39.41	-315	-3	9,129	I
8/1/24 10:11	7/30/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S.m	-31	4.81	-6	-1	440	D
7/31/24 18:52	7/31/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Alvingham Karen L.	FL	D		M.d	1,004	96.16	10		9	D
7/31/24 18:46	7/31/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Palandjian Tracy P.	FL	D		M.d	113	86.78	1	11	13	D
7/31/24 17:45	7/30/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Baratta Joseph	NY	D		S	-703	140.90	-5	-1	916	D
7/31/24 17:20	7/30/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Lyons William M	IL	D		S	-244	324.83	-1	-5	15	D
7/31/24 17:11	7/31/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Dunn Daniel Joseph	IL	O	Chief Re	S	-513	320.89	-2	-11	13	D
7/31/24 16:41	7/29/24	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Carlton Pamela G	NY	D		S	-132	247.07	-1	-15	3	D
7/31/24 16:20	7/29/24	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Hogbin Christopher	TN	O	Global H	S	-446	34.87	-13	-56	10	D
7/31/24 15:39	7/30/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	84	13.30	6	9	79	D
7/30/24 17:00	7/29/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Skaugen Grace Reksten	NY	D		M.d	0	0.00	2	403	3	D
7/30/24 16:30	7/26/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-10,201	38.93	-262	-3	9,444	I
7/29/24 19:27	7/25/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	M.d	0	0.00	1	0	197	D
7/29/24 19:24	7/25/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	100	999%	105	M
7/29/24 19:20	7/25/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	M.d	0	0.00	7		0	D
7/29/24 19:20	7/25/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	S.d	-430	64.00	-7	-100	0	D
7/29/24 18:33	7/25/24	OS	Onestream, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		S.d	-48,155	18.85	-2,555	-100	0	I
7/29/24 16:02	7/26/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	153	13.16	12	19	73	D
7/29/24 15:09	7/26/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-10	5.04	-2	0	447	D
7/26/24 16:30	7/24/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-24,064	38.72	-622	-6	9,706	I
7/26/24 16:06	7/26/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Dulik Elena	NY	O	Chief Ac	S	-95	86.45	-1	-5	20	D
7/26/24 16:06	7/25/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Cheigh Jon	NY	O	Chief In	S	-1,051	84.08	-13	-7	155	D
7/26/24 15:11	7/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-9	5.01	-2	0	449	D
7/26/24 10:50	7/24/24	ABIO	Arca Biopharma, Inc.	Y9	Financ	InvAdv	Investment Advice	Janus Henderson Group Plc	X0	T		P.m	699	3.18	220	12	2,111	I
7/25/24 16:16	7/24/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	172	13.26	13	27	61	D
7/25/24 16:05	7/23/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-28	4.86	-6	-1	451	D
7/24/24 19:51	7/22/24	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Elsnab Katherine	UT	O	CFO	S.dm	-9	8.16	-1	0	414	D
7/24/24 19:50	7/22/24	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Morse Robert Randolph	UT	DOT	Exec CB	S.dm	-624	8.16	-76	0	31,837	D
7/24/24 19:49	7/22/24	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Slager Jonathan	UT	DO	CEO	S.dm	-154	8.16	-19	0	5,725	D
7/24/24 19:47	7/22/24	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Allara Dean	UT	DO	See Rema	S.dm	-138	8.16	-17	0	6,967	D
7/24/24 19:45	7/22/24	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	O'Farrell Adam	UT	DO	COO	S.dm	-91	8.16	-11	0	2,736	D
7/24/24 16:30	7/22/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-8,411	35.82	-235	-2	10,328	I
7/23/24 20:15	7/22/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Deveer R. Kipp	CA	DO	Head of	S	-6,260	150.21	-42	-4	1,075	D
7/23/24 16:42	7/22/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Simon Richard P	NY	D		S	-564	80.61	-7	-31	16	D
7/22/24 16:30	7/18/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-5,716	34.13	-168	-2	10,563	I
7/19/24 15:32	7/19/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	10	13.10	1	2	48	D
7/18/24 17:39	7/16/24	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Jacobs Kenneth M	NY	DO	Exec CB	S	-15,106	45.23	-334	-14	2,060	M
7/18/24 16:30	7/16/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-5,569	33.85	-164	-2	10,730	I
7/18/24 15:37	7/17/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	283	13.34	21	82	47	D
7/18/24 09:48	7/16/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-79	5.06	-16	-3	456	D
7/17/24 17:37	7/17/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Messemer Deborah M.	TX	D		S	-190	46.55	-4	-19	18	D
7/17/24 09:29	7/15/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	DO	P,Strate	S	-9	5.00	-2	0	472	D
7/16/24 20:17	7/12/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-4,806	31.95	-150	-1	10,895	I
7/16/24 16:15	7/16/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	13	13.12	1	4	26	D
7/15/24 18:51	7/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	M.d	0	0.00	0	4	7	D
7/15/24 18:50	7/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	M.d	0	0.00	1	2	23	D
7/15/24 18:49	7/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Brockman Dawn M.	MN	O	SVP,CONT	M.d	0	0.00	0	1	1	D
7/15/24 18:48	7/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP,CIO	M.d	0	0.00	0	3	4	D
7/12/24 19:38	7/3/24	ABIO	Arca Biopharma, Inc.	Y9	Financ	InvAdv	Investment Advice	Janus Henderson Group Plc	X0	T		P.m	1,427	3.49	409	28	1,891	I
7/12/24 16:30	7/10/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-3,764	31.12	-121	-1	11,045	I
7/12/24 15:51	7/12/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	56	12.90	4	21	25	D
7/11/24 16:54	7/9/24	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Jacobs Kenneth M	NY	DO	Exec CB	S	-2,990	40.19	-74	-3	2,394	M
7/11/24 15:23	7/10/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	1	12.53	0	0	21	D
7/11/24 11:10	7/9/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	DO	P,Strate	S	-26	4.49	-6	-1	474	D
7/10/24 16:30	7/8/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-2,538	30.30	-84	-1	11,166	I
7/9/24 16:10	7/8/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	109	12.53	9	74	20	D
7/9/24 11:37	7/3/24	ABL	Abacus Life, Inc.	DE	Financ	InvAdv	Investment Advice	McCauley William Hugh Jr	FL	O	CFO	M.d	0	0.00	50	New	50	D
7/8/24 16:30	7/3/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-3,208	31.01	-103	-1	11,250	I
7/5/24 17:59	7/3/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Baratta Joseph	NY	D		S	-14,323	123.00	-116	-11	921	D
7/5/24 16:33	6/28/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Gold Irwin	CA	DOT	CO-CB	S.d	-1,339	135.25	-10	-100	0	D
7/5/24 16:32	7/5/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	48	12.51	4	48	12	D
7/3/24 17:17	7/2/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	DO	P,Strate	S	-27	4.74	-6	-1	479	D
7/3/24 13:15	7/1/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-5,324	31.77	-168	-1	11,353	I
7/3/24 12:35	7/3/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	13	12.54	1	15	8	D
7/2/24 20:32	7/2/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Dubinsky Jason	IL	O	CFO	S	-1,020	300.11	-3	-14	20	D
7/2/24 16:49	6/30/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Masters Blythe	IL	D		M.d	0	0.00	9	16	68	D
7/2/24 16:49	6/30/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Cornelli Francesca	IL	D		M.d	0	0.00	5	32	19	D
7/2/24 15:56	7/1/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	87	12.52	7	New	7	D
7/1/24 16:51	6/28/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Lyons William M	IL	D		S	-221	294.21	-1	-5	16	D
7/1/24 16:30	6/27/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-3,205	33.27	-96	-1	11,521	I
7/1/24 10:22	6/27/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Quinif Jo Ann	OH	O	P of DHC	P	56	139.24	0	2	22	D
7/1/24 10:19	6/27/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Brilliant Heather E	OH	DO	CEO	P.m	77	139.72	1	1	47	D
6/27/24 16:30	6/25/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-4,932	33.11	-149	-1	11,617	I
6/26/24 09:05	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Corio Norma	NY	D		M.d	0	0.00	18	New	18	D
6/26/24 08:03	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Bouzarif Ali	NY	D		M.d	0	0.00	18	2	780	D
6/26/24 08:02	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Brophy Warson Tracey	NY	D		M.d	0	0.00	18	140	31	D
6/26/24 08:02	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Furlong Mark F	NY	D		M.d	0	0.00	18	73	43	D
6/26/24 08:01	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Keaney Timothy F	NY	D		M.d	0	0.00	28	29	126	D
6/26/24 08:01	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Lee Judy	NY	D		M.d	0	0.00	18	140	31	D
6/26/24 08:00	6/25/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Yu Peter	NY	DT		M.d	0	0.00	18	0	6,549	D
6/25/24 20:44	6/24/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	M.d	30	1.17	26	7	400	D
6/25/24 20:44	6/24/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S.d	-130	8.30	-16	-4	400	D
6/25/24 20:41	6/21/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S	-16,493	131.94	-125	-10	1,180	I
6/25/24 20:39	6/21/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S	-19,791	131.94	-150	-12	1,105	I
6/25/24 19:21	6/21/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	H	See Rema	P	164	8.21	20	25	100	D
6/25/24 16:56	6/21/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-4,936	34.69	-142	-1	11,766	I
6/25/24 16:40	6/24/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Tsay Caroline J	IL	D		S	-86	296.98	0	-7	4	D
6/24/24 12:48	6/21/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	4,559	22.80	200	0	92,787	D
6/21/24 16:30	6/18/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-4,090	35.34	-116	-1	11,908	I
6/20/24 16:30	6/20/24	TGAN	Transphorm, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Phorm Investors L.P.	NY	T		S	-124,501	5.10	-24,412	-100	0	I
6/20/24 10:36	6/14/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	M.d	0	0.00	7	0	4,173	D
6/20/24 07:43	6/18/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	2,229	22.29	100	0	92,587	D
6/18/24 17:46	6/14/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-8,218	36.10	-228	-2	12,024	I
6/17/24 18:17	6/13/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Charles K. Huebner Trust	TX	H	See Rema	P	99	7.95	13	32	52	D
6/17/24 16:19	6/17/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Van Meter Stephen	PA	O	VP,Chief	S	-34	31.47	-1	-3	32	D
6/17/24 16:07	6/17/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-31	31.43	-1	0	299	D
6/14/24 17:02	6/12/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-8,018	38.46	-208	-2	12,252	I
6/12/24 19:54	6/11/24	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Mitchell Steven R	NY	DT		S	-1,219	44.34	-28	-100	0	D
6/12/24 19:53	9/27/21	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Mitchell Steven R	NY	DT		S.am	-1,527	43.63	-35	-56	28	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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