Investment Advice Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/30/25 17:00	5/29/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		S.m	-3,013	150.67	-20	-69	9	D
5/30/25 16:54	5/28/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	McCabe Michael I	NY	DOH	Head of	S	-15,046	59.92	-251	-7	3,532	M
5/30/25 13:57	5/29/25	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	0	41.50	0	0	9,303	M
5/29/25 20:59	5/27/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-4,845	165.06	-29	-3	1,058	I
5/29/25 11:04	5/28/25	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	0	41.25	0	0	9,303	M
5/29/25 08:27	5/27/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Bigelow Robert E III	NJ	O	VP,Head	P	6	4.09	2	1	129	D
5/28/25 20:47	5/23/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Hart Scott W	NY	DOH	CEO	S.m	-1,748	60.06	-29	-1	3,193	I
5/28/25 20:46	5/23/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Ment Jason P	NY	OH	See rema	S.m	-3,430	60.70	-57	-5	1,162	D
5/28/25 16:30	5/23/25	SARO	Standardaero, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S	-668,171	27.30	-24,475	-14	156,345	I
5/28/25 16:00	5/27/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-255	42.14	-6	-2	317	D
5/28/25 16:00	5/27/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Germain Peter J	PA	O	EVP,CLO,	S	-17	41.94	0	0	211	D
5/28/25 16:00	5/28/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Van Meter Stephen	PA	O	VP,Chief	S	-250	42.26	-6	-16	30	D
5/28/25 11:34	5/27/25	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	0	42.00	0	0	9,303	M
5/27/25 20:01	5/22/25	KKR	Kkr & Co. Inc.		Financ	InvAdv	Investment Advice	Barakett Timothy R	NY	D		P	4,127	117.92	35	23	186	I
5/27/25 16:54	5/22/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,000	306.36	-10	0	14,914	D
5/27/25 16:44	5/22/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Holloway Samantha	TX	H	Former 1	S	-977,970	46.57	-21,000	-99	250	I
5/27/25 12:26	5/23/25	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	0	41.79	0	0	9,303	M
5/23/25 12:33	5/22/25	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	0	38.50	0	0	9,303	M
5/22/25 18:41	5/20/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.m	-42,300	164.27	-258	-16	1,400	I
5/22/25 17:28	5/21/25	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	0	36.75	0	0	9,303	M
5/21/25 17:16	5/19/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,829	309.95	-12	0	14,924	D
5/21/25 09:00	5/19/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Jon I. Madorsky Revocable Trust Dated December 1, 2008	TX	H	See Rema	S	-120	12.00	-10	-2	496	D
5/20/25 19:35	5/16/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Williams Mel	TX	TH	See Rema	S	-118	12.25	-10	0	4,180	I
5/20/25 18:56	5/16/25	XOMA	Xoma Royalty Corp	DE	Financ	InvAdv	Investment Advice	Bvf Partners L P/il	CA	T		S.d	-10,643	27.10	-393	-24	1,268	D
5/20/25 17:27	5/16/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S	-386	12.21	-32	-9	325	D
5/20/25 17:22	5/19/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Beiser Scott L	CA	DOT	CO-CB	S.d	-1,431	178.71	-8	-100	0	D
5/20/25 17:17	5/12/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S.ad	-299	12.22	-24	-6	357	D
5/20/25 17:17	5/12/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	M.ad	207	2.96	70	24	357	D
5/20/25 16:33	5/16/25	LOAR	Loar Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Blackstone Holdings IV L.P.	NY	T		S.m	-145,032	80.91	-1,793	-86	291	I
5/20/25 16:31	5/16/25	SVV	Savers Value Village, Inc.	DE	Financ	InvAdv	Investment Advice	Ares Management LLC	CA	T		S	-132,499	8.86	-14,960	-11	119,699	I
5/20/25 16:00	5/19/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Nusseibeh Saker Anwar	PA	O	CEO,Fede	S	-317	43.09	-7	-4	178	D
5/19/25 21:37	5/16/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kapoor Kunal	IL	DO	CEO	M.d	0	0.00	7	2	276	D
5/19/25 21:05	5/16/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Wiersema Conan	IL	O	CAO,PAO	M.d	0	0.00	0	2	3	D
5/19/25 21:04	5/16/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Tsay Caroline J	IL	D		S	-62	309.84	0	-2	9	D
5/19/25 20:49	5/16/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Dunn Daniel Joseph	IL	O	Chief Re	M.d	0	0.00	1	4	29	D
5/19/25 20:40	5/16/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Holt Michael	IL	O	CFO	M.d	0	0.00	1	6	11	D
5/19/25 20:18	5/15/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.d	-6,775	169.37	-40	-3	1,161	I
5/19/25 20:18	5/15/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S	-10,585	169.36	-63	-5	1,088	I
5/19/25 20:17	5/15/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S.dm	-56,406	169.64	-333	-17	1,658	I
5/16/25 21:00	5/14/25	OWL	Blue Owl Capital Inc.	NJ	Financ	InvAdv	Investment Advice	Rees Michael Douglass	NY	DO	Co-P	S.d	0	0.00	-20,000	-28	51,117	I
5/16/25 20:39	5/14/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Ment Jason P	NY	OH	See rema	S	-48	60.02	-1	0	1,219	D
5/16/25 20:39	5/14/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Hart Scott W	NY	DOH	CEO	S	-54	60.01	-1	0	3,222	I
5/16/25 17:27	5/15/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,463	307.78	-15	0	14,936	D
5/16/25 16:50	5/15/25	APAM	Artisan Partners Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Sellers Samuel Bentson	WI	O	EVP	S	-301	44.24	-7	-14	41	D
5/15/25 17:53	5/13/25	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Paulson John	MA	DT		M.d	0	0.00	8	49	24	D
5/15/25 17:52	5/13/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-2,929	309.12	-9	0	14,951	D
5/15/25 16:30	5/13/25	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Trebbi Barbara	MA	D		M.d	0	0.00	4	11	45	D
5/15/25 16:29	5/13/25	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Chersi Robert J	MA	D		M.d	0	0.00	4	7	66	D
5/15/25 08:44	5/13/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Bigelow Robert E III	NJ	O	VP,Head	P	10	3.98	3	2	128	D
5/15/25 08:43	5/14/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Shanley Richard P	NJ	D		P	2	4.00	1	2	31	D
5/15/25 06:11	5/12/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S	-299	12.22	-24	-7	325	D
5/14/25 18:22	5/12/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Williams Mel	TX	TH	See Rema	S.m	-2,418	12.09	-200	-5	4,189	I
5/14/25 17:54	5/13/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Fahy Kathryn	CA	O	SVP,CFO	S	-107	10.71	-10	-13	64	D
5/14/25 17:24	5/12/25	BBIO	Bridgebio Pharma, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Genetic Disorder L.P.	NY	T		S	-205,200	34.20	-6,000	-31	13,261	I
5/14/25 07:17	5/12/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Bigelow Robert E III	NJ	O	VP,Head	P	10	4.13	3	2	125	D
5/14/25 07:16	5/13/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Shanley Richard P	NJ	D		P	2	4.08	1	2	30	D
5/13/25 17:57	5/12/25	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Kaye Daniel G	TN	D		S	-197	40.80	-5	-11	40	D
5/13/25 17:16	5/13/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-36	178.46	0	-4	5	D
5/13/25 17:11	5/9/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,453	307.09	-15	0	14,960	D
5/13/25 17:09	5/12/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Holt Michael	IL	O	CFO	S	-109	309.01	0	-7	5	D
5/13/25 17:07	5/9/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Padiyar Kavita	FL	O	GC,Corp.	M.d	1,845	73.81	25	999%	26	D
5/13/25 17:06	5/12/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Churchill Dwight D.	FL	D		M.d	216	160.01	1	5	28	D
5/13/25 17:04	5/12/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Palandjian Tracy P.	FL	D		M.d	531	118.02	5	37	17	D
5/13/25 16:39	5/9/25	AFL	Aflac Inc	DE	Financ	InvAdv	Investment Advice	Kenny Thomas J	GA	D		S	-762	106.34	-7	-36	13	D
5/13/25 16:38	5/12/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Richards Pauline	NY	D		P	78	141.95	1	1	86	D
5/13/25 11:16	5/12/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Hiebler Jessica M	MD	O	Principa	S	-94	96.98	-1	-7	14	D
5/12/25 16:15	5/9/25	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Cheigh Jon	NY	O	P,CIO	S	-2,040	80.01	-26	-15	142	D
5/12/25 09:04	5/8/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Wolfe Daniel B	NJ	DO	P	P.m	4	3.99	1	0	251	D
5/9/25 16:54	5/8/25	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Finley John G	NY	O	GC	S	-3,462	138.47	-25	-5	523	D
5/9/25 16:28	5/7/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,363	300.89	-15	0	14,975	D
5/9/25 07:44	5/7/25	TURN	180 Degree Capital Corp. /Ny/	NY	Financ	InvAdv	Investment Advice	Bigelow Robert E III	NJ	O	VP,Head	P	6	3.98	2	1	123	D
5/8/25 19:01	5/6/25	KKR	Kkr & Co. Inc.		Financ	InvAdv	Investment Advice	Scully Robert W	NY	D		P	1,504	113.49	13	8	188	I
5/7/25 21:26	5/6/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Kelly Martin	NY	O	CFO	S	-530	132.57	-4	-1	373	D
5/7/25 17:09	5/5/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,085	294.88	-10	0	14,989	D
5/7/25 16:22	5/5/25	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Hogbin Christopher	TN	O	Global H	S	-246	40.87	-6	-100	0	D
5/7/25 16:16	5/5/25	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Stonehill Charles G.T.	TN	D		S	-206	41.18	-5	-19	21	D
5/7/25 09:09	5/6/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	37	134.10	0	2	14	D
5/6/25 17:41	5/5/25	BRDG	Bridge Investment Group Holdings Inc.	DE	Financ	InvAdv	Investment Advice	Behling Garrett	UT	O	Chief Ac	S	-5	9.34	-1	-1	45	D
5/6/25 17:22	5/5/25	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	40	136.49	0	1	46	M
5/6/25 09:02	5/2/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	16	129.00	0	1	14	D
5/5/25 16:32	5/1/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,154	288.08	-14	0	15,000	D
5/5/25 14:49	11/15/24	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Horizon Common Inc	NY	T		P.m	4	39.60	0	0	8,217	D
5/5/25 14:49	11/25/24	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Horizon Common Inc	NY	T		S	0	39.75	0	0	8,217	D
5/2/25 17:00	5/2/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Travin David Adam	NY	O	GC	S	-709	141.74	-5	-69	2	D
5/2/25 16:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund	DE	Financ	InvAdv	Investment Advice	Blackstone Private Credit Strategies LLC	NY	TH	Adviser	P	24,900	15.00	1,660	999%	1,667	I
5/2/25 11:06	5/1/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	88	127.50	1	5	13	D
5/1/25 14:12	4/30/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	125	124.50	1	9	13	D
4/18/25 20:03	4/15/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	4	9	55	D
4/18/25 20:03	4/15/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Hurse Sandra	IL	O	CHRO	M.d	0	0.00	9	33	35	D
4/18/25 20:02	4/15/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	15	29	65	D
4/14/25 16:41	4/14/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-31	154.41	0	-4	5	D
4/8/25 18:20	4/4/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Lb 2018 Gst Trust	NY	H	See Rema	P	67,698	111.40	608	999%	622	D
4/8/25 18:18	4/4/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Black Leon D	NY	H	See rema	S	-67,698	111.40	-608	-2	39,497	D
4/7/25 15:03	4/4/25	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	7	17.72	0	0	93,459	D
4/7/25 15:03	4/4/25	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		S	-7	17.57	0	0	93,459	D
4/1/25 19:16	3/28/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Cornelli Francesca	IL	D		M.d	0	0.00	3	11	31	D
4/1/25 12:02	3/31/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Maclellan Robert F.	MD	D		M.d	358	81.14	4	11	43	D
4/1/25 12:02	3/31/25	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Maclellan Robert F.	MD	D		S.d	-362	91.56	-4	-8	43	D
4/1/25 11:22	3/31/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	14	142.50	0	1	11	D
3/31/25 18:11	3/28/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Nilsen Teresa M	CA	DO	P,COO,Se	S	-42	10.42	-4	-3	155	I
3/31/25 16:30	3/27/25	SARO	Standardaero, Inc.	DE	Financ	InvAdv	Investment Advice	Carlyle Group Inc.	DC	T		S	-797,694	27.16	-29,370	-14	180,820	I
3/27/25 17:55	3/25/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	S	-1,094	12.16	-90	-30	214	D
3/27/25 17:36	3/27/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Newton Kiera	CA	D		S	-6	10.52	-1	-5	12	D
3/27/25 17:18	3/25/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Nilsen Teresa M	CA	DO	P,COO,Se	S.m	-84	10.53	-8	-5	159	M
3/26/25 17:58	3/24/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Arougheti Michael J	CA	DO	Co-Found	S	-16,978	153.17	-111	-7	1,400	D
3/26/25 16:56	3/25/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Abell Alexander I.	TX	H	See Rema	S	-246	12.28	-20	-5	349	D
3/24/25 21:31	3/20/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	S	-715	11.92	-60	-16	304	D
3/24/25 18:30	3/20/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Nilsen Teresa M	CA	DO	P,COO,Se	S.m	-82	10.45	-8	-4	167	I
3/24/25 09:38	3/21/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	7	143.50	0	0	11	D
3/21/25 18:50	3/19/25	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Black Leon D	NY	H	See rema	S	-71,001	142.00	-500	-1	40,105	D
3/21/25 16:37	3/19/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Berenson Bradford	TX	O	GC	S	-126	50.04	-3	-1	291	D
3/19/25 17:27	4/29/21	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP,CIO	S	-253	259.53	-1	-10	9	D
3/19/25 17:27	7/31/17	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-4,871	144.56	-34	-20	134	D
3/17/25 18:43	3/13/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO,CB	M.d	0	0.00	258		170	D
3/17/25 18:43	3/14/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO,CB	S.dm	-5,860	45.40	-129	-43	170	D
3/17/25 18:42	3/13/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Soto Alexandra	NY	O	COO	M.d	0	0.00	111	124	200	D
3/17/25 18:42	3/13/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Russo Evan L	NY	O	CEO of A	M.d	0	0.00	254	401	318	D
3/17/25 17:35	3/13/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-393	286.20	-1	0	15,014	D
3/14/25 09:30	3/12/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	72	144.00	1	5	11	D
3/13/25 20:14	3/11/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Bhutani Ashish	CA	D		P	1,413	141.33	10	77	23	D
3/13/25 17:38	3/11/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,136	283.39	-18	0	15,015	D
3/13/25 17:13	3/13/25	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Zucker Gillian Beth	CA	D		S	-32	158.27	0	-3	6	D
3/11/25 19:20	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	H	See Rema	M.d	0	0.00	63	19	389	D
3/11/25 19:19	3/10/25	CRGY	Crescent Energy Co	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		S.d	-29,222	9.91	-2,949	-10	26,758	I
3/11/25 16:22	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Jensen Richard J.	TX	O	EVP,Head	M.d	0	0.00	14	29	64	D
3/11/25 16:20	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Sarsfield Luke A. III	TX	DO	See Rema	M.d	0	0.00	29	19	183	D
3/11/25 11:09	3/8/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Poston Edwin A.	TX	DH	See Rema	M.d	0	0.00	180	3	6,433	D
3/10/25 16:28	3/7/25	APAM	Artisan Partners Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Ramirez Gregory K	WI	OT	EVP	S	-255	43.16	-6	-5	105	D
3/7/25 19:37	3/7/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	0	0	209	D
3/7/25 18:09	3/5/25	BBIO	Bridgebio Pharma, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Genetic Disorder L.P.	NY	T		S	-197,760	32.96	-6,000	-24	19,261	I
3/7/25 17:15	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Horgen Jay C.	FL	DO	P,CEO	M.d	0	0.00	17	4	461	D
3/7/25 17:13	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Padiyar Kavita	FL	O	GC,Corp.	M.d	0	0.00	2	14	18	D
3/7/25 17:10	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Wojcik Thomas M	FL	O	COO	M.d	0	0.00	7	6	119	D
3/7/25 17:07	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Alvingham Karen L.	FL	D		M.d	0	0.00	1	12	11	D
3/7/25 17:05	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Churchill Dwight D.	FL	D		M.d	0	0.00	2	6	27	D
3/7/25 17:04	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Matos Rodriguez Felix V.	FL	D		M.d	0	0.00	1	52	3	D
3/7/25 17:03	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Palandjian Tracy P.	FL	D		M.d	0	0.00	1	9	15	D
3/7/25 17:02	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Ryan David Christopher	FL	D		M.d	0	0.00	1	61	3	D
3/7/25 17:01	3/5/25	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Starr Loren M	FL	D		M.d	0	0.00	1	New	1	D
3/7/25 16:19	3/5/25	TPG	Tpg Inc.	DE	Financ	InvAdv	Investment Advice	Berenson Bradford	TX	O	GC	S	-131	50.32	-3	-1	293	D
3/6/25 21:06	3/4/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Bennett	CA	DO	Co-Found	S.m	-16,100	161.00	-100	-9	1,076	I
3/6/25 20:57	3/4/25	ARES	Ares Management Corp	DE	Financ	InvAdv	Investment Advice	Kaplan David B	CA	DO	Co-Found	S.m	-16,099	160.99	-100	-8	1,150	I
3/6/25 20:11	3/4/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Blatherwick Nell M.	TX	H	See Rema	M.d	0	0.00	190	106	369	D
3/6/25 17:14	3/5/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S	-2,729	301.10	-9	0	15,033	D
3/6/25 16:57	3/4/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Coussens Amanda N.	TX	O	EVP,CFO	M.d	0	0.00	77		77	D
3/6/25 16:46	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Van Meter Stephen	PA	O	VP,Chief	S	-16	38.23	0	-1	36	D
3/6/25 16:26	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Zierden Theodore W III	PA	O	VP	S	-153	37.49	-4	-3	138	D
3/6/25 16:23	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Nusseibeh Saker Anwar	PA	O	CEO,Fede	S	-260	37.57	-7	-4	185	D
3/6/25 16:21	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Novak Richard A	PA	O	Principa	S	-33	38.25	-1	-2	56	D
3/6/25 16:19	3/4/25	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-506	37.59	-13	-4	323	D
3/6/25 13:54	1/8/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S	-457	47.06	-10	-100	0	D
3/6/25 13:21	12/11/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	DE	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	S.a	-57	47.45	-1	-4	32	D
3/6/25 09:46	3/5/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	73	146.00	1	5	10	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Lee Ji-Yeun	NY	O	Managing	M.d	0	0.00	15	25	75	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Cornwell Kievdi Don	NY	D		M.d	0	0.00	19	187	29	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Meates Helen T	NY	O	CFO	M.d	0	0.00	12	26	60	D
3/5/25 17:00	3/3/25	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Travin David Adam	NY	O	GC	M.d	0	0.00	7	New	7	D
3/5/25 16:54	3/3/25	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Gathy Michael	NY	O	Chief Ac	M.d	0	0.00	1		1	D
3/5/25 12:49	3/4/25	BEN	Franklin Resources Inc	DE	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		P	1,957	19.57	100	0	93,459	D
3/4/25 20:05	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Pollock Frederick	IL	O	Chief In	M.d	0	0.00	50	8	654	D
3/4/25 20:03	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	14	30	61	D
3/4/25 20:02	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	38	65	96	D
3/4/25 20:01	3/1/25	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Hurse Sandra	IL	O	CHRO	M.d	0	0.00	33	120	61	D
3/4/25 17:05	2/28/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,055	312.48	-16	0	15,043	D
3/4/25 13:57	2/28/25	IVZ	Invesco Ltd.	D0	Financ	InvAdv	Investment Advice	Lo Andrew Tak Shing	GA	O	Senior M	M.d	0	0.00	79	13	689	D
3/3/25 17:45	2/27/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-175	1.04	-169	-2	7,412	I
3/3/25 09:58	2/28/25	DHIL	Diamond Hill Investment Group Inc	OH	Financ	InvAdv	Investment Advice	Cooley Richard Scott	OH	D		P	39	144.00	0	3	10	D
2/28/25 16:34	2/26/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-1,437	323.10	-4	0	15,059	D
2/27/25 17:25	2/27/25	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Fahy Kathryn	CA	O	SVP,CFO	S	-89	11.07	-8	-10	74	D
2/26/25 19:21	2/24/25	ILLR	Triller Group Inc.	DE	Financ	InvAdv	Investment Advice	Diamond Robert E. Jr.	CA	D		S.m	-105	1.04	-100	-1	7,581	I
2/26/25 17:23	2/24/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-5,702	322.71	-18	0	15,063	D
2/24/25 17:06	2/20/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,212	327.70	-10	0	15,081	D
2/24/25 16:38	2/20/25	PX	P10, Inc.	DE	Financ	InvAdv	Investment Advice	Poston Edwin A.	TX	DH	See Rema	S	-1,978	13.00	-152	-7	2,021	I
2/21/25 19:24	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Pilcher Ciafone Katherine	NY	O	COO	M.d	0	0.00	7		4	D
2/21/25 19:24	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Pilcher Ciafone Katherine	NY	O	COO	S.d	-260	74.00	-4	-47	4	D
2/21/25 19:22	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	M.d	0	0.00	38	21	219	D
2/21/25 19:22	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Cantor Eric	NY	DO	Vice CB,	S.d	-1,223	74.00	-17	-7	219	D
2/21/25 19:20	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	M.d	0	0.00	12	107	23	D
2/21/25 19:20	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	S.d	-426	74.00	-6	-20	23	D
2/21/25 19:19	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	59	39	209	D
2/21/25 19:19	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	S.d	-719	74.00	-10	-4	209	D
2/21/25 19:18	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Callesano Christopher	NY	O	Principa	M.d	0	0.00	3		1	D
2/21/25 19:18	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Callesano Christopher	NY	O	Principa	S.d	-95	74.00	-1	-51	1	D
2/21/25 19:16	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Raich Jeffrey	NY	O	Co-P,MD	M.d	0	0.00	19	52	55	D
2/21/25 19:16	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Raich Jeffrey	NY	O	Co-P,MD	S.d	-645	74.00	-9	-14	55	D
2/21/25 19:15	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Watanabe Osamu R.	NY	O	GC,Secre	M.d	0	0.00	12		6	D
2/21/25 19:15	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Watanabe Osamu R.	NY	O	GC,Secre	S.d	-419	74.00	-6	-47	6	D
2/21/25 19:13	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Mahmoodzadegan Navid	NY	O	Co-P,MD	M.d	0	0.00	57	41	198	D
2/21/25 19:13	2/19/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Mahmoodzadegan Navid	NY	O	Co-P,MD	S.d	-696	74.00	-9	-5	198	D
2/21/25 19:10	2/21/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Shropshire Kenneth	NY	D		S	-184	72.30	-3	-27	7	D
2/21/25 18:55	2/20/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Hart Scott W	NY	DOH	CEO	S	-614	61.43	-10	0	3,214	I
2/21/25 18:53	2/19/25	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Keathley Anthony	NY	O	Chief Ac	S	-34	63.00	-1	-28	1	D
2/21/25 16:43	2/19/25	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-2,499	539.07	-5	-38	8	D
2/20/25 19:05	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Simon Joseph	NY	O	CFO	M.d	0	0.00	17	New	17	D
2/20/25 19:04	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Raich Jeffrey	NY	O	Co-P,MD	M.d	0	0.00	45	New	45	D
2/20/25 19:02	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Mahmoodzadegan Navid	NY	O	Co-P,MD	M.d	0	0.00	150	New	150	D
2/20/25 19:00	2/18/25	MC	Moelis & Co	DE	Financ	InvAdv	Investment Advice	Moelis Kenneth	NY	DO	CB,CEO	M.d	0	0.00	160	999%	160	D
2/20/25 18:01	2/18/25	CG	Carlyle Group Inc.	DE	Financ	InvAdv	Investment Advice	Ferguson Jeffrey W.	DC	O	GC	S.m	-13,265	53.06	-250	-19	1,095	D
2/20/25 17:36	2/18/25	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-4,645	327.41	-14	0	15,091	D
2/20/25 16:52	2/18/25	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	62	164.84	0	1	45	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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