Uncategorized Sector - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/18/24 18:40	4/16/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-4	24.16	0	0	78	I
4/18/24 12:59	4/16/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	460	12.05	38	2	2,219	I
4/18/24 10:59	4/17/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.68	0	0	557	M
4/17/24 10:32	4/16/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.70	0	0	557	M
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S	-4,930	24.65	-200	-16	1,082	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		S	-4,930	24.65	-200	-16	1,082	D
4/16/24 11:31	4/15/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.65	0	0	557	M
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-2	3.61	-1	0	1,935	I
4/15/24 18:22	4/11/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	McCabe Joan Y	NY	D		P	1,048	8.57	122	191	186	D
4/15/24 17:15	4/12/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	163	10.00	16	1	2,843	I
4/15/24 17:13	4/12/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	374	11.96	31	1	2,181	I
4/15/24 17:11	4/15/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	39	17.01	2	0	2,743	I
4/15/24 13:05	4/1/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Pauker Matthew	CA	H	Principa	P.m	167	10.20	16	13	146	D
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	207	11.17	19	1	3,148	I
4/15/24 12:16	3/7/23	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-208	11.21	-19	-1	3,148	I
4/15/24 12:08	4/12/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	281	14.07	20	23	106	D
4/15/24 11:12	4/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.61	0	0	557	M
4/12/24 18:20	4/10/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.16	0	0	79	I
4/12/24 15:00	4/10/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	229	11.97	19	1	2,149	I
4/12/24 14:58	4/10/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	583	17.25	34	1	2,741	I
4/12/24 13:37	4/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.67	0	0	557	M
4/12/24 13:32	4/11/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-31	15.46	-2	-1	168	I
4/12/24 09:21	4/9/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		P	3	12.53	0	24	1	D
4/12/24 09:21	4/9/24	THQ	Abrdn Healthcare Opportunities Fund		Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		P	12	19.54	1	109	1	D
4/12/24 09:20	4/9/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		P	5	13.32	0	58	1	D
4/12/24 09:19	4/9/24	HQH	Abrdn Healthcare Investors	MA	Fund	CEF	Closed-End Funds	Goetz Kathleen	PA	D		P	9	16.42	1	95	1	D
4/11/24 19:35	4/9/24	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	P.m	27	10.70	3	100	5	D
4/11/24 19:32	4/9/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	Grumhaus David D Jr.	IL	O	P,CEO	P	28	9.42	3	60	8	D
4/11/24 18:08	4/11/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	7	24.98	0	1	34	D
4/11/24 13:52	4/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	P	51	14.25	4	45	12	D
4/11/24 13:18	4/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.59	0	0	557	M
4/10/24 16:44	4/10/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	O	VP Admin	P	63	25.00	3	2	115	D
4/10/24 14:51	4/8/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	293	11.98	24	1	2,130	I
4/10/24 14:49	4/9/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	55	17.53	3	0	2,707	I
4/10/24 13:48	4/9/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.58	0	0	557	M
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	S.a	-61	17.56	-4	-23	12	D
4/10/24 12:34	4/9/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	P	2,000	10.02	200	7	3,010	D
4/10/24 11:51	4/8/24	WDI	Western Asset Diversified Income Fund		Fund	CEF	Closed-End Funds	Kumar Nisha	NY	D		P	90	14.46	6	38	23	I
4/9/24 11:53	4/8/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Lindquist Daniel J	IL	O	VP	P	50	14.30	4	New	4	I
4/9/24 11:50	4/8/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.61	0	0	557	M
4/8/24 18:29	3/18/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		S.m	-4,500	25.98	-173	-12	1,282	D
4/8/24 18:28	4/4/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	S.m	-4,875	26.25	-186	-12	1,320	M
4/8/24 12:25	4/3/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Malik Fahd	NY	O	VP,Portf	P	18	10.62	2	28	8	M
4/8/24 11:34	4/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.63	0	0	556	M
4/5/24 16:01	4/5/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	5	11.11	0	7	7	D
4/5/24 15:08	4/5/24	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	P	11	11.19	1	New	1	D
4/5/24 14:22	4/3/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	291	10.29	28	1	3,265	I
4/5/24 14:20	4/4/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	44	12.00	4	0	2,106	I
4/5/24 14:18	4/4/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	266	17.57	15	1	2,704	I
4/5/24 13:46	4/4/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.61	0	0	556	M
4/5/24 13:19	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	P	61	17.56	4	42	12	D
4/4/24 14:13	4/4/24	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	P	12	11.60	1	New	1	D
4/4/24 12:04	4/3/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.59	0	0	556	M
4/4/24 11:53	4/3/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	228	14.25	16	23	86	D
4/4/24 11:37	4/3/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	P	100	25.09	4	1	274	D
4/3/24 16:43	2/22/24	GNT.B	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	TH	Control	P	8,700	10.00	870	New	870	M
4/3/24 14:01	4/1/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	988	12.02	82	1	5,916	I
4/3/24 13:55	4/1/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	998	11.76	85	2	5,056	I
4/3/24 13:53	4/2/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	317	10.26	31	1	3,237	I
4/3/24 13:50	4/2/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	83	12.03	7	0	2,102	I
4/3/24 13:49	4/1/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	226	11.02	21	1	1,651	I
4/3/24 13:45	4/1/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	971	17.34	56	0	28,553	I
4/3/24 13:43	4/1/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	758	16.33	46	0	20,538	I
4/3/24 13:33	4/1/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,129	8.10	139	0	52,103	I
4/3/24 13:32	4/1/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	170	11.78	14	0	5,240	I
4/3/24 13:28	4/1/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,608	17.68	91	4	2,689	I
4/3/24 11:55	4/2/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.61	0	0	556	M
4/2/24 12:38	4/1/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Versus Capital Advisors LLC	CO	TH	Investme	P	28,000	10.00	2,800	999%	2,810	D
4/2/24 11:30	4/1/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.56	0	0	556	M
4/2/24 11:07	4/1/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Gardella Lee A	NY	H	See Expl	P	200	10.40	19	New	19	D
4/1/24 14:58	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-32	15.90	-2	-1	170	D
4/1/24 14:23	4/1/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	11.05	0	5	9	D
4/1/24 11:49	3/28/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.61	0	0	556	M
4/1/24 11:46	4/1/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	3	14.65	0	2	11	D
4/1/24 08:48	3/27/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	553	11.81	47	1	4,971	I
4/1/24 08:46	3/27/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	5,439	17.32	314	1	28,497	I
4/1/24 08:43	3/28/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	266	16.33	16	0	20,492	I
4/1/24 08:41	3/27/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,365	8.09	292	1	51,964	I
4/1/24 08:37	3/28/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	474	11.82	40	1	5,225	I
3/29/24 12:52	3/27/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	McElhoe Wenwen	CA	D		P	899	10.21	88	106	171	M
3/29/24 10:55	3/27/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	P	13	11.02	1	New	1	I
3/28/24 17:10	3/27/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-2	24.12	0	0	79	I
3/28/24 10:38	3/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.60	0	0	556	M
3/27/24 15:58	3/27/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	P	66	11.04	6	New	6	D
3/27/24 13:35	3/27/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Michel Robert J	TN	O	CFO	P	7	8.70	1	7	11	D
3/27/24 13:19	3/26/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	725	14.50	50	250	70	D
3/27/24 12:52	3/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.61	0	0	556	M
3/27/24 10:55	3/25/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Legg Joellen	CO	D		P	50	26.46	2	New	2	D
3/27/24 09:27	3/26/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	83	12.18	7	0	5,834	I
3/27/24 09:23	3/26/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	353	11.79	30	1	4,924	I
3/27/24 09:18	3/25/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	247	12.14	20	1	2,095	I
3/27/24 09:15	3/26/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	67	11.05	6	0	1,630	I
3/27/24 09:12	3/25/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,388	17.15	139	0	28,183	I
3/27/24 09:10	3/26/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2,111	16.32	129	1	20,476	I
3/27/24 09:08	3/25/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,021	8.00	253	0	51,672	I
3/27/24 09:06	3/25/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	280	11.77	24	0	5,185	I
3/26/24 18:30	3/26/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Burke Edmund J	CO	H	Trustee	P	19	5.45	4	125	6	D
3/26/24 18:27	3/26/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Burke Edmund J	CO	H	Trustee	P	28	7.09	4	160	7	D
3/26/24 11:46	3/25/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.63	0	0	556	M
3/26/24 11:38	3/25/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	10.65	0	1	44	D
3/26/24 11:14	3/25/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	H	Trustee	P	0	0.00	30	109	59	I
3/25/24 19:33	3/21/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.12	0	0	79	I
3/25/24 18:33	3/21/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	59	11.88	5	2	275	D
3/25/24 15:03	3/22/24	RLTY	Cohen & Steers Real Estate Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Jhirad Yigal Dan	NY	OH	Portfoli	P	7	14.14	1	42	2	D
3/25/24 14:23	3/25/24	MMIRX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	P	25	10.00	3	New	3	D
3/25/24 14:22	3/25/24	MMIPX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	P	25	10.00	3	New	3	D
3/25/24 14:22	3/25/24	MMIOX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	P	49,825	10.00	4,983	999%	4,993	D
3/25/24 14:20	3/25/24	MMIVX	Mainstay Mackay Municipal Income Opportunities Fund		Fund	CEF	Closed-End Funds	New York Life Investment Management LLC	NY	H	Investme	P	25	10.00	3	New	3	D
3/25/24 11:32	3/22/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	51	12.12	4	0	2,075	I
3/25/24 11:30	3/21/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,260	16.98	133	0	28,044	I
3/25/24 11:26	3/21/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,358	8.02	294	1	51,419	I
3/25/24 11:24	3/21/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	370	11.74	32	1	5,161	I
3/25/24 10:39	3/22/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.63	0	0	556	M
3/25/24 09:59	3/21/24	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	Williams Paul Jay	WI	D		P.m	216	13.70	16	New	16	D
3/22/24 17:28	3/22/24	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	CEO	P	2	16.10	0	0	169	D
3/22/24 16:21	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		P	24	5.96	4	95	8	I
3/22/24 14:56	3/21/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	49	14.76	3	12	31	D
3/22/24 14:55	3/21/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	46	9.24	5	12	46	D
3/22/24 14:17	3/22/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	P.m	46	9.27	5		3	D
3/22/24 14:15	3/22/24	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Gannon Francis D.	NY	O	VP	P.m	59	14.79	4		2	D
3/22/24 11:40	3/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.63	0	0	556	M
3/22/24 11:25	3/21/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Majmudar Anang K.	NY	O	Senior V	P	20	46.19	0	1	33	D
3/21/24 17:33	3/20/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,807	16.86	107	0	27,910	I
3/21/24 17:31	3/20/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,896	7.84	242	0	51,125	I
3/21/24 14:32	3/20/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	43	10.78	4	9	50	D
3/21/24 14:06	3/19/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P.m	410	10.19	40		40	D
3/21/24 12:21	3/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	Fairchild Gregory B.	VA	D		P	5	23.18	0	3	7	D
3/21/24 11:31	3/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.64	0	0	556	M
3/20/24 15:56	3/19/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	0	5.87	0	0	793	I
3/20/24 14:14	3/18/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Fouss Barbara J	PA	D		P	65	5.87	11	109	21	D
3/20/24 13:48	3/20/24	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	P	100	5.01	20	7	300	D
3/20/24 13:43	3/20/24	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	Clough Charles Jr	MA	H	Person a	P	128	6.42	20	5	390	D
3/20/24 12:35	3/20/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Haley Mark T	CO	O	P	P	5	5.40	1	1	122	D
3/20/24 12:14	3/19/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	116	10.21	11	0	2,826	I
3/20/24 12:12	3/19/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	117	12.22	10	0	5,827	I
3/20/24 12:10	3/18/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	691	11.81	59	1	4,894	I
3/20/24 12:06	3/19/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	143	10.28	14	0	3,206	I
3/20/24 12:03	3/19/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	336	11.93	28	1	4,749	I
3/20/24 11:57	3/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	66	11.21	6	0	1,726	I
3/20/24 11:53	3/19/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	272	12.30	22	0	5,507	I
3/20/24 11:45	3/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	149	8.12	18	1	2,631	I
3/20/24 11:42	3/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.64	0	0	556	M
3/20/24 11:41	3/18/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,161	16.69	129	0	27,803	I
3/20/24 11:38	3/19/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	138	6.75	20	1	2,377	I
3/20/24 11:36	3/19/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	656	17.75	37	1	2,598	I
3/20/24 09:26	3/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Griggs Kathleen	IL	D		P	9	7.10	1	New	1	D
3/19/24 12:15	3/18/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.63	0	0	556	M
3/19/24 11:58	3/18/24	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Wrapp Emilie D.	NY	H	Advisory	P	25	10.45	2	New	2	D
3/18/24 19:14	3/14/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	P	50	14.91	3	0	884	D
3/18/24 17:14	3/14/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Park Katherine J	CA	D		P	23	9.35	3	100	5	D
3/18/24 16:27	3/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P	238	11.61	20	11	202	I
3/18/24 16:24	3/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	238	11.61	20	8	270	I
3/18/24 11:07	3/15/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.60	0	0	556	M
3/18/24 10:13	3/14/24	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Krull Steven F.	IL	H	Portfoli	P	10	23.57	0	New	0	D
3/15/24 18:55	3/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-1	24.12	0	0	79	I
3/15/24 17:10	3/13/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	203	6	3,719	I
3/15/24 17:09	3/13/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	203	5	4,033	I
3/15/24 16:43	3/14/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.60	0	0	556	M
3/15/24 16:11	3/13/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Bethel Keith	PA	D		P	52	5.80	9	180	14	M
3/15/24 11:58	3/13/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	32	11.82	3	0	4,836	I
3/15/24 11:54	3/13/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	10.36	0	0	3,192	I
3/15/24 11:52	3/13/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	266	12.18	22	1	2,071	I
3/14/24 16:11	3/14/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Hill John C	NY	DO	CEO,P	P	12	39.94	0	0	68	D
3/14/24 16:05	3/12/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	P	34	6.80	5	50	15	D
3/14/24 11:38	3/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.57	0	0	556	M
3/13/24 18:47	3/11/24	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	McMillan Ellida	NY	O	CFO	P	10	45.01	0	20	1	D
3/13/24 17:00	3/12/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		P	27	13.95	2	9	25	D
3/13/24 16:55	3/11/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Cassani Stephen	CA	D		P.m	16	9.96	2	35	6	D
3/13/24 16:53	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-228	25.02	-9	-11	73	I
3/13/24 16:21	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-228	25.02	-9	-28	23	D
3/13/24 16:03	3/11/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	27	5.44	5	6	84	I
3/13/24 13:38	3/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.59	0	0	556	M
3/13/24 11:51	3/11/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	P	10	6.83	1	276	2	D
3/13/24 11:47	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Milas Robert	CO	H	Access P	P	10	5.43	2	351	2	D
3/13/24 11:24	3/12/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	16	0.5500	29	1	3,566	D
3/12/24 18:44	3/12/24	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Usifer Maureen K	CO	H	Trustee	P	15	6.82	2	50	7	D
3/12/24 18:40	3/11/24	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	Usifer Maureen K	CO	H	Trustee	P	15	5.43	3	58	8	D
3/12/24 18:08	3/11/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	36	10.66	3	0	2,758	I
3/12/24 18:07	3/11/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	178	10.22	17	1	2,815	I
3/12/24 18:04	3/11/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	94	12.20	8	0	5,818	I
3/12/24 18:02	3/11/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	212	11.81	18	0	4,801	I
3/12/24 17:59	3/11/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	131	10.34	13	0	3,192	I
3/12/24 17:58	3/11/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	157	12.10	13	1	2,049	I
3/12/24 17:54	3/11/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	273	8.93	31	1	3,401	I
3/12/24 17:53	3/11/24	KSM	Dws Strategic Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	61	8.91	7	0	1,598	I
3/12/24 17:48	3/11/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	173	11.17	15	1	1,624	I
3/12/24 17:44	3/11/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,262	17.05	74	0	27,674	I
3/12/24 17:42	3/12/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	427	11.95	36	1	5,130	I
3/12/24 17:35	3/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	16,743	15.78	1,061	7	16,334	I
3/12/24 13:09	3/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	0	1.55	0	0	555	M
3/11/24 17:42	3/11/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Perry Michael A	IL	O	VP	P	108	8.67	12	New	12	M
3/11/24 17:30	3/7/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-2	24.03	0	0	79	I
3/11/24 17:28	3/8/24	DSL	Doubleline Income Solutions Fund		Fund	CEF	Closed-End Funds	Guia Youse	FL	O	Chief Co	P	1	12.89	0	New	0	D
3/11/24 17:28	3/11/24	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	Perry Michael A	IL	O	VP	P	57	7.19	8	New	8	D
3/11/24 17:26	3/8/24	DLY	Doubleline Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Guia Youse	FL	O	Chief Co	P	1	15.78	0	New	0	D
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	S	-276	45.96	-6	-7	83	D
3/11/24 15:21	3/7/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	116	12.17	10	0	5,810	I
3/11/24 15:09	3/7/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	283	10.15	28	1	2,798	I
3/11/24 15:06	3/8/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	137	10.63	13	0	2,754	I
3/11/24 14:50	3/7/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	120	11.78	10	0	4,783	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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