Rosenthal Saul B - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	17	2	2	3	14	16	16	9
P	%wins				88	82	65	88	76	57	76

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/31/22 14:38	5/27/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	7	4.03	0	2	0	1,544	D
5/26/22 10:42	5/24/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	20	3.99	0	5	0	1,542	D
5/23/22 17:51	5/20/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	20	3.99	0	5	0	1,537	D
5/19/22 20:38	5/18/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	41	4.09	0	10	1	1,532	D
5/17/22 19:24	5/16/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	74	4.04	0	18	1	1,522	D
5/16/22 08:52	5/12/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	143	3.91	0	37	2	1,503	D
5/12/22 11:32	5/10/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	53	3.99	0	13	1	1,467	D
5/9/22 20:04	5/6/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	121	4.02	0	30	2	1,453	D
5/6/22 09:20	5/4/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	66	4.08	0	16	1	1,423	D
5/4/22 09:02	5/2/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	138	4.02	0	34	3	1,407	D
3/25/22 09:19	3/23/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	55	4.09	0	13	1	1,373	D
3/22/22 17:33	3/18/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	46	4.06	0	11	1	1,359	D
3/17/22 18:54	3/16/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	49	3.99	0	12	1	1,348	D
3/14/22 18:19	3/11/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	53	3.96	0	13	1	1,336	D
3/11/22 09:19	3/9/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	59	3.95	0	15	1	1,322	D
12/23/21 11:28	12/22/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	71	3.91	0	18	1	1,300	D
12/21/21 15:48	12/20/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	69	3.85	0	18	1	1,277	D
9/24/21 16:12	9/23/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	54	4.09	0	13	1	1,259	D
9/22/21 15:33	9/21/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	21	4.06	0	5	0	1,254	D
8/23/21 16:02	8/19/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	7	4.20	0	2	0	1,253	D
3/18/20 19:10	3/18/20	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	88	2.36	0	37	19	228	D
3/16/20 12:42	3/12/20	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P.m	164	5.00	0	33	21	191	D
12/4/19 18:47	12/2/19	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	188	5.27	0	36	3	1,251	D
12/2/19 07:08	11/27/19	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	68	5.21	0	13	1	1,215	D
11/26/19 16:55	11/25/19	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	510	25.48	0	20	13	172	D
4/18/18 11:18	4/16/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	8	6.14	0	1	0	1,202	D
4/13/18 16:14	4/11/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	7	6.12	0	1	0	1,201	D
4/10/18 17:07	4/6/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	2	6.20	0	0	0	1,200	D
4/4/18 16:08	4/2/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	25	6.15	0	4	0	1,199	D
3/29/18 16:12	3/28/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	44	6.08	0	7	1	1,195	D
3/27/18 16:17	3/23/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	68	6.09	0	11	1	1,188	D
3/22/18 16:56	3/20/18	TICC	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	57	6.13	0	9	1	1,177	D
3/19/18 16:14	3/15/18	TICC	Oxford Street Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	106	6.08	0	17	2	1,168	D
3/14/18 16:10	3/12/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	95	6.27	0	15	1	1,150	D
3/9/18 16:20	3/7/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	66	6.33	0	10	1	1,135	D
3/6/18 16:13	3/2/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	74	6.17	0	12	1	1,125	D
3/1/18 16:28	2/27/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	99	6.05	0	16	1	1,113	D
2/26/18 16:18	2/22/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	48	5.80	0	8	1	1,097	D
2/21/18 17:57	2/16/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	71	5.67	0	12	1	1,088	D
2/15/18 16:37	2/13/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	56	5.65	0	10	1	1,076	D
2/12/18 16:53	2/8/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	91	5.51	0	17	2	1,066	D
12/21/17 16:40	12/20/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	86	5.83	0	15	1	1,049	D
12/19/17 16:43	12/15/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	234	5.82	0	40	4	1,035	D
12/13/17 17:11	12/11/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	167	6.06	0	28	3	994	D
11/24/17 15:44	11/21/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	7	6.09	0	1	0	967	D
11/20/17 16:44	11/16/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	43	6.07	0	7	1	966	D
11/15/17 16:47	11/13/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	154	6.02	0	26	3	959	D
11/8/17 17:47	11/6/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	316	5.92	0	53	6	933	D
9/5/17 17:09	8/31/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	10	6.69	0	2	0	880	D
8/30/17 17:57	8/28/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	65	6.68	0	10	1	878	D
8/25/17 18:22	8/23/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	51	6.69	0	8	1	869	D
8/22/17 17:51	8/18/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	67	6.66	0	10	1	861	D
8/14/17 17:53	8/10/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	113	6.61	0	17	2	851	D
6/23/17 17:00	6/22/17	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	196	9.79	0	20	15	152	D
6/21/16 16:43	6/17/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	375	5.45	2	69	9	834	D	-20	-5	-3	20	13	1	-1	0	1	-3	8	14	39
6/16/16 17:51	6/14/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	619	5.39	2	115	18	765	D	-20	-5	1	19	14	2	0	-1	1	-2	4	14	38
6/8/16 14:37	6/6/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	83	5.74	2	14	2	650	D	-20	-4	-8	10	9	5	1	1	1	-1	1	16	36
6/3/16 12:23	6/1/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	984	5.64	2	175	38	636	D	-20	-6	-11	10	11	5	2	0	1	2	1	20	33
5/31/16 15:25	5/26/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	424	5.65	1	75	19	461	D	-20	-4	-9	13	13	11	4	-1	0	1	-2	21	30
5/25/16 17:57	5/23/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	398	5.55	1	72	23	386	D	-19	-4	-7	20	13	13	5	10	1	0	-1	18	23
5/20/16 16:47	5/18/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	322	5.33	1	60	24	314	D	-25	-12	-14	9	9	-1	-1	-5	4	7	8	21	26
5/17/16 17:17	5/13/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	291	5.41	1	54	27	254	D	-20	-6	-8	17	14	3	8	3	0	2	5	18	22
5/12/16 17:57	5/10/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	261	5.21	1	50	33	200	D	-22	-9	-10	15	9	4	3	5	1	1	8	19	23
5/9/16 17:09	5/5/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	212	5.02	1	42	39	150	D	-27	-8	-14	4	8	1	-4	-2	3	6	13	19	30
11/18/13 17:13	11/18/13	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	500	22.50	0	22	New	22	D	54	20	-3	3	7	2	1	2	-1	0	10	22	14	19
12/21/11 17:45	12/19/11	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	170	8.50	2	20	23	107	D	86	-10	-6	7	-2	0	-3	2	2	2	13	18	15	31
1/25/11 16:33	1/25/11	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	750	20.00	0	38	999%	40	D									1	1	-3	-3	-6	-18
11/12/08 15:29	11/11/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P.m	76	3.04	0	25	40	87	D	-74	-65	-54	-42	-36	-11	-13	-10	-2	8	4	34	42	118
9/18/08 15:42	9/17/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	117	4.68	1	25	67	62	D	-57	-53	-26	-12	-10	-21	-24	-20	9	8	-20	-31	-25	30
6/24/08 15:47	6/20/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	127	5.08	2	25	204	37	D	-50	-61	-36	-27	-23	-15	-9	-4	0	4	-2	4	-36	-6
11/28/07 12:20	11/26/07	TICC	Technology Investment Capital Corp	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	O	P,COO	P	51	10.22	2	5	107	10	D	-24	-33	-38	-22	-29	-21	-1	-3	4	3	-4	19	-26	-63

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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