RIOT - Riot Platforms, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	10	19	-1	-2	-1	4	4	-28	-4
P	%wins				47	47	28	47	56	19	41
S	%ret	1	1	16	0	1	-6	-12	-40	-32	-15
S	%wins				75	44	75	69	81	81	71

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/20/24 19:40	11/18/24	RIOT	Financ	Loan	Finance Services	Cho Hannah	CO	D		S	-126	12.57	0	-10	-12	71	D
9/18/24 16:30	9/16/24	RIOT	Financ	Loan	Finance Services	D'Ambrosio Lance Varro	CO	D		S	-175	7.00	0	-25	-36	44	D
8/15/24 21:15	8/14/24	RIOT	Financ	Loan	Finance Services	Marleau Hubert	CO	D		S	-138	7.70	0	-18	-21	66	D
8/8/24 19:30	8/7/24	RIOT	Financ	Loan	Finance Services	Cho Hannah	CO	D		S	-240	8.61	0	-28	-26	81	D
7/3/24 18:30	7/1/24	RIOT	Financ	Loan	Finance Services	Yee Colin M.	CO	O	EVP,CFO	M.d	0	0.00	0	41	25	203	D
3/19/24 21:04	3/15/24	RIOT	Financ	Loan	Finance Services	Werner Ryan D.	CO	O	SVP,CAO	S	-390	11.15	0	-35	-7	463	D
3/1/24 20:59	2/28/24	RIOT	Financ	Loan	Finance Services	Cho Hannah	CO	D		S	-261	17.42	0	-15	-15	85	D
12/12/23 18:33	12/8/23	RIOT	Financ	Loan	Finance Services	Jackman William Richard	CO	O	EVP,GC	S	-894	15.68	0	-57	-6	948	D
8/21/23 20:18	8/17/23	RIOT	Financ	Loan	Finance Services	Marleau Hubert	CO	D		S	-628	12.28	0	-51	-65	28	D
7/19/23 18:51	7/17/23	RIOT	Financ	Loan	Finance Services	D'Ambrosio Lance Varro	CO	D		S	-498	19.16	0	-26	-66	13	D
6/5/23 21:37	6/1/23	RIOT	Financ	Loan	Finance Services	Yi Soo Il Benjamin	CO	DO	Exec CB	S.m	-9,026	11.87	0	-761	-21	2,831	D
6/5/23 21:31	6/1/23	RIOT	Financ	Loan	Finance Services	Les Jason	CO	DO	CEO	S	-582	11.63	0	-50	-2	2,918	M
6/5/23 21:26	6/2/23	RIOT	Financ	Loan	Finance Services	Jackman William Richard	CO	O	EVP,GC	S	-4,506	12.13	0	-371	-37	635	D
6/2/23 16:28	5/31/23	RIOT	Financ	Loan	Finance Services	Werner Ryan D.	CO	O	SVP,CAO	S	-266	11.92	0	-22	-7	283	D
6/1/23 18:52	5/30/23	RIOT	Financ	Loan	Finance Services	Cho Hannah	CO	D		S	-172	12.26	0	-14	-17	68	D
5/30/23 18:06	5/25/23	RIOT	Financ	Loan	Finance Services	Yee Colin M.	CO	O	CFO	S	-550	10.93	0	-50	-12	354	D
5/30/23 18:02	5/25/23	RIOT	Financ	Loan	Finance Services	Les Jason	CO	O	CEO	S	-542	10.83	0	-50	-1	3,740	I
4/19/23 16:55	4/17/23	RIOT	Financ	Loan	Finance Services	D'Ambrosio Lance Varro	CO	D		S	-325	12.51	0	-26	-40	39	D
1/19/23 18:50	1/17/23	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		S	-166	6.39	0	-26	-27	69	D
12/19/22 17:44	12/15/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Jackman William Richard	CO	O	EVP,GC	S	-100	4.00	0	-25	-2	1,018	D
12/9/22 17:45	12/7/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Harris Chad Everett	CO	O	EVP,CCO	S	-314	4.15	0	-76	-7	985	D
11/1/22 19:50	10/31/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		S	-181	6.97	0	-26	-21	95	D
9/29/22 21:02	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Les Jason	CO	DO	CEO	M.d	0	0.00	0	425	11	4,274	M
9/29/22 21:00	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Marleau Hubert	CO	D		M.d	0	0.00	0	13	11	124	D
9/29/22 20:59	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Jackman William Richard	CO	O	EVP,GC	M.d	0	0.00	0	242	30	1,043	D
9/29/22 20:58	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO (For	M.d	0	0.00	0	323	57	889	D
9/29/22 20:50	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Harris Chad Everett	CO	O	EVP,CCO	M.d	0	0.00	0	242	30	1,061	D
9/29/22 20:45	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Cho Hannah	CO	D		M.d	0	0.00	0	13	11	127	D
9/29/22 20:40	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Werner Ryan D.	CO	O	SVP,CAO	M.d	0	0.00	0	86	33	343	D
9/29/22 20:37	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Yee Colin M.	CO	O	CFO	M.d	0	0.00	0	330	410	411	D
9/29/22 19:44	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Yi Soo Il Benjamin	CO	DO	Exec CB	M.ad	0	0.00	0	427	13	3,591	D
9/29/22 19:42	9/27/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		M.ad	0	0.00	0	6	5	121	D
9/28/22 21:57	9/26/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		M.d	0	0.00	0	6	5	121	D
9/28/22 21:55	9/26/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Yi Soo Il Benjamin	CO	DO	Exec CB	M.d	0	0.00	0	427	13	3,591	D
9/14/22 20:45	9/12/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO	M.d	0	0.00	0	10	3	343	D
9/14/22 20:43	9/12/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Jackman William Richard	CO	O	EVP,GC	M.d	0	0.00	0	55	999%	58	D
9/2/22 20:37	9/1/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		S	-67	6.69	0	-10	-73	4	D
8/31/22 19:47	8/30/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		M.d	0	0.00	0	11	450	14	D
8/3/22 17:53	8/2/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Jackman William Richard	CO	O	EVP,GC	M.d	0	0.00	0	12	64	31	D
7/21/22 19:24	7/19/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Harris Chad Everett	CO	O	EVP,CCO	M.d	0	0.00	0	28	61	76	D
7/15/22 21:57	7/13/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	[See Rem	M.d	0	0.00	0	41	30	180	D
6/16/22 18:21	6/14/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	[See Rem	M.d	0	0.00	0	25	20	151	D
5/19/22 17:31	5/17/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO	M.d	0	0.00	0	78	30	338	D
5/19/22 17:30	5/17/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	[See Rem	M.d	0	0.00	0	25	23	133	D
4/22/22 21:01	4/20/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	[See Rem	M.d	0	0.00	0	23	25	116	D
4/8/22 16:34	4/7/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Marleau Hubert	CO	D		S	-44	17.73	0	-3	-100	0	D
3/21/22 17:02	3/16/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Marleau Hubert	CO	D		M.a	0	0.00	0	3	New	3	D
3/18/22 17:11	3/16/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Marleau Hubert	CO	D		M.d	0	0.00	0	3	17	18	D
3/18/22 17:10	3/16/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Jackman William Richard	CO	O	GC	M.d	0	0.00	0	3	12	25	D
3/18/22 17:09	3/16/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		M.d	0	0.00	0	3	New	3	D
3/18/22 17:07	3/16/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Cho Hannah	CO	D		M.d	0	0.00	0	3	67	6	D
2/22/22 16:35	2/17/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Yi Soo Il Benjamin	CO	DO	Exec CB	M.d	0	0.00	0	349		191	D
2/22/22 16:34	2/17/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Les Jason	CO	DO	CEO	M.d	0	0.00	0	345	368	438	I
2/22/22 16:30	2/17/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	COO	M.d	0	0.00	0	43	76	100	D
1/18/22 21:41	1/18/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Theriot Lyle Joseph	CO	O	see Rema	M.d	0	0.00	0	44	399	56	D
1/18/22 21:39	1/14/22	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Harris Chad Everett	CO	O	see Rema	M.d	0	0.00	0	44	399	56	D
12/16/21 18:34	12/15/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	COO	S	-130	25.91	0	-5	-7	69	D
12/15/21 19:32	12/13/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		S	-125	24.98	0	-5	-100	0	D
12/15/21 19:29	12/15/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Marleau Hubert	CO	D		S	-234	23.35	0	-10	-100	0	D
12/7/21 21:14	12/6/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO	M.dm	49	0.7436	0	66	29	292	D
12/7/21 21:14	12/6/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO	S.d	-1,400	28.00	0	-50	-15	292	D
12/7/21 21:13	12/6/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Marleau Hubert	CO	D		M.d	0	0.00	0	10	New	10	D
12/7/21 21:13	12/7/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Les Jason	CO	DO	CEO	M.d	0	0.00	0	63	13	538	I
12/7/21 21:11	12/7/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Jackman William Richard	CO	O	GC	M.d	0	0.00	0	39		23	D
12/7/21 21:10	12/6/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	D'Ambrosio Lance Varro	CO	D		M.d	0	0.00	0	5	New	5	D
12/7/21 21:09	12/6/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Cho Hannah	CO	D		M.d	0	0.00	0	10		5	D
12/7/21 21:08	12/6/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Brooks Megan M.	CO	O	COO	M.d	0	0.00	0	43	137	74	D
10/14/21 19:10	10/13/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Theriot Lyle Joseph	CO	O	See Rema	M.d	0	0.00	0	35		24	D
10/14/21 19:09	10/13/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Harris Chad Everett	CO	O	See Rema	M.d	0	0.00	0	35		24	D
9/7/21 16:12	9/2/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Northern Data AG	2M	T		S	-109,830	36.61	0	-3,000	-30	6,950	D
9/3/21 16:08	9/1/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Northern Data AG	2M	T		S	-68,154	36.84	0	-1,850	-16	9,950	D
6/14/21 18:12	6/10/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Les Jason	CO	DO	CEO	S	-1,564	31.27	0	-50	-17	238	D
6/3/21 16:25	6/1/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO	M.d	0	0.00	0	5	2	299	D
4/27/21 18:53	4/26/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	Les Jason	CO	DO	CEO	M.d	0	0.00	0	6	2	288	D
2/10/21 18:15	2/8/21	RIOT	BizSv	DocSv	Computer Processing & Data Pr	McGonegal Jeffrey	CO	O	CFO	M.d	0	0.00	0	105	55	296	D
11/25/20 16:10	11/23/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Yi Soo Il Benjamin	CO	D		S	-979	7.00	0	-140	-89	17	D
11/25/20 16:10	11/24/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Les Jason	CO	D		S	-506	7.38	0	-69	-19	283	D
11/18/20 17:07	11/16/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Mancini Remo	CO	D		M.d	0	0.00	0	472	New	472	D
9/3/20 17:03	9/1/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Yi Soo Il Benjamin	CO	D		S	-154	3.50	0	-44	-21	163	D
5/15/20 16:38	5/13/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Yi Soo Il Benjamin	CO	D		M.d	0	0.00	0	276		207	D
5/15/20 16:36	5/13/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Mancini Remo	CO	D		M.d	0	0.00	0	820	999%	896	D
5/15/20 16:35	5/13/20	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Les Jason	CO	D		M.d	0	0.00	0	368		355	D
3/15/19 09:35	9/20/18	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Ensey Christopher	FL	O	Interim	M.ad	0	0.00	0	0		0	D
9/24/18 20:59	9/20/18	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Ensey Christopher	CO	O	Interim	M.d	0	0.00	0	24	48	74	D
9/24/18 20:48	9/20/18	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Mancini Remo	CO	D		M.d	0	0.00	0	24	46	77	D
9/24/18 20:46	9/20/18	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Les Jason	CO	D		M.d	0	0.00	0	12	40	42	D
9/24/18 20:45	9/20/18	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Kaplan Andrew J	CO	D		M.d	0	0.00	0	12	41	42	D
9/24/18 20:40	9/20/18	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	Chang Robby Sai Kit	CO	O	CFO	M.d	0	0.00	0	12	20	72	D
12/29/17 17:23	12/29/17	RIOT	Health	Diagn	In Vitro & In Vivo Diagnostic	O'Rourke John R. III	CO	DO	P,CEO,CB	S	-869	28.61	0	-30	-37	52	M
1/4/17 18:10	1/4/17	BIOP	Health	Diagn	In Vitro & In Vivo Diagnostic	Honig Barry C	FL	T		P	17	4.22	0	4	1	444	I									-5	-19	-32	-12
12/2/16 17:16	12/1/16	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Honig Barry C	FL	T		P	150	5.04	1	30	6	500	D	-65	72	23	14	59	71	56	50	1	-2
11/8/16 19:22	9/30/16	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Honig Barry C	FL	T		P.m	160	2.52	0	63		13	I	-74	22	-12	-13	-14	1	7	12	-4	4	58
4/17/14 11:38	4/14/14	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurd Donald R	CO	O	SVP,Chie	P	71	2.04	0	35	233	50	D	-43	23	26	-8	-11	-8	11	14	-3	-6	-15	-14	-48	-79
9/24/12 13:46	9/21/12	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurd Donald R	CO	O	SVP,Chie	P	30	1.99	0	15	New	15	D	-86	-88	-52	2	28	36	9	4	-2	36	40	26	6	6
8/7/12 11:23	8/3/12	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Schoettler Gail	CO	D		P	4	1.58	0	3	500	3	D	-92	-90	-68	-61	-23	-20	-3	-3	-2	4	-3	70	55	-8
7/3/12 13:16	6/29/12	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Merson Michael R	CO	D		P	2	1.92	0	1	556	1	D	-94	-91	-67	-55	-47	-33	-5	-3	1	3	-16	36	38	-28
7/2/12 14:43	6/29/12	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Lundy Steve	CO	DO	P,CEO	P	8	1.93	0	4	New	4	D	-94	-90	-69	-57	-44	-40	-5	-3	1	3	-11	47	40	-27
7/2/12 14:41	6/29/12	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DO	VP	P	4	1.94	0	2	7	32	D	-94	-90	-69	-57	-44	-40	-5	-3	1	3	-11	47	40	-27
6/29/12 17:27	6/28/12	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jeffrey	CO	O	CFO	P	10	1.92	0	5	58	14	D	-93	-90	-70	-54	-49	-38	-38	-3	1	0	-11	44	35	-28
12/15/11 14:35	12/13/11	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jeffrey	CO	O	CFO	P	6	1.58	0	4	8	52	D	-78	-42	-54	-53	-32	-27	-16	-6	-3	-16	-41	-53	-68	-73
7/27/10 09:43	7/26/10	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jeffrey	CO	O	CFO	P	11	0.7129	0	15	7	241	D	-88	-70	-67	-84	-49	-28	-32	1	-1	-10	-15	-49	-8	-6
4/1/10 15:19	3/30/10	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	CO	D		M.d	38	0.7500	0	50		46	I	-63	37	12	27	12	2	4	1	-2	3	67	-57	-78	-65
4/1/10 15:19	3/30/10	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	CO	D		S.d	-38	2.17	0	-18	-28	46	I	-63	37	12	27	12	2	4	1	-2	3	67	-57	-78	-65
1/4/10 18:08	12/30/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S	-9	1.76	0	-5	-26	14	I	-79	-72	-27	-8	4	14	24	12	0	12	19	22	-54	-76
8/12/09 15:43	8/10/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-18	2.94	0	-6	-24	19	I	-53	-58	39	45	-6	0	-14	-12	0	-11	-16	-34	-15	-78
8/11/09 19:10	8/6/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Merson Michael R	MD	D		P.d	3	2.85	0	1	26	5	D	-46	-52	63	67	13	32	-1	5	0	-8	-13	-30	-7	-67
8/5/09 18:31	7/31/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Merson Michael R	MD	D		P.d	2	2.80	0	1	23	4	D	-49	-53	88	53	12	36	17	-6	4	-9	-22	-38	-19	-77
7/2/09 17:28	7/1/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-13	2.54	0	-5	-17	25	I	-46	-58	-58	58	55	45	4	0	-4	-10	21	-14	-26	-57
5/21/09 13:16	5/19/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Faulkner Daryl	CO	DO	CEO,Exec	P.d	16	1.55	0	10	New	10	I	-63	-70	-69	14	-12	-6	-8	1	-1	-3	48	46	3	89
5/19/09 15:59	5/18/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Caspari Robert Frederick	CO	O	COO,Chie	P.d	5	1.57	0	3	New	3	D	-65	-73	-65	-2	-18	-3	-11	-4	3	1	30	46	10	116
5/7/09 15:43	5/6/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-9	1.77	0	-5	-14	30	I	-61	-61	-63	6	8	-2	11	0	-1	-8	-11	56	-3	105
4/30/09 08:21	4/29/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-17	1.65	0	-10	-22	35	I	-64	-62	-69	5	-5	-11	-2	-2	6	10	-1	79	13	187
3/31/09 16:35	3/30/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-16	1.63	0	-10	-18	45	H									-6	14	-4	52	20	34
1/6/09 16:51	1/5/09	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-32	6.36	0	-5	-8	55	H									0	-2	-74	-71	-66	-70
12/23/08 17:59	12/22/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.dm	-42	5.54	0	-8	-11	60	I	173	-33	6	-13	20	11	-17	-5	8	5	-74	-73	-55	-75
9/15/08 17:21	9/12/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-53	7.12	0	-8	-10	68	I	349	24	31	39	22	15	0	1	-1	-2	-27	-1	-73	-66
7/24/08 15:32	7/22/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-38	6.28	0	-6	-7	75	I	367	12	-6	46	32	4	9	2	-3	-4	-5	-7	-76	-61
7/3/08 16:23	7/1/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-30	6.06	0	-5	-6	81	I	313	26	-29	0	19	19	28	-9	-1	1	-2	6	4	-60
1/29/08 16:33	1/29/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	12	5.92	0	2	1	332	I	312	104	11	-59	-44	-25	-18	-8	1	8	5	-28	2	-76
1/22/08 14:36	1/18/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DO	CB	P.d	13	6.62	0	2	0	1,119	D	450	107	21	-51	-42	-18	-21	-13	-8	-9	-7	-35	-10	-80
1/22/08 08:40	1/18/08	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	27	6.75	0	4	1	330	D	450	107	21	-51	-42	-18	-21	-13	-8	-9	-7	-35	-10	-80
10/29/07 16:35	10/29/07	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-75	15.00	0	-5	-5	101	I	999	779	236	179	162	41	14	11	-2	-13	-23	-60	-71	-65
10/17/07 12:27	10/16/07	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-52	13.00	0	-4	-4	106	I	999	647	201	138	122	47	25	9	1	3	-14	-44	-61	-66
10/16/07 14:07	10/15/07	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-42	12.00	0	-4	-3	110	I	999	591	181	128	102	41	19	2	8	9	-1	-37	-55	-61
10/2/07 15:17	10/1/07	APPY	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-74	9.87	0	-8	-6	114	I	999	461	169	122	98	70	70	13	-1	5	44	-14	-41	-38
8/31/07 19:26	8/29/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-30	5.98	0	-5	-4	121	D
8/16/07 15:38	8/16/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	9	4.60	0	2	1	326	D
7/19/07 10:37	7/18/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-204	5.43	0	-38	-1	2,763	D
7/18/07 11:02	7/16/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S.m	-32	5.33	0	-6	0	2,800	D
7/12/07 10:16	7/11/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-184	4.66	0	-39	-1	2,806	D
7/11/07 12:25	7/10/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-47	4.58	0	-10	0	2,846	D
7/10/07 10:40	7/6/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S.a	-35	4.64	0	-8	0	2,858	D
7/10/07 10:28	7/9/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-11	4.65	0	-2	0	2,856	D
7/9/07 12:44	7/6/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-35	4.64	0	-8	0	2,585	D
7/6/07 11:10	7/5/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-28	4.65	0	-6	0	2,866	D
7/3/07 10:30	7/2/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-325	4.56	0	-71	-2	2,872	D
7/3/07 10:30	7/2/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	327	4.59	0	71	3	2,872	D
6/14/07 11:14	6/13/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-30	4.74	0	-6	0	2,872	D
6/14/07 11:14	6/13/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	30	4.76	0	6	0	2,872	D
6/4/07 11:00	6/1/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-352	4.65	0	-76	-3	2,872	D
6/4/07 11:00	6/1/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	354	4.67	0	76	3	2,872	D
5/16/07 10:21	5/15/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	14	4.51	0	3	0	2,872	D
5/14/07 11:01	5/11/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	22	4.40	0	5	0	2,869	D
5/10/07 10:23	5/9/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-104	4.41	0	-24	-1	2,864	D
5/10/07 10:23	5/9/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	105	4.44	0	24	1	2,864	D
5/9/07 10:57	5/8/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P.a	27	4.47	0	6	0	2,864	D
5/8/07 10:20	5/7/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		S	-9	4.58	0	-2	0	2,858	D
5/8/07 10:20	5/7/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	9	4.58	0	2	0	2,858	D
5/7/07 10:18	5/3/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	501	4.54	0	110	4	2,858	D
5/3/07 10:56	5/1/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P.m	133	4.29	0	31	1	2,748	D
4/25/07 17:48	4/23/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P.m	452	4.62	0	98	4	2,717	D
4/25/07 13:11	4/23/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DO	CB	S.d	-445	4.45	0	-100	-8	1,139	I
4/13/07 13:10	4/10/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P.m	304	4.28	0	71	3	2,619	D
4/9/07 13:21	4/9/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		S.d	-66	4.43	0	-15	-11	126	D
3/26/07 15:33	3/22/07	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P.m	862	3.77	0	228	10	2,548	D
12/27/06 12:00	12/26/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Roaring Fork Capital Sbic, L.P.	CO	T		S	-61	2.43	0	-25	-3	769	D
12/7/06 18:00	12/6/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Roaring Fork Capital Sbic, L.P.	CO	T		S	-66	1.89	0	-35	-4	794	D
11/16/06 15:00	11/15/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Roaring Fork Capital Sbic, L.P.	CO	T		S	-226	1.62	0	-140	-14	829	D
10/24/06 20:31	10/23/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	9	1.80	0	5	2	242	I
9/29/06 16:31	9/22/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P.a	450	1.50	0	300	15	2,319	D
9/26/06 16:18	9/22/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	1837 Rmb Managers L.L.C.	IL	T		P	450	1.50	0	300	15	2,319	D
9/25/06 17:22	9/22/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Roaring Fork Capital Sbic, L.P.	CO	T		S	-127	1.49	0	-85	-8	969	D
8/22/06 18:04	8/21/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jeffrey	CO	O	CFO	P.d	12	1.20	0	10	13	88	D
8/22/06 17:48	8/21/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	12	1.20	0	10	4	237	D
8/22/06 13:29	8/17/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Roaring Fork Capital Sbic, L.P.	CO	T		S	-135	1.45	0	-93	-8	1,054	D
8/10/06 10:55	8/9/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	21	1.41	0	15	1	1,785	D
8/9/06 13:17	8/9/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	3	1.43	0	2	0	1,800	D
8/8/06 14:01	8/8/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	66	1.42	0	47	3	1,802	D
8/2/06 16:24	7/31/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	16	1.54	0	11	1	1,848	D
7/27/06 12:18	7/26/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	25	1.42	0	18	1	1,859	D
7/26/06 12:38	7/25/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	7	1.36	0	5	2	227	D
7/26/06 12:26	7/25/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DO	CB	P.d	7	1.40	0	5	1	734	I
7/25/06 16:37	7/24/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DO	CB	P.d	14	1.37	0	10	1	729	I
7/19/06 13:27	7/14/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DO	CB	P.d	5	1.34	0	4	1	719	I
7/14/06 16:34	7/13/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.ad	15	1.45	0	10	5	222	D
7/13/06 17:15	7/13/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	15	1.45	0	10	5	222	D
7/3/06 09:30	6/29/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jeffrey	CO	O	CFO	P.d	14	1.43	0	10	15	78	D
6/27/06 15:39	6/22/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	2	1.60	0	1	0	1,876
6/19/06 13:00	6/15/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	6	1.40	0	4	0	1,877
5/9/06 19:27	5/8/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Roaring Fork Capital Sbic, L.P.	CO	T		S	-86	1.72	0	-50	-4	1,146
5/8/06 13:16	5/8/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	50	1.40	0	36	20	212
4/28/06 12:27	3/7/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger		T		P	222	1.79	0	124	7	1,881
4/18/06 15:46	4/17/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		P.d	28	1.40	0	20	17	141	H
4/7/06 15:24	3/29/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hepler Douglas I	NC	D		P.d	2	1.63	0	1	1	121	H
4/5/06 16:52	4/3/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Talon Opportunity Partners, L.P.	IL	T		S.d	-3,275	1.40	0	-2,339	-100	0
3/10/06 16:41	3/9/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	8	1.58	0	5	3	176
2/27/06 16:02	2/24/06	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.d	27	1.78	0	15	10	171
1/17/06 11:19	12/28/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	P,CEO	P.ad	5	0.9500	0	5	3	156
12/2/05 16:08	11/30/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jeffrey	CO	O	CFO	P.dm	10	0.7314	0	14	25	68	D
5/9/05 19:16	5/5/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Talon Opportunity Partners, L.P.	IL	T		P.d	1,000	0.8750	0	1,143	100	2,286	D
3/25/05 18:42	3/23/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DOT	CB	P.d	2	0.7500	0	3	0	913	I
3/22/05 15:33	3/18/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DOT	CB	P.d	7	0.7300	0	10	1	911	I
3/17/05 18:52	3/16/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DOT	CB	P.d	8	0.7500	0	11	1	895	I
3/17/05 18:38	3/16/05	AMDI	Health	Diagn	In Vitro & In Vivo Diagnostic	Donnelly Richard G	CO	DO	CEO,P	P.d	4	0.7400	0	5	New	5	D
2/10/05 14:43	2/7/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DOT	CB	P.d	3	0.6300	0	5	1	885	D
2/1/05 16:52	1/28/05	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DOT	CB	P.d	6	0.6100	0	10	1	880	D
8/31/04 17:23	8/31/04	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jefferey	CO	O	CFO	P.d	1	0.5800	0	2	7	33	D
8/31/04 16:23	8/31/04	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Hurst Roger	CO	DOT	P	P	3	0.5800	0	5	0	4,005	D
8/20/04 17:46	8/19/04	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	Pusey Gregory	CO	DOT	CB	P.ed	25	0.8750	0	29	3	870	I
12/4/03 13:01	12/2/03	APNB	Health	Diagn	In Vitro & In Vivo Diagnostic	McGonegal Jefferey	CO	O	CFO	P.d	10	1.00	0	10	182	16	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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