7/26/24 16:30 | 7/24/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -24,064 | 38.72 | 0 | -622 | -6 | 9,706 | I | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/26/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Dulik Elena | NY | O | Chief Ac | S | -95 | 86.45 | 0 | -1 | -5 | 20 | D | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/25/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | Chief In | S | -1,051 | 84.08 | 0 | -13 | -7 | 155 | D | | | | | | | | | | | | | | |
7/26/24 15:11 | 7/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -9 | 5.01 | 0 | -2 | 0 | 449 | D | | | | | | | | | | | | | | |
7/26/24 10:50 | 7/24/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | P.m | 699 | 3.18 | 0 | 220 | 12 | 2,111 | I | | | | | | | | | | | | | | |
7/25/24 16:16 | 7/24/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 172 | 13.26 | 0 | 13 | 27 | 61 | D | | | | | | | | | | | | | | |
7/25/24 16:05 | 7/23/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -28 | 4.86 | 0 | -6 | -1 | 451 | D | | | | | | | | | | | | | | |
7/24/24 19:51 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | S.dm | -9 | 8.16 | 0 | -1 | 0 | 414 | D | | | | | | | | | | | | | | |
7/24/24 19:50 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | S.dm | -624 | 8.16 | 0 | -76 | 0 | 31,837 | D | | | | | | | | | | | | | | |
7/24/24 19:49 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | S.dm | -154 | 8.16 | 0 | -19 | 0 | 5,725 | D | | | | | | | | | | | | | | |
7/24/24 19:47 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | See Rema | S.dm | -138 | 8.16 | 0 | -17 | 0 | 6,967 | D | | | | | | | | | | | | | | |
7/24/24 19:45 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | S.dm | -91 | 8.16 | 0 | -11 | 0 | 2,736 | D | | | | | | | | | | | | | | |
7/24/24 16:30 | 7/22/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,411 | 35.82 | 0 | -235 | -2 | 10,328 | I | | | | | | | | | | | | | | |
7/23/24 20:15 | 7/22/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Head of | S | -6,260 | 150.21 | 0 | -42 | -4 | 1,075 | D | | | | | | | | | | | | | | |
7/23/24 16:42 | 7/22/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Simon Richard P | NY | D | | S | -564 | 80.61 | 0 | -7 | -31 | 16 | D | | | | | | | | | | | | | | |
7/22/24 16:30 | 7/18/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -5,716 | 34.13 | 0 | -168 | -2 | 10,563 | I | | | | | | | | | | | | | | |
7/19/24 15:32 | 7/19/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 10 | 13.10 | 0 | 1 | 2 | 48 | D | | | | | | | | | | | | | | |
7/18/24 17:39 | 7/16/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S | -15,106 | 45.23 | 0 | -334 | -14 | 2,060 | M | | | | | | | | | | | | | | |
7/18/24 16:30 | 7/16/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -5,569 | 33.85 | 0 | -164 | -2 | 10,730 | I | | | | | | | | | | | | | | |
7/18/24 15:37 | 7/17/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 283 | 13.34 | 0 | 21 | 82 | 47 | D | | | | | | | | | | | | | | |
7/18/24 09:48 | 7/16/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -79 | 5.06 | 0 | -16 | -3 | 456 | D | | | | | | | | | | | | | | |
7/17/24 17:37 | 7/17/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | S | -190 | 46.55 | 0 | -4 | -19 | 18 | D | | | | | | | | | | | | | | |
7/17/24 09:29 | 7/15/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -9 | 5.00 | 0 | -2 | 0 | 472 | D | | | | | | | | | | | | | | |
7/16/24 20:17 | 7/12/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,806 | 31.95 | 0 | -150 | -1 | 10,895 | I | | | | | | | | | | | | | | |
7/16/24 16:15 | 7/16/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 13 | 13.12 | 0 | 1 | 4 | 26 | D | | | | | | | | | | | | | | |
7/15/24 18:51 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | M.d | 0 | 0.00 | 0 | 0 | 4 | 7 | D | | | | | | | | | | | | | | |
7/15/24 18:50 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | M.d | 0 | 0.00 | 0 | 1 | 2 | 23 | D | | | | | | | | | | | | | | |
7/15/24 18:49 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | M.d | 0 | 0.00 | 0 | 0 | 1 | 1 | D | | | | | | | | | | | | | | |
7/15/24 18:48 | 7/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | M.d | 0 | 0.00 | 0 | 0 | 3 | 4 | D | | | | | | | | | | | | | | |
7/12/24 19:38 | 7/3/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | P.m | 1,427 | 3.49 | 0 | 409 | 28 | 1,891 | I | | | | | | | | | | | | | | |
7/12/24 16:30 | 7/10/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -3,764 | 31.12 | 0 | -121 | -1 | 11,045 | I | | | | | | | | | | | | | | |
7/12/24 15:51 | 7/12/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 56 | 12.90 | 0 | 4 | 21 | 25 | D | | | | | | | | | | | | | | |
7/11/24 16:54 | 7/9/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S | -2,990 | 40.19 | 0 | -74 | -3 | 2,394 | M | | | | | | | | | | | | | | |
7/11/24 15:23 | 7/10/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 1 | 12.53 | 0 | 0 | 0 | 21 | D | | | | | | | | | | | | | | |
7/11/24 11:10 | 7/9/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -26 | 4.49 | 0 | -6 | -1 | 474 | D | | | | | | | | | | | | | | |
7/10/24 16:30 | 7/8/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -2,538 | 30.30 | 0 | -84 | -1 | 11,166 | I | | | | | | | | | | | | | | |
7/9/24 16:10 | 7/8/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 109 | 12.53 | 0 | 9 | 74 | 20 | D | | | | | | | | | | | | | | |
7/9/24 11:37 | 7/3/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McCauley William Hugh Jr | FL | O | CFO | M.d | 0 | 0.00 | 0 | 50 | New | 50 | D | | | | | | | | | | | | | | |
7/8/24 16:30 | 7/3/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -3,208 | 31.01 | 0 | -103 | -1 | 11,250 | I | | | | | | | | | | | | | | |
7/5/24 17:59 | 7/3/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | S | -14,323 | 123.00 | 0 | -116 | -11 | 921 | D | | | | | | | | | | | | | | |
7/5/24 16:33 | 6/28/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | S.d | -1,339 | 135.25 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
7/5/24 16:32 | 7/5/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 48 | 12.51 | 0 | 4 | 48 | 12 | D | | | | | | | | | | | | | | |
7/3/24 17:17 | 7/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -27 | 4.74 | 0 | -6 | -1 | 479 | D | | | | | | | | | | | | | | |
7/3/24 13:15 | 7/1/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -5,324 | 31.77 | 0 | -168 | -1 | 11,353 | I | | | | | | | | | | | | | | |
7/3/24 12:35 | 7/3/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 13 | 12.54 | 0 | 1 | 15 | 8 | D | | | | | | | | | | | | | | |
7/2/24 20:32 | 7/2/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | S | -1,020 | 300.11 | 0 | -3 | -14 | 20 | D | | | | | | | | | | | | | | |
7/2/24 16:49 | 6/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Masters Blythe | IL | D | | M.d | 0 | 0.00 | 0 | 9 | 16 | 68 | D | | | | | | | | | | | | | | |
7/2/24 16:49 | 6/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | M.d | 0 | 0.00 | 0 | 5 | 32 | 19 | D | | | | | | | | | | | | | | |
7/2/24 15:56 | 7/1/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 87 | 12.52 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
7/1/24 16:51 | 6/28/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -221 | 294.21 | 0 | -1 | -5 | 16 | D | | | | | | | | | | | | | | |
7/1/24 16:30 | 6/27/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -3,205 | 33.27 | 0 | -96 | -1 | 11,521 | I | | | | | | | | | | | | | | |
7/1/24 10:22 | 6/27/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | P | 56 | 139.24 | 0 | 0 | 2 | 22 | D | | | | | | | | | | | | | | |
7/1/24 10:19 | 6/27/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Brilliant Heather E | OH | DO | CEO | P.m | 77 | 139.72 | 0 | 1 | 1 | 47 | D | | | | | | | | | | | | | | |
6/27/24 16:30 | 6/25/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,932 | 33.11 | 0 | -149 | -1 | 11,617 | I | | | | | | | | | | | | | | |
6/26/24 09:05 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Corio Norma | NY | D | | M.d | 0 | 0.00 | 0 | 18 | New | 18 | D | | | | | | | | | | | | | | |
6/26/24 08:03 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Bouzarif Ali | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 2 | 780 | D | | | | | | | | | | | | | | |
6/26/24 08:02 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Brophy Warson Tracey | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 140 | 31 | D | | | | | | | | | | | | | | |
6/26/24 08:02 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Furlong Mark F | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 73 | 43 | D | | | | | | | | | | | | | | |
6/26/24 08:01 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Keaney Timothy F | NY | D | | M.d | 0 | 0.00 | 0 | 28 | 29 | 126 | D | | | | | | | | | | | | | | |
6/26/24 08:01 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Lee Judy | NY | D | | M.d | 0 | 0.00 | 0 | 18 | 140 | 31 | D | | | | | | | | | | | | | | |
6/26/24 08:00 | 6/25/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Yu Peter | NY | DT | | M.d | 0 | 0.00 | 0 | 18 | 0 | 6,549 | D | | | | | | | | | | | | | | |
6/25/24 20:44 | 6/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | M.d | 30 | 1.17 | 0 | 26 | 7 | 400 | D | | | | | | | | | | | | | | |
6/25/24 20:44 | 6/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S.d | -130 | 8.30 | 0 | -16 | -4 | 400 | D | | | | | | | | | | | | | | |
6/25/24 20:41 | 6/21/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S | -16,493 | 131.94 | 0 | -125 | -10 | 1,180 | I | | | | | | | | | | | | | | |
6/25/24 20:39 | 6/21/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -19,791 | 131.94 | 0 | -150 | -12 | 1,105 | I | | | | | | | | | | | | | | |
6/25/24 19:21 | 6/21/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | H | See Rema | P | 164 | 8.21 | 0 | 20 | 25 | 100 | D | | | | | | | | | | | | | | |
6/25/24 16:56 | 6/21/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,936 | 34.69 | 0 | -142 | -1 | 11,766 | I | | | | | | | | | | | | | | |
6/25/24 16:40 | 6/24/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | S | -86 | 296.98 | 0 | 0 | -7 | 4 | D | | | | | | | | | | | | | | |
6/24/24 12:48 | 6/21/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 4,559 | 22.80 | 0 | 200 | 0 | 92,787 | D | | | | | | | | | | | | | | |
6/21/24 16:30 | 6/18/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -4,090 | 35.34 | 0 | -116 | -1 | 11,908 | I | | | | | | | | | | | | | | |
6/20/24 16:30 | 6/20/24 | TGAN | Transphorm, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Phorm Investors L.P. | NY | T | | S | -124,501 | 5.10 | 0 | -24,412 | -100 | 0 | I | | | | | | | | | | | | | | |
6/20/24 10:36 | 6/14/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | M.d | 0 | 0.00 | 0 | 7 | 0 | 4,173 | D | | | | | | | | | | | | | | |
6/20/24 07:43 | 6/18/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 2,229 | 22.29 | 0 | 100 | 0 | 92,587 | D | | | | | | | | | | | | | | |
6/18/24 17:46 | 6/14/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,218 | 36.10 | 0 | -228 | -2 | 12,024 | I | | | | | | | | | | | | | | |
6/17/24 18:17 | 6/13/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Charles K. Huebner Trust | TX | H | See Rema | P | 99 | 7.95 | 0 | 13 | 32 | 52 | D | | | | | | | | | | | | | | |
6/17/24 16:19 | 6/17/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -34 | 31.47 | 0 | -1 | -3 | 32 | D | | | | | | | | | | | | | | |
6/17/24 16:07 | 6/17/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -31 | 31.43 | 0 | -1 | 0 | 299 | D | | | | | | | | | | | | | | |
6/14/24 17:02 | 6/12/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -8,018 | 38.46 | 0 | -208 | -2 | 12,252 | I | | | | | | | | | | | | | | |
6/12/24 19:54 | 6/11/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | DT | | S | -1,219 | 44.34 | 0 | -28 | -100 | 0 | D | | | | | | | | | | | | | | |
6/12/24 19:53 | 9/27/21 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | DT | | S.am | -1,527 | 43.63 | 0 | -35 | -56 | 28 | D | | | | | | | | | | | | | | |
6/12/24 17:19 | 6/10/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keck Thomas | NY | DH | See Rema | S.m | -4,192 | 45.10 | 0 | -93 | -2 | 4,356 | I | | | | | | | | | | | | | | |
6/11/24 20:17 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Zyla Gary G. | CA | O | EVP,CFO | S | -268 | 34.40 | 0 | -8 | -8 | 93 | D | | | | | | | | | | | | | | |
6/11/24 20:16 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Minta-Jacobs Esi | CA | O | HR,Digit | S | -87 | 34.40 | 0 | -3 | -4 | 67 | D | | | | | | | | | | | | | | |
6/11/24 20:16 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Mehta Mukesh | CA | O | EVP,CIO | S | -305 | 34.40 | 0 | -9 | -3 | 305 | D | | | | | | | | | | | | | | |
6/11/24 20:14 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | McNatt Joel David Jr | CA | O | EVP,Inve | S | -181 | 34.40 | 0 | -5 | -9 | 54 | D | | | | | | | | | | | | | | |
6/11/24 20:13 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Kim Michael | CA | DO | CEO,P | S | -325 | 34.40 | 0 | -9 | -2 | 399 | D | | | | | | | | | | | | | | |
6/11/24 20:12 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Hansen Carrie E. | CA | O | EVP,COO | S | -365 | 34.40 | 0 | -11 | -7 | 135 | D | | | | | | | | | | | | | | |
6/11/24 20:12 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Angus Ted F. | CA | O | EVP,GC | S | -331 | 34.40 | 0 | -10 | -8 | 114 | D | | | | | | | | | | | | | | |
6/10/24 21:48 | 6/7/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Olian Judy D. | CA | D | | S | -458 | 134.00 | 0 | -3 | -11 | 27 | D | | | | | | | | | | | | | | |
6/10/24 17:09 | 6/6/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Paulson John | MA | DT | | M.d | 0 | 0.00 | 0 | 8 | 92 | 16 | D | | | | | | | | | | | | | | |
6/10/24 17:04 | 6/6/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Trebbi Barbara | MA | D | | M.d | 0 | 0.00 | 0 | 4 | 12 | 41 | D | | | | | | | | | | | | | | |
6/10/24 16:58 | 6/6/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Chersi Robert J | MA | D | | M.d | 0 | 0.00 | 0 | 4 | 8 | 62 | D | | | | | | | | | | | | | | |
6/10/24 16:21 | 6/6/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P | 94 | 4.72 | 0 | 20 | 0 | 17,985 | I | | | | | | | | | | | | | | |
6/7/24 16:36 | 6/5/24 | OAK.P | Brookfield Oaktree Holdings, LLC | DE | Financ | InvAdv | Investment Advice | Perry Mansco III | CA | D | | S | -22 | 21.65 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
6/6/24 18:27 | 6/4/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P.m | 153 | 4.90 | 0 | 31 | 0 | 17,965 | I | | | | | | | | | | | | | | |
6/6/24 18:04 | 6/4/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,054 | 292.78 | 0 | -7 | 0 | 15,545 | D | | | | | | | | | | | | | | |
6/6/24 18:03 | 6/4/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -217 | 289.07 | 0 | -1 | -2 | 34 | D | | | | | | | | | | | | | | |
6/5/24 16:44 | 6/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keck Thomas | NY | DH | See Rema | S.m | -317 | 45.02 | 0 | -7 | 0 | 4,449 | I | | | | | | | | | | | | | | |
6/5/24 14:12 | 6/3/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | P.d | 230 | 4.86 | 0 | 47 | 8 | 623 | D | | | | | | | | | | | | | | |
6/4/24 19:28 | 5/31/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S.m | -10,437 | 40.20 | 0 | -260 | -10 | 2,468 | M | | | | | | | | | | | | | | |
6/4/24 19:05 | 5/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | M.d | 0 | 0.00 | 0 | 13 | 31 | 53 | D | | | | | | | | | | | | | | |
6/4/24 19:05 | 5/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Hurse Sandra | IL | O | CHRO | M.d | 0 | 0.00 | 0 | 13 | 70 | 32 | D | | | | | | | | | | | | | | |
6/4/24 19:04 | 5/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | M.d | 0 | 0.00 | 0 | 17 | 37 | 62 | D | | | | | | | | | | | | | | |
6/4/24 19:04 | 5/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Pollock Frederick | IL | O | Chief In | M.d | 0 | 0.00 | 0 | 25 | 5 | 558 | D | | | | | | | | | | | | | | |
6/4/24 19:03 | 5/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Levin Jonathan Reisin | IL | DO | P | M.d | 0 | 0.00 | 0 | 25 | 6 | 436 | D | | | | | | | | | | | | | | |
6/4/24 18:45 | 5/31/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -17,511 | 140.09 | 0 | -125 | -9 | 1,305 | I | | | | | | | | | | | | | | |
6/4/24 18:39 | 5/31/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -14,041 | 140.41 | 0 | -100 | -7 | 1,255 | I | | | | | | | | | | | | | | |
6/4/24 18:06 | 5/31/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,924 | 288.59 | 0 | -14 | 0 | 15,552 | D | | | | | | | | | | | | | | |
6/4/24 17:46 | 6/4/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Preiser David A | CA | DO | CO-P | S.d | -2,664 | 133.21 | 0 | -20 | -100 | 0 | D | | | | | | | | | | | | | | |
6/4/24 17:15 | 6/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | M.d | 0 | 0.00 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
6/4/24 17:15 | 6/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Rafferty Emily K | NY | D | | M.d | 0 | 0.00 | 0 | 3 | 39 | 9 | D | | | | | | | | | | | | | | |
6/4/24 17:15 | 6/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | M.d | 0 | 0.00 | 0 | 3 | 31 | 11 | D | | | | | | | | | | | | | | |
6/4/24 17:15 | 6/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Ryan Thomas M | NY | D | | M.d | 0 | 0.00 | 0 | 5 | 16 | 36 | D | | | | | | | | | | | | | | |
6/4/24 17:00 | 6/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | S | -1,073 | 107.28 | 0 | -10 | -12 | 71 | D | | | | | | | | | | | | | | |
6/4/24 16:54 | 6/3/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | S.d | -133 | 133.49 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
6/4/24 16:37 | 6/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | S | -110 | 44.13 | 0 | -3 | -8 | 27 | D | | | | | | | | | | | | | | |
6/4/24 09:24 | 6/3/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | P | 75 | 150.00 | 0 | 1 | 6 | 8 | D | | | | | | | | | | | | | | |
5/31/24 19:46 | 5/29/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Strate | S | -71 | 5.04 | 0 | -14 | -3 | 485 | D | | | | | | | | | | | | | | |
5/31/24 17:52 | 5/30/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hoffmeister David F | NY | D | | P | 997 | 44.29 | 0 | 23 | 96 | 46 | D | | | | | | | | | | | | | | |
5/31/24 16:38 | 5/29/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,713 | 287.22 | 0 | -6 | 0 | 15,565 | D | | | | | | | | | | | | | | |
5/29/24 17:07 | 5/28/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -70 | 296.65 | 0 | 0 | 0 | 15,571 | D | | | | | | | | | | | | | | |
5/28/24 18:08 | 5/23/24 | BV | Brightview Holdings, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S | -218,400 | 12.48 | 0 | -17,500 | -35 | 33,133 | I | | | | | | | | | | | | | | |
5/28/24 17:37 | 5/23/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,842 | 297.28 | 0 | -6 | 0 | 15,571 | D | | | | | | | | | | | | | | |
5/28/24 16:28 | 5/28/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -32 | 33.00 | 0 | -1 | 0 | 300 | D | | | | | | | | | | | | | | |
5/28/24 16:27 | 5/28/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | S | -13 | 33.02 | 0 | 0 | 0 | 213 | D | | | | | | | | | | | | | | |
5/24/24 16:34 | 5/22/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | Chief In | S | -520 | 72.57 | 0 | -7 | -4 | 168 | D | | | | | | | | | | | | | | |
5/23/24 19:32 | 5/21/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | P.m | 281 | 4.44 | 0 | 63 | 12 | 596 | D | | | | | | | | | | | | | | |
5/23/24 17:56 | 5/21/24 | GTES | Gates Industrial Corp Plc | DE | Financ | InvAdv | Investment Advice | Blackstone Inc. | NY | T | | S | -328,641 | 16.33 | 0 | -20,125 | -95 | 1,098 | I | | | | | | | | | | | | | | |
5/23/24 17:07 | 5/21/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,890 | 299.03 | 0 | -13 | 0 | 15,578 | D | | | | | | | | | | | | | | |
5/21/24 17:02 | 5/17/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,854 | 299.78 | 0 | -10 | 0 | 15,591 | D | | | | | | | | | | | | | | |
5/21/24 16:40 | 5/17/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Mandinach Barry M. | CT | O | EVP,Head | S.m | -1,863 | 234.00 | 0 | -8 | -39 | 12 | D | | | | | | | | | | | | | | |
5/20/24 20:22 | 5/16/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | P.m | 461 | 4.61 | 0 | 100 | 23 | 532 | D | | | | | | | | | | | | | | |
5/20/24 20:05 | 5/16/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | See Rema | S | -47 | 4.70 | 0 | -10 | -6 | 165 | D | | | | | | | | | | | | | | |
5/20/24 16:16 | 5/16/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | S | -657 | 438.07 | 0 | -2 | -8 | 17 | I | | | | | | | | | | | | | | |
5/20/24 16:16 | 5/16/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Asset | S | -63 | 4.62 | 0 | -14 | -3 | 499 | D | | | | | | | | | | | | | | |
5/17/24 20:24 | 5/15/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,269 | 300.83 | 0 | -11 | 0 | 15,600 | D | | | | | | | | | | | | | | |
5/17/24 20:22 | 5/17/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | M.d | 0 | 0.00 | 0 | 1 | 3 | 50 | D | | | | | | | | | | | | | | |
5/17/24 20:22 | 5/17/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kapoor Kunal | IL | DO | CEO | M.d | 0 | 0.00 | 0 | 6 | 2 | 265 | D | | | | | | | | | | | | | | |
5/17/24 20:19 | 5/17/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | M.d | 0 | 0.00 | 0 | 1 | 2 | 29 | D | | | | | | | | | | | | | | |
5/17/24 19:29 | 5/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.dm | -37,007 | 148.03 | 0 | -250 | -15 | 1,375 | I | | | | | | | | | | | | | | |
5/17/24 11:21 | 5/15/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | S | -396 | 158.40 | 0 | -3 | -8 | 28 | D | | | | | | | | | | | | | | |
5/16/24 21:34 | 5/14/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Keaney Timothy F | NY | DO | P,Asset | P.m | 384 | 4.56 | 0 | 84 | 642 | 97 | D | | | | | | | | | | | | | | |
5/16/24 17:03 | 5/14/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | See Rema | S | -3 | 4.70 | 0 | -1 | 0 | 175 | D | | | | | | | | | | | | | | |
5/15/24 17:30 | 5/13/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,852 | 296.85 | 0 | -6 | 0 | 15,611 | D | | | | | | | | | | | | | | |
5/15/24 17:25 | 5/13/24 | APP | Applovin Corp | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -1,458,800 | 83.36 | 0 | -17,500 | -99 | 137 | I | | | | | | | | | | | | | | |
5/15/24 16:12 | 5/13/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Line Thomas Edward | OH | O | CFO | S.m | -550 | 157.01 | 0 | -4 | -20 | 14 | D | | | | | | | | | | | | | | |
5/14/24 19:06 | 5/13/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | S | -2,470 | 54.92 | 0 | -45 | -100 | 0 | D | | | | | | | | | | | | | | |
5/13/24 17:13 | 5/9/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,433 | 298.16 | 0 | -12 | 0 | 15,617 | D | | | | | | | | | | | | | | |
5/13/24 17:12 | 5/10/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kaplan Steven N | IL | D | | S | -373 | 298.13 | 0 | -1 | -3 | 43 | D | | | | | | | | | | | | | | |
5/13/24 17:04 | 5/9/24 | ELDN | Eledon Pharmaceuticals, Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | P.d | 0 | 0.00 | 0 | 1,928 | | 220 | D | | | | | | | | | | | | | | |
5/10/24 19:04 | 5/9/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | S.m | -4,167 | 54.04 | 0 | -77 | -94 | 5 | D | | | | | | | | | | | | | | |
5/10/24 16:19 | 5/8/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -3,339 | 111.29 | 0 | -30 | -8 | 356 | D | | | | | | | | | | | | | | |
5/9/24 17:24 | 5/7/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,331 | 300.43 | 0 | -8 | 0 | 15,629 | D | | | | | | | | | | | | | | |
5/9/24 16:30 | 5/8/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Polland Andrew Robert | NY | O | COO | S | 0 | 0.00 | 0 | -124 | -30 | 289 | I | | | | | | | | | | | | | | |
5/8/24 17:23 | 5/6/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | P | 33 | 119.58 | 0 | 0 | 1 | 43 | M | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Laurino Andrew Charles | NY | O | Senior M | S.d | 0 | 0.00 | 0 | -19,600 | -92 | 1,623 | I | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Ward Sean Jason | NY | O | Senior M | S.d | 0 | 0.00 | 0 | -19,600 | -90 | 2,078 | I | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | O | Co-P | S.d | 0 | 0.00 | 0 | -19,600 | -88 | 2,619 | I | | | | | | | | | | | | | | |
5/7/24 17:24 | 2/15/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Dolan Kevin B | X0 | D | | S | -103 | 30.99 | 0 | -3 | -16 | 17 | D | | | | | | | | | | | | | | |
5/7/24 17:00 | 5/6/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 6 | 19 | D | | | | | | | | | | | | | | |
5/7/24 16:34 | 5/3/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,869 | 296.14 | 0 | -16 | 0 | 15,636 | D | | | | | | | | | | | | | | |
5/3/24 17:01 | 4/30/24 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | Long Path Smaller Companies Fund, LP | CT | T | | P.a | 77 | 15.05 | 0 | 5 | 1 | 941 | D | | | | | | | | | | | | | | |
5/3/24 16:49 | 5/1/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,801 | 288.42 | 0 | -17 | 0 | 15,653 | D | | | | | | | | | | | | | | |
5/2/24 19:27 | 4/30/24 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | Long Path Smaller Companies Fund, LP | CT | T | | P | 77 | 15.05 | 0 | 5 | 1 | 941 | D | | | | | | | | | | | | | | |
5/2/24 17:55 | 4/30/24 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | Hough Richard R III | NY | DO | CB,CEO | M.d | 883 | 14.54 | 0 | 61 | 11 | 609 | D | | | | | | | | | | | | | | |
4/30/24 16:27 | 4/30/24 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | S.d | 0 | 0.00 | 0 | -2 | -3 | 70 | D | | | | | | | | | | | | | | |
4/29/24 18:01 | 4/25/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 1 | 0 | 196 | D | | | | | | | | | | | | | | |
4/26/24 16:58 | 4/24/24 | CBL | Cbl & Associates Properties Inc | DE | Financ | InvAdv | Investment Advice | Oaktree Capital Group Holdings Gp, LLC | CA | T | | S | -155 | 21.75 | 0 | -7 | 0 | 4,005 | I | | | | | | | | | | | | | | |
4/19/24 18:27 | 4/17/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | S | -18,881 | 131.51 | 0 | -144 | -2 | 5,985 | I | | | | | | | | | | | | | | |
4/17/24 20:57 | 4/15/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | M.d | 0 | 0.00 | 0 | 11 | 32 | 45 | D | | | | | | | | | | | | | | |
4/17/24 20:57 | 4/15/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Hurse Sandra | IL | O | CHRO | M.d | 0 | 0.00 | 0 | 9 | 59 | 25 | D | | | | | | | | | | | | | | |
4/17/24 20:56 | 4/15/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | M.d | 0 | 0.00 | 0 | 11 | 25 | 53 | D | | | | | | | | | | | | | | |
4/16/24 21:38 | 4/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -6,486 | 129.72 | 0 | -50 | -4 | 1,105 | I | | | | | | | | | | | | | | |
4/16/24 21:37 | 4/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | S.m | -33,101 | 130.03 | 0 | -255 | -4 | 6,128 | I | | | | | | | | | | | | | | |
4/12/24 20:54 | 4/10/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | S.m | -57,377 | 133.62 | 0 | -429 | -6 | 6,383 | I | | | | | | | | | | | | | | |
4/9/24 20:06 | 4/8/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | S.m | -51,833 | 133.97 | 0 | -387 | -5 | 6,812 | I | | | | | | | | | | | | | | |
4/5/24 20:16 | 4/3/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S | -5,311 | 132.04 | 0 | -40 | -3 | 1,180 | I | | | | | | | | | | | | | | |
4/5/24 20:16 | 4/3/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | S.m | -53,129 | 132.95 | 0 | -400 | -5 | 7,199 | I | | | | | | | | | | | | | | |
4/5/24 20:15 | 4/3/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -1,729 | 132.04 | 0 | -13 | -1 | 1,155 | I | | | | | | | | | | | | | | |
4/4/24 20:04 | 3/11/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 150 | 53 | 432 | D | | | | | | | | | | | | | | |
4/4/24 19:54 | 3/11/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | M.d | 0 | 0.00 | 0 | 50 | 36 | 191 | D | | | | | | | | | | | | | | |
4/4/24 19:54 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | S.d | -76 | 5.07 | 0 | -15 | -7 | 191 | D | | | | | | | | | | | | | | |
4/4/24 19:50 | 3/11/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | COO | M.d | 0 | 0.00 | 0 | 150 | 582 | 176 | D | | | | | | | | | | | | | | |
4/4/24 19:50 | 4/3/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | COO | S.d | -99 | 4.93 | 0 | -20 | -10 | 176 | D | | | | | | | | | | | | | | |
4/4/24 19:50 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Furlong Mark F | NY | D | | P | 136 | 5.43 | 0 | 25 | New | 25 | D | | | | | | | | | | | | | | |
4/4/24 19:49 | 3/11/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Smith Craig Lindsay | NY | DO | See rema | M.d | 0 | 0.00 | 0 | 75 | | 36 | D | | | | | | | | | | | | | | |
4/4/24 19:43 | 3/11/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Asset | M.d | 0 | 0.00 | 0 | 400 | 354 | 513 | D | | | | | | | | | | | | | | |
4/4/24 19:43 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | DO | P,Asset | S.dm | -52 | 5.08 | 0 | -10 | -2 | 513 | D | | | | | | | | | | | | | | |
4/4/24 16:15 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Cayman Holdings | NY | T | | P.m | 203 | 5.07 | 0 | 40 | 0 | 17,933 | I | | | | | | | | | | | | | | |
4/3/24 18:21 | 4/1/24 | CRGY | Crescent Energy Co | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -64,440 | 10.74 | 0 | -6,000 | -17 | 29,707 | I | | | | | | | | | | | | | | |
4/3/24 17:11 | 3/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Weingart Jack | TX | DO | CFO | M.d | 0 | 0.00 | 0 | 127 | 11 | 1,237 | D | | | | | | | | | | | | | | |
4/3/24 17:08 | 3/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Vazquez-Ubarri Anilu | TX | DO | COO | M.d | 0 | 0.00 | 0 | 85 | 26 | 408 | D | | | | | | | | | | | | | | |
4/3/24 17:03 | 3/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sisitsky Todd Benjamin | TX | DO | P | M.d | 0 | 0.00 | 0 | 169 | 19 | 1,058 | D | | | | | | | | | | | | | | |
4/3/24 16:32 | 3/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | M.d | 0 | 0.00 | 0 | 85 | 46 | 270 | D | | | | | | | | | | | | | | |
4/2/24 20:54 | 4/1/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | S.m | -11,054 | 130.58 | 0 | -85 | -1 | 7,599 | I | | | | | | | | | | | | | | |
4/2/24 20:52 | 4/1/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -11,070 | 130.57 | 0 | -85 | -6 | 1,220 | I | | | | | | | | | | | | | | |
4/2/24 20:51 | 4/1/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -11,350 | 130.61 | 0 | -87 | -7 | 1,168 | I | | | | | | | | | | | | | | |
4/1/24 17:29 | 3/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | M.d | 0 | 0.00 | 0 | 5 | 45 | 15 | D | | | | | | | | | | | | | | |
4/1/24 17:28 | 3/31/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Masters Blythe | IL | D | | M.d | 0 | 0.00 | 0 | 9 | 19 | 58 | D | | | | | | | | | | | | | | |
3/29/24 16:04 | 3/27/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Alvero Gumer | MN | O | P-INSURA | M.d | 522 | 123.37 | 0 | 4 | 111 | 8 | D | | | | | | | | | | | | | | |