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5/2/24 19:27
4/30/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceLong Path Smaller Companies Fund, LPCTT1P7715.05051941D
4/4/24 19:50
4/2/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceFurlong Mark FNYD1P1365.4302525D
4/4/24 16:15
4/2/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi Cayman HoldingsNYT1P.m2035.07040017,933I
3/28/24 18:23
3/27/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceJensen Richard J.TXOEVP,Head1P4598.3505555D
3/27/24 15:46
3/25/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXHSee Rema2P.m2179.060244380D
3/14/24 16:30
3/13/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceGray John AllenNYOMD1P5015.84031721D
3/12/24 21:57
3/5/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceBlatherwick Nell M.TXHSee Rema1P.d1007.980133430D
2/21/24 17:05
2/21/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceBrown Reginald JNYD2P506119.38043317D
2/14/24 16:53
2/12/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYD5P.m162100.0902443M
2/12/24 18:23
2/8/24
JSPRJasper Therapeutics, Inc.DEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCHFormer 12P7,1612.1503,323618,762I
12/26/23 16:12
12/18/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEO9P.m2426.8003622,099I
12/19/23 17:00
12/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceKelleher Thomas J /AdvCAOCo-CEO3P1,21631.1003941,037I
12/12/23 18:52
8/10/21
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Brian ACAD1P.m3910.06041288I
12/12/23 18:49
3/7/17
HNNAHennessy Advisors IncFinancInvAdvInvestment AdvicePomilia Susan WeberCAD1P4218.29022117I
11/22/23 14:09
11/21/23
OAK.POaktree Capital Group, LLCDEFinancInvAdvInvestment AdvicePerry Mansco IIICAD1P2120.70011D
11/20/23 18:57
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceGusky Adam SamuelFLD1P.m746.1101211623D
11/20/23 18:15
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceMcNealy SeanFLDOTCo-Found1P26.1700012,594D
11/17/23 16:54
12/20/22
THRDThird Harmonic Bio, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCAT8P.dm31,7425.1306,1875,761D
11/17/23 11:34
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceD Agostino Robert PCAD2P61435.0601812161D
11/17/23 11:33
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECAD7P2,32935.8306526319D
11/17/23 11:31
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CE14P.m25,30341.41061197,173D
11/16/23 09:43
11/14/23
ALTGAlta Equipment Group Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CAT18P.dm9,1213.5202,592555,859I
11/13/23 15:07
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceLabran Renee ECAD3P.m4028.9601277D
11/13/23 08:00
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceAntin Robert LCAD2P.m1,18827.6204310470D
11/13/23 08:00
11/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceBrandt Tamara SueCAD2P7031.0202576D
11/7/23 16:30
11/3/23
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceKrongard A BNYD1P8785.95010441D
11/3/23 15:25
11/2/23
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceBrilliant Heather EOHDOCEO1P49149.4800142D
10/20/23 18:27
10/18/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCAT22P.m85,0118.6009,8871294,742I
9/25/23 19:59
9/21/23
CARTMaplebear Inc.DEFinancInvAdvInvestment AdviceGcm Grosvenor Inc.ILHSee Expl1P.d1,80030.0006019,005I
9/21/23 21:21
9/19/23
CARTMaplebear Inc.DEFinancInvAdvInvestment AdviceGrosvenor Capital Management, L.P.ILHSee Expl1P19030.00060I
9/14/23 16:05
9/12/23
CCIFCarlyle Credit Income FundDEFinancInvAdvInvestment AdviceCg Subsidiary Holdings L.L.C.DCT2P.d40,0008.3604,7864,786D
8/24/23 16:04
8/23/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceSchulte Mary BethFLD1P1017.7301313I
8/17/23 20:27
8/15/23
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBhutani AshishCAD1P98198.0801057712D
7/27/23 17:00
7/26/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. R5P1,85941.3104513385D
7/25/23 16:28
7/21/23
TGANTransphorm, Inc.E9FinancInvAdvInvestment AdviceKkr Phorm Investors L.P.NYT1P5,7293.3001,736824,412I
6/16/23 16:26
6/14/23
AMPSAltus Power, Inc.DEFinancInvAdvInvestment AdviceGso Altus Holdings LPNYT3P.m1,8615.460341221,116I
6/5/23 18:27
6/1/23
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceMcCabe Michael INYDOHHead of 2P.m3,93222.47017553,775D
5/16/23 20:46
5/12/23
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBush Antoinette CookCAD1P10181.6901718D
5/2/23 18:53
4/28/23
FBSPXFranklin Bsp Private Credit FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCATHAffiliat1P25,00010.1402,465994,965I
4/4/23 17:35
3/31/23
FOAFinance of America Companies Inc.DEFinancInvAdvInvestment AdviceBlackstone Holdings III L.P.NYT4P.dm24,3482.20011,0705227,751I
3/17/23 13:06
3/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceYoung Kenneth MCAOP1P7831.46021274I
3/17/23 11:05
3/16/23
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceCooley Richard ScottOHD1P79158.000186D
3/17/23 07:58
3/16/23
AMGAffiliated Managers Group, Inc.DEFinancInvAdvInvestment AdviceJeffery Reuben IIIFLD1P501137.21041332D
3/10/23 17:20
3/9/23
JHGJanus Henderson Group PlcY9FinancInvAdvInvestment AdviceSheehan AnneCOD1P927.11000D
1/26/23 21:30
1/20/23
ALTIAlvarium Tiedemann Holdings, Inc.DEFinancInvAdvInvestment AdviceYu PeterNYDT5P.m2,7379.39029246,782I
12/29/22 20:00
12/27/22
GLBLCartesian Growth CorpE9FinancInvAdvInvestment AdvicePangaea Three-B, LPNYT3P.dm11210.030111397D
12/20/22 06:07
12/16/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceSheldon Michael JosephCAD1P40039.860102255D
12/19/22 20:53
12/15/22
VCTRVictory Capital Holdings, Inc.DEFinancInvAdvInvestment AdviceBrown David CraigTXOCB,CEO1P.m1,61826.9706032,228D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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