Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
4/26/24 11:51	4/25/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		848	P.m	1,019,714	11.85	86,049	55	243,752	I
4/26/24 11:04	4/25/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	342	P.m	189	1.79	105	23	557	M
4/25/24 16:19	4/23/24	TBLD	Thornburg Income Builder Opportunities Trust		Fund	CEF	Closed-End Funds	Wixted Brian W.	NM	H	Trustee	1	P	25	15.50	2		2	D
4/23/24 16:36	4/11/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		3	P	1,597	8.55	187	999%	192	D
4/23/24 10:45	4/22/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	Vaughan Richard B.	TX	D		1	P	71	17.69	4	400	5	D
4/22/24 21:10	4/19/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gannaway Russell D	CA	H	SEE REMA	3	P	2,450	10.28	238	383	301	D
4/22/24 15:04	4/19/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	O'Neill Andrew J	NY	O	VP	4	P	190	35.29	5	7	85	D
4/22/24 12:45	4/18/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	D		3	P	1,197	10.16	118	195	178	D
4/19/24 10:20	4/18/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	4	P	46	38.16	1	2	69	M
4/19/24 09:01	4/18/24	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Palsson Johannes	GA	H	Portfoli	1	P	70	12.39	6	14	46	D
4/19/24 07:41	4/18/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Goodson Alan R	PA	H	Director	2	P	68	16.80	4		4	D
4/15/24 13:05	4/1/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	H	Principa	2	P.m	1,367	10.02	136	999%	146	D
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	3	P	1,234	14.35	86	430	106	D
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		4	P	28	16.34	2	66	4	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	6	P.m	158	9.85	16	554	19	D
4/11/24 18:08	4/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	5	P.m	82	31.21	3	8	34	D
4/11/24 13:52	4/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	1	P	51	14.25	4	45	12	D
4/10/24 16:44	9/11/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	5	P	163	19.09	9	5	170	D
4/10/24 12:34	4/9/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	2	P	30,000	10.00	3,000	999%	3,010	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		2	P.m	323	14.22	23		23	I
4/9/24 11:53	4/8/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Lindquist Daniel J	IL	O	VP	1	P	50	14.30	4		4	I
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	1	P	18	10.62	2	28	8	M
4/5/24 16:01	4/5/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	2	P	15	9.92	2	27	7	D
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	9	P	99	8.58	12	999%	12	D
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	3	P	192	17.47	11	107	21	D
4/4/24 11:37	4/3/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	5	P	290	29.32	10	4	274	D
4/3/24 16:43	2/22/24	GNT.B	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	11	P	32,499	13.16	2,470	34	9,743	M
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Gardella Lee A	NY	H	See Expl	1	P	200	10.40	19		19	D
4/1/24 14:23	4/1/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	2	P	15	9.78	2	20	9	D
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	15	P	45	14.03	3	21	19	D
3/29/24 10:55	3/27/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	2	P	23	11.03	2	5	42	I
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	3	P	194	11.39	17		17	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	5	P	17	8.45	2	22	11	D
3/27/24 10:55	3/25/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		1	P	50	26.46	2		2	D
3/26/24 18:30	3/26/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Burke Edmund J	CO	H	Trustee	4	P	77	6.05	13		13	D
3/26/24 11:38	3/25/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	4	P	20	10.57	2	4	44	D
3/26/24 11:14	3/25/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		4	P	597	10.16	59	311	78	I
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	9	P.m	1,259	12.02	105	62	275	D
3/25/24 15:03	3/22/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Jhirad Yigal Dan	NY	OH	Portfoli	1	P	7	14.14	1	42	2	D
3/25/24 14:23	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	4	P	49,900	10.00	4,990	999%	4,993	D
3/25/24 09:59	3/21/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		2	P.m	237	13.37	18	26	86	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	CEO	2	P	676	15.84	43	34	169	D
3/22/24 16:21	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		2	P	44	5.30	8		8	I
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	2	P	95	11.43	8	12	77	D
3/22/24 14:17	3/22/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	2	P.m	105	11.72	9		5	D
3/21/24 14:32	3/20/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	3	P.m	102	10.15	10	13	86	D
3/21/24 14:06	3/19/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	1	P.m	410	10.19	40		40	D
3/21/24 12:21	3/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		5	P	24	25.63	1	15	7	D
3/20/24 14:14	3/18/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		1	P	65	5.87	11	109	21	D
3/20/24 13:48	3/20/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	14	P	1,119	5.59	200	40	701	D
3/20/24 12:35	3/20/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	7	P	42	5.39	8	3	249	D
3/20/24 09:26	3/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		1	P	9	7.10	1		1	D
3/19/24 11:58	3/18/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Wrapp Emilie D.	NY	H	Advisory	1	P	25	10.45	2		2	D
3/18/24 19:14	3/9/23	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	6	P	454	11.79	38	4	903	I
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Park Katherine J	CA	D		2	P.m	49	9.76	5		5	D
3/18/24 16:27	3/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	8	P.m	1,202	12.00	100	98	202	I
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Krull Steven F.	IL	H	Portfoli	1	P	10	23.58	0		0	D
3/15/24 16:11	3/13/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		2	P	74	5.28	14		14	M
3/14/24 16:05	5/15/23	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	2	P	87	5.83	15		15	D
3/13/24 18:47	3/11/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	4	P.m	23	39.45	1	76	1	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		3	P.m	68	13.57	5	25	25	D
3/13/24 16:55	3/11/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Cassani Stephen	CA	D		1	P.m	16	9.96	2	35	6	D
3/13/24 16:03	3/11/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	3	P	97	6.05	16	23	84	I
3/13/24 11:51	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	5	P	28	5.94	5		4	D
3/13/24 11:24	3/12/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		16	P	363	0.4683	774	28	3,566	D
3/12/24 18:44	3/12/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Usifer Maureen K	CO	H	Trustee	2	P	30	6.04	5	54	14	D
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Perry Michael A	IL	O	VP	2	P	165	8.09	20		20	M
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	Guia Youse	FL	O	Chief Co	2	P	2	14.08	0		0	D
3/11/24 13:42	3/8/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	Michaud Gerald A.	CT	DO	P	2	P	244	11.15	22	16	156	D
3/8/24 18:54	3/6/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	7	P.dm	7,477	15.45	484	14	4,033	I
3/8/24 18:51	3/6/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	4	P.dm	6,058	15.55	390	12	3,719	I
3/7/24 17:37	3/5/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		2	P	84	13.98	6	999%	6	D
3/7/24 17:25	3/5/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	11	P	64	13.11	5	26	24	D
3/7/24 16:54	2/29/24	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	Winmill Thomas Bassett	NH	DO	See "Exp	8	P.m	356	12.29	29	131	51	D
3/6/24 16:18	3/4/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feuer Edward	NY	D		1	P	7	7.21	1		1	D
3/5/24 16:58	3/4/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bloomfield Matthew L	KS	O	P	2	P	1,247	16.45	76	301	101	I
3/5/24 16:35	3/1/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	Lorber David A	NY	DOT	CB,CEO	9	P.m	1,884	40.91	46	21	269	M
3/5/24 13:05	3/4/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	Miniman Jonathan D	PA	H	Portfoli	6	P	38	4.90	8	32	32	D
3/5/24 12:48	2/28/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		3	P	13	8.86	1	7	22	D
3/4/24 17:51	2/29/24	AFT	Apollo Senior Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	Cohen Barry J.	NY	D		1	P.m	209	14.25	15	147	25	I
3/1/24 17:29	2/29/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Sandler Elizabeth	PA	O	Co-P	4	P	112	19.66	6	266	8	I
3/1/24 16:13	2/26/24	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Staggs Dana	NY	O	P	3	P	49	15.91	3	124	6	D
2/29/24 17:23	8/11/23	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	3	P	386	19.31	20	53	58	D
2/29/24 06:54	2/9/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		8	P.m	355	6.28	57	26	272	D
2/28/24 11:02	2/27/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	Palma Jeffrey	NY	H	Portfoli	1	P	50	11.11	5	99	9	D
2/26/24 19:24	2/23/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	Davy Joseph P.	WA	DOT	CEO	3	P	1	0.8960	2	52	4	D
2/26/24 12:43	2/23/24	EOD	Allspring Global Dividend Opportunity Fund		Fund	CEF	Closed-End Funds	Fioramonti Vincent J	NC	H	Portfoli	3	P	36	4.54	8	57	22	D
2/23/24 18:13	2/22/24	BNZI	Banzai International, Inc.		Fund	CEF	Closed-End Funds	Ward Mason	WA	DTH	See Rema	1	P	0	0.9680	1	0	2,427	D
2/23/24 17:00	2/23/24	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	Clark Anthony S.	VA	D		3	P	68	34.13	2	200	3	D
2/23/24 16:43	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	5	P	230	8.75	26	14	211	D
2/23/24 12:46	2/22/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Ball John Chester	NY	O	P,Treasu	13	P	3	6.81	0		0	D
2/21/24 13:54	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	Mooney Edward Patrick Jr.	WI	D		2	P	160	27.56	6	999%	6	D
2/21/24 13:49	2/20/24	PRDEX	Predex		Fund	CEF	Closed-End Funds	Downing George Keith	PA	O	Secretar	1	P	25	24.56	1		1	D
2/21/24 11:39	12/29/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P,C	11	P	16	1.85	9	28	40	D
2/16/24 15:08	2/16/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		2	P	13	21.51	1	162	1	D
2/15/24 11:22	2/14/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	3	P	32	12.94	3	83	6	D
2/14/24 18:53	2/13/24	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Peters Raleigh	SC	D		1	P	1,908	9.54	200		21	D
2/14/24 16:05	2/12/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		3	P.m	94	12.83	7	46	23	D
2/13/24 19:26	12/7/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DO	P,CEO	2	P	12,191	10.00	1,219		1,209	D
2/13/24 17:23	2/12/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	Falcon Michael I.	NY	H	TRUSTEE	1	P	250	10.04	25		25	D
2/13/24 15:24	5/9/23	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Zalenko Neal F.	WI	D		1	P	46	8.47	5	76	13	D
2/9/24 19:26	2/7/24	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	Christine Kyle Francis	CA	H	SEE REMA	1	P	75	10.25	7		7	D
2/9/24 18:06	2/8/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Nest William	NY	O	VP	2	P	383	10.26	37	999%	38	I
2/9/24 15:25	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Behan Robert	IL	O	VP	5	P	400	10.10	40	999%	41	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	Brown Sandra	WI	D		1	P	15	40.28	0		0	D
2/2/24 17:14	2/1/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	4	P	220	20.76	11		11	D
2/2/24 14:40	1/31/24	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	2	P	52	24.02	2		2	D
2/2/24 13:11	2/2/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	6	P	26	11.58	2	136	4	D
1/30/24 12:09	1/30/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	22	P	813	13.99	58	759	66	D
1/29/24 14:43	1/29/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	Teachers Insurance & Annuity Association of America	NY	T		1	P	30,000	18.05	1,662	32	6,810	D
1/29/24 14:22	1/29/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Buckley Gregory W.	MD	O	E.VP	1	P	69	20.50	3	35	13	D
1/26/24 20:19	1/24/24	PAXS	Pimco Access Income Fund		Fund	CEF	Closed-End Funds	Cogan Sarah E	CA	D		5	P	71	8.25	9	240	12	D
1/26/24 18:18	1/24/24	PFLEX	Pimco Flexible Credit Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	H	See Rema	3	P	10,100	9.29	1,087	112	2,054	D
1/25/24 12:43	1/23/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Dinsmore James Andrew	NY	O	P	3	P	16	12.56	1	12	12	D
1/25/24 11:08	1/24/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Neuhauser John J	CO	D		1	P	13	5.21	3	534	3	D
1/24/24 17:01	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Pessah David	NY	O	CFO	1	P	41	20.67	2		2	D
1/24/24 17:00	1/24/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	Occi Michael Jr.	NY	O	Chief Ad	1	P	155	20.67	8		8	D
1/24/24 16:14	1/22/24	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	McClements Kyle	NY	H	Portfoli	2	P	23	16.89	1	29	6	D
1/22/24 14:04	1/22/24	JGH	Nuveen Global High Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	2	P	369	11.45	32		32	D
1/19/24 16:39	1/17/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Long Christopher Dale	KS	DO	CEO,P	1	P	1,000	16.45	61	163	98	I
1/19/24 16:38	1/17/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Long Angie Knighton	KS	O	Chief In	1	P	1,000	16.45	61	163	98	I
1/19/24 16:37	1/17/24	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	Bicknell Martin C	KS	T		1	P	10,000	16.45	608	27	2,848	I
1/16/24 17:41	1/5/24	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Koepp Bernhard	NY	D		4	P	37	9.23	4		3	D
1/12/24 16:46	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		1	P	2,147,484	85.90	25,000		0	I
1/12/24 12:22	1/10/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Perold Jacques P	NY	D		3	P.m	180	13.47	13		11	D
1/11/24 16:50	1/10/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	1	P	62	18.98	3	2	168	D
1/11/24 14:52	1/8/24	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Canter David	AZ	D		1	P	50	9.86	5		5	I
1/10/24 15:42	2/28/23	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		9	P	120	19.34	6	36	24	D
1/10/24 14:51	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	5	P	1,317	8.92	148	20	899	D
1/10/24 10:01	1/9/24	CIK	Credit Suisse Asset Management Income Fund Inc	MD	Fund	CEF	Closed-End Funds	Defelice Laura A	NY	DO	Chair of	3	P	40	2.42	16		16	D
1/10/24 09:32	1/9/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Distenfeld Gershon M	NY	O	VP	2	P	28	9.96	3	22	15	D
1/9/24 15:01	1/5/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Rieder Richard M	NY	H	Portfoli	5	P	911	13.86	66	25	323	D
1/9/24 13:59	1/9/24	ERH	Allspring Utilities & High Income Fund		Fund	CEF	Closed-End Funds	Ebsworth William R.	CA	D		8	P	115	6.62	17		17	D
1/8/24 15:47	1/8/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Hoene Mary Joan	ME	D		5	P	30	15.23	2	33	8	D
1/5/24 17:32	1/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Smith William Walsh	NY	O	VP,Portf	2	P	37	9.83	4	57	10	M
1/5/24 12:00	1/2/24	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Adler Richard H	CO	D		1	P	150	8.73	17	999%	17	I
1/4/24 18:00	12/29/23	TAKMX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Marcus Brian	NY	O	P,PEO	2	P	200	8.47	24	383	30	D
1/4/24 14:42	1/4/24	ERH	Allspring Utilities & High Income Fund		Fund	CEF	Closed-End Funds	Polisson James	CA	D		8	P	59	7.34	8		8	D
1/4/24 14:32	1/2/24	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Garfield Dean	MA	D		9	P	143	14.87	10		10	D
1/4/24 14:24	1/2/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Reit Todd	PA	D		8	P	91	11.42	8		8	D
1/3/24 18:31	6/2/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	T		3	P	3	10.14	0	2	18	D
1/3/24 17:50	6/2/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Chad Eisenberg	IL	O	Treasure	2	P	2	10.10	0	1	18	I
1/3/24 10:46	6/2/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Peck Michael D	IL	O	P	2	P	2	10.10	0	1	18	I
1/2/24 16:51	1/2/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Merk Alexander	ME	D		8	P.m	1,209	15.30	79	173	125	D
1/2/24 16:37	12/28/23	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		5	P	67	12.25	6		6	I
1/2/24 15:53	12/28/23	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	10	P.dm	386	7.83	49	22	276	D
1/2/24 13:46	12/29/23	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Russell Grimaldi	NY	O	Secretar	1	P	0	1.50	0	1	0	D
12/27/23 21:06	12/26/23	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Finnen Paul E.	WY	D		2	P	20	20.90	1	171	2	D
12/27/23 21:05	12/26/23	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Durston Marshall	WY	D		3	P	30	20.27	1	126	3	D
12/27/23 21:03	12/26/23	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	Coolidge R. Scott	WY	D		3	P	30	20.27	1	126	3	D
12/26/23 10:44	12/21/23	HYB	New America High Income Fund Inc		Fund	CEF	Closed-End Funds	Viceira Luis M	MA	D		2	P.m	42	7.04	6		6	D
12/26/23 08:32	12/21/23	DHY	Credit Suisse High Yield Bond Fund		Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	2	P	122	1.88	65	43	215	D
12/21/23 18:48	12/20/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Lefkowitz Joshua	NY	O	CCO,CLO,	1	P.m	9	7.84	1		1	D
12/21/23 18:43	12/21/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Joseph Nelson	NY	O	PFO,PAO,	1	P	20	7.80	3		3	D
12/21/23 16:03	10/11/23	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		10	P	50	19.77	3	20	15	D
12/21/23 15:46	12/20/23	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Petrisko Daniel	IL	O	EVP	2	P	10	8.98	1	29	5	D
12/21/23 11:10	12/20/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Calamos John P Sr	IL	DO	P,CB	7	P.m	21,998	10.17	2,163	999%	2,229	I
12/20/23 16:46	12/18/23	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	Basmadjian Lauren Michelle	NY	DO	Principa	1	P.m	106	7.83	14		14	D
12/20/23 11:34	6/22/23	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Herman Thomas E	IL	O	VP,CFO	2	P	650	10.17	64	999%	65	D
12/19/23 17:54	12/18/23	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Fornelli Cynthia M.	CA	D		2	P	22	10.81	2	29	9	D
12/19/23 16:02	12/19/23	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	Donovan William	ME	D		1	P	24	16.00	2	60	4	D
12/18/23 17:30	12/15/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Raio Jerry	FL	D		3	P	57	11.32	5	240	7	D
12/15/23 15:31	12/15/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Thornton Matthew III	IL	H	Trustee	1	P	237	8.16	29		29	D
12/15/23 13:40	12/15/23	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	Goldman Heather S.	NY	D		2	P	31	15.96	2	847	2	D
12/15/23 10:59	12/14/23	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Fleming Scott T	CT	H	Officer-	2	P	554	17.05	33	92	68	I
12/15/23 10:29	12/14/23	UTF	Cohen & Steers Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	Magpiong Jane F.	NY	D		9	P	41	15.00	3	320	4	D
12/13/23 18:32	12/11/23	PFL	Pimco Income Strategy Fund		Fund	CEF	Closed-End Funds	Vandecruze Grace	CA	D		2	P	203	10.20	20		20	I
12/13/23 18:29	12/11/23	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Dohrmann Geoffrey	AZ	D		2	P	123	10.29	12		10	I
12/13/23 13:02	12/22/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	4	P	52	6.88	8	1	568	D
12/13/23 13:01	12/12/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust		Fund	CEF	Closed-End Funds	Brombach Theodore J	IL	O	P,CEO	3	P	49	6.92	7	1	519	I
12/12/23 16:02	12/11/23	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	Gerstenhaber David	CO	D		1	P	11,088	9.35	1,186		127	I
12/12/23 15:53	12/12/23	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Luecke Connie M	IL	O	VP,Chief	3	P	52	8.86	6	51	17	D
12/12/23 14:48	12/11/23	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	McDaniel Connie D	CT	D		1	P	50	17.10	3		3	D
12/11/23 16:12	12/8/23	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Hopkins Jerel A	PA	D		3	P	35	19.23	2	31	8	I
12/11/23 13:57	12/11/23	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	West Kyle P.	IL	H	Officer	2	P	20	8.81	2	62	6	D
12/8/23 16:01	12/6/23	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	8	P	494	5.69	87	6	1,616	D
12/8/23 14:40	11/22/23	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Weaver Eric David	CT	H	Officer-	1	P	23	17.58	1	66	3	D
12/7/23 17:21	12/7/23	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	Cignarella Robert	NJ	H	Portfoli	3	P	146	14.29	10	64	26	D
12/7/23 11:33	12/5/23	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Sunderland Todd	TX	H	Portfoli	2	P	3	8.28	0		0	D
12/7/23 11:33	12/5/23	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Swank Jerry V	TX	H	See Rema	3	P	1,301	38.37	34		34	D
12/6/23 17:00	12/6/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	4	P.m	457	4.01	114	12	1,071	D
12/5/23 18:32	12/4/23	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Green Allison	NY	O	See Rema	1	P	49	4.03	12	11	122	D
12/4/23 20:36	11/1/23	ODCEX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	Accordant Investments LLC	AZ	H	Investme	1	P	20	10.33	2		2	D
12/1/23 20:58	12/1/23	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	3	P.m	37	8.74	4	3	162	D
12/1/23 11:40	12/1/23	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		1	P	4,000	10.09	396	66	996	D
12/1/23 11:28	12/1/23	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	1	P	4,000	10.09	396	66	996	D
11/29/23 17:03	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Kayne Anderson Capital Advisors LP	TX	H	Manager	1	P	16,156	10.03	1,611	999%	1,625	D
11/29/23 16:45	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Logan Ron M Jr	TX	O	SVP	1	P	154	10.03	15	29	69	D
11/29/23 16:23	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Hart Terry A	TX	O	COO	1	P	154	10.03	15	42	52	D
11/29/23 16:18	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Frey John C	TX	O	EVP	1	P	1,183	10.03	118	21	671	D
11/28/23 13:23	11/28/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Hughes Philip E Jr	PA	D		2	P	63	4.85	13	167	21	D
11/27/23 16:00	11/27/23	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		1	P	3	10.88	0	15	2	I
11/27/23 14:12	11/26/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Clark Della	PA	D		2	P	20	5.12	4		4	D
11/24/23 16:54	11/22/23	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	Nesbitt Stephen Lane	WI	DOT	P	5	P	88,816	10.60	8,375	112	15,876	I
11/22/23 15:07	11/22/23	IGD	Voya Global Equity Dividend & Premium Opportunity Fund		Fund	CEF	Closed-End Funds	Costa Vincent J	NJ	H	Portfoli	2	P	10	4.94	2	50	6	D
11/22/23 11:57	11/21/23	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		1	P	87	10.98	8	10	88	D
11/22/23 11:14	11/21/23	EDI	Virtus Stone Harbor Emerging Markets Total Income Fund		Fund	CEF	Closed-End Funds	Zino Brian T	CT	D		2	P	23	4.62	5		5	D
11/17/23 18:37	11/17/23	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Chairman	3	P	87	9.46	9	237	13	D
11/16/23 17:56	11/14/23	PMX	Pimco Municipal Income Fund III		Fund	CEF	Closed-End Funds	Rappaport Alan	CA	D		3	P	71	9.48	8	150	13	D
11/15/23 08:28	3/24/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Anholt Investments Ltd.	D0	T		1	P	6,000	10.15	591	235	843	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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