Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
8/30/24 16:22	8/28/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		1	P.m	81	16.81	5	19	30	D
8/30/24 14:51	8/28/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	2	P	1,146	19.99	57		57	D
8/30/24 10:36	8/29/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	339	P.m	199	1.78	111	23	600	M
8/29/24 16:37	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	6	P.m	10,899	15.74	692	10	7,772	I
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		3	P	121	14.29	9	999%	9	D
8/29/24 16:28	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	6	P.m	10,899	15.74	692	10	7,548	I
8/29/24 11:04	8/28/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		973	P.m	1,049,046	11.86	88,427	67	220,041	I
8/28/24 19:49	8/26/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		3	P.m	41	13.81	3	10	33	D
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		1	P	100	14.64	7		7	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		12	P	133	10.36	13	98	26	I
8/27/24 12:30	8/26/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	6	P	30	11.09	3	6	45	D
8/27/24 10:15	8/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		2	P	2	1.83	1	75	2	D
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		4	P	47	4.91	10		10	D
8/23/24 20:01	8/21/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		2	P	773	10.93	71		71	D
8/23/24 16:05	8/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		1	P.m	82	16.03	5		5	D
8/22/24 16:30	8/21/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	2	P	505	14.43	35	237	50	M
8/22/24 10:16	8/20/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	1	P	25	11.63	2		2	I
8/21/24 20:15	8/20/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		1	P.m	45	10.04	4	1	865	D
8/21/24 16:30	8/20/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Weiler Melissa	NY	D		1	P	172	14.34	12		12	D
8/21/24 16:20	8/19/24	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	14	P	25,196	15.12	1,667	19	10,235	I
8/21/24 15:49	8/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	4	P	26	10.67	2	30	10	D
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	5	P.m	503	3.99	126	13	1,089	D
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		4	P	27	22.78	1	323	2	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	4	P	198	11.59	17	24	89	D
8/16/24 19:55	8/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	7	P.m	845	12.05	70	33	281	D
8/16/24 16:39	8/14/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		4	P	8,589,935	119.14	72,100		0	I
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Weston Garret W.	CT	D		1	P	50	10.40	5		5	D
8/16/24 12:48	8/14/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	5	P.m	169	10.89	16	16	113	M
8/15/24 12:15	8/13/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	7	P	48	12.67	4	18	25	D
8/15/24 12:06	8/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	4	P	25	10.74	2	40	8	D
8/15/24 07:55	8/13/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	1	P	3	9.73	0	1	54	I
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		5	P.m	755	11.56	65	41	223	I
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		1	P	13	12.98	1		1	D
8/14/24 16:30	8/13/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	6	P.m	810	12.01	67	48	207	D
8/14/24 16:15	8/13/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		2	P	62	18.55	3	36	13	D
8/14/24 14:08	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	1	P	5	11.94	0		0	I
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P	1	P.m	250	7.07	35	15	275	D
8/13/24 18:43	11/7/23	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	5	P	214	14.00	15	1	1,038	D
8/13/24 14:00	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		2	P	34	10.08	3	40	12	I
8/12/24 17:49	8/9/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	5	P	275	20.83	13	353	17	D
8/12/24 16:17	5/25/23	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		2	P.m	550	14.11	39	47	121	D
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	3	P	384	19.20	20	47	63	D
8/9/24 16:30	8/7/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	1	P	10	20.45	1	12	5	D
8/9/24 16:23	8/9/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		3	P	19	24.51	1	6	14	D
8/9/24 15:25	8/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Kinne Keitha L.	CT	O	See Rema	1	P	479	10.36	46		46	D
8/9/24 13:04	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	2	P	708	10.21	69		69	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		1	P	29	18.03	2	40	6	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Randhawa Paramjeet K	CA	D		1	P	52	18.07	3	22	16	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		1	P	105	18.54	6	27	26	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		3	P	217	15.85	14	30	59	D
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		1	P	105	18.49	6	70	14	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		1	P	105	18.33	6	6	99	M
8/8/24 17:33	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Disbrow Thomas	CT	O	See Rema	1	P	200	10.37	19		19	D
8/7/24 16:30	8/5/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Slotkin Judy S	TX	D		1	P	140	19.90	7	60	19	D
8/7/24 16:20	8/5/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	1	P	76	11.72	7		7	I
8/6/24 17:55	4/1/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	1	P	50	20.07	2		2	D
8/5/24 15:09	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Goodman Jonathan Joseph	CT	D		1	P	25	10.81	2		2	I
8/5/24 15:03	8/5/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Balkin Michael	CT	D		1	P	106	10.58	10		10	D
8/5/24 10:26	8/1/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Garfinkel Mark D.	GA	H	Portfoli	1	P	20	10.36	2	67	5	D
8/2/24 16:20	12/29/23	TAKMX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Marcus Brian	NY	O	P,PEO	2	P	400	8.56	47	313	62	D
7/30/24 17:58	7/26/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hall Gregory Weston	CA	H	SEE REMA	1	P	500	10.50	48		48	I
7/26/24 19:29	7/24/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	McCartney Kathleen Ann	CA	D		1	P	150	10.39	14		14	D
7/26/24 15:14	7/19/24	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	University of Wisconsin Foundation	WI	T		2	P	58,362	19.99	2,919	104	5,727	D
7/25/24 12:31	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	2	P	1,125	10.08	112	999%	119	D
7/24/24 13:24	7/23/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	COO	4	P	45	31.01	1		1	D
7/22/24 16:11	7/18/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Kritzmire Anne W.	NM	H	TRUSTEE	2	P	22	15.99	1		1	D
7/22/24 12:33	7/19/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		5	P.m	587	12.14	48	23	260	D
7/22/24 12:20	7/19/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Joliet Mariel A	TX	D		1	P	210	16.14	13		13	D
7/18/24 14:58	7/16/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Dimartino Rose	PA	D		4	P	69	17.26	4		4	D
7/18/24 09:38	7/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		4	P	83	2.40	35	80	78	D
7/17/24 17:23	7/15/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	5	P	21,241	9.97	2,131	146	3,591	D
7/16/24 20:31	7/16/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	OT	P,Princi	2	P.m	618	10.31	60	999%	60	D
7/16/24 14:23	7/15/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Long Robert W.	NC	DO	P,Prin.	3	P	388	10.38	37		37	I
7/12/24 13:04	7/11/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		13	P	294	0.5036	583	19	3,602	D
7/11/24 16:10	7/11/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Farrell Patrick Joseph	CO	O	CFO	2	P	23	17.24	1	36	5	D
7/10/24 14:44	7/10/24	VETZ	Tidal Etf Trust		Fund	CEF	Closed-End Funds	State Farm Mutual Automobile Insurance Co	IL	T		1	P	5,010	19.96	251	48	771	D
7/9/24 14:14	7/8/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	McLoughlin Philip R	IL	D		1	P	21	8.33	3	16	18	D
7/5/24 13:04	6/20/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	De La Calle Luis	O5	D		1	P	22	16.02	1		1	D
7/2/24 12:16	7/2/24	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	4	P	769	11.77	65		65	D
7/1/24 17:31	6/28/24	HGLB	Highland Global Allocation Fund		Fund	CEF	Closed-End Funds	Powell Ethan	TX	D		1	P	50	7.47	7		7	D
7/1/24 17:00	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Dayan Richard	WI	D		1	P	1	6.93	0		0	D
6/28/24 17:00	6/27/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Das Rajeev P	NJ	D		1	P	0	6.91	0		0	M
6/28/24 16:03	5/6/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		15	P	72	19.02	4	24	20	D
6/27/24 14:21	6/26/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	3	P	55,000	10.11	5,441	999%	5,451	D
6/24/24 17:19	6/21/24	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		3	P	92	13.12	7	43	23	D
6/24/24 16:30	4/11/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		4	P	1,647	8.54	193	999%	198	D
6/24/24 16:03	6/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	3	P	131	9.79	13	19	84	D
6/21/24 17:30	6/21/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Petrisko Daniel	IL	O	EVP	3	P	17	8.63	2	48	6	D
6/21/24 16:45	6/18/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	7	P.m	1,498	42.81	35	20	211	D
6/21/24 16:32	6/21/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Vaughan Richard B.	TX	D		3	P	128	17.09	8	750	9	D
6/21/24 16:18	6/14/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Roberts Andrea Colvin	NY	D		1	P	400	15.98	25		25	D
6/20/24 13:00	6/26/23	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Mann Havilah Stewart	VT	D		3	P	17	25.59	1	24	3	D
6/20/24 12:48	6/18/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		5	P	24	24.55	1	15	7	D
6/18/24 19:39	6/14/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	5	P.m	68	43.05	2	207	2	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Gerlitz Kevin	NY	O	CFO	1	P	100	20.00	5		5	D
6/18/24 17:19	6/17/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Desai Ujjaval	NY	DO	CEO	1	P	1,000	20.00	50		50	D
6/18/24 14:47	6/18/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	McGarel David	IL	O	Officer-	1	P	196	14.01	14		14	D
6/18/24 08:25	6/17/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		2	P	18	7.30	2	999%	2	D
6/17/24 10:20	9/11/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	7	P	223	20.77	11	7	172	D
6/14/24 16:26	6/14/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	West Kyle P.	IL	H	Officer	3	P	28	8.63	3	83	7	D
6/14/24 13:25	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	4	P	352	17.52	20	125	36	D
6/13/24 10:44	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Newman Melinda	NY	D		1	P	3	1.66	2		2	D
6/12/24 14:43	6/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Allen Anita L	NY	D		1	P	0	1.66	0		0	D
6/12/24 11:41	6/11/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Astorino Robert P.	NY	D		1	P	5	22.75	0		0	D
6/11/24 18:35	6/7/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	DT		4	P	1,242	10.16	122	202	183	D
6/11/24 17:00	6/11/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		2	P	103	6.06	17	168	27	D
6/11/24 16:47	12/8/23	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		3	P	35	20.21	2	27	8	I
6/11/24 16:37	6/10/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		3	P	30	5.48	6		6	D
6/11/24 16:26	6/7/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Ogens David	NY	D		1	P	44	12.62	4	2	166	D
6/11/24 16:14	2/9/24	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		10	P.m	355	6.83	52	9	600	D
6/10/24 15:34	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Behan Robert	IL	O	VP	6	P	425	10.13	42	999%	44	D
6/7/24 16:44	6/7/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Petro Andrea	CA	D		1	P	57	11.49	5	73	12	D
6/7/24 16:43	6/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Leets Karen L	CA	D		1	P	50	11.49	4		4	D
6/6/24 17:00	6/4/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		1	P	1	6.81	0	0	40	D
6/5/24 16:38	6/5/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Luecke Connie M	IL	O	VP,Chief	4	P	60	8.82	7	55	19	D
6/5/24 14:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Big Holdings LP	E9	H	Affiliat	2	P	234,000	10.18	22,986		13,987	D
6/4/24 17:27	6/3/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Smith Rhonda Scott	TX	D		1	P	20	16.12	1		1	D
6/4/24 16:54	6/3/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		1	P	243	25.87	9	2	598	D
6/3/24 16:05	5/15/23	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	3	P	200	8.02	25		25	D
6/3/24 12:20	6/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	2	P	5,000	10.21	490	82	1,090	D
6/3/24 12:07	6/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		2	P	5,000	10.21	490	82	1,090	D
5/31/24 12:43	5/30/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Midas Securities Group, Inc.	NY	H	See "Exp	5	P.m	823	13.22	62		62	D
5/30/24 12:51	5/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Quam Mark Donovan	CO	O	CEO	1	P	750	10.18	74		74	D
5/29/24 17:10	5/28/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Frazier Casey Ryan	CO	DO	Chief In	1	P	750	10.18	74		74	D
5/29/24 14:04	5/28/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		1	P	11	10.89	1	2	54	D
5/29/24 08:01	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	1	P	25,002	5.40	4,630	999%	4,830	M
5/29/24 08:00	5/28/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	1	P	25,002	5.40	4,630	999%	4,865	D
5/28/24 18:47	5/23/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Steiner Jason Robert	CA	H	SEE REMA	2	P	1,000	10.34	97	999%	99	D
5/24/24 15:33	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Bilkie Robert M	WI	D		1	P	6	9.29	1	17	4	D
5/24/24 14:40	5/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		3	P	96	5.48	18		18	D
5/23/24 17:20	5/23/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	6	P	344	28.47	12	5	274	D
5/23/24 16:42	5/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Robo James L	TX	D		1	P	1,000	16.63	60	4	1,573	I
5/23/24 16:30	5/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Kayne Anderson Capital Advisors LP	TX	H	Affiliat	2	P	32,074	12.49	2,568	999%	2,583	I
5/23/24 10:49	5/22/24	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	Thrivent Financial For Lutherans	MN	T		3	P	44,000	25.00	1,760	44	5,800	D
5/22/24 16:30	5/21/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Covington P Emery	TX	D		1	P	161	21.50	8		8	D
5/22/24 10:31	5/20/24	ZTR	Virtus Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	EVP,CFO,	2	P	39	5.40	7	404	9	D
5/17/24 10:59	5/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Adams Barbara	PA	D		3	P	204	19.41	11	73	25	I
5/15/24 17:36	5/13/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	5	P.m	6,731	5.68	1,186	2	73,199	D
5/14/24 16:12	5/14/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Sandler Elizabeth	PA	O	Co-P	4	P	83	19.77	4	91	9	I
5/13/24 16:51	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Keilhacker Kurt	CT	D		1	P	202	10.01	20		20	D
5/10/24 16:48	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	4	P.m	98	7.02	14	3	522	I
5/10/24 16:37	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	4	P.m	98	7.02	14	2	576	I
5/10/24 15:01	5/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Miller Jeffrey Grant	CA	H	Portfoli	1	P	185	10.01	18		18	D
5/10/24 13:20	5/9/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Freno Michael	NC	H	Officer	3	P	541	8.26	66	999%	71	D
5/9/24 15:02	5/8/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		1	P	50	10.17	5		5	D
5/8/24 17:31	5/7/24	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	Moore Thomas Jack	CO	D		3	P.e	61	13.94	4		3	D
5/6/24 10:40	5/2/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	16	P	1,684	5.61	300	61	791	D
5/3/24 17:14	4/30/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	H	Principa	3	P.m	1,367	10.02	136	999%	146	D
5/2/24 17:38	6/22/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	3	P	904	11.26	80	718	91	D
5/2/24 15:24	5/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	6	P	27	11.48	2	108	5	D
5/2/24 14:49	5/1/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	2	P	93	21.12	4	46	14	D
5/2/24 14:18	5/2/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	5	P	66	38.93	2	3	69	M
5/2/24 09:36	4/30/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Rakowski Eric	CT	D		1	P	400	10.00	40		40	I
5/1/24 17:56	3/12/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Hutchens Charles Carter	VA	DO	Principa	1	P	15	10.15	1	5	29	D
4/30/24 17:31	10/5/17	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Oconnor Walter	NY	H	Portfoli	1	P	1	15.48	0		0	D
4/30/24 17:27	12/27/23	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	McClements Kyle	NY	H	Portfoli	2	P	32	15.79	2	27	9	D
4/25/24 16:19	4/23/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Wixted Brian W.	NM	H	Trustee	1	P	25	15.50	2		2	D
4/22/24 21:10	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	2	P	1,950	10.33	189	169	301	D
4/22/24 15:04	4/19/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	3	P	110	36.96	3	4	85	D
4/19/24 09:01	4/18/24	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Palsson Johannes	GA	H	Portfoli	1	P	70	12.39	6	14	46	D
4/19/24 07:41	4/18/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Goodson Alan R	PA	H	Director	2	P	68	16.80	4		4	D
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	P	1,234	14.35	86	430	106	D
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		4	P	28	16.34	2	66	4	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	5	P.m	130	9.64	14	251	19	D
4/11/24 18:08	4/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	4	P	57	34.68	2	5	34	D
4/11/24 13:52	4/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	1	P	51	14.25	4	45	12	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		2	P.m	323	14.22	23		23	I
4/9/24 11:53	4/8/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Lindquist Daniel J	IL	O	VP	1	P	50	14.30	4		4	I
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	1	P	18	10.62	2	28	8	M
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	9	P	99	8.58	12	999%	12	D
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	3	P	192	17.47	11	107	21	D
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Gardella Lee A	NY	H	See Expl	1	P	200	10.40	19		19	D
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	10	P	29	14.00	2	23	11	D
3/29/24 10:55	3/27/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	2	P	23	11.03	2	5	42	I
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	2	P	124	11.24	11	183	17	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	5	P	17	8.45	2	22	11	D
3/27/24 10:55	3/25/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		1	P	50	26.46	2		2	D
3/26/24 18:30	3/26/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Burke Edmund J	CO	H	Trustee	4	P	77	6.05	13		13	D
3/25/24 15:03	3/22/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Jhirad Yigal Dan	NY	OH	Portfoli	1	P	7	14.14	1	42	2	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	4	P	49,900	10.00	4,990	999%	4,993	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	CEO	1	P	2	16.10	0	0	169	D
3/22/24 16:21	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		2	P	44	5.30	8		8	I
3/22/24 14:17	3/22/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	2	P.m	105	11.72	9		5	D
3/20/24 12:35	3/20/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	7	P	42	5.39	8	3	249	D
3/19/24 11:58	3/18/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Wrapp Emilie D.	NY	H	Advisory	1	P	25	10.45	2		2	D
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Park Katherine J	CA	D		2	P.m	49	9.76	5		5	D
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Krull Steven F.	IL	H	Portfoli	1	P	10	23.58	0		0	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		3	P.m	68	13.57	5	25	25	D
3/13/24 16:55	3/11/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Cassani Stephen	CA	D		1	P.m	16	9.96	2	35	6	D
3/13/24 11:51	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	5	P	28	5.94	5		4	D
3/12/24 18:44	3/12/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Usifer Maureen K	CO	H	Trustee	2	P	30	6.04	5	54	14	D
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Perry Michael A	IL	O	VP	2	P	165	8.09	20		20	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	Guia Youse	FL	O	Chief Co	2	P	2	14.08	0		0	D
3/11/24 13:42	3/8/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	1	P	43	11.77	4	2	156	D
3/8/24 18:54	3/6/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	5	P.m	4,544	15.29	297	8	4,033	I
3/8/24 18:51	3/6/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	2	P.m	3,126	15.42	203	6	3,719	I
3/7/24 16:54	2/29/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Winmill Thomas Bassett	NH	DO	See "Exp	8	P.m	356	12.29	29	131	51	D
3/6/24 16:18	3/4/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feuer Edward	NY	D		1	P	7	7.21	1		1	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	2	P	1,247	16.45	76	301	101	I
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Miniman Jonathan D	PA	H	Portfoli	6	P	38	4.90	8	32	32	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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