CION - Cion Investment Corp - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/22/24 12:08	11/21/24	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	11.44	0	1	45	D
11/21/24 11:58	11/21/24	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	11.53	0	4	11	D
11/18/24 11:16	11/15/24	CION	Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	11	11.34	1	8	13	I
11/14/24 18:46	11/12/24	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	23	11.41	2	3	60	D
11/13/24 11:47	11/12/24	CION	Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	P	9	11.39	1	162	1	I
8/27/24 12:30	8/26/24	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	12.33	0	1	45	D
8/21/24 15:49	8/21/24	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	12.18	0	5	10	D
8/16/24 12:48	8/14/24	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	42	12.07	4	3	113	M
8/15/24 12:06	8/15/24	CION	Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	5	12.16	0	5	8	D
8/14/24 14:08	8/12/24	CION	Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	P	5	11.94	0	New	0	I
8/13/24 14:00	8/12/24	CION	Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	12	11.89	1	9	12	I
5/29/24 13:00	5/28/24	CION	Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	5	12.42	0	6	8	D
5/22/24 11:47	5/22/24	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	12.41	0	4	10	D
5/17/24 15:19	5/17/24	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	25	12.51	2	4	52	D
5/14/24 14:30	5/13/24	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	12.27	0	1	44	D
4/5/24 16:01	4/5/24	CION	Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	5	11.11	0	7	7	D
4/1/24 14:23	4/1/24	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	11.05	0	5	9	D
3/29/24 10:55	3/27/24	CION	Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	P	13	11.02	1	New	1	I
3/26/24 11:38	3/25/24	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	10.65	0	1	44	D
3/21/24 14:32	3/20/24	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	43	10.78	4	9	50	D
11/27/23 16:00	11/27/23	CION	Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		P	3	10.88	0	15	2	I
11/17/23 14:48	11/16/23	CION	Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	P	10	11.05	1	2	42	D
11/15/23 15:19	11/15/23	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	11.06	0	1	43	D
8/23/23 15:44	8/22/23	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	10.89	0	1	43	D
6/5/23 09:52	6/1/23	CION	Fund	CEF	Closed-End Funds	Franz Keith S	NY	O	CFO,Trea	P	150	9.52	16	28	72	D
6/2/23 17:00	5/31/23	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	19	9.45	2	5	46	D
5/26/23 20:00	5/24/23	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	40	9.88	4	5	86	M
5/23/23 20:00	5/22/23	CION	Fund	CEF	Closed-End Funds	Choi Catherine	NY	D		P	20	9.92	2	New	2	D
5/22/23 20:00	5/19/23	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	9.78	1	1	42	D
5/16/23 20:01	5/15/23	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	10	9.26	1	17	8	D
5/16/23 20:00	5/15/23	CION	Fund	CEF	Closed-End Funds	Schwartz Aron I	NY	D		P	19	9.25	2	New	2	I
5/15/23 20:00	5/12/23	CION	Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	22	9.33	2	36	9	I
5/15/23 20:00	5/12/23	CION	Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	10	9.42	1	22	6	D
12/2/22 12:21	11/30/22	CION	Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	10	10.10	1	20	6	I
12/1/22 11:44	11/30/22	CION	Fund	CEF	Closed-End Funds	Franz Keith S	NY	O	CFO,Trea	P	100	10.01	10	22	56	D
11/25/22 16:23	11/23/22	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	10	10.35	1	3	38	D
11/22/22 15:25	11/22/22	CION	Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		P	10	10.25	1	100	2	I
9/2/22 18:03	9/1/22	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	46	9.17	5	7	77	M
9/1/22 14:41	8/30/22	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	49	9.79	5	8	66	M
9/1/22 14:40	8/30/22	CION	Fund	CEF	Closed-End Funds	Franz Keith S	NY	O	CFO,Trea	P	82	10.28	8	21	46	D
9/1/22 11:57	9/1/22	CION	Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	28	9.32	3	200	5	D
8/24/22 11:07	8/22/22	CION	Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	P	51	10.29	5	15	38	D
8/23/22 15:38	8/23/22	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	52	10.47	5	15	37	D
8/19/22 10:37	8/18/22	CION	Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		P	7	10.50	1	178	1	I
8/17/22 19:38	8/15/22	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	51	10.29	5	20	30	D
8/17/22 16:20	8/17/22	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	31	10.22	3	100	6	D
8/17/22 10:36	8/16/22	CION	Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	20	10.08	2	67	5	I
6/6/22 13:48	6/2/22	CION	Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	32	10.76	3	New	3	I
6/1/22 08:56	5/31/22	CION	Fund	CEF	Closed-End Funds	Finlay Peter I.	NY	D		P	4	10.97	0	New	0	I
5/23/22 10:52	5/19/22	CION	Fund	CEF	Closed-End Funds	Gatto Mark	NY	DO	Co-CB,Co	P	55	10.98	5	18	33	D
5/23/22 10:45	5/19/22	CION	Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	50	10.95	5	17	32	D
5/19/22 15:46	5/18/22	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	111	11.09	10	26	49	M
5/17/22 15:06	5/13/22	CION	Fund	CEF	Closed-End Funds	Franz Keith S	NY	O	CFO,Trea	P	236	10.50	23	45	73	M
3/14/22 19:03	3/11/22	CION	Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	19	12.74	2	New	2	D
11/26/21 10:16	11/23/21	CION	Fund	CEF	Closed-End Funds	Franz Keith S	NY	O	CFO,Trea	P.m	209	13.92	15	New	15	D
11/24/21 10:43	11/23/21	CION	Fund	CEF	Closed-End Funds	Estrada Edward J.	NY	D		P	50	13.57	4	New	4	D
11/23/21 15:35	11/23/21	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P	43	13.54	3	27	15	D
11/19/21 19:01	11/17/21	CION	Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	157	13.16	12	114	22	M
11/18/21 11:39	11/17/21	CION	Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	40	13.32	3	New	3	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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