Investment Advice Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/22/24 16:45	11/20/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,602	337.61	-14	0	15,330	D
11/22/24 16:33	11/20/24	FYBR	Frontier Communications Parent, Inc.	DE	Financ	InvAdv	Investment Advice	Ares Management LLC	CA	T		S.m	-16,680	34.74	-480	-1	38,127	I
11/22/24 11:48	11/21/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Laird James F Jr	OH	D		S	-1,022	170.26	-6	-32	13	D
11/21/24 17:08	11/21/24	QDEL	Quidelortho Corp	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S	-291,700	35.31	-8,260	-100	0	I
11/20/24 19:47	11/18/24	FYBR	Frontier Communications Parent, Inc.	DE	Financ	InvAdv	Investment Advice	Ares Management LLC	CA	T		S.m	-9,886	34.85	-284	-1	38,607	I
11/20/24 17:50	11/18/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,128	334.97	-9	0	15,344	D
11/20/24 16:23	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-261	41.39	-6	-2	311	D
11/20/24 16:22	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Nusseibeh Saker Anwar	PA	O	CEO,Herm	S	-184	41.38	-4	-2	185	D
11/20/24 16:22	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Novak Richard A	PA	O	Principa	S	-57	41.47	-1	-2	54	D
11/20/24 16:21	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Germain Peter J	PA	O	EVP,CLO,	S	-204	41.36	-5	-2	212	D
11/20/24 16:16	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Van Meter Stephen	PA	O	VP,Chief	S	-48	41.45	-1	-3	35	D
11/20/24 16:15	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Zierden Theodore W III	PA	O	VP	S	-103	41.41	-2	-2	131	D
11/20/24 16:07	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Fisher John B	PA	DO	VP	S	-323	41.36	-8	-1	524	D
11/20/24 16:06	11/19/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Dudiak Dolores D	PA	O	VP	S	-39	41.49	-1	-1	86	D
11/19/24 21:14	11/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.dm	-9,488	168.10	-56	-3	1,569	I
11/19/24 21:13	11/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.dm	-9,486	168.10	-56	-4	1,270	I
11/19/24 21:11	11/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.dm	-9,344	168.09	-56	-4	1,344	I
11/19/24 20:24	11/15/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	TH	See Rema	S.m	-6,029	12.13	-497	-22	1,809	I
11/19/24 19:11	11/15/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Dubinsky Jason	IL	O	CFO	M.d	0	0.00	1	3	21	D
11/19/24 19:09	11/15/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Dunn Daniel Joseph	IL	O	Chief Re	M.d	0	0.00	0	3	13	D
11/19/24 19:07	11/15/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kapoor Kunal	IL	DO	CEO	M.d	0	0.00	3	2	134	D
11/19/24 18:19	11/15/24	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Hyman Edward S	NY	O	Vice Cha	S.m	-8,566	298.58	-29	-2	1,748	D
11/18/24 21:22	11/18/24	OS	Onestream, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		S.d	-191,245	29.99	-6,376	-100	0	I
11/18/24 17:35	11/14/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-1,039	346.06	-3	0	15,353	D
11/18/24 10:15	11/14/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Meyer Paula R	OH	D		S	-51	169.00	0	-9	3	D
11/15/24 16:05	11/13/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Melloh Heather J.	MN	O	EVP,GC	M.d	115	165.41	1	23	4	D
11/14/24 18:43	11/12/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	TH	See Rema	S.m	-3,942	12.03	-328	-12	2,306	M
11/14/24 18:37	11/12/24	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Hyman Edward S	NY	O	Vice Cha	S.m	-10,192	304.33	-33	-2	1,777	D
11/14/24 17:25	11/12/24	CG	Carlyle Group Inc.	DE	Financ	InvAdv	Investment Advice	D'Aniello Daniel A.	DC	D		S	-25,537	51.53	-496	-2	32,504	I
11/14/24 16:57	11/12/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,500	350.69	-10	0	15,356	D
11/13/24 19:14	11/12/24	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Keathley Anthony	NY	O	Chief Ac	S	-50	68.85	-1	-25	2	D
11/13/24 19:07	11/12/24	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Park David Y	NY	O	CFO	S	-205	68.21	-3	-13	20	D
11/13/24 18:07	11/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	M.d	4,135	165.41	25		7	D
11/13/24 18:07	11/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-4,883	564.16	-9	-56	7	D
11/13/24 17:40	11/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	M.d	4,135	165.41	25	18	161	D
11/13/24 17:40	11/11/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-4,867	563.44	-9	-5	161	D
11/13/24 17:15	11/8/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	M.d	3,107	126.89	24		6	D
11/13/24 17:15	11/8/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-5,901	549.68	-11	-64	6	D
11/13/24 17:00	11/13/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-37	187.46	0	-3	6	D
11/13/24 16:31	11/11/24	HLNE	Hamilton Lane Inc	DE	Financ	InvAdv	Investment Advice	Delgado-Moreira Juan	PA	DOT	Co-CEO	P.d	106	201.81	1	0	1,287	I
11/13/24 16:29	11/11/24	BSIG	Brightsphere Investment Group Inc.	DE	Financ	InvAdv	Investment Advice	Hart Richard Jonathan	MA	O	GC	M.d	4,830	10.39	465		156	D
11/13/24 16:29	11/11/24	BSIG	Brightsphere Investment Group Inc.	DE	Financ	InvAdv	Investment Advice	Hart Richard Jonathan	MA	O	GC	S.d	-1,996	28.52	-70	-31	156	D
11/12/24 20:00	11/11/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	TH	See Rema	S	-4,299	12.01	-358	-12	2,633	I
11/12/24 18:52	11/11/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S	-292	175.00	-2	0	562	D
11/12/24 17:56	11/8/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,683	348.99	-16	0	15,366	D
11/12/24 17:42	11/7/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Callesano Christopher	NY	O	Principa	S	-71	80.00	-1	-100	0	D
11/12/24 17:28	11/8/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Crain Christopher M	CA	O	GC	S.d	-465	185.94	-3	-100	0	D
11/12/24 17:00	11/12/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Whitney Kenneth C	NY	D		S	-276	159.75	-2	-16	9	D
11/12/24 16:00	11/8/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Germain Peter J	PA	O	EVP,CLO,	S	-596	41.12	-14	-7	198	D
11/12/24 10:42	11/11/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Laird James F Jr	OH	D		S	-171	171.07	-1	-5	19	D
11/12/24 09:15	11/8/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	St. Pierre Nicole Renee	OH	D		S	-50	167.00	0	-7	4	D
11/8/24 21:43	11/6/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	TH	See Rema	S.m	-4,581	11.68	-392	-12	2,991	I
11/8/24 21:19	11/6/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S	-3,211	175.18	-18	-3	563	D
11/8/24 17:45	11/7/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Costos James	NY	D		S	-242	161.41	-2	-14	9	D
11/8/24 17:45	11/8/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Travin David Adam	NY	O	GC	S	-245	159.18	-2	-100	0	D
11/8/24 17:43	11/7/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Finley John G	NY	O	GC	S	-7,433	175.94	-42	-9	435	D
11/8/24 17:17	11/6/24	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Hyman Edward S	NY	O	Vice Cha	S.m	-30,082	312.50	-96	-5	1,810	D
11/8/24 17:08	11/6/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,520	340.13	-10	0	15,382	D
11/8/24 17:02	11/7/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Alley J Lindsey	CA	O	CFO	S.d	-2,319	185.49	-13	-100	0	D
11/8/24 16:50	11/6/24	OWL	Blue Owl Capital Inc.	NJ	Financ	InvAdv	Investment Advice	Ward Sean Jason	NY	DO	Senior M	S.d	0	0.00	-30,166	-31	68,530	I
11/8/24 16:37	11/6/24	OWL	Blue Owl Capital Inc.	NJ	Financ	InvAdv	Investment Advice	Rees Michael Douglass	NY	DO	Co-P	S.d	0	0.00	-30,166	-30	70,277	I
11/8/24 16:31	11/6/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Brockman Dawn M.	MN	O	SVP,CONT	S	-196	560.12	0	-24	1	D
11/7/24 14:46	11/6/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Laird James F Jr	OH	D		S	-843	168.53	-5	-20	20	D
11/6/24 17:27	11/4/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,877	331.60	-18	0	15,393	D
11/6/24 16:41	11/4/24	JHG	Janus Henderson Group Plc	Y9	Financ	InvAdv	Investment Advice	Rosenberg Michelle	X0	O	CAO,GC	S	-263	41.63	-6	-7	83	D
11/6/24 16:30	11/4/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	37	169.38	0	0	45	M
11/4/24 18:02	11/1/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-2,974	328.22	-9	0	15,411	D
11/4/24 16:47	11/4/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Nusseibeh Saker Anwar	PA	O	CEO,Herm	S	-484	39.86	-12	-6	179	D
11/4/24 16:18	10/31/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Alvero Gumer	MN	O	P-INSURA	S	-1,200	516.05	-2	-29	6	D
11/1/24 17:00	10/31/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		M.d	0	0.00	7	315	10	D
10/31/24 17:53	10/29/24	THRD	Third Harmonic Bio, Inc.	DE	Financ	InvAdv	Investment Advice	Bvf Partners L P/Il	CA	H	See Expl	S	-14,300	14.30	-1,000	-85	177	D
10/30/24 16:49	10/30/24	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Dudiak Dolores D	PA	O	VP	S	-199	39.89	-5	-6	77	D
10/30/24 16:44	10/30/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Lyons William M	IL	D		S	-249	331.88	-1	-6	13	D
10/29/24 18:39	10/25/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Charles K. Huebner Trust	TX	H	See Rema	M.d	129	1.17	110	999%	118	D
10/25/24 20:00	10/23/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	TH	See Rema	M.d	0	0.00	442	15	3,383	D
10/25/24 19:30	10/24/24	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	M.d	0	0.00	1	0	197	D
10/25/24 11:17	10/23/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Coussens Amanda N.	TX	O	CFO,CCO	M.d	0	0.00	22	251	30	D
10/25/24 11:17	10/23/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Hood Mark C	TX	O	See rema	M.d	0	0.00	5	7	83	D
10/25/24 11:07	10/23/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Sarsfield Luke A. III	TX	DO	See Rema	M.d	0	0.00	218		170	D
10/24/24 18:29	10/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Weingart Jack	TX	DO	CFO	M.d	0	0.00	127	10	1,348	D
10/24/24 18:23	10/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Vazquez-Ubarri Anilu	TX	DO	COO	M.d	0	0.00	85	21	482	D
10/24/24 18:21	10/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Sisitsky Todd Benjamin	TX	DO	P	M.d	0	0.00	169	16	1,206	D
10/24/24 18:16	10/22/24	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Berenson Bradford	TX	O	GC	M.d	0	0.00	85	33	344	D
10/22/24 18:39	10/18/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	S	-773	11.29	-68	-2	3,173	I
10/22/24 16:08	10/18/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Rhein Peter L	NY	D		S	-264	105.51	-3	-7	32	I
10/21/24 17:45	10/17/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S	-6,720	168.00	-40	-6	613	D
10/21/24 17:09	10/17/24	CSLR	Complete Solaria, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S	-582	2.33	-250	-10	2,155	I
10/21/24 15:32	10/17/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S.m	-32	4.00	-8	-2	397	D
10/18/24 17:48	10/16/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S.m	-1,004	43.70	-23	-39	37	D
10/17/24 20:00	10/15/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	S.m	-2,055	11.32	-182	-5	3,242	I
10/17/24 16:30	10/15/24	CSLR	Complete Solaria, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-1,080	2.16	-500	-17	2,405	I
10/16/24 12:35	10/14/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S.m	-613	43.69	-14	-19	59	D
10/15/24 16:30	10/11/24	CSLR	Complete Solaria, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-770	2.24	-343	-11	2,905	I
10/15/24 16:20	10/14/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-34	168.08	0	-3	7	D
10/11/24 16:30	10/9/24	CSLR	Complete Solaria, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-2,809	2.13	-1,319	-29	3,248	I
10/9/24 16:30	10/7/24	CSLR	Complete Solaria, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S.m	-827	2.48	-334	-7	4,568	I
10/8/24 18:50	10/4/24	MLTX	Moonlake Immunotherapeutics	DE	Financ	InvAdv	Investment Advice	Bvf Partners L P/Il	CA	DT		S.d	-100,003	50.00	-2,000	-61	1,288	D
10/8/24 18:28	10/4/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S	-3,201	160.07	-20	-3	653	D
10/8/24 18:12	10/4/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	S	-2,734	11.05	-247	-7	3,423	I
10/8/24 17:02	10/4/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	M.d	5,587	74.49	75	244	106	D
10/4/24 17:04	10/2/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	M.d	7,449	74.49	100	31	423	D
10/3/24 17:09	10/1/24	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Baratta Joseph	NY	D		S	-17,561	150.81	-116	-13	800	D
10/2/24 20:59	9/30/24	BSIG	Brightsphere Investment Group Inc.	DE	Financ	InvAdv	Investment Advice	Rana Suren	MA	DO	P,CEO	M.d	7,500	10.00	750		372	D
10/1/24 20:54	9/30/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Cornelli Francesca	IL	D		M.d	0	0.00	5	24	24	D
10/1/24 20:53	9/30/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Masters Blythe	IL	D		M.d	0	0.00	9	14	77	D
9/30/24 17:10	9/30/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Lyons William M	IL	D		S	-237	316.48	-1	-5	14	D
9/30/24 16:38	9/26/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	S	-28	11.00	-3	0	3,671	I
9/30/24 16:14	9/27/24	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Newton Kiera	CA	D		S	-5	9.40	-1	-4	13	D
9/27/24 16:07	9/25/24	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Pomilia Susan Weber	CA	D		S.m	-100	9.80	-10	-8	112	D
9/26/24 13:36	9/24/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S	-542	10.85	-50	-13	350	D
9/24/24 12:13	9/23/24	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Thomas L'Quentus	OH	D		S	-40	161.64	0	-12	2	D
9/23/24 12:25	9/19/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Nelson Andrew Rowan	TX	H	See Rema	S	-101	10.85	-9	-14	56	D
9/20/24 19:30	9/18/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	S.m	-2,497	10.82	-231	-6	3,673	I
9/19/24 19:29	9/17/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S.m	-7,665	153.30	-50	-7	673	D
9/19/24 14:11	9/17/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-26	4.47	-6	-1	405	D
9/18/24 16:05	9/17/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Villani Edmond D	NY	D		S	-290	96.76	-3	-8	33	I
9/17/24 19:49	9/13/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	210 Capital, LLC	TX	DOT	See Rema	S.m	-2,849	10.58	-269	-6	3,904	I
9/17/24 18:44	9/13/24	BBIO	Bridgebio Pharma, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Genetic Disorder L.P.	NY	T		S	-149,350	25.75	-5,800	-19	25,261	I
9/17/24 17:02	9/13/24	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO	M.d	0	0.00	85	249	119	D
9/17/24 16:13	9/16/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Poli Francis C	NY	O	GC,Secre	S	-1,411	94.08	-15	-19	65	D
9/16/24 19:27	9/12/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S.m	-4,767	146.67	-33	-4	723	D
9/16/24 19:22	9/12/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S	-10,729	143.05	-75	-6	1,105	I
9/13/24 17:21	9/13/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-30	152.28	0	-3	7	D
9/13/24 16:44	9/11/24	BTSG	Brightspring Health Services, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		P	129,331	11.13	11,620	14	92,960	I
9/13/24 12:36	9/11/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	1,908	19.08	100	0	93,392	D
9/12/24 19:46	9/10/24	JHG	Janus Henderson Group Plc	Y9	Financ	InvAdv	Investment Advice	Thompson Roger Mj	X0	O	CFO	S.m	-639	35.49	-18	-12	130	D
9/12/24 18:21	9/10/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Ilwaddi Holdings	NY	T		P	23	3.87	6	0	18,118	I
9/12/24 16:48	9/10/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-106	305.98	0	0	15,420	D
9/12/24 15:30	9/10/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S.m	-24	4.12	-6	-1	411	D
9/11/24 09:43	9/9/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-23	4.04	-6	-1	417	D
9/10/24 17:43	9/9/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	S	-54	10.73	-5	-10	47	D
9/10/24 17:02	9/6/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-2,597	306.23	-8	0	15,420	D
9/10/24 16:19	9/6/24	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	O'Neill Mitra	NY	D		P	100	108.40	1	3	30	D
9/9/24 20:38	9/5/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Berry Ryan	CA	O	Chief Mk	S.m	-9,514	140.95	-68	-8	755	D
9/6/24 18:01	9/4/24	OWL	Blue Owl Capital Inc.	NJ	Financ	InvAdv	Investment Advice	Polland Andrew Robert	NY	O	COO	S.m	0	0.00	-50	-15	289	I
9/6/24 16:33	9/3/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-2,264	312.86	-7	0	15,428	D
9/6/24 16:07	9/5/24	AMK	Assetmark Financial Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Huatai Securities Co., Ltd.	F4	T		S	-1,793,301	35.25	-50,874	-100	0	I
9/6/24 15:41	9/4/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Ilwaddi Holdings	NY	T		P.m	50	3.80	13	0	18,112	I
9/5/24 17:09	9/3/24	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Jacobs Kenneth M	NY	DO	Exec CB	S.m	-9,094	48.11	-189	-10	1,728	M
9/4/24 20:27	9/3/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S	-3,792	142.66	-27	-2	1,180	I
9/4/24 18:15	9/3/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Lee Ji-Yeun	NY	O	Managing	S	-1,188	118.85	-10	-14	61	D
9/4/24 16:44	8/30/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Davies William	MN	O	EVP,GLOB	S	-3,846	442.07	-9	-40	13	D
9/3/24 17:39	9/3/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Crain Christopher M	CA	O	GC	S.d	-155	155.29	-1	-100	0	D
9/3/24 17:24	8/30/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Lyons William M	IL	D		S	-234	311.60	-1	-5	14	D
9/3/24 17:21	8/29/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,013	312.21	-13	0	15,436	D
8/30/24 21:25	8/28/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-8,099	145.35	-56	-4	1,375	I
8/30/24 21:24	8/28/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-8,104	145.34	-56	-5	1,180	I
8/30/24 21:24	8/29/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-7,050	145.59	-48	-4	1,207	I
8/30/24 17:00	8/29/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		S.m	-1,924	123.42	-16	-87	2	D
8/30/24 16:10	8/29/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	14	5.22	3	7	40	D
8/30/24 16:02	8/28/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	M.d	4,990	126.89	39		23	M
8/30/24 16:02	8/28/24	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-6,881	441.56	-16	-40	23	M
8/30/24 13:28	8/29/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	1,984	19.84	100	0	93,292	D
8/30/24 08:10	8/28/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	DO	P,CEO	P	250	19.66	13	0	5,877	I
8/29/24 16:40	8/27/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,547	311.30	-11	0	15,448	D
8/29/24 09:41	8/27/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-25	4.25	-6	-1	422	D
8/28/24 16:05	8/27/24	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Villani Edmond D	NY	D		S	-260	86.66	-3	-8	36	I
8/28/24 15:53	8/28/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	32	13.22	2	2	155	D
8/27/24 21:30	8/23/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-719	12.83	-56	-5	1,034	I
8/27/24 19:41	8/23/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-11,858	146.68	-81	-6	1,236	I
8/27/24 19:40	8/23/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-11,917	146.67	-81	-5	1,431	I
8/27/24 18:00	8/23/24	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Jacobs Kenneth M	NY	DO	Exec CB	S.m	-7,152	50.02	-143	-7	1,917	M
8/27/24 17:00	8/26/24	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Skaugen Grace Reksten	NY	D		S	-252	124.86	-2	-80	1	D
8/27/24 16:29	8/23/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,064	313.28	-13	0	15,460	D
8/27/24 16:17	8/26/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	25	5.18	5	14	38	D
8/27/24 15:46	8/26/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	184	13.20	14	10	152	D
8/26/24 16:35	8/23/24	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Zelter James C	NY	DO	Co-P (Se	S	-11,014	110.14	-100	-1	7,601	M
8/26/24 14:31	8/23/24	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	DO	P,CEO	P	396	20.95	19	0	5,865	I
8/23/24 16:59	8/22/24	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Stonehill Charles G.T.	TN	D		S	-139	34.87	-4	-13	26	D
8/23/24 16:58	8/22/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P	17	13.15	1	1	138	D
8/23/24 16:51	8/21/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,346	312.05	-11	0	15,473	D
8/23/24 16:40	8/21/24	GTES	Gates Industrial Corp Plc	DE	Financ	InvAdv	Investment Advice	Blackstone Inc.	NY	T		S	-506,340	16.58	-30,539	-99	451	I
8/23/24 16:32	8/22/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	45	5.20	9	36	33	D
8/23/24 11:23	8/20/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Ilwaddi Holdings	NY	T		P	15	3.95	4	0	18,099	I
8/22/24 21:30	8/20/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-156	12.82	-12	-1	1,090	I
8/22/24 19:52	8/20/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-7,870	144.21	-55	-3	1,512	I
8/22/24 19:51	8/20/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-7,892	144.21	-55	-4	1,317	I
8/22/24 19:49	8/20/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-5,986	144.21	-42	-3	1,255	I
8/22/24 16:49	8/21/24	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Lalonde Timothy Gilbert	NY	O	CFO	S	-895	238.72	-4	-8	41	D
8/22/24 10:41	8/20/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Moran Kevin P.	NY	O	P,COO	S	-550	4.00	-138	-83	28	D
8/22/24 10:41	8/20/24	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Maliagros Spiros	NY	O	P,Strate	S	-23	4.04	-6	-1	428	D
8/21/24 17:03	8/19/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-1,280	315.85	-4	0	15,484	D
8/21/24 16:19	8/20/24	SELF	Global Self Storage, Inc.	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	37	5.10	7	44	24	D
8/20/24 18:24	8/19/24	JHG	Janus Henderson Group Plc	Y9	Financ	InvAdv	Investment Advice	Rosenberg Michelle	X0	O	CAO,GC	S	-279	36.51	-8	-8	89	D
8/20/24 18:18	8/19/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	M.d	14,898	74.49	200	106	388	D
8/20/24 18:18	8/19/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	S.dm	-3,128	170.94	-18	-5	388	D
8/20/24 18:15	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	M.d	9,497	74.49	128		84	D
8/20/24 18:15	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	S.d	-827	172.71	-5	-5	84	D
8/20/24 18:13	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Jamal Rizwan M	FL	O	Head of	M.d	31,942	74.49	429		199	D
8/20/24 18:13	8/16/24	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Jamal Rizwan M	FL	O	Head of	S.d	-1,491	172.89	-9	-4	199	D
8/20/24 17:12	8/20/24	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-30	152.49	0	-3	7	D
8/20/24 16:00	8/19/24	BXSY	Bexil Investment Trust	DE	Financ	InvAdv	Investment Advice	Winmill & Co. Inc	NY	H	See "Exp	P.m	38	13.14	3	2	137	D
8/20/24 14:23	8/16/24	ABIO	Arca Biopharma, Inc.	Y9	Financ	InvAdv	Investment Advice	Janus Henderson Group Plc	X0	T		P	17	2.93	6	0	2,117	I
8/19/24 21:38	8/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.dm	-8,493	145.19	-58	-4	1,297	I
8/19/24 21:36	8/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.dm	-8,487	145.19	-58	-4	1,567	I
8/19/24 21:35	8/15/24	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.dm	-8,518	145.19	-59	-4	1,371	I
8/19/24 21:30	8/15/24	SNCR	Synchronoss Technologies Inc	DE	Financ	InvAdv	Investment Advice	B. Riley Financial, Inc.	CA	T		S.m	-1,428	11.95	-119	-10	1,102	I
8/19/24 16:59	8/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Pollock Frederick	IL	O	Chief In	M.d	0	0.00	103	20	616	D
8/19/24 16:58	8/15/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Levin Jonathan Reisin	IL	DO	P	M.d	0	0.00	155	43	518	D
8/19/24 16:40	8/15/24	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,656	313.96	-15	0	15,488	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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