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4/16/24 11:31
4/15/24
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYDOP,CEO342P.m1951.80010824557M
4/15/24 18:22
4/11/24
TAKIXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsMcCabe Joan YNYD2P1,0978.540129201192D
4/15/24 17:15
4/12/24
VPVInvesco Pennsylvania Value Municipal Income TrustPAFundCEFClosed-End FundsSaba Capital Management, L.P.NYT847P.m1,015,89411.84085,79355240,510I
4/15/24 13:05
4/1/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsPauker MatthewCAHPrincipa2P.m1,36710.020136999%146D
4/15/24 12:08
4/12/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsBowen James AILDHOfficer 3P1,23414.35086430106D
4/12/24 09:21
4/9/24
THWAbrdn World Healthcare FundFundCEFClosed-End FundsGoetz KathleenPAD4P2816.3402664D
4/11/24 19:35
4/9/24
DTFDtf Tax-Free Income 2028 Term Fund IncMDFundCEFClosed-End FundsGrumhaus David D Jr.ILOP,CEO6P.m1589.8501655419D
4/11/24 18:08
4/11/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsMajmudar Anang K.NYOSenior V5P.m8231.2103834D
4/11/24 13:52
4/10/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer 1P5114.25044512D
4/10/24 16:44
9/11/23
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsStark Eugene SNYOVP Admin5P16319.09095170D
4/10/24 12:34
4/9/24
VCRDXVersus Capital Infrastructure Income FundFundCEFClosed-End FundsVersus Capital Advisors LLCCOTHInvestme2P30,00010.0003,000999%3,010D
4/10/24 11:51
4/8/24
WDIWestern Asset Diversified Income FundFundCEFClosed-End FundsKumar NishaNYD2P.m32314.2202323I
4/9/24 11:53
4/8/24
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsLindquist Daniel JILOVP1P5014.30044I
4/8/24 12:25
4/3/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsMalik FahdNYOVP,Portf1P1810.6202288M
4/5/24 16:01
4/5/24
CIONCion Investment CorpFundCEFClosed-End FundsPinero Eric A.NYOGC2P159.9202277D
4/5/24 15:08
4/5/24
NADNuveen Quality Municipal Income FundFundCEFClosed-End FundsJones Nathaniel T.ILOVP,Treas9P998.58012999%12D
4/5/24 13:19
4/5/24
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsGraci Angelo DCTHOfficer-3P19217.4701110721D
4/4/24 11:37
4/3/24
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsPriest Jeffrey WNYOP,CEO5P29029.320104274D
4/3/24 16:43
2/22/24
GNT.BGamco Natural Resources, Gold & Income TrustFundCEFClosed-End FundsGabelli Mario JNYTHControl 11P32,49913.1602,470349,743M
4/2/24 11:07
4/1/24
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsGardella Lee ANYHSee Expl1P20010.4001919D
4/1/24 14:23
4/1/24
CIONCion Investment CorpFundCEFClosed-End FundsRoman StephenNYOCCO,Secr2P159.7802209D
4/1/24 11:46
4/1/24
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsToupin Ronald E JrILDHTrustee15P4514.03032119D
3/29/24 12:52
3/5/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsMcElhoe WenwenCAD2P1,14910.160113194171D
3/29/24 10:55
3/27/24
CIONCion Investment CorpFundCEFClosed-End FundsGatto MarkNYDOCo-CB,Co2P2311.0302542I
3/27/24 15:58
3/27/24
NEANuveen Amt-Free Quality Municipal Income FundFundCEFClosed-End FundsLamb David JILOVP3P19411.3901717D
3/27/24 13:35
3/27/24
DXRDaxor CorpFundCEFClosed-End FundsMichel Robert JTNOCFO5P178.45022211D
3/27/24 10:55
3/25/24
UTGReaves Utility Income FundFundCEFClosed-End FundsLegg JoellenCOD1P5026.46022D
3/26/24 18:30
3/26/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsBurke Edmund JCOHTrustee4P776.0501313D
3/26/24 11:38
3/25/24
CIONCion Investment CorpFundCEFClosed-End FundsReisner Michael ANYDOCo-CB,Co4P2010.5702444D
3/26/24 11:14
3/25/24
BMCBmc Fund IncFundCEFClosed-End FundsBroyhill Markham HuntNCD4P59710.1605931178I
3/25/24 18:33
3/21/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsSpreng R DavidILDOP,CEO9P.m1,25912.02010562275D
3/25/24 15:03
3/22/24
RLTYCohen & Steers Real Estate Opportunities & Income FundFundCEFClosed-End FundsJhirad Yigal DanNYOHPortfoli1P714.1401422D
3/25/24 14:23
3/25/24
MMIPXMainstay Mackay Municipal Income Opportunities FundFundCEFClosed-End FundsNew York Life Investment Management LLCNYHInvestme4P49,90010.0004,990999%4,993D
3/25/24 09:59
3/21/24
CPEFXCascade Private Capital FundFundCEFClosed-End FundsWilliams Paul JayWID2P.m23713.370182686D
3/22/24 17:28
3/22/24
RSFRivernorth Capital & Income Fund, Inc.FundCEFClosed-End FundsGalley Patrick W.FLDOCEO3P6767.9908523451D
3/22/24 16:21
3/19/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsNix Robert N.C. IIIPAD2P445.30088I
3/22/24 14:56
3/21/24
RVTRoyce Value Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHP2P9511.43081277D
3/22/24 14:17
3/22/24
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsGannon Francis D.NYOVP2P.m10511.72095D
3/21/24 14:32
3/20/24
CIONCion Investment CorpFundCEFClosed-End FundsBresner Gregg A.NYOP,CIO3P.m10210.150101386D
3/21/24 14:06
3/19/24
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOP,Princi1P.m41010.1904040D
3/21/24 12:21
3/20/24
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD6P2926.2601187D
3/20/24 14:14
3/18/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsFouss Barbara JPAD1P655.8701110921D
3/20/24 13:48
3/20/24
GLOClough Global Opportunities FundFundCEFClosed-End FundsClough Charles JrMAHPerson a14P1,1195.59020040701D
3/20/24 12:35
3/20/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsHaley Mark TCOOP7P425.39083249D
3/20/24 09:26
3/18/24
OCCIOfs Credit Company, Inc.FundCEFClosed-End FundsGriggs KathleenILD1P97.10011D
3/19/24 11:58
3/18/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsWrapp Emilie D.NYHAdvisory1P2510.45022D
3/18/24 19:14
3/9/23
TRINTrinity Capital Inc.FundCEFClosed-End FundsBrown Kyle StevenAZDOCEO,P,CI6P45411.790384903I
3/18/24 17:14
3/14/24
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsPark Katherine JCAD2P.m499.76055D
3/18/24 16:27
3/14/24
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsRaterman Thomas B.ILOSee Rema8P.m1,20212.00010098202I
3/18/24 10:13
3/14/24
FECOFFirst Eagle Credit Opportunities FundFundCEFClosed-End FundsKrull Steven F.ILHPortfoli1P1023.58000D
3/15/24 16:11
3/13/24
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsBethel KeithPAD2P745.2801414M
3/14/24 16:11
3/14/24
CETCentral Securities CorpDEFundCEFClosed-End FundsHill John CNYDOCEO,P3P3037.0401168D
3/14/24 16:05
5/15/23
PNNTPennantpark Investment CorpFundCEFClosed-End FundsAllorto Richard T JrNYOCFO,Trea2P875.8301515D
3/13/24 18:47
3/11/24
PFXPhenixfin CorpFundCEFClosed-End FundsMcMillan EllidaNYOCFO4P.m2339.4501761D
3/13/24 17:00
3/12/24
RANDRand Capital CorpFundCEFClosed-End FundsGodley Benjamin ENYD3P.m6813.57052525D
3/13/24 16:55
3/11/24
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsCassani StephenCAD1P.m169.9602356D
3/13/24 16:03
3/11/24
PSECProspect Capital CorpFundCEFClosed-End FundsVan Dask Kristin LeaNYOCFO,TREA3P976.050162384I
3/13/24 11:51
3/11/24
USALiberty All Star Equity FundFundCEFClosed-End FundsMilas RobertCOHAccess P5P285.94054D
3/13/24 11:24
3/12/24
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End FundsRad Investments LLCPRT16P3630.46830774283,566D
3/12/24 18:44
3/12/24
USALiberty All Star Equity FundFundCEFClosed-End FundsUsifer Maureen KCOHTrustee2P306.04055414D
3/11/24 17:42
3/11/24
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsPerry Michael AILOVP3P6159.8406363M
3/11/24 17:28
3/8/24
DSLDoubleline Income Solutions FundFundCEFClosed-End FundsGuia YouseFLOChief Co2P214.08000D
3/11/24 13:42
3/8/24
HRZNHorizon Technology Finance CorpFundCEFClosed-End FundsMichaud Gerald A.CTDOP3P29611.4202620156D
3/8/24 18:54
3/6/24
SLRCSlr Investment Corp.FundCEFClosed-End FundsGross Michael SNYDOSee Rema9P.dm9,53715.350621184,033I
3/8/24 18:51
3/6/24
SLRCSlr Investment Corp.FundCEFClosed-End FundsSpohler Bruce JNYDOSee Rema6P.dm8,11915.410527173,719I
3/7/24 17:37
3/5/24
OBDCBlue Owl Capital CorpFundCEFClosed-End FundsDalelio Edward HNYD2P8413.9806999%6D
3/7/24 17:25
3/5/24
MEGIMainstay Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsAnagnos JeremyPAHPortfoli11P6413.11052624D
3/7/24 16:54
2/29/24
BXSYBexil Investment TrustDEFundCEFClosed-End FundsWinmill Thomas BassettNHDOSee "Exp8P.m35612.2902913151D
3/6/24 16:18
3/4/24
DXRDaxor CorpFundCEFClosed-End FundsFeuer EdwardNYD1P77.21011D
3/5/24 16:58
3/4/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBloomfield Matthew LKSOP2P1,24716.45076301101I
3/5/24 16:35
3/1/24
PFXPhenixfin CorpFundCEFClosed-End FundsLorber David ANYDOTCB,CEO9P.m1,88440.9104621269M
3/5/24 13:05
3/4/24
IGRCbre Global Real Estate Income FundFundCEFClosed-End FundsMiniman Jonathan DPAHPortfoli6P384.90083232D
3/5/24 12:48
2/28/24
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsByers Stephen RNCD3P138.8601722D
3/4/24 17:51
2/29/24
AFTApollo Senior Floating Rate Fund Inc.FundCEFClosed-End FundsCohen Barry J.NYD1P.m20914.2501514725I
3/1/24 17:29
2/29/24
FSKFs Kkr Capital CorpFundCEFClosed-End FundsSandler ElizabethPAOCo-P4P11219.66062668I
3/1/24 16:13
2/26/24
BANXArrowmark Financial Corp.FundCEFClosed-End FundsStaggs DanaNYOP4P.m7516.41054606D
2/29/24 17:23
8/11/23
FSKFs Kkr Capital CorpFundCEFClosed-End FundsPietrzak DanielPADOCo-P,CIO3P38619.310205358D
2/29/24 06:54
2/9/24
PNNTPennantpark Investment CorpFundCEFClosed-End FundsBriones Jose AFLD8P.m3556.2805726272D
2/28/24 11:02
2/27/24
FOFCohen & Steers Closed-End Opportunity Fund, Inc.FundCEFClosed-End FundsPalma JeffreyNYHPortfoli1P5011.1105999D
2/26/24 19:24
2/23/24
BNZIBanzai International, Inc.FundCEFClosed-End FundsDavy Joseph P.WADOTCEO3P10.896002524D
2/26/24 12:43
2/23/24
EODAllspring Global Dividend Opportunity FundFundCEFClosed-End FundsFioramonti Vincent JNCHPortfoli3P364.54085722D
2/23/24 18:13
2/22/24
BNZIBanzai International, Inc.FundCEFClosed-End FundsWard MasonWADTHSee Rema1P00.96800102,427D
2/23/24 17:00
2/23/24
TWNTaiwan Fund IncDEFundCEFClosed-End FundsClark Anthony S.VAD3P6834.13022003D
2/23/24 16:43
2/22/24
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsSims David CWIDOCFO,CCO,5P2308.7502614211D
2/23/24 12:46
2/22/24
GDLGdl FundFundCEFClosed-End FundsBall John ChesterNYOP,Treasu13P36.81000D
2/21/24 13:54
2/20/24
PRDEXPredexFundCEFClosed-End FundsMooney Edward Patrick Jr.WID2P16027.5606999%6D
2/21/24 13:49
2/20/24
PRDEXPredexFundCEFClosed-End FundsDowning George KeithPAOSecretar1P2524.56011D
2/21/24 11:39
12/29/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsKesslen Jay HNYOVice-P,C12P171.86093040D
2/16/24 15:08
2/16/24
EVTEaton Vance Tax Advantaged Dividend Income FundFundCEFClosed-End FundsDunn AaronMAD2P1321.51011621D
2/15/24 11:22
2/14/24
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsMickey MarkILOchief co3P3212.9403836D
2/14/24 18:53
2/13/24
FORFXForum Real Estate Income FundFundCEFClosed-End FundsPeters RaleighSCD1P1,9089.54020021D
2/14/24 16:05
2/12/24
OCSLOaktree Specialty Lending CorpFundCEFClosed-End FundsCaldwell Phyllis RCAD4P.m12210.760119723D
2/13/24 19:26
12/7/23
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOP,CEO2P12,19110.0001,2191,209D
2/13/24 17:23
2/12/24
NAIFXNomura Alternative Income FundFundCEFClosed-End FundsFalcon Michael I.NYHTRUSTEE 1P25010.0402525D
2/13/24 15:24
5/9/23
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsZalenko Neal F.WID1P468.47057613D
2/9/24 19:26
2/7/24
PMFAXPimco Flexible Municipal Income FundFundCEFClosed-End FundsChristine Kyle FrancisCAHSEE REMA1P7510.25077D
2/9/24 18:06
2/8/24
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsNest WilliamNYOVP2P38310.26037999%38I
2/9/24 15:25
6/22/23
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsBehan RobertILOVP5P40010.10040999%41D
2/5/24 14:49
2/1/24
SORSource Capital Inc /de/FundCEFClosed-End FundsBrown SandraWID1P1540.28000D
2/2/24 17:14
2/1/24
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsRipp RyanWYOCFO,Trea4P22020.7601111D
2/2/24 14:40
1/31/24
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End FundsRomaglino ChristianNYHPortfoli2P5224.02022D
2/2/24 13:11
2/2/24
AVKAdvent Convertible & Income FundFundCEFClosed-End FundsStuebe Nancy E.ILDHTRUSTEE6P2611.58021364D
1/30/24 12:09
1/30/24
GUGGuggenheim Active Allocation FundFundCEFClosed-End FundsBarnes Randall CILDHTrustee22P81313.9905875966D
1/29/24 14:43
1/29/24
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End FundsTeachers Insurance & Annuity Association of AmericaNYT1P30,00018.0501,662326,810D
1/29/24 14:22
1/29/24
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsBuckley Gregory W.MDOE.VP1P6920.50033513D
1/26/24 20:19
1/24/24
PAXSPimco Access Income FundFundCEFClosed-End FundsCogan Sarah ECAD5P718.250924012D
1/26/24 18:18
1/24/24
PFLEXPimco Flexible Credit Income FundFundCEFClosed-End FundsIvascyn Daniel JCAHSee Rema3P10,1009.2901,0871122,054D
1/25/24 12:43
1/23/24
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End FundsDinsmore James AndrewNYOP3P1612.56011212D
1/25/24 11:08
1/24/24
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End FundsNeuhauser John JCOD1P135.21035343D
1/24/24 17:01
1/24/24
MSDLMorgan Stanley Direct Lending FundFundCEFClosed-End FundsPessah DavidNYOCFO1P4120.67022D
1/24/24 17:00
1/24/24
MSDLMorgan Stanley Direct Lending FundFundCEFClosed-End FundsOcci Michael Jr.NYOChief Ad1P15520.67088D
1/24/24 16:14
1/22/24
BSTZBlackrock Science & Technology Term TrustFundCEFClosed-End FundsMcClements KyleNYHPortfoli2P2316.8901296D
1/22/24 14:04
1/22/24
JGHNuveen Global High Income FundFundCEFClosed-End FundsRobert Young LILHTrustee2P36911.4503232D
1/19/24 16:39
1/17/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsLong Christopher DaleKSDOCEO,P1P1,00016.4506116398I
1/19/24 16:38
1/17/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsLong Angie KnightonKSOChief In1P1,00016.4506116398I
1/19/24 16:37
1/17/24
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End FundsBicknell Martin CKST1P10,00016.450608272,848I
1/16/24 17:41
1/5/24
CEECentral & Eastern Europe Fund, Inc.MDFundCEFClosed-End FundsKoepp BernhardNYD4P379.23043D
1/12/24 16:46
1/10/24
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsMetlife Investment Management, LLCNJT1P2,147,48485.90025,0000I
1/12/24 12:22
1/10/24
MEGIMainstay Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsPerold Jacques PNYD3P.m18013.4701311D
1/11/24 16:50
1/10/24
FROPXFlat Rock Opportunity FundFundCEFClosed-End FundsGrunewald RobertWYDOHCEO1P6218.98032168D
1/11/24 14:52
1/8/24
ODCEXAccordant Odce Index FundFundCEFClosed-End FundsCanter DavidAZD1P509.86055I
1/10/24 15:42
2/28/23
NTGTortoise Midstream Energy Fund, Inc.FundCEFClosed-End FundsCiccotello Conrad SKSD9P12019.34063624D
1/10/24 14:51
1/10/24
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsBaker James CTXDOP5P1,3178.92014820899D
1/10/24 10:01
1/9/24
CIKCredit Suisse Asset Management Income Fund IncMDFundCEFClosed-End FundsDefelice Laura ANYDOChair of3P402.4201616D
1/10/24 09:32
1/9/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsDistenfeld Gershon MNYOVP2P289.96032215D
1/9/24 15:01
1/5/24
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsRieder Richard MNYHPortfoli5P91113.8606625323D
1/9/24 13:59
1/9/24
ERHAllspring Utilities & High Income FundFundCEFClosed-End FundsEbsworth William R.CAD8P1156.6201717D
1/9/24 12:09
12/21/23
HQHAbrdn Healthcare InvestorsPAFundCEFClosed-End FundsGoodson Alan RPAOVP1P316.13000D
1/8/24 15:47
1/8/24
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsHoene Mary JoanMED5P3015.2302338D
1/5/24 17:32
1/3/24
AWFAlliancebernstein Global High Income Fund IncFundCEFClosed-End FundsSmith William WalshNYOVP,Portf2P379.83045710M
1/5/24 12:00
1/2/24
LCPMXLind Capital Partners Municipal Credit Income FundFundCEFClosed-End FundsAdler Richard HCOD1P1508.73017999%17I
1/4/24 18:00
12/29/23
TAKMXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsMarcus BrianNYOP,PEO2P2008.4702438330D
1/4/24 14:42
1/4/24
ERHAllspring Utilities & High Income FundFundCEFClosed-End FundsPolisson JamesCAD8P597.34088D
1/4/24 14:32
1/2/24
HTDJohn Hancock Tax-Advantaged Dividend Income FundFundCEFClosed-End FundsGarfield DeanMAD9P14314.8701010D
1/4/24 14:24
1/2/24
THWAbrdn World Healthcare FundFundCEFClosed-End FundsReit ToddPAD8P9111.42088D
1/3/24 18:31
6/2/23
FTPCXFirst Trust Private Credit FundFundCEFClosed-End FundsFirst Trust Capital Management L.P.ILT3P310.1400218D
1/3/24 17:50
6/2/23
FTPCXFirst Trust Private Credit FundFundCEFClosed-End FundsChad EisenbergILOTreasure2P210.1000118I
1/3/24 10:46
6/2/23
FTPCXFirst Trust Private Credit FundFundCEFClosed-End FundsPeck Michael DILOP2P210.1000118I
1/2/24 16:51
1/2/24
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsMerk AlexanderMED8P.m1,20915.30079173125D
1/2/24 16:37
12/28/23
VFLAbrdn National Municipal Income FundMAFundCEFClosed-End FundsMaher BillPAD5P6712.25066I
1/2/24 15:53
12/28/23
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End FundsGoldstein PhillipNYDOCB,Secre10P.dm3867.8304922276D
1/2/24 13:46
12/29/23
RCGRenn Fund, Inc.FundCEFClosed-End FundsRussell GrimaldiNYOSecretar1P01.500010D
12/27/23 21:06
12/26/23
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsFinnen Paul E.WYD2P2020.90011712D
12/27/23 21:05
12/26/23
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsDurston MarshallWYD3P3020.27011263D
12/27/23 21:03
12/26/23
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End FundsCoolidge R. ScottWYD3P3020.27011263D
12/26/23 10:44
12/21/23
HYBNew America High Income Fund IncFundCEFClosed-End FundsViceira Luis MMAD2P.m427.04066D
12/26/23 08:32
12/21/23
DHYCredit Suisse High Yield Bond FundFundCEFClosed-End FundsFlannery Thomas J.NYOChief In2P1221.8806543215D
12/21/23 18:48
12/20/23
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsLefkowitz JoshuaNYOCCO,CLO,1P.m97.84011D
12/21/23 18:43
12/21/23
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsJoseph NelsonNYOPFO,PAO,1P207.80033D
12/21/23 16:03
10/11/23
CSWCCapital Southwest CorpFundCEFClosed-End FundsRogers-Windsor Ramona LynnTXD10P5019.77032015D
12/21/23 15:46
12/20/23
DNPDnp Select Income Fund IncFundCEFClosed-End FundsPetrisko DanielILOEVP2P108.9801295D
12/21/23 11:10
12/20/23
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsCalamos John P SrILDOP,CB7P.m21,99810.1702,163999%2,229I
12/20/23 16:46
12/18/23
CCIFCarlyle Credit Income FundFundCEFClosed-End FundsBasmadjian Lauren MichelleNYDOPrincipa1P.m1067.8301414D
12/20/23 11:34
6/22/23
CAPIXCalamos Aksia Alternative Credit & Income FundFundCEFClosed-End FundsHerman Thomas EILOVP,CFO2P65010.17064999%65D
12/19/23 17:54
12/18/23
TPVGTriplepoint Venture Growth Bdc Corp.FundCEFClosed-End FundsFornelli Cynthia M.CAD2P2210.8102299D
12/19/23 16:02
12/19/23
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsDonovan WilliamMED1P2416.0002604D
12/18/23 17:30
12/15/23
RMMZRivernorth Managed Duration Municipal Income Fund Ii, Inc.FundCEFClosed-End FundsRaio JerryFLD3P5711.32052407D
12/15/23 15:31
12/15/23
JFRNuveen Floating Rate Income FundFundCEFClosed-End FundsThornton Matthew IIIILHTrustee1P2378.1602929D
12/15/23 13:40
12/15/23
RABrookfield Real Assets Income Fund Inc.FundCEFClosed-End FundsGoldman Heather S.NYD2P3115.96028472D
12/15/23 10:59
12/14/23
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsFleming Scott TCTHOfficer-2P55417.050339268I
12/15/23 10:29
12/14/23
UTFCohen & Steers Infrastructure Fund IncFundCEFClosed-End FundsMagpiong Jane F.NYD9P4115.00033204D
12/13/23 18:32
12/11/23
PFLPimco Income Strategy FundFundCEFClosed-End FundsVandecruze GraceCAD2P20310.2002020I
12/13/23 18:29
12/11/23
ODCEXAccordant Odce Index FundFundCEFClosed-End FundsDohrmann GeoffreyAZD2P12310.2901210I
12/13/23 13:02
12/22/22
XFLTXai Octagon Floating Rate & Alternative Income Term TrustFundCEFClosed-End FundsSpence John YogiILHAdviser 4P526.88081568D
12/13/23 13:01
12/12/23
XFLTXai Octagon Floating Rate & Alternative Income Term TrustFundCEFClosed-End FundsBrombach Theodore JILOP,CEO3P496.92071519I
12/12/23 16:02
12/11/23
FORFXForum Real Estate Income FundFundCEFClosed-End FundsGerstenhaber DavidCOD1P11,0889.3501,186127I
12/12/23 15:53
12/12/23
DNPDnp Select Income Fund IncFundCEFClosed-End FundsLuecke Connie MILOVP,Chief3P528.86065117D
12/12/23 14:48
12/11/23
AIOVirtus Artificial Intelligence & Technology Opportunities FundFundCEFClosed-End FundsMcDaniel Connie DCTD1P5017.10033D
12/11/23 16:12
12/8/23
FSKFs Kkr Capital CorpFundCEFClosed-End FundsHopkins Jerel APAD3P3519.2302318I
12/11/23 13:57
12/11/23
DNPDnp Select Income Fund IncFundCEFClosed-End FundsWest Kyle P.ILHOfficer 2P208.8102626D
12/8/23 16:01
12/6/23
PSECProspect Capital CorpFundCEFClosed-End FundsEliasek M GrierNYDOCOO8P4945.6908761,616D
12/8/23 14:40
11/22/23
FPFFirst Trust Intermediate Duration Preferred & Income FundFundCEFClosed-End FundsWeaver Eric DavidCTHOfficer-1P2317.5801663D
12/7/23 17:21
12/7/23
ISDPgim High Yield Bond Fund, Inc.FundCEFClosed-End FundsCignarella RobertNJHPortfoli3P14614.290106426D
12/7/23 11:33
12/5/23
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsSunderland ToddTXHPortfoli2P38.28000D
12/7/23 11:33
12/5/23
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsSwank Jerry VTXHSee Rema3P1,30138.3703434D
12/6/23 17:00
12/6/23
SSSSSuro Capital Corp.FundCEFClosed-End FundsKlein Mark DNYDOSee Rema6P.m7533.890194221,071D
12/5/23 18:32
12/4/23
SSSSSuro Capital Corp.FundCEFClosed-End FundsGreen AllisonNYOSee Rema2P.m973.9002524128D
12/4/23 20:36
11/1/23
ODCEXAccordant Odce Index FundFundCEFClosed-End FundsAccordant Investments LLCAZHInvestme1P2010.33022D
12/1/23 20:58
12/1/23
DXRDaxor CorpFundCEFClosed-End FundsFeldschuh Michael RichardTNDOCEO3P.m378.74043162D
12/1/23 11:40
12/1/23
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsSchroder Us Holdings Inc.NYT1P4,00010.09039666996D
12/1/23 11:28
12/1/23
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End FundsHartford Funds Management Co LLCPATHSee Rema1P4,00010.09039666996D
11/29/23 17:03
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsKayne Anderson Capital Advisors LPTXHManager 1P16,15610.0301,611999%1,625D
11/29/23 16:45
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsLogan Ron M JrTXOSVP1P15410.030152969D
11/29/23 16:23
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsHart Terry ATXOCOO1P15410.030154252D
11/29/23 16:18
11/28/23
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End FundsFrey John CTXOEVP1P1,18310.03011821671D
11/28/23 13:23
11/28/23
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsHughes Philip E JrPAD2P634.8501316721D
11/27/23 16:00
11/27/23
CIONCion Investment CorpFundCEFClosed-End FundsFinlay Peter I.NYD1P310.8800152I
11/27/23 14:12
11/26/23
FSCOFs Credit Opportunities Corp.FundCEFClosed-End FundsClark DellaPAD2P205.12044D
11/24/23 16:54
11/22/23
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End FundsNesbitt Stephen LaneWIDOTP5P88,81610.6008,37511215,876I
11/22/23 15:07
11/22/23
IGDVoya Global Equity Dividend & Premium Opportunity FundFundCEFClosed-End FundsCosta Vincent JNJHPortfoli2P104.9402506D
11/22/23 11:57
11/21/23
GHYPgim Global High Yield Fund, Inc.FundCEFClosed-End FundsEvans Barry HNJD1P8710.98081088D
11/22/23 11:14
11/21/23
EDIVirtus Stone Harbor Emerging Markets Total Income FundFundCEFClosed-End FundsZino Brian TCTD2P234.62055D
11/17/23 18:37
11/17/23
NMCONuveen Municipal Credit Opportunities FundFundCEFClosed-End FundsToth Terence JILHChairman3P879.460923713D
11/16/23 17:56
11/14/23
PMXPimco Municipal Income Fund IIIFundCEFClosed-End FundsRappaport AlanCAD3P719.480815013D
11/15/23 08:28
3/24/23
MONIXMonachil Credit Income FundFundCEFClosed-End FundsAnholt Investments Ltd.D0T1P6,00010.150591235843I
11/13/23 09:26
10/2/23
TAKIXCarlyle Tactical Private Credit FundFundCEFClosed-End FundsPrincipal Life Insurance CoIAT1P18,00025.000720562,000D
11/8/23 17:51
11/8/23
STEWSrh Total Return Fund, Inc.FundCEFClosed-End FundsMoore Thomas JackCOD1P2013.03022D
11/8/23 16:06
11/6/23
NXGNxg Nextgen Infrastructure Income FundFundCEFClosed-End FundsNelson BlakeTXOCFO,Trea1P1031.79000D
11/7/23 15:14
11/6/23
GAINGladstone Investment CorporationdeFundCEFClosed-End FundsEaston Rachael Z.VAOCFO,Trea2P1414.10012731D
11/2/23 16:30
10/31/23
BGBBlackstone Strategic Credit 2027 Term FundFundCEFClosed-End FundsMcKemie GordonNYHPortfoli3P.m41810.85039999%39D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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