12/8/25 19:04 | 12/4/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Blackstone Tactical Opportunities Associates - Nq L.L.C. | NY | T | | S.d | -15,961 | 10.00 | 0 | -1,596 | -50 | 1,596 | I | | | | | | | | | | | | | | |
12/8/25 19:03 | 12/4/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Bto Urban Holdings L.L.C. | NY | T | | S.d | -15,961 | 10.00 | 0 | -1,596 | -50 | 1,596 | I | | | | | | | | | | | | | | |
12/8/25 17:39 | 12/4/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Brandon George Hugh | TX | DO | P | P.m | 12 | 3.42 | 0 | 3 | 3 | 102 | D | | | | | | | | | | | | | | |
12/8/25 17:02 | 12/4/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,525 | 5.73 | 0 | -1,837 | -22 | 6,460 | I | | | | | | | | | | | | | | |
12/8/25 16:39 | 12/4/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.d | -1,131 | 274.06 | 0 | -4 | -26 | 12 | I | | | | | | | | | | | | | | |
12/8/25 16:30 | 12/4/25 | CPSS | Consumer Portfolio Services, Inc. | CA | Financ | Loan | Finance Services | Roberts William B | NV | D | | S | -869 | 8.69 | 0 | -100 | -17 | 486 | D | | | | | | | | | | | | | | |
12/8/25 16:22 | 12/4/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -98 | 19.60 | 0 | -5 | 0 | 7,360 | D | | | | | | | | | | | | | | |
12/5/25 21:45 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Wood Thomas Leigh | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 3 | 305 | D | | | | | | | | | | | | | | |
12/5/25 21:44 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Beynon Roger Paul | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 4 | 242 | D | | | | | | | | | | | | | | |
12/5/25 21:44 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | McNeill Larry | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 1 | 1,069 | D | | | | | | | | | | | | | | |
12/5/25 21:42 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Schultz S. Matthew | NV | DO | CEO,CB | M.d | 0 | 0.00 | 0 | 21 | 0 | 5,655 | D | | | | | | | | | | | | | | |
12/5/25 21:40 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Vecchiarelli Gary Anthony | NV | O | P,CFO | M.d | 0 | 0.00 | 0 | 2 | 0 | 1,237 | D | | | | | | | | | | | | | | |
12/5/25 21:38 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Garrison Scott Eugene | NV | O | EVP,Chie | M.d | 0 | 0.00 | 0 | 3 | 1 | 344 | D | | | | | | | | | | | | | | |
12/5/25 21:36 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Cavaleri Amanda | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 4 | 239 | D | | | | | | | | | | | | | | |
12/5/25 21:36 | 12/4/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Cavaleri Amanda | NV | D | | S.d | -496 | 15.02 | 0 | -33 | -12 | 239 | D | | | | | | | | | | | | | | |
12/5/25 21:35 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | M.d | 0 | 0.00 | 0 | 1 | 0 | 281 | D | | | | | | | | | | | | | | |
12/5/25 17:53 | 12/3/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | S | -573 | 70.00 | 0 | -8 | -86 | 1 | D | | | | | | | | | | | | | | |
12/4/25 19:42 | 12/3/25 | ECPG | Encore Capital Group Inc | DE | Financ | Loan | Short-Term Business Credit In | Olle Laura | CA | D | | S | -75 | 52.79 | 0 | -1 | -4 | 35 | D | | | | | | | | | | | | | | |
12/4/25 16:43 | 12/2/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | S | -26 | 2.74 | 0 | -9 | -5 | 184 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/2/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Tannenbaum Michael Benjamin | NV | DO | CEO | S.m | -5,275 | 35.16 | 0 | -150 | -4 | 3,642 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/3/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Stevens David Todd | NV | O | Chief Ca | S | -1,409 | 35.22 | 0 | -40 | -8 | 489 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/2/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Kgil Minchung | NV | O | CFO | S.m | -4,666 | 35.08 | 0 | -133 | -19 | 584 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/2/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Dunn Michael R | SC | D | | S.m | -375 | 37.45 | 0 | -10 | -9 | 103 | D | | | | | | | | | | | | | | |
12/4/25 16:10 | 12/2/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | M.d | 0 | 0.00 | 0 | 21 | | 12 | D | | | | | | | | | | | | | | |
12/4/25 16:10 | 12/2/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | S.d | -195 | 23.15 | 0 | -8 | -41 | 12 | D | | | | | | | | | | | | | | |
12/4/25 16:08 | 12/2/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -100 | 20.10 | 0 | -5 | 0 | 7,365 | D | | | | | | | | | | | | | | |
12/4/25 09:00 | 12/3/25 | MGLD | Marygold Companies, Inc. | NV | Financ | Loan | Finance Services | Nicholas & Melinda Gerber Living Trust | CA | DOT | CEO | P | 16 | 1.03 | 0 | 15 | 0 | 18,726 | D | | | | | | | | | | | | | | |
12/3/25 20:57 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | M.d | 0 | 0.00 | 0 | 3 | 28 | 14 | D | | | | | | | | | | | | | | |
12/3/25 20:56 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Garg Vishal | NY | DOT | CEO | M.d | 0 | 0.00 | 0 | 3 | 39 | 11 | D | | | | | | | | | | | | | | |
12/3/25 20:56 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Tuffin Paula | NY | O | GC,CCO | M.d | 0 | 0.00 | 0 | 3 | 9 | 40 | D | | | | | | | | | | | | | | |
12/3/25 20:55 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Smith Chad M. | NY | O | P,COO, B | M.d | 0 | 0.00 | 0 | 5 | 16 | 36 | D | | | | | | | | | | | | | | |
12/3/25 20:01 | 12/1/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Buchanan Christopher Scott | GA | DO | P | S | -10 | 1.42 | 0 | -7 | -1 | 619 | D | | | | | | | | | | | | | | |
12/3/25 18:10 | 12/2/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Beilman Kyle | CA | O | CFO,COO, | S | -712 | 203.77 | 0 | -3 | -2 | 151 | D | | | | | | | | | | | | | | |
12/3/25 18:10 | 12/2/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Wilk Jason | CA | DO | CEO | S | -1,506 | 203.77 | 0 | -7 | -3 | 258 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Linford Michael | CA | O | COO | M.d | 0 | 0.00 | 0 | 12 | 26 | 57 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | M.d | 0 | 0.00 | 0 | 19 | | 10 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | M.d | 0 | 0.00 | 0 | 11 | 1 | 1,072 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Adkins Katherine | CA | O | GC | M.d | 0 | 0.00 | 0 | 11 | 9 | 130 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Jiyane Siphelele | CA | O | Chief Ac | M.d | 0 | 0.00 | 0 | 12 | 6 | 221 | D | | | | | | | | | | | | | | |
12/3/25 17:46 | 12/1/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Brandon George Hugh | TX | DO | P | P.m | 29 | 3.56 | 0 | 8 | 9 | 98 | D | | | | | | | | | | | | | | |
12/3/25 17:03 | 12/2/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Schulz Tamara L | NY | O | Chief Ac | S | -78 | 78.02 | 0 | -1 | -1 | 89 | D | | | | | | | | | | | | | | |
12/3/25 17:02 | 12/1/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Chandhok Nikhil | NY | O | Chief Pr | M.d | 2,581 | 25.81 | 0 | 100 | 27 | 475 | D | | | | | | | | | | | | | | |
12/3/25 17:02 | 12/1/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Chandhok Nikhil | NY | O | Chief Pr | S.d | -7,708 | 77.08 | 0 | -100 | -17 | 475 | D | | | | | | | | | | | | | | |
12/3/25 16:54 | 12/1/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,599 | 5.77 | 0 | -1,837 | -18 | 8,297 | I | | | | | | | | | | | | | | |
12/3/25 16:42 | 12/1/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | S | -18 | 23.50 | 0 | -1 | -1 | 81 | D | | | | | | | | | | | | | | |
12/3/25 16:11 | 12/1/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Wilson Frederick R | NY | D | | S | -2,592 | 259.19 | 0 | -10 | -4 | 247 | D | | | | | | | | | | | | | | |
12/2/25 17:23 | 11/28/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Hirshfield Edward R | NY | D | | S | -9 | 8.75 | 0 | -1 | -7 | 14 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 12/2/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Kelly Roland Thomas | CA | O | GC,GC | S | -129 | 19.38 | 0 | -7 | -6 | 101 | D | | | | | | | | | | | | | | |
12/2/25 16:22 | 11/28/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.d | -376 | 273.28 | 0 | -1 | -10 | 12 | I | | | | | | | | | | | | | | |
12/2/25 16:10 | 12/1/25 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Young Bracebridge H Jr | AZ | D | | P | 25 | 3.12 | 0 | 8 | 4 | 221 | I | | | | | | | | | | | | | | |
12/2/25 16:09 | 11/28/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -99 | 19.85 | 0 | -5 | 0 | 7,370 | D | | | | | | | | | | | | | | |
12/1/25 21:34 | 11/26/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Basswood Capital Management, L.L.C. | NY | DTH | Director | S.m | -147 | 38.56 | 0 | -4 | -1 | 603 | I | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Ozonian Steven | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 17 | 168 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lee John Hoon | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 10 | 274 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Patenaude Pamela H. | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 9 | 294 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Pcp Managers Gp, LLC | CA | DT | | M.d | 0 | 0.00 | 0 | 49 | 1 | 6,432 | I | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 15 | 193 | D | | | | | | | | | | | | | | |
12/1/25 18:40 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | M.d | 0 | 0.00 | 0 | 25 | 1 | 2,468 | D | | | | | | | | | | | | | | |
12/1/25 17:28 | 11/26/25 | OMF | Onemain Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Hedlund Michael A | IN | O | pao,SVP, | S | -40 | 62.00 | 0 | -1 | -4 | 15 | D | | | | | | | | | | | | | | |
12/1/25 16:56 | 12/1/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | S.a | -30 | 19.34 | 0 | -2 | -1 | 153 | I | | | | | | | | | | | | | | |
12/1/25 16:46 | 12/1/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | S | -30 | 19.34 | 0 | -2 | -1 | 153 | I | | | | | | | | | | | | | | |
12/1/25 16:25 | 11/26/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | S | -254 | 260.00 | 0 | -1 | -1 | 75 | D | | | | | | | | | | | | | | |
12/1/25 16:09 | 11/26/25 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Asmerom Amine | CA | O | CHIEF AC | S.m | -1,705 | 20.16 | 0 | -85 | -28 | 222 | D | | | | | | | | | | | | | | |
11/28/25 17:48 | 11/26/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Grossman Cary M | NY | D | | S | -475 | 19.00 | 0 | -25 | -11 | 201 | D | | | | | | | | | | | | | | |
11/28/25 17:47 | 11/26/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Evans Holly Morrow | NY | D | | S | -281 | 18.74 | 0 | -15 | -7 | 196 | D | | | | | | | | | | | | | | |
11/28/25 17:20 | 11/28/25 | GDOT | Green Dot Corp | DE | Financ | Loan | Finance Services | Fanlo Saturnino Sixto | UT | D | | S | -170 | 12.61 | 0 | -13 | -13 | 93 | D | | | | | | | | | | | | | | |
11/28/25 17:16 | 11/28/25 | GDOT | Green Dot Corp | DE | Financ | Loan | Finance Services | Brewster J Chris | UT | D | | S | -99 | 12.37 | 0 | -8 | -6 | 133 | D | | | | | | | | | | | | | | |
11/28/25 15:10 | 11/25/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -98 | 19.57 | 0 | -5 | 0 | 7,375 | D | | | | | | | | | | | | | | |
11/28/25 14:06 | 11/25/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -9,361 | 5.74 | 0 | -1,630 | -33 | 3,334 | I | | | | | | | | | | | | | | |
11/28/25 09:00 | 11/26/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Freedman Joseph David | RI | D | | P | 2 | 1.85 | 0 | 1 | 0 | 365 | D | | | | | | | | | | | | | | |
11/26/25 20:06 | 11/24/25 | CD | Chaince Digital Holdings Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | S | -62 | 13.78 | 0 | -4 | -6 | 66 | D | | | | | | | | | | | | | | |
11/26/25 20:05 | 11/26/25 | ECPG | Encore Capital Group Inc | DE | Financ | Loan | Short-Term Business Credit In | Yung John | CA | O | P,Intl., | S | -52 | 52.00 | 0 | -1 | -2 | 57 | D | | | | | | | | | | | | | | |
11/26/25 19:49 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Stack Fergal | CA | O | SVP,Corp | M.d | 0 | 0.00 | 0 | 11 | 4 | 255 | D | | | | | | | | | | | | | | |
11/26/25 19:48 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Sanborn Scott | CA | DO | CEO | M.d | 0 | 0.00 | 0 | 36 | 3 | 1,227 | D | | | | | | | | | | | | | | |
11/26/25 19:46 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Labenne Andrew | CA | O | CFO | M.d | 0 | 0.00 | 0 | 31 | 17 | 207 | D | | | | | | | | | | | | | | |
11/26/25 19:44 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Cheng Jordan | CA | O | GC,Secre | M.d | 0 | 0.00 | 0 | 12 | 13 | 106 | D | | | | | | | | | | | | | | |
11/26/25 19:42 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Armstrong Annie | CA | O | Chief Ri | M.d | 0 | 0.00 | 0 | 22 | 6 | 379 | D | | | | | | | | | | | | | | |
11/26/25 17:20 | 11/24/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Brock Lawrence J | NY | O | Chief Pe | S | -1,479 | 250.58 | 0 | -6 | -22 | 21 | D | | | | | | | | | | | | | | |
11/26/25 17:19 | 11/24/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Jones Jennifer N. | NY | O | Chief Ac | S | -437 | 244.49 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
11/26/25 17:18 | 11/25/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | S | -2,943 | 246.18 | 0 | -12 | -14 | 76 | D | | | | | | | | | | | | | | |
11/26/25 17:17 | 11/25/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Jones Doug | CA | DO | Dir,P,CM | S | -2,653 | 132.63 | 0 | -20 | -4 | 464 | I | | | | | | | | | | | | | | |
11/26/25 16:57 | 11/21/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Basswood Capital Management, L.L.C. | NY | DTH | Director | S.am | -3,624 | 37.15 | 0 | -98 | -14 | 621 | I | | | | | | | | | | | | | | |
11/26/25 16:30 | 11/24/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Tannenbaum Michael Benjamin | NV | DO | CEO | S.m | -4,587 | 35.44 | 0 | -129 | -3 | 3,792 | D | | | | | | | | | | | | | | |
11/26/25 16:22 | 11/25/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Mirgorodskaya Natalia | CA | O | See Rema | S | -30 | 38.91 | 0 | -1 | -3 | 26 | D | | | | | | | | | | | | | | |
11/26/25 16:05 | 11/24/25 | CACC | Credit Acceptance Corp | MI | Financ | Loan | Personal Credit Institutions | Rostami Andrew K | MI | O | Chief Mk | S.d | -221 | 428.50 | 0 | -1 | -2 | 24 | D | | | | | | | | | | | | | | |
11/25/25 21:56 | 11/21/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Basswood Capital Management, L.L.C. | NY | DTH | Director | S.m | -3,624 | 37.15 | 0 | -98 | -14 | 621 | I | | | | | | | | | | | | | | |
11/25/25 21:13 | 11/25/25 | DFDV | Defi Development Corp. | DE | Financ | Loan | Finance Services | Kang Daniel | FL | O | Chief St | P.d | 29 | 6.90 | 0 | 4 | 8 | 54 | M | | | | | | | | | | | | | | |
11/25/25 21:13 | 11/25/25 | DFDV | Defi Development Corp. | DE | Financ | Loan | Finance Services | White Parker | FL | OT | COO,Chie | P.d | 69 | 6.91 | 0 | 10 | 0 | 3,079 | M | | | | | | | | | | | | | | |
11/25/25 19:32 | 11/25/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Dergurahian Jeffrey Michael | CA | O | Chief In | S | -754 | 3.01 | 0 | -250 | -3 | 6,918 | D | | | | | | | | | | | | | | |
11/25/25 17:08 | 11/21/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Hirshfield Edward R | NY | D | | S.m | -22 | 7.46 | 0 | -3 | -17 | 15 | D | | | | | | | | | | | | | | |
11/25/25 17:06 | 11/21/25 | SLNH | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Belizaire John | NY | DO | CEO | S | -13 | 1.44 | 0 | -9 | -1 | 1,212 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/24/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | S | -10,643 | 72.28 | 0 | -147 | -46 | 176 | M | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Dietze Jane A | VA | D | | P | 105 | 95.28 | 0 | 1 | 73 | 3 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/24/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Barnette Steven B | SC | O | VP,Chief | S | -61 | 37.00 | 0 | -2 | -7 | 21 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | M.d | 144 | 23.96 | 0 | 6 | 2 | 348 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | S.d | -746 | 124.26 | 0 | -6 | -2 | 348 | D | | | | | | | | | | | | | | |
11/25/25 16:07 | 11/21/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Moore Jocelyn | IL | D | | S | -186 | 9.23 | 0 | -20 | -28 | 52 | D | | | | | | | | | | | | | | |
11/25/25 16:05 | 11/21/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -87 | 17.40 | 0 | -5 | 0 | 7,380 | D | | | | | | | | | | | | | | |
11/25/25 12:10 | 11/21/25 | SPFX | Standard Premium Finance Holdings, Inc. | FL | Financ | Loan | Miscellaneous Business Credit | Krogol Brian | FL | DO | CFO | P | 3 | 2.29 | 0 | 1 | 1 | 89 | D | | | | | | | | | | | | | | |
11/24/25 16:58 | 11/20/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -9,112 | 5.09 | 0 | -1,789 | -26 | 4,964 | I | | | | | | | | | | | | | | |
11/24/25 16:39 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Mirgorodskaya Natalia | CA | O | See Rema | M.d | 246 | 35.58 | 0 | 7 | 34 | 27 | D | | | | | | | | | | | | | | |
11/24/25 16:39 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Mirgorodskaya Natalia | CA | O | See Rema | S.d | -30 | 36.62 | 0 | -1 | -3 | 27 | D | | | | | | | | | | | | | | |
11/24/25 16:38 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | S | -282 | 36.58 | 0 | -8 | -6 | 115 | M | | | | | | | | | | | | | | |
11/24/25 16:36 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Datta Sanjay | CA | O | CFO | S | -498 | 36.58 | 0 | -14 | -5 | 284 | D | | | | | | | | | | | | | | |
11/24/25 16:32 | 11/20/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Ou June | NV | DT | | S.m | -26,624 | 35.50 | 0 | -750 | -11 | 6,129 | D | | | | | | | | | | | | | | |
11/24/25 16:32 | 11/20/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Cagney Michael Scott | NV | DT | | S.m | -26,624 | 35.50 | 0 | -750 | -11 | 6,129 | I | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/21/25 | BTBT | Bit Digital, Inc | E9 | Financ | Loan | Finance Services | Huang Erke | NY | DO | CFO | S.m | -3,200 | 2.13 | 0 | -1,500 | -49 | 1,586 | D | | | | | | | | | | | | | | |
11/24/25 16:29 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Jones Jennifer N. | NY | O | Chief Ac | M.d | 65 | 12.26 | 0 | 5 | | 2 | D | | | | | | | | | | | | | | |
11/24/25 16:29 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Jones Jennifer N. | NY | O | Chief Ac | S.d | -226 | 259.93 | 0 | -1 | -33 | 2 | D | | | | | | | | | | | | | | |
11/24/25 16:27 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Brock Lawrence J | NY | O | Chief Pe | M.d | 0 | 0.00 | 0 | 10 | 63 | 27 | D | | | | | | | | | | | | | | |
11/24/25 16:27 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Choi Emilie | NY | O | P,COO | M.d | 0 | 0.00 | 0 | 29 | 10 | 333 | D | | | | | | | | | | | | | | |
11/24/25 16:26 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | M.d | 0 | 0.00 | 0 | 11 | 14 | 88 | D | | | | | | | | | | | | | | |
11/24/25 16:26 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | M.d | 0 | 0.00 | 0 | 10 | 13 | 86 | D | | | | | | | | | | | | | | |
11/24/25 16:25 | 11/20/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.d | -716 | 260.33 | 0 | -3 | -19 | 12 | I | | | | | | | | | | | | | | |
11/24/25 14:55 | 11/20/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Stockaccess Sp Inc. | FL | T | | S | -2,400 | 0.0080 | 0 | -300,000 | -60 | 200,000 | D | | | | | | | | | | | | | | |
11/21/25 17:09 | 11/21/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Pinto Arun | CA | O | Chief Ri | S | -1,142 | 24.76 | 0 | -46 | -25 | 138 | D | | | | | | | | | | | | | | |
11/21/25 17:09 | 11/20/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Keough Kelli | CA | O | EVP,GBUL | S | -273 | 26.43 | 0 | -10 | -4 | 265 | D | | | | | | | | | | | | | | |
11/21/25 17:03 | 11/20/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | S | -496 | 70.90 | 0 | -7 | -2 | 323 | M | | | | | | | | | | | | | | |
11/21/25 16:56 | 11/19/25 | LPRO | Open Lending Corp | | Financ | Loan | Personal Credit Institutions | Sather Matthew | TX | O | Chief Un | P | 61 | 1.52 | 0 | 40 | 917 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:30 | 11/19/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Phelan William P | NY | D | | S.m | -5 | 7.76 | 0 | -1 | 0 | 135 | D | | | | | | | | | | | | | | |
11/21/25 16:03 | 11/19/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -85 | 16.98 | 0 | -5 | 0 | 7,385 | D | | | | | | | | | | | | | | |
11/21/25 11:26 | 11/20/25 | MGLD | Marygold Companies, Inc. | NV | Financ | Loan | Finance Services | Nicholas & Melinda Gerber Living Trust | CA | DOT | CEO | P | 21 | 1.05 | 0 | 20 | 0 | 18,711 | D | | | | | | | | | | | | | | |
11/21/25 06:32 | 11/20/25 | UPXI | Upexi, Inc. | DE | Financ | Loan | Finance Services | Salkind Gene | FL | D | | P | 128 | 2.55 | 0 | 50 | 30 | 219 | I | | | | | | | | | | | | | | |
11/20/25 21:01 | 11/18/25 | RHLD | Resolute Holdings Management, Inc. | DE | Financ | Loan | Finance Services | Schoen Kurt | NY | O | CFO | P | 134 | 149.23 | 0 | 1 | 90 | 2 | D | | | | | | | | | | | | | | |
11/20/25 21:00 | 11/18/25 | RHLD | Resolute Holdings Management, Inc. | DE | Financ | Loan | Finance Services | Mahoney Timothy O. | NY | D | | P | 500 | 152.98 | 0 | 3 | 55 | 9 | D | | | | | | | | | | | | | | |
11/20/25 17:49 | 11/18/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Stevens David Todd | NV | O | Chief Ca | S | -3,281 | 39.29 | 0 | -84 | -14 | 529 | D | | | | | | | | | | | | | | |
11/20/25 17:47 | 11/18/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Tannenbaum Michael Benjamin | NV | DO | CEO | S | -35,588 | 39.19 | 0 | -908 | -19 | 3,921 | D | | | | | | | | | | | | | | |
11/20/25 16:30 | 11/18/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | M.dm | 359 | 69.12 | 0 | 5 | 11 | 52 | D | | | | | | | | | | | | | | |
11/20/25 16:30 | 11/18/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | S.dm | -1,045 | 201.01 | 0 | -5 | -9 | 52 | D | | | | | | | | | | | | | | |
11/19/25 19:00 | 11/17/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Khan Salman Hassan | FL | O | CFO | S | -416 | 11.99 | 0 | -35 | -2 | 1,535 | I | | | | | | | | | | | | | | |
11/19/25 19:00 | 11/17/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | S | -330 | 11.99 | 0 | -28 | -1 | 3,583 | D | | | | | | | | | | | | | | |
11/19/25 18:22 | 11/17/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Armstrong Annie | CA | O | Chief Ri | S | -91 | 17.10 | 0 | -5 | -1 | 369 | D | | | | | | | | | | | | | | |
11/19/25 18:12 | 11/17/25 | WYFI | Whitefiber, Inc. | E9 | Financ | Loan | Finance Services | Krassakopoulos Billy | NY | O | P | M | 0 | 0.00 | 0 | 3 | 30 | 11 | D | | | | | | | | | | | | | | |
11/19/25 17:27 | 11/18/25 | BTCS | Btcs Inc. | NV | Financ | Loan | Finance Services | Allen Charles W | PA | DO | CEO | P.m | 261 | 2.89 | 0 | 91 | 1 | 9,337 | M | | | | | | | | | | | | | | |
11/19/25 17:12 | 11/17/25 | SYF | Synchrony Financial | NY | Financ | Loan | Finance Services | Mothner Jonathan S | CT | O | See Rema | S.d | -2,330 | 72.80 | 0 | -32 | -10 | 274 | D | | | | | | | | | | | | | | |
11/19/25 17:12 | 11/17/25 | SYF | Synchrony Financial | NY | Financ | Loan | Finance Services | Mothner Jonathan S | CT | O | See Rema | M.d | 412 | 34.30 | 0 | 12 | 5 | 274 | D | | | | | | | | | | | | | | |
11/19/25 17:01 | 11/17/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | S.m | -2,753 | 75.62 | 0 | -36 | -10 | 330 | I | | | | | | | | | | | | | | |
11/19/25 16:55 | 11/17/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Montgomery Jeanine | VA | O | VP,CAO | M.d | 0 | 0.00 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
11/19/25 16:55 | 11/18/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Montgomery Jeanine | VA | O | VP,CAO | S.d | -9 | 208.55 | 0 | 0 | 0 | 14 | D | | | | | | | | | | | | | | |
11/19/25 16:52 | 11/18/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -5,898 | 4.95 | 0 | -1,193 | -15 | 6,753 | I | | | | | | | | | | | | | | |
11/19/25 16:38 | 11/19/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Moe Christopher R. | RI | O | CFO | P | 34 | 1.68 | 0 | 20 | 100 | 40 | D | | | | | | | | | | | | | | |
11/19/25 16:30 | 11/17/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | S | -1,984 | 273.90 | 0 | -7 | -8 | 81 | M | | | | | | | | | | | | | | |
11/19/25 16:28 | 11/17/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | M.d | 748 | 18.71 | 0 | 40 | | 1 | D | | | | | | | | | | | | | | |
11/19/25 16:28 | 11/17/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | S.d | -10,875 | 271.87 | 0 | -40 | -99 | 1 | D | | | | | | | | | | | | | | |
11/19/25 16:26 | 11/17/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Kelly Patrick Arthur | NY | O | Co-P,COO | S | -377 | 14.20 | 0 | -27 | -2 | 1,187 | D | | | | | | | | | | | | | | |
11/19/25 16:15 | 11/17/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -84 | 16.74 | 0 | -5 | 0 | 7,390 | D | | | | | | | | | | | | | | |
11/19/25 16:09 | 11/17/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Thornock Tai A. | TX | O | Chief Ac | S | -25 | 22.63 | 0 | -1 | -8 | 13 | D | | | | | | | | | | | | | | |
11/19/25 16:07 | 11/17/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Engel Matthew A | TX | O | CFO | M.d | 0 | 0.00 | 0 | 12 | 120 | 23 | D | | | | | | | | | | | | | | |
11/19/25 16:01 | 11/19/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Freedman Joseph David | RI | D | | P | 11 | 1.62 | 0 | 7 | 2 | 361 | D | | | | | | | | | | | | | | |
11/19/25 15:35 | 11/17/25 | BCG | Binah Capital Group, Inc. | | Financ | Loan | Finance Services | Gould Craig | NY | DO | CEO | P | 8 | 1.55 | 0 | 5 | 1 | 922 | D | | | | | | | | | | | | | | |
11/18/25 21:40 | 11/17/25 | UPXI | Upexi, Inc. | DE | Financ | Loan | Finance Services | Salkind Gene | FL | D | | P | 546 | 2.73 | 0 | 200 | 37 | 738 | M | | | | | | | | | | | | | | |
11/18/25 21:07 | 11/14/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | Naheta Akshay Sudhir | NY | DO | CEO,P | M.ad | 0 | 0.00 | 0 | 804 | 273 | 1,099 | D | | | | | | | | | | | | | | |
11/18/25 20:15 | 11/14/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | Naheta Akshay Sudhir | NY | DO | CEO,P | M.d | 0 | 0.00 | 0 | 804 | 273 | 1,099 | D | | | | | | | | | | | | | | |
11/18/25 18:01 | 11/14/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Schuppenhauer Eric | TX | O | EVP GBU | M.d | 0 | 0.00 | 0 | 56 | 33 | 224 | D | | | | | | | | | | | | | | |
11/18/25 18:01 | 11/14/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Pinto Arun | CA | O | Chief Ri | M.d | 0 | 0.00 | 0 | 45 | 33 | 185 | D | | | | | | | | | | | | | | |
11/18/25 18:00 | 11/14/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | M.dm | 359 | 69.12 | 0 | 5 | 11 | 52 | D | | | | | | | | | | | | | | |
11/18/25 18:00 | 11/14/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | S.dm | -1,041 | 200.24 | 0 | -5 | -9 | 52 | D | | | | | | | | | | | | | | |
11/18/25 17:34 | 11/17/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Perotti Daniel Stanley | CA | O | CFO | S | -1,112 | 126.67 | 0 | -9 | -4 | 226 | I | | | | | | | | | | | | | | |
11/18/25 16:30 | 11/14/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | S.m | -3,250 | 2.50 | 0 | -1,300 | -90 | 144 | I | | | | | | | | | | | | | | |
11/17/25 17:15 | 11/13/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Neville Patrick Sean | NY | D | | S | -2,855 | 85.05 | 0 | -34 | -50 | 34 | I | | | | | | | | | | | | | | |
11/17/25 17:12 | 11/13/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | S.m | -24,509 | 84.23 | 0 | -291 | -36 | 524 | M | | | | | | | | | | | | | | |
11/17/25 17:09 | 11/13/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -9,136 | 5.11 | 0 | -1,789 | -18 | 7,945 | I | | | | | | | | | | | | | | |
11/17/25 17:09 | 11/13/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Ostling Danita K | NY | D | | S | -225 | 84.69 | 0 | -3 | -9 | 26 | D | | | | | | | | | | | | | | |
11/17/25 16:30 | 11/13/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -87 | 17.32 | 0 | -5 | 0 | 7,395 | D | | | | | | | | | | | | | | |
11/17/25 16:15 | 10/29/25 | GHI | Greystone Housing Impact Investors LP | DE | Financ | Loan | Finance Services | Baevsky Jeffrey | NE | D | | P.m | 22 | 8.63 | 0 | 3 | 6 | 49 | D | | | | | | | | | | | | | | |
11/14/25 21:38 | 11/12/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | Naheta Akshay Sudhir | NY | DO | CEO,P | M.d | 336 | 10.00 | 0 | 34 | 13 | 295 | D | | | | | | | | | | | | | | |
11/14/25 21:21 | 11/12/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | D'Annunzio Marc | NY | O | GC,Secre | M.d | 17 | 10.00 | 0 | 2 | 1 | 119 | D | | | | | | | | | | | | | | |
11/14/25 21:11 | 11/12/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | Baes Nicholas | NY | O | COO | M.d | 7 | 10.00 | 0 | 1 | 1 | 106 | D | | | | | | | | | | | | | | |
11/14/25 20:54 | 11/12/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | Alexander Karen | NY | O | CFO | M.d | 3 | 10.00 | 0 | 0 | 0 | 70 | D | | | | | | | | | | | | | | |
11/14/25 18:54 | 11/12/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Evans Holly Morrow | NY | D | | S | -283 | 17.39 | 0 | -16 | -7 | 211 | D | | | | | | | | | | | | | | |
11/14/25 18:53 | 11/12/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Williams Wesley Hastie | NY | D | | S | -329 | 17.51 | 0 | -19 | -8 | 208 | D | | | | | | | | | | | | | | |
11/14/25 17:01 | 8/14/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | James Jeremy William | TX | D | | M.d | 34 | 3.40 | 0 | 10 | 75 | 23 | D | | | | | | | | | | | | | | |
11/14/25 16:57 | 8/14/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Magennis Sean James | TX | D | | M.d | 34 | 3.40 | 0 | 10 | 50 | 30 | D | | | | | | | | | | | | | | |
11/14/25 16:35 | 11/10/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | S.d | -8,017 | 320.67 | 0 | -25 | -98 | 1 | I | | | | | | | | | | | | | | |
11/14/25 16:31 | 11/12/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | S | -2,009 | 2.87 | 0 | -700 | -33 | 1,444 | I | | | | | | | | | | | | | | |
11/14/25 16:30 | 11/12/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | S | -89 | 2.89 | 0 | -31 | -15 | 169 | D | | | | | | | | | | | | | | |
11/14/25 16:05 | 11/12/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | M.dm | 1,358 | 48.60 | 0 | 28 | 117 | 52 | D | | | | | | | | | | | | | | |
11/14/25 16:05 | 11/12/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | S.dm | -1,789 | 225.48 | 0 | -8 | -13 | 52 | D | | | | | | | | | | | | | | |
11/13/25 18:56 | 7/15/25 | BKKT | Bakkt Holdings, Inc. | DE | Financ | Loan | Finance Services | Henderson Joseph Sean-Walsh | NY | O | Chief Ac | S.m | -5 | 20.51 | 0 | 0 | -2 | 13 | D | | | | | | | | | | | | | | |
11/13/25 17:44 | 11/11/25 | ATLC | Atlanticus Holdings Corp | GA | Financ | Loan | Personal Credit Institutions | McCamey William | GA | O | CFO | M.d | 15 | 15.30 | 0 | 1 | 0 | 735 | D | | | | | | | | | | | | | | |
11/13/25 17:28 | 11/12/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | S | -646 | 129.26 | 0 | -5 | -1 | 668 | I | | | | | | | | | | | | | | |
11/13/25 17:00 | 11/10/25 | ATLC | Atlanticus Holdings Corp | GA | Financ | Loan | Personal Credit Institutions | Saunders Mitchell | GA | O | Chief Ac | M.d | 15 | 15.30 | 0 | 1 | 2 | 52 | D | | | | | | | | | | | | | | |
11/13/25 16:31 | 11/11/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Gu Paul | CA | DO | Chief Te | P | 3,923 | 39.23 | 0 | 100 | 9 | 1,247 | I | | | | | | | | | | | | | | |
11/13/25 16:17 | 11/11/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -88 | 17.57 | 0 | -5 | 0 | 7,400 | D | | | | | | | | | | | | | | |
11/13/25 16:17 | 11/10/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.d | -17,921 | 321.81 | 0 | -56 | -82 | 12 | I | | | | | | | | | | | | | | |
11/13/25 16:16 | 11/11/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Choi Emilie | NY | O | P,COO | S.d | -31,088 | 310.88 | 0 | -100 | -24 | 318 | D | | | | | | | | | | | | | | |
11/13/25 16:15 | 11/10/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Fisher Brian J. | SC | O | EVP,Chie | M.d | 211 | 17.08 | 0 | 12 | 43 | 41 | D | | | | | | | | | | | | | | |
11/13/25 16:15 | 11/11/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Fisher Brian J. | SC | O | EVP,Chie | S.dm | -526 | 38.56 | 0 | -14 | -25 | 41 | D | | | | | | | | | | | | | | |
11/13/25 09:28 | 11/7/25 | OMF | Onemain Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Conrad Micah R. | IN | O | EVP,COO | S | -296 | 59.20 | 0 | -5 | -5 | 88 | D | | | | | | | | | | | | | | |
11/12/25 20:01 | 11/7/25 | RHLD | Resolute Holdings Management, Inc. | DE | Financ | Loan | Finance Services | Mahoney Timothy O. | NY | D | | P | 1,001 | 168.53 | 0 | 6 | New | 6 | D | | | | | | | | | | | | | | |
11/12/25 20:00 | 11/7/25 | RHLD | Resolute Holdings Management, Inc. | DE | Financ | Loan | Finance Services | Schoen Kurt | NY | O | CFO | P | 165 | 164.95 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
11/12/25 19:00 | 11/10/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Mellinger Douglas K | FL | D | | S | -17 | 16.55 | 0 | -1 | -1 | 171 | D | | | | | | | | | | | | | | |
11/12/25 18:24 | 11/9/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Page Tyler | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 1,419 | 26 | 6,980 | D | | | | | | | | | | | | | | |
11/12/25 18:08 | 11/10/25 | MFH | Mercurity Fintech Holding Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | S | -12 | 12.19 | 0 | -1 | -2 | 57 | D | | | | | | | | | | | | | | |
11/12/25 17:56 | 11/7/25 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Marks Howard Edward | CA | DO | CEO | S | -91 | 1.40 | 0 | -65 | 0 | 198,731 | I | | | | | | | | | | | | | | |
11/12/25 17:16 | 11/10/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Jones Doug | CA | DO | Dir,P,CM | M.d | 265 | 11.28 | 0 | 23 | 5 | 484 | D | | | | | | | | | | | | | | |
11/12/25 17:16 | 11/10/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Jones Doug | CA | DO | Dir,P,CM | S.d | -2,992 | 127.56 | 0 | -23 | -5 | 484 | D | | | | | | | | | | | | | | |
11/12/25 17:00 | 11/7/25 | ATLC | Atlanticus Holdings Corp | GA | Financ | Loan | Personal Credit Institutions | Howard Jeffrey A. | GA | DO | P,CEO | M.d | 15 | 15.30 | 0 | 1 | 0 | 614 | D | | | | | | | | | | | | | | |
11/12/25 16:42 | 11/11/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,512 | 5.46 | 0 | -1,193 | -29 | 2,934 | I | | | | | | | | | | | | | | |
11/12/25 16:30 | 11/10/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | M.dm | 737 | 69.12 | 0 | 11 | 51 | 32 | D | | | | | | | | | | | | | | |