Spence John Yogi - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/10/24 16:37	5/9/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P.m	49	7.13	7	1	576	I
12/13/23 13:02	12/12/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	6	7.05	1	0	564	I
12/6/23 17:03	12/5/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	41	6.89	6	1	568	I
11/16/23 12:05	11/13/23	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	2	7.08	0	0	562	I
12/23/22 12:12	12/22/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	3	6.33	1	0	542	D
11/15/22 13:18	11/11/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	20	6.67	3	1	541	I
11/14/22 20:20	11/10/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	13	6.64	2	0	538	I
11/9/22 20:51	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.am	39	6.51	6	1	536	I
11/9/22 20:27	11/8/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.m	39	6.51	6	1	536	I
11/9/22 18:22	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.am	26	6.39	4	1	530	I
11/4/22 15:52	11/3/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P.m	26	6.39	4	1	529	I
9/23/22 13:39	9/23/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	19	6.23	3	1	525	D
9/2/22 16:57	9/2/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	14	6.99	2	0	521	M
8/22/22 13:43	8/19/22	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	21	7.16	3	1	519	M
12/20/21 18:08	12/20/21	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	34	8.53	4	1	501	D
7/21/21 16:30	7/21/21	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	85	8.50	10	1	952	M
3/16/20 16:45	3/16/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Adviser	P	17	5.69	3	1	453	D
3/13/20 12:28	3/12/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P.a	11	5.93	2	0	450	D
3/12/20 16:08	3/12/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P	11	5.91	2	0	450	D
3/6/20 14:21	3/6/20	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	H	Advisor	P	37	7.38	5	1	449	D
12/21/18 17:34	12/21/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P	18	7.37	3	1	435	D
10/12/18 15:01	10/11/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-1	9.88	0	0	433	D
10/11/18 14:15	10/10/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-4	9.88	0	0	433	D
10/9/18 11:02	10/8/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	0	9.80	0	0	433	D
10/9/18 10:45	10/5/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-1	9.80	0	0	433	D
10/5/18 15:54	10/4/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-1	9.83	0	0	433	D
10/4/18 16:12	10/3/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-11	9.85	-1	0	433	D
10/3/18 13:40	10/2/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-5	9.81	-1	0	434	D
10/2/18 11:07	10/1/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-12	9.82	-1	0	435	D
10/1/18 17:12	9/26/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-4	9.80	0	0	436	D
9/28/18 13:29	9/27/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-7	9.82	-1	0	436	D
9/26/18 13:45	9/25/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-2	9.82	0	0	437	D
9/21/18 12:13	9/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-2	9.81	0	0	437	D
9/20/18 14:13	9/19/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-4	9.82	0	0	438	D
9/19/18 11:38	9/18/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-3	9.83	0	0	438	D
9/18/18 11:40	9/17/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-2	9.82	0	0	438	D
9/17/18 12:56	9/14/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-10	9.87	-1	0	438	D
9/14/18 12:11	9/13/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-28	9.87	-3	-1	439	D
9/13/18 11:15	9/12/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-11	9.83	-1	0	442	D
9/12/18 13:35	9/11/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-3	9.87	0	0	443	D
9/11/18 11:38	9/10/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-3	9.87	0	0	444	D
9/10/18 14:43	9/7/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-3	9.85	0	0	444	D
9/7/18 12:35	9/6/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-10	9.89	-1	0	444	D
9/6/18 11:48	9/5/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-3	9.87	0	0	445	D
9/5/18 18:41	9/4/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-24	9.89	-2	-1	446	D
9/4/18 12:14	8/31/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S	-12	9.96	-1	0	448	D
8/30/18 17:05	8/28/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	S.m	-67	9.99	-7	-1	449	D
3/20/18 18:23	3/20/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P	3	9.58	0	0	456	D
2/8/18 16:59	2/7/18	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P	3	9.75	0	0	456	D
1/2/18 18:24	12/22/17	XFLT	Xai Octagon Floating Rate & Alternative Income Term Trust	Fund	CEF	Closed-End Funds	Spence John Yogi	IL	O	CFO,Trea	P.m	11	9.44	1	0	455	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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