Baker James C - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	1	23	-0	0	-0	1	-4	-2	-1
P	%wins				65	61	65	65	61	57	62

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/10/24 14:51	1/10/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	442	8.84	0	50	8	681	D
11/30/23 13:21	11/30/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	340	8.50	0	40	7	631	D
11/29/23 16:29	11/28/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	377	10.03	0	38	7	591	D
3/29/23 15:35	3/29/23	KMF	Kayne Anderson Nextgen Energy & Infrastructure, Inc.	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	74	7.44	0	10	5	218	D
3/29/23 15:31	3/29/23	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	84	8.39	0	10	3	374	D
6/10/20 15:58	6/9/20	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P.m	97	6.44	0	15	4	364	D
6/10/20 15:52	6/9/20	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P.m	81	5.38	0	15	8	208	D
12/26/19 12:43	12/23/19	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	533	10.65	0	50	35	193	D
12/26/19 12:25	12/23/19	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	708	14.16	0	50	17	349	D
7/1/19 15:21	6/28/19	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	231	11.55	0	20	16	143	D
7/1/19 15:13	6/28/19	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	305	15.26	0	20	7	299	D
5/24/19 11:24	5/22/19	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	633	15.83	0	40	17	278	D
12/27/18 12:29	12/26/18	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	255	12.76	0	20	9	237	D
12/21/18 14:32	12/21/18	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	137	13.67	0	10	5	217	D
12/17/18 16:14	12/17/18	KYN	Kayne Anderson Mlp/midstream Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	P	P	149	14.89	0	10	5	207	D
10/4/18 16:12	10/2/18	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	Pesident	P	260	13.00	0	20	20	122	D
8/4/15 10:16	7/31/15	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	425	28.34	14	15	22	83	D	-12	-21	-20	-20	-12	-12	3	-3	-2	-3	4	-12	-47	-25
8/4/15 10:11	7/31/15	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	273	18.18	4	15	58	41	D	-34	-42	-26	-30	-19	-16	-2	-6	-1	-6	-8	-9	-56	-33
8/4/15 10:06	7/31/15	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	398	26.54	5	15	51	44	D	-11	-25	-11	-20	-9	-8	1	-4	0	-8	-13	-16	-61	-42
2/21/14 12:04	2/20/14	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	776	37.03	21	21	53	61	D	29	12	7	1	0	-2	-5	-4	0	-1	0	2	13	7
1/24/14 15:49	1/24/14	KED	Kayne Anderson Energy Development Co	Fund	CEF	Closed-End Funds	Baker James C	CA	DO	EVP	P	552	27.61	1	20	87	43	D	51	14	13	-3	8	4	7	6	-2	-1	5	20	31	28
7/1/13 11:51	6/28/13	KED	Kayne Anderson Energy Development Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	257	25.68	1	10	79	23	D	65	13	7	-1	-5	1	-1	5	0	1	0	13	12	43
3/8/13 12:49	3/7/13	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	334	33.36	18	10	36	38	D	23	15	13	10	3	-3	-3	-6	0	2	7	6	11	16
4/5/11 19:05	4/5/11	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	153	30.58	5	5	26	24	D	102	30	27	8	6	8	2	0	0	0	-3	0	-11	7
4/5/11 18:58	4/5/11	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	Exective	P	189	25.25	2	8	50	23	D				1	2	5	1	0	-1	-1	0	0	-17	16
11/30/10 14:40	11/30/10	KMF	Kayne Anderson Midstream/energy Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	TX	O	EVP	P	375	25.00	5	15	New	15	D									0	0	0	-1	2	-8
5/6/10 14:41	5/5/10	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	185	24.65	3	8	74	18	D	6	75	29	6	2	-3	-4	-5	-6	2	-7	4	12	28
1/19/10 17:09	1/14/10	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	EVP	P	177	23.61	10	8	75	18	D	-2	52	15	12	1	-7	-5	-5	-1	0	0	15	14	37
7/10/08 12:59	7/9/08	KED	Kayne Anderson Energy Development Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	65	21.80	1	3	55	8	D		-15	0	-8	-9	-4	-4	-3	4	6	4	-39	-46	-31
2/26/08 15:25	2/25/08	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	78	26.13	2	3	58	8	D	33	11	1	7	-4	-2	-4	2	2	-2	-3	13	8	-46
11/27/07 15:01	11/26/07	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	54	26.88	3	2	33	8	D	20	-9	-19	-17	-15	-14	-7	-4	-1	6	2	12	19	-45
11/27/07 14:52	11/26/07	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	49	24.47	2	2	67	5	D	35	10	-7	-7	-16	-13	-9	-3	0	4	14	12	25	-53
7/5/07 18:00	7/5/07	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	29	29.29	2	1	50	3	D	37	38	19	15	5	8	4	5	0	0	-4	-4	-2	3
7/5/07 15:56	7/5/07	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	68	34.20	5	2	50	6	D	48	45	9	0	1	4	3	6	1	1	-6	-11	-13	-15
4/10/07 14:55	4/5/07	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	27	26.96	2	1	100	2	D		27	18	12	4	5	1	3	2	2	5	10	7	11
4/10/07 14:43	4/5/07	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	71	35.65	3	2	100	4	D	51	44	32	14	8	7	4	1	-1	7	1	0	-9	-12
9/27/06 14:10	9/25/06	KED	Kayne Anderson Energy Development Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	125	25.00	21	5	New	5	D								-2	0	-7	-4	-5	7	11
8/8/06 13:59	8/4/06	KYE	Kayne Anderson Energy Total Return Fund, Inc.	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	25	24.60	2	1	New	1	D		5	8	5	8	2	0	1	0	0	1	0	9	21
1/10/06 18:22	1/9/06	KYN	Kayne Anderson Mlp Investment Co	Fund	CEF	Closed-End Funds	Baker James C	CA	O	VP	P	25	25.42	3	1	100	2										1	-1	0	2	4	30

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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