CIK: 1196484 - Address: General Counsel'S Office, 1098 Ameriprise Financial Center, Minneapolis, MN 55474
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11/13/24 17:40
11/11/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d4,135165.4102518161D
11/13/24 17:40
11/11/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-4,867563.440-9-5161D
2/26/24 18:50
2/22/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-8,897404.400-22-12161D
2/21/24 20:23
2/16/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-6,218398.970-16-8183D
2/13/24 20:44
2/12/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d7,164179.8404025198D
2/13/24 20:44
2/12/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,000401.120-2-1198D
12/13/23 16:55
12/11/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d7,194179.8404034159D
12/13/23 16:55
12/11/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-3,640365.860-10-6159D
8/7/23 16:06
8/3/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d7,194179.8404034159D
8/7/23 16:06
8/3/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-3,404354.000-10-6159D
2/9/23 17:13
2/7/23
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-13,852352.080-39-20159D
11/28/22 17:03
11/23/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,473126.8904336162D
11/28/22 17:03
11/23/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-4,346333.020-13-7162D
3/29/22 16:22
3/25/22
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-17,789314.160-57-26162D
12/29/21 16:11
12/27/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d10,946126.8908699174D
12/29/21 16:11
12/27/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-7,349306.350-24-12174D
11/2/21 16:38
10/29/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d13,365123.370108166174D
11/2/21 16:38
10/29/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-9,302303.670-31-15174D
2/12/21 16:31
2/10/21
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-11,236215.260-52-23173D
11/12/20 18:14
11/9/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d23,957128.760186182D
11/12/20 18:14
11/9/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-9,663184.390-52-22182D
11/6/20 16:18
11/4/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d16,83987.790192999%207D
11/6/20 16:18
11/4/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-12,836172.200-75-27207D
2/19/20 16:59
2/14/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-25,198177.930-142-38235D
2/19/20 16:59
2/18/20
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d18,220107.610169257235D
5/10/18 18:21
5/10/18
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOP1,007136.04073244D
11/9/17 17:44
11/7/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-6,728159.330-42-17204D
8/16/17 17:08
8/14/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-5,701144.500-39-14246D
8/7/17 16:34
8/3/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-1,962146.250-13-4285D
8/2/17 16:40
7/31/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm20,51259.660344299D
8/2/17 16:40
7/31/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-14,112144.670-98-25299D
2/14/17 16:13
2/10/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-6,699123.8033-54-15299D-3623416141184125
2/8/17 16:52
2/7/17
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d10,35158.7033176100353D-45828401099426107
6/15/15 17:02
6/11/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d3,72337.233310068246D6513-3-3201200-2-14-14-20
6/15/15 17:02
6/11/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-91130.2533-10246D6513-3-3201200-2-14-14-20
3/20/15 16:30
3/18/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-9,660136.2133-71-25213D882567102-2-1-4-4-4-19-30
3/20/15 16:30
3/20/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d1,41537.23333822213D882567102-2-1-4-4-4-19-30
3/10/15 16:11
3/6/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-1,383136.8233-10-4270D9821713-2-1004-1-3-15-29
2/13/15 17:52
2/11/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-9,794136.8233-72-20280D1133116647420-1-2-6-11-40
2/13/15 17:52
2/12/15
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d1,86237.23335022280D1133116647420-1-2-6-11-40
12/29/14 17:33
12/23/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-3,967136.0833-29-9290D126211494080-1-6-7-3-8-19
12/16/14 16:16
12/12/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,28852.863310046320D11521920-4-5-548-294-13
12/4/14 17:07
12/2/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,28652.863310053290D128271671722110-40-4-15
12/4/14 17:07
12/2/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-3,828132.3933-29-9290D128271671722110-40-4-15
11/12/14 17:12
11/7/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,07552.86339649290D13528199914410036-1-9
11/12/14 17:12
11/7/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-3,545129.7133-27-9290D13528199914410036-1-9
11/4/14 17:29
10/31/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm5,52452.863310556290D12128158213920254-2-6
11/4/14 17:29
10/31/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-7,667127.3733-60-17290D12128158213920254-2-6
9/22/14 16:34
9/18/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,28652.863310046318D128381477112-10-989-11
9/22/14 16:34
9/18/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,090127.8833-9-3318D128381477112-10-989-11
9/4/14 16:31
9/2/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS-1,257127.8533-10-3298D143481610352110-568-11
8/29/14 16:19
8/27/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d2,96052.86335622308D138481612363021-268-7
8/21/14 18:04
8/19/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-3,623122.5633-30-9292D1354217123332023611-2
7/1/14 16:34
6/27/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-3,313119.6133-28-8322D1535261092210022135
6/26/14 16:43
6/24/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,28652.863310040350D1525471083301236169
6/2/14 18:12
5/29/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-8,168112.7533-72-18323D14837547141145111712
5/23/14 16:45
5/21/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-7,445110.6333-67-15395D15040646-1-11028121818
5/14/14 17:20
5/12/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,87358.733310028463D132451051601-2-2581917
5/14/14 17:20
5/12/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-2,597112.6333-23-5463D132451051601-2-2581917
5/8/14 17:16
5/6/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,87358.733310028463D1224712937800-1651514
5/8/14 17:16
5/8/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,289112.4133-11-2463D1224712937800-1651514
3/12/14 17:01
3/10/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,87358.733310028451D114572625420-2-1-171420
3/6/14 16:44
3/4/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d3,40658.73335816428D10660272-431120241524
3/6/14 16:44
3/4/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-6,229109.6933-57-12428D10660272-431120241524
3/4/14 17:55
2/28/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,009109.7033-9-2472D10262250-421102141625
3/4/14 17:55
3/3/14
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d5,87358.733310027472D10262250-421102141625
11/14/13 18:34
11/12/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d2,13421.343310032415D140823119145310012526
11/14/13 18:34
11/13/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,988103.8733-19-4415D140823119145310012526
9/12/13 17:05
9/10/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.m-4,90190.7433-54-12396D1236626133464043202241
8/5/13 17:03
8/1/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm4,26821.343320080450D8383392116663-1-1-4101233
8/5/13 17:03
8/1/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-1,68091.1033-18-4450D8383392116663-1-1-4101233
6/3/13 17:30
5/30/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d4,36643.663310034394D427336211440-112083543
6/3/13 17:30
5/30/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-96283.6033-12-3394D427336211440-112083543
5/20/13 17:46
5/16/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d4,36643.663310035383D397144201411610-2293037
5/20/13 17:46
5/20/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-91681.9233-11-3383D397144201411610-2293037
5/14/13 17:39
5/10/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm8,73143.6633200117372D326138208873110113042
5/14/13 17:39
5/10/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-3,46879.2633-44-11372D326138208873110113042
5/8/13 17:55
5/6/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm7,21543.663316580372D345130186965-155173248
5/8/13 17:55
5/6/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-2,11676.6933-28-7372D345130186965-155173248
3/25/13 17:07
3/21/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d2,13421.343310038365D26322818117000-1082754
3/7/13 18:19
3/5/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d2,13421.343310043331D153031167464241142561
3/7/13 18:19
3/5/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-2,35370.4233-33-9331D153031167464241142561
2/20/13 17:30
2/15/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm4,87721.3433229224330D142929207342-1-210213060
2/20/13 17:30
2/19/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-5,18569.0233-75-19330D142929207342-1-210213060
2/8/13 17:37
2/6/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm14,01435.0433400343D2026271072-12049163765
2/8/13 17:37
2/6/13
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,51066.3633-23-6343D2026271072-12049163765
12/19/12 17:12
12/17/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm4,26821.3433200323262D1944301055231-15182781
12/19/12 17:12
12/17/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-10,38662.6233-166-39262D1944301055231-15182781
12/11/12 17:42
12/7/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d2,13421.343310078228D16302895300126203481
12/11/12 17:42
12/7/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-5,12762.2133-82-27228D16302895300126203481
11/28/12 17:56
11/26/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm9,74635.0433278210D204928108040103144184
11/28/12 17:56
11/26/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-18,05960.5633-298-59210D204928108040103144184
11/6/12 16:38
11/2/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d7,00735.0433200661230D213717155864-3-31102971
11/6/12 16:38
11/2/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-12,02860.4933-199-46230D213717155864-3-31102971
9/7/12 17:28
9/6/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d3,28032.593310178229D243131711232-132112966
9/7/12 17:28
9/6/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-6,44755.6433-116-34229D243131711232-132112966
8/16/12 16:47
8/14/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm4,30132.5933132118244D2723014683010872864
8/16/12 16:47
8/14/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-6,41854.4633-118-33244D2723014683010872864
3/15/12 16:52
3/13/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d1,79831.31335733230D33-434254021-1-1-9-18-132
3/15/12 16:52
3/13/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-4,79856.7033-85-27230D33-434254021-1-1-9-18-132
2/27/12 18:02
2/23/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm4,98531.3133159162257D45-9323396200-14-14-225
2/27/12 18:02
2/23/12
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-8,83056.5433-156-38257D45-9323396200-14-14-225
12/14/10 18:27
12/10/10
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.dm3,00620.8233144189221D1884839179741001194-16
12/14/10 18:27
12/10/10
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.dm-8,06055.8133-144-40221D1884839179741001194-16
2/17/10 18:23
2/16/10
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOM.d87327.22333217222D-2096373-1-25200139865
2/17/10 18:23
2/16/10
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEOS.d-1,15139.0033-30-12222D-2096373-1-25200139865
10/4/05 21:29
10/3/05
AMPAmeriprise Financial IncDEFundCEFClosed-End FundsCracchiolo James MDOCB,CEOP.d435.303300115D-7-6-1-38243341
8/23/05 08:23
8/19/05
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GS-2,87656.0733-51-17248D25145652-100-112129
6/15/05 12:41
6/13/05
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GS-3,58154.9533-65-18299D29803442100-15611
2/28/05 10:50
2/24/05
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GM.d96439.5133247364D7039-33-201-11-7-3316
1/4/05 12:21
12/31/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GS-56756.7133-10-3344D551810602-2-1-2-30-8-38
10/7/04 11:10
10/5/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GM.d5,80435.393316486354D90152675530-232-28
6/30/04 12:31
6/28/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GM.d1,05736.44332910318D4122815-1-1100-2-1106
2/25/04 15:15
2/24/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GM.d1,09330.71333613312D616318201110010-6-6-62
2/13/04 16:18
2/11/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GM.d97739.2033259305D65662018117200-1-5-10-84
2/13/04 16:18
2/11/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GS.d-1,23953.7633-23-7305D65662018117200-1-5-10-84
2/2/04 18:45
2/2/04
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GS-95152.8133-18-6303D5051181015833012-7-42
12/29/03 13:47
12/23/03
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MNYOMember,GM.d4,18831.443313373316D403213745611147819
9/11/03 15:53
9/9/03
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MOMember,GM.d49639.0633135287D26304432-10011521515
9/11/03 15:53
9/9/03
AXPAmerican Express CoNYFinancLoanFinance ServicesCracchiolo James MOMember,GS.d-58045.6633-13-4287D26304432-10011521515

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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