Investment Advice Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/9/25 16:54	5/8/25	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Finley John G	NY	O	GC	S	-3,462	138.47	-25	-5	523	D
5/9/25 16:28	5/7/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,363	300.89	-15	0	14,975	D
5/9/25 07:44	5/7/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Bigelow Robert E III	NJ	O	VP,Head	P	6	3.98	2	1	123	D
5/8/25 19:01	5/6/25	KKR	Kkr & Co. Inc.		Financ	InvAdv	Investment Advice	Scully Robert W	NY	D		P	1,504	113.49	13	8	188	I
5/7/25 21:26	5/6/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Kelly Martin	NY	O	CFO	S	-530	132.57	-4	-1	373	D
5/7/25 17:09	5/5/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,085	294.88	-10	0	14,989	D
5/7/25 16:22	5/5/25	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Hogbin Christopher	TN	O	Global H	S	-246	40.87	-6	-100	0	D
5/7/25 16:16	5/5/25	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Stonehill Charles G.T.	TN	D		S	-206	41.18	-5	-19	21	D
5/7/25 09:09	5/6/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	37	134.10	0	2	14	D
5/6/25 17:41	5/5/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Behling Garrett	UT	O	Chief Ac	S	-5	9.34	-1	-1	45	D
5/6/25 17:22	5/5/25	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	40	136.49	0	1	46	M
5/6/25 09:02	5/2/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	16	129.00	0	1	14	D
5/5/25 16:32	5/1/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,154	288.08	-14	0	15,000	D
5/5/25 14:49	11/15/24	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Horizon Common Inc	NY	T		P.m	4	39.60	0	0	8,217	D
5/5/25 14:49	11/25/24	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Horizon Common Inc	NY	T		S	0	39.75	0	0	8,217	D
5/2/25 17:00	5/2/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Travin David Adam	NY	O	GC	S	-709	141.74	-5	-69	2	D
5/2/25 16:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund	DE	Financ	InvAdv	Investment Advice	Blackstone Private Credit Strategies LLC	NY	TH	Adviser	P	24,900	15.00	1,660	999%	1,667	I
5/2/25 11:06	5/1/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	88	127.50	1	5	13	D
5/1/25 14:12	4/30/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	125	124.50	1	9	13	D
4/18/25 20:03	4/15/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	4	9	55	D
4/18/25 20:03	4/15/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Hurse Sandra	IL	O	CHRO	M.d	0	0.00	9	33	35	D
4/18/25 20:02	4/15/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	15	29	65	D
4/14/25 16:41	4/14/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-31	154.41	0	-4	5	D
4/8/25 18:20	4/4/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Lb 2018 Gst Trust	NY	H	See Rema	P	67,698	111.40	608	999%	622	D
4/8/25 18:18	4/4/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Black Leon D	NY	H	See rema	S	-67,698	111.40	-608	-2	39,497	D
4/7/25 15:03	4/4/25	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	7	17.72	0	0	93,459	D
4/7/25 15:03	4/4/25	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		S	-7	17.57	0	0	93,459	D
4/1/25 19:16	3/28/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Cornelli Francesca	IL	D		M.d	0	0.00	3	11	31	D
4/1/25 12:02	3/31/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Maclellan Robert F.	MD	D		M.d	358	81.14	4	11	43	D
4/1/25 12:02	3/31/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Maclellan Robert F.	MD	D		S.d	-362	91.56	-4	-8	43	D
4/1/25 11:22	3/31/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	14	142.50	0	1	11	D
3/31/25 18:11	3/28/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Nilsen Teresa M	CA	DO	P,COO,Se	S	-42	10.42	-4	-3	155	I
3/31/25 16:30	3/27/25	SARO	Standardaero, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S	-797,694	27.16	-29,370	-14	180,820	I
3/27/25 17:55	3/25/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	S	-1,094	12.16	-90	-30	214	D
3/27/25 17:36	3/27/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Newton Kiera	CA	D		S	-6	10.52	-1	-5	12	D
3/27/25 17:18	3/25/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Nilsen Teresa M	CA	DO	P,COO,Se	S.m	-84	10.53	-8	-5	159	M
3/26/25 17:58	3/24/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S	-16,978	153.17	-111	-7	1,400	D
3/26/25 16:56	3/25/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S	-246	12.28	-20	-5	349	D
3/24/25 21:31	3/20/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	S	-715	11.92	-60	-16	304	D
3/24/25 18:30	3/20/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Nilsen Teresa M	CA	DO	P,COO,Se	S.m	-82	10.45	-8	-4	167	I
3/24/25 09:38	3/21/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	7	143.50	0	0	11	D
3/21/25 18:50	3/19/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Black Leon D	NY	H	See rema	S	-71,001	142.00	-500	-1	40,105	D
3/21/25 16:37	3/19/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Berenson Bradford	TX	O	GC	S	-126	50.04	-3	-1	291	D
3/19/25 17:27	4/29/21	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP,CIO	S	-253	259.53	-1	-10	9	D
3/19/25 17:27	7/31/17	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-4,871	144.56	-34	-20	134	D
3/17/25 18:43	3/13/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO,CB	M.d	0	0.00	258		170	D
3/17/25 18:43	3/14/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO,CB	S.dm	-5,860	45.40	-129	-43	170	D
3/17/25 18:42	3/13/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Soto Alexandra	NY	O	COO	M.d	0	0.00	111	124	200	D
3/17/25 18:42	3/13/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Russo Evan L	NY	O	CEO of A	M.d	0	0.00	254	401	318	D
3/17/25 17:35	3/13/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-393	286.20	-1	0	15,014	D
3/14/25 09:30	3/12/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	72	144.00	1	5	11	D
3/13/25 20:14	3/11/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Bhutani Ashish	CA	D		P	1,413	141.33	10	77	23	D
3/13/25 17:38	3/11/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,136	283.39	-18	0	15,015	D
3/13/25 17:13	3/13/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-32	158.27	0	-3	6	D
3/11/25 19:20	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	H	See Rema	M.d	0	0.00	63	19	389	D
3/11/25 19:19	3/10/25	CRGY	Crescent Energy Co	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		S.d	-29,222	9.91	-2,949	-10	26,758	I
3/11/25 16:22	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Jensen Richard J.	TX	O	EVP,Head	M.d	0	0.00	14	29	64	D
3/11/25 16:20	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Sarsfield Luke A. III	TX	DO	See Rema	M.d	0	0.00	29	19	183	D
3/11/25 11:09	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Poston Edwin A.	TX	DH	See Rema	M.d	0	0.00	180	3	6,433	D
3/10/25 16:28	3/7/25	APAM	Artisan Partners Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Ramirez Gregory K	WI	OT	EVP	S	-255	43.16	-6	-5	105	D
3/7/25 19:37	3/7/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	0	0	209	D
3/7/25 18:09	3/5/25	BBIO	Bridgebio Pharma, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Genetic Disorder L.P.	NY	T		S	-197,760	32.96	-6,000	-24	19,261	I
3/7/25 17:15	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	M.d	0	0.00	17	4	461	D
3/7/25 17:13	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Padiyar Kavita	FL	O	GC,Corp.	M.d	0	0.00	2	14	18	D
3/7/25 17:10	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	M.d	0	0.00	7	6	119	D
3/7/25 17:07	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Alvingham Karen L.	FL	D		M.d	0	0.00	1	12	11	D
3/7/25 17:05	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Churchill Dwight D.	FL	D		M.d	0	0.00	2	6	27	D
3/7/25 17:04	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Matos Rodriguez Felix V.	FL	D		M.d	0	0.00	1	52	3	D
3/7/25 17:03	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Palandjian Tracy P.	FL	D		M.d	0	0.00	1	9	15	D
3/7/25 17:02	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Ryan David Christopher	FL	D		M.d	0	0.00	1	61	3	D
3/7/25 17:01	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Starr Loren M	FL	D		M.d	0	0.00	1	New	1	D
3/7/25 16:19	3/5/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Berenson Bradford	TX	O	GC	S	-131	50.32	-3	-1	293	D
3/6/25 21:06	3/4/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-16,100	161.00	-100	-9	1,076	I
3/6/25 20:57	3/4/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-16,099	160.99	-100	-8	1,150	I
3/6/25 20:11	3/4/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Blatherwick Nell M.	TX	H	See Rema	M.d	0	0.00	190	106	369	D
3/6/25 17:14	3/5/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-2,729	301.10	-9	0	15,033	D
3/6/25 16:57	3/4/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Coussens Amanda N.	TX	O	EVP,CFO	M.d	0	0.00	77		77	D
3/6/25 16:46	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Van Meter Stephen	PA	O	VP,Chief	S	-16	38.23	0	-1	36	D
3/6/25 16:26	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Zierden Theodore W III	PA	O	VP	S	-153	37.49	-4	-3	138	D
3/6/25 16:23	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Nusseibeh Saker Anwar	PA	O	CEO,Fede	S	-260	37.57	-7	-4	185	D
3/6/25 16:21	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Novak Richard A	PA	O	Principa	S	-33	38.25	-1	-2	56	D
3/6/25 16:19	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-506	37.59	-13	-4	323	D
3/6/25 13:54	1/8/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S	-457	47.06	-10	-100	0	D
3/6/25 13:21	12/11/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S.a	-57	47.45	-1	-4	32	D
3/6/25 09:46	3/5/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	73	146.00	1	5	10	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Lee Ji-Yeun	NY	O	Managing	M.d	0	0.00	15	25	75	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		M.d	0	0.00	19	187	29	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Meates Helen T	NY	O	CFO	M.d	0	0.00	12	26	60	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Travin David Adam	NY	O	GC	M.d	0	0.00	7	New	7	D
3/5/25 16:54	3/3/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Gathy Michael	NY	O	Chief Ac	M.d	0	0.00	1		1	D
3/5/25 12:49	3/4/25	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	1,957	19.57	100	0	93,459	D
3/4/25 20:05	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Pollock Frederick	IL	O	Chief In	M.d	0	0.00	50	8	654	D
3/4/25 20:03	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	14	30	61	D
3/4/25 20:02	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	38	65	96	D
3/4/25 20:01	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Hurse Sandra	IL	O	CHRO	M.d	0	0.00	33	120	61	D
3/4/25 17:05	2/28/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,055	312.48	-16	0	15,043	D
3/4/25 13:57	2/28/25	IVZ	Invesco Ltd.	D0	Financ	InvAdv	Investment Advice	Lo Andrew Tak Shing	GA	O	Senior M	M.d	0	0.00	79	13	689	D
3/3/25 17:45	2/27/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-175	1.04	-169	-2	7,412	I
3/3/25 09:58	2/28/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	39	144.00	0	3	10	D
2/28/25 16:34	2/26/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-1,437	323.10	-4	0	15,059	D
2/27/25 17:25	2/27/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Fahy Kathryn	CA	O	SVP,CFO	S	-89	11.07	-8	-10	74	D
2/26/25 19:21	2/24/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-105	1.04	-100	-1	7,581	I
2/26/25 17:23	2/24/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,702	322.71	-18	0	15,063	D
2/24/25 17:06	2/20/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,212	327.70	-10	0	15,081	D
2/24/25 16:38	2/20/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Poston Edwin A.	TX	DH	See Rema	S	-1,978	13.00	-152	-7	2,021	I
2/21/25 19:24	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Pilcher Ciafone Katherine	NY	O	COO	M.d	0	0.00	7		4	D
2/21/25 19:24	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Pilcher Ciafone Katherine	NY	O	COO	S.d	-260	74.00	-4	-47	4	D
2/21/25 19:22	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	M.d	0	0.00	38	21	219	D
2/21/25 19:22	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	S.d	-1,223	74.00	-17	-7	219	D
2/21/25 19:20	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	M.d	0	0.00	12	107	23	D
2/21/25 19:20	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	S.d	-426	74.00	-6	-20	23	D
2/21/25 19:19	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	59	39	209	D
2/21/25 19:19	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	S.d	-719	74.00	-10	-4	209	D
2/21/25 19:18	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Callesano Christopher	NY	O	Principa	M.d	0	0.00	3		1	D
2/21/25 19:18	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Callesano Christopher	NY	O	Principa	S.d	-95	74.00	-1	-51	1	D
2/21/25 19:16	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Raich Jeffrey	NY	O	Co-P,MD	M.d	0	0.00	19	52	55	D
2/21/25 19:16	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Raich Jeffrey	NY	O	Co-P,MD	S.d	-645	74.00	-9	-14	55	D
2/21/25 19:15	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Watanabe Osamu R.	NY	O	GC,Secre	M.d	0	0.00	12		6	D
2/21/25 19:15	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Watanabe Osamu R.	NY	O	GC,Secre	S.d	-419	74.00	-6	-47	6	D
2/21/25 19:13	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Mahmoodzadegan Navid	NY	O	Co-P,MD	M.d	0	0.00	57	41	198	D
2/21/25 19:13	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Mahmoodzadegan Navid	NY	O	Co-P,MD	S.d	-696	74.00	-9	-5	198	D
2/21/25 19:10	2/21/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Shropshire Kenneth	NY	D		S	-184	72.30	-3	-27	7	D
2/21/25 18:55	2/20/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Hart Scott W	NY	DOH	CEO	S	-614	61.43	-10	0	3,214	I
2/21/25 18:53	2/19/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Keathley Anthony	NY	O	Chief Ac	S	-34	63.00	-1	-28	1	D
2/21/25 16:43	2/19/25	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-2,499	539.07	-5	-38	8	D
2/20/25 19:05	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	M.d	0	0.00	17	New	17	D
2/20/25 19:04	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Raich Jeffrey	NY	O	Co-P,MD	M.d	0	0.00	45	New	45	D
2/20/25 19:02	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Mahmoodzadegan Navid	NY	O	Co-P,MD	M.d	0	0.00	150	New	150	D
2/20/25 19:00	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	160	999%	160	D
2/20/25 18:01	2/18/25	CG	Carlyle Group Inc.	DE	Financ	InvAdv	Investment Advice	Ferguson Jeffrey W.	DC	O	GC	S.m	-13,265	53.06	-250	-19	1,095	D
2/20/25 17:36	2/18/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,645	327.41	-14	0	15,091	D
2/20/25 16:52	2/18/25	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	62	164.84	0	1	45	M
2/20/25 16:05	2/18/25	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-551	551.44	-1	-6	15	I
2/20/25 16:04	2/18/25	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-4,392	548.94	-8	-55	7	D
2/19/25 19:56	2/18/25	APAM	Artisan Partners Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Colson Eric R	WI	DOT	CEO	M.d	0	0.00	27	11	281	D
2/19/25 19:50	2/18/25	APAM	Artisan Partners Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Gottlieb Jason A	WI	O	P	M.d	0	0.00	27	20	162	D
2/19/25 19:48	2/18/25	APAM	Artisan Partners Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Krein Christopher J	WI	O	EVP	M.d	0	0.00	18	28	82	D
2/19/25 19:15	2/15/25	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Wiater Christina	MA	O	PFO , PA	M.d	0	0.00	5	37	19	D
2/19/25 19:10	2/15/25	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Hart Richard Jonathan	MA	O	CLO,CAO	M.d	0	0.00	16	11	166	D
2/19/25 19:05	2/15/25	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Moran Kevin P.	NY	O	See Rema	M.d	0	0.00	61	221	89	D
2/19/25 18:32	2/15/25	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Tiedemann Michael	NY	DO	CEO	M.d	0	0.00	83	13	721	D
2/19/25 18:29	2/15/25	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Connell Brooke	NY	O	P,US Wea	M.d	0	0.00	47	25	238	D
2/19/25 18:28	2/15/25	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Weeber Robert	NY	O	P,Intl.	M.d	0	0.00	45	10	511	D
2/19/25 18:26	2/15/25	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Yarad Stephen D.	NY	O	CFO	M.d	0	0.00	48	251	67	D
2/19/25 18:22	2/15/25	ALTI	Alti Global, Inc.	DE	Financ	InvAdv	Investment Advice	Graham Colleen A	NY	O	Global G	M.d	0	0.00	53	460	65	D
2/18/25 17:44	2/14/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-1,055	328.90	-3	0	15,105	D
2/18/25 17:27	2/13/25	SHEN	Shenandoah Telecommunications Co/Va/	DE	Financ	InvAdv	Investment Advice	Gcm Grosvenor Inc.	IL	DH	See Expl	M.d	0	0.00	5	0	4,105	I
2/18/25 13:34	2/14/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Hiebler Jessica M	MD	O	Principa	M.d	94	79.71	1	9	14	D
2/18/25 13:34	2/14/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Hiebler Jessica M	MD	O	Principa	S.d	-127	107.87	-1	-8	14	D
2/14/25 20:11	2/13/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-36	178.97	0	-3	6	D
2/14/25 19:10	2/12/25	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-523	523.13	-1	-6	16	I
2/14/25 16:51	2/12/25	HLNE	Hamilton Lane Inc	DE	Financ	InvAdv	Investment Advice	Rogers Hartley R.	PA	DOT	Exec Co-	S.d	-1,631	159.00	-10	0	6,761	M
2/14/25 16:47	2/12/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Russo Evan L	NY	O	CEO of A	S.m	-6,740	53.92	-125	-41	183	M
2/14/25 16:38	2/12/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,179	325.36	-10	0	15,108	D
2/14/25 16:28	2/13/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Kelly Martin	NY	O	CFO	S	-791	158.28	-5	-1	377	D
2/12/25 17:18	2/10/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-552	325.53	-2	0	15,118	D
2/12/25 09:50	2/11/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Nelson Joshua B	MD	O	VP	M.d	100	70.53	1	2	78	D
2/12/25 09:49	2/11/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Husain Arif	MD	H	VP	M.d	308	74.84	4	13	37	D
2/12/25 09:49	2/11/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Husain Arif	MD	H	VP	S.d	-449	109.27	-4	-10	37	D
2/11/25 11:14	2/10/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Sawyer Dorothy C	MD	H	VP	M.d	130	79.71	2	4	48	D
2/10/25 20:01	2/6/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Deveer R. Kipp	CA	DO	Co-P	S	-14,999	190.02	-79	-6	1,150	D
2/10/25 18:45	2/6/25	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-3,242	540.29	-6	-24	19	I
2/10/25 17:59	2/7/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Nusseibeh Saker Anwar	PA	O	CEO,Fede	S	-215	38.81	-6	-3	179	D
2/10/25 17:26	2/6/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-272	1.93	-141	-2	7,682	I
2/10/25 17:11	2/7/25	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Pensa Paul	NY	O	Contr,Pr	S	-524	281.23	-2	-25	6	D
2/10/25 17:11	2/6/25	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Hyman Edward S	NY	O	Vice Cha	S.m	-15,521	278.04	-56	-3	1,643	D
2/10/25 16:54	2/6/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,051	326.61	-9	0	15,119	D
2/7/25 17:00	2/6/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		M.d	0	0.00	0	3	10	D
2/6/25 20:50	2/6/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	M.d	0	0.00	1	0	198	D
2/6/25 16:58	2/4/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-2,751	326.45	-8	0	15,129	D
2/4/25 17:47	2/3/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-563	327.89	-2	0	15,137	D
1/31/25 17:28	1/29/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-305	1.95	-157	-2	7,823	I
1/28/25 19:16	1/24/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-210	1.90	-110	-1	7,979	I
1/28/25 17:23	1/24/25	XOMA	Xoma Royalty Corp	DE	Financ	InvAdv	Investment Advice	Bvf Partners L P/il	CA	T		S.d	-16,984	26.10	-651	-100	0	M
1/17/25 17:40	1/15/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-318	2.46	-129	-2	8,090	I
1/16/25 09:30	1/15/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Robert W. Sharps	MD	O	CEO,P	M.d	100	79.71	1	0	526	D
1/15/25 18:14	1/13/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Winkelried Jon	TX	DOT	CEO	M.d	0	0.00	584	20	3,529	D
1/15/25 17:36	1/14/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Messemer Deborah M.	TX	D		S	-105	61.91	-2	-10	16	D
1/14/25 19:33	1/10/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-759	2.67	-284	-3	8,219	I
1/13/25 16:25	1/13/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-33	165.63	0	-3	6	D
1/7/25 19:33	1/3/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S	-412	47.00	-9	-52	8	D
1/6/25 19:21	1/2/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Allara Dean	UT	DO	Vice CB	S.dm	-260	8.23	-32	0	7,085	D
1/6/25 19:20	1/2/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Behling Garrett	UT	O	Chief Ac	S.m	-18	8.23	-2	-5	46	D
1/6/25 19:19	1/2/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Elsnab Katherine	UT	O	CFO	S.dm	-77	8.23	-9	-2	500	D
1/6/25 19:18	1/2/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Morse Robert Randolph	UT	DOT	Exec CB	S.dm	-1,128	8.23	-137	0	32,440	D
1/6/25 19:16	1/2/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	O'Farrell Adam	UT	DO	COO	S.dm	-166	8.23	-20	-1	2,826	D
1/6/25 19:14	1/2/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Slager Jonathan	UT	DO	CEO	S.dm	-284	8.23	-34	-1	5,891	D
1/3/25 17:02	1/1/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Churchill Dwight D.	FL	D		M.d	0	0.00	0	1	26	D
1/3/25 17:01	1/1/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Jeffery Reuben III	FL	D		M.d	0	0.00	0	0	34	D
1/3/25 17:00	1/1/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Palandjian Tracy P.	FL	D		M.d	0	0.00	0	0	14	D
1/2/25 16:12	12/30/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Cornelli Francesca	IL	D		M.d	0	0.00	4	17	28	D
1/2/25 16:11	12/30/24	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Masters Blythe	IL	D		M.d	0	0.00	8	10	85	D
12/31/24 10:40	12/27/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S	-52	46.03	-1	-6	17	D
12/30/24 17:36	12/27/24	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Steadman Daniel B	CA	OH	EVP	S.m	-48	11.82	-4	-10	35	D
12/30/24 17:04	12/26/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S	-323	12.94	-25	-7	325	D
12/30/24 16:06	12/26/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Blatherwick Nell M.	TX	H	See Rema	M.d	270	2.03	133		82	D
12/30/24 13:52	12/27/24	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Newton Kiera	CA	D		S	-4	12.02	0	-3	12	D
12/27/24 17:00	12/23/24	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	S.d	-707	12.72	-56	-14	344	D
12/27/24 11:17	12/24/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S	-375	46.01	-8	-31	18	D
12/26/24 17:54	12/23/24	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Steadman Daniel B	CA	OH	EVP	S.m	-70	12.00	-6	-13	40	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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