OXLC - Oxford Lane Capital Corp. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	5	12	-1	0	4	6	-2	2	2
P	%wins				50	83	75	67	50	67	65

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/29/24 08:01	5/28/24	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	25,002	5.40	0	4,630	999%	4,830	M
5/29/24 08:00	5/28/24	OXLC	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	25,002	5.40	0	4,630	999%	4,865	D
3/13/23 14:46	3/10/23	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	31	5.18	0	6	25	30	D
7/23/21 10:06	7/9/21	OXLC	Fund	CEF	Closed-End Funds	Wilton Reassurance Co	CT	T		S.m	-11,615	26.20	0	-443	-100	0	D
6/29/21 20:48	6/29/21	OXLC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-358	24.97	0	-14	-2	614	I
6/28/21 20:16	6/24/21	OXLC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-2,821	25.05	0	-113	-15	649	I
6/17/21 20:38	6/15/21	OXLC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-2,147,484	920,153	0	-2,021	-68	956	I
4/19/21 21:20	4/15/21	OXLC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-2,147,484	900,126	0	-2,192	-9	22,271	M
4/13/21 17:17	4/9/21	OXLC	Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-2,147,484	173,862	0	-343	-1	24,247	I
3/19/20 10:11	3/18/20	OXLC	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	57	2.29	0	25	10	278	D
3/18/20 19:10	3/18/20	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	88	2.36	0	37	19	228	D
3/16/20 12:42	3/12/20	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P.m	164	5.00	0	33	21	191	D
2/28/20 15:40	2/27/20	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	48	8.05	0	6	33	24	D
2/18/20 16:48	2/13/20	OXLC	Fund	CEF	Closed-End Funds	Reardon John Stuart	CT	D		P	28	9.30	0	3	100	6	D
2/10/20 17:35	2/7/20	OXLC	Fund	CEF	Closed-End Funds	Shin David S.	CT	D		P	28	9.32	0	3	110	6	D
2/10/20 12:47	2/6/20	OXLC	Fund	CEF	Closed-End Funds	Frantz Leroy Scott	CT	T		P	10,000	25.00	0	400	62	1,050	D
11/26/19 16:56	11/25/19	OXLC	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	510	25.48	0	20	8	274	D
11/26/19 16:55	11/25/19	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	510	25.48	0	20	13	172	D
9/3/19 10:54	8/30/19	OXLC	Fund	CEF	Closed-End Funds	Reardon John Stuart	CT	D		P	30	9.85	0	3	New	3	D
12/21/18 10:33	12/20/18	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	23	7.60	0	3	20	18	D
2/28/18 16:25	2/27/18	OXLC	Fund	CEF	Closed-End Funds	Shin David S.	CT	D		P	20	10.12	0	2	New	2	D
8/8/17 17:06	8/7/17	OXLC	Fund	CEF	Closed-End Funds	Frantz Leroy Scott	CT	T		P	296	25.20	0	12	2	650	I
6/23/17 17:00	6/22/17	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	196	9.79	0	20	15	152	D
6/14/17 16:28	6/14/17	OXLC	Fund	CEF	Closed-End Funds	Frantz Leroy Scott	CT	T		P	5,000	25.00	0	200	31	839	D
8/21/15 12:55	8/20/15	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	31	12.52	1	3	20	15	D	7	-12	-11	-13	-12	-11	-7	-7	-5	-1	9	-8	-41	13
3/11/14 16:45	3/7/14	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	43	17.00	2	3	25	13	D	43	26	18	8	1	0	1	0	1	2	4	9	8	8
12/19/13 19:14	12/19/13	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	17	17.00	1	1	11	10	D	65	24	15	14	10	4	3	-1	0	2	4	2	7	2
12/19/13 17:04	12/18/13	OXLC	Fund	CEF	Closed-End Funds	Conroy Patrick	CT	O	CFO,CCO,	P.m	153	17.00	1	9	29	40	D	65	24	15	14	10	4	3	-1	0	2	4	2	7	2
11/18/13 17:14	11/18/13	OXLC	Fund	CEF	Closed-End Funds	Conroy Patrick	CT	O	CFO,CCO,	P	225	22.50	0	10	New	10	D	54	20	-3	3	7	2	1	2	-1	0	10	22	14	19
11/18/13 17:13	11/18/13	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	500	22.50	0	22	New	22	D	54	20	-3	3	7	2	1	2	-1	0	10	22	14	19
11/18/13 17:12	11/18/13	OXLC	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	1,000	22.50	0	44	New	44	D	54	20	-3	3	7	2	1	2	-1	0	10	22	14	19
3/22/11 17:05	3/22/11	OXLC	Fund	CEF	Closed-End Funds	Conroy Patrick	CT	O	CFO,CCO,	P	87	17.45	0	5	New	5	D					-10	-7	-5	-2	-1	1	7	10	-10	4
3/11/11 10:13	3/10/11	OXLC	Fund	CEF	Closed-End Funds	Ashenfelter Mark Jeffrey	CT	D		P	38	19.00	0	2	New	2	D					-5	-5	-1	-1	-1	-5	1	4	-16	-5
1/25/11 16:36	1/25/11	OXLC	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	750	20.00	0	38	999%	40	D									1	1	-3	-3	-6	-18
1/25/11 16:33	1/25/11	OXLC	Fund	CEF	Closed-End Funds	Rosenthal Saul B	CT	DO	P	P	750	20.00	0	38	999%	40	D									1	1	-3	-3	-6	-18
1/25/11 16:32	1/25/11	OXLC	Fund	CEF	Closed-End Funds	Royce Charles M	CT	H	Former 1	P	3,200	20.00	0	160	999%	161	D									1	1	-3	-3	-6	-18

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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