Royce Charles M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	6	1	55	1	0	2	6	12	2	4
P	%wins				87	71	80	84	91	43	76
S	%ret	3	1	21	0	1	4	4	7	19	6
S	%wins				67	43	14	33	29	10	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/22/20 12:05	9/21/20	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-708	7.61	0	-93	-6	1,480	I
9/21/20 16:48	9/18/20	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-394	7.88	0	-50	-3	1,486	I
9/17/20 16:21	9/17/20	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S.m	-785	7.85	0	-100	-6	1,622	I
9/16/20 16:39	9/15/20	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-783	7.83	0	-100	-6	1,636	I
9/15/20 14:39	9/14/20	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-272	7.77	0	-35	-2	1,736	I
9/3/20 16:38	9/2/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P	7,131	14.28	0	499	125	898	I
4/30/20 16:29	4/29/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P	153	10.19	0	15	4	398	I
4/29/20 16:28	4/28/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P	244	9.76	0	25	7	383	I
4/24/20 17:14	4/24/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P.m	234	9.36	0	25	8	343	I
12/11/18 12:18	12/11/18	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P.m	1,023	9.21	0	111	53	319	I
7/10/18 15:58	7/9/18	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	408	15.33	0	27	10	297	M
8/9/16 16:03	8/9/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	80	8.00	0	10	5	213	D	-9	2	24	6	11	3	1	1	0	1	2	-4	9
8/5/16 16:09	8/5/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	79	7.92	0	10	5	203	D	-11	0	17	5	0	2	1	0	0	2	3	-3	10
8/2/16 16:08	8/2/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	198	7.91	0	25	15	193	D	-12	1	18	3	2	1	2	1	0	1	2	-1	8
7/29/16 15:04	7/29/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	80	7.95	0	10	6	168	D	-13	0	21	4	4	3	2	2	1	0	3	0	7
7/28/16 15:12	7/27/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	79	7.85	0	10	7	158	D	-13	-1	22	3	4	5	1	1	1	0	3	1	8
6/21/16 16:43	6/17/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	187	5.45	2	34	4	973	D	-20	-5	-3	20	13	1	-1	0	1	-3	8	14	39
6/16/16 17:50	6/14/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	310	5.39	2	57	7	939	D	-20	-5	1	19	14	2	0	-1	1	-2	4	14	38
6/8/16 14:38	6/6/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	41	5.74	2	7	1	882	D	-20	-4	-8	10	9	5	1	1	1	-1	1	16	36
6/3/16 12:21	6/1/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	492	5.64	2	87	11	874	D	-20	-6	-11	10	11	5	2	0	1	2	1	20	33
5/31/16 15:23	5/26/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	212	5.65	1	38	5	787	D	-20	-4	-9	13	13	11	4	-1	0	1	-2	21	30
5/25/16 17:59	5/23/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	199	5.55	1	36	5	750	D	-19	-4	-7	20	13	13	5	10	1	0	-1	18	23
5/20/16 16:44	5/18/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	161	5.33	1	30	4	714	D	-25	-12	-14	9	9	-1	-1	-5	4	7	8	21	26
5/17/16 17:18	5/13/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	146	5.41	1	27	4	683	D	-20	-6	-8	17	14	3	8	3	0	2	5	18	22
5/12/16 17:58	5/10/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	130	5.21	1	25	4	657	D	-22	-9	-10	15	9	4	3	5	1	1	8	19	23
5/9/16 17:10	5/5/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	106	5.02	1	21	3	632	D	-27	-8	-14	4	8	1	-4	-2	3	6	13	19	30
9/1/15 11:27	8/31/15	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DH	CEO - In	P	37	7.42	0	5	4	148	I		-18	-10	-14	-8	-6	-4	2	-2	-2	-6	0	-6	10
8/28/15 10:53	8/27/15	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	37	7.43	0	5	4	143	I		-19	-10	-12	-10	-6	-6	3	0	-1	-5	1	-8	11
11/14/14 15:20	11/14/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	8	8.42	0	1	1	138	I		0	-7	-8	-2	0	0	0	0	0	-4	-2	5	-13
11/13/14 16:17	11/13/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	29	8.44	0	3	3	135	I		0	-5	-7	-2	2	-1	1	0	0	-3	-2	6	-12
11/12/14 09:48	11/11/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	48	8.45	0	6	5	131	I		-1	-6	-7	-3	3	-2	1	0	0	-2	-3	5	-11
2/28/14 16:07	2/27/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	2	8.60	0	0	0	128	I				0	-2	4	1	1	0	1	3	5	7	-4
2/24/14 16:14	2/21/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	7	8.60	0	1	1	128	I				0	-1	-1	2	0	0	1	1	5	6	-5
2/19/14 16:22	2/19/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	15	8.60	0	2	1	127	I				2	-2	-2	3	1	0	0	2	5	6	-5
12/23/13 16:19	12/20/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	6	8.59	1	1	1	126	I					1	-1	0	1	0	2	2	1	6	-7
12/19/13 16:29	12/19/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	136	8.60	1	16	15	124	I					1	-1	0	0	0	1	4	2	8	-6
12/17/13 16:20	12/17/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	69	8.58	1	8	8	105	I					0	-1	-1	0	1	2	4	3	8	-7
12/13/13 16:11	12/13/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	30	8.60	1	3	4	101	I					-1	-1	0	0	0	0	2	2	7	-6
12/12/13 16:17	12/12/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	78	8.60	1	9	11	91	I					-1	0	-1	-1	0	0	2	0	6	-4
12/6/13 16:07	12/5/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	23	8.57	1	3	3	88	I					-1	2	0	-1	0	-1	2	1	6	-4
12/4/13 16:05	12/4/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	43	8.60	1	5	7	81	I					-5	2	-1	-1	1	1	3	2	8	-1
12/2/13 16:13	12/2/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	105	8.74	1	12	19	74	I					-2	3	1	1	-1	-1	2	0	5	-5
12/2/13 16:09	11/29/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	10	7.59	0	1	0	1,274	I	37	20	8	8	2	1	-1	0	-1	0	3	8	10	5
11/27/13 16:13	11/27/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	73	8.72	1	8	14	66	I					1	2	2	1	0	-2	1	0	5	-3
11/27/13 16:10	11/27/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	21	7.57	0	3	0	1,273	I	39	22	7	8	4	0	0	0	1	-1	3	7	10	8
11/26/13 14:30	11/25/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	4	8.61	1	0	1	60	I					2	2	3	1	0	-1	0	0	6	-2
11/26/13 14:28	11/25/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	1	7.55	0	0	0	1,270	I	36	20	8	7	5	0	0	0	0	-2	3	6	9	8
11/25/13 14:45	11/22/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	28	8.60	1	3	6	60	I					1	1	2	0	1	1	1	1	5	-2
11/25/13 14:41	11/22/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	15	7.59	0	2	0	1,270	I	35	21	7	5	4	1	0	-1	1	0	4	6	10	8
11/22/13 13:00	11/21/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	22	8.66	1	3	5	56	I					1	2	2	1	0	1	0	0	5	-2
11/21/13 13:02	11/20/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	29	7.60	0	4	0	1,268	I	31	22	8	5	5	-1	0	-1	0	0	2	6	10	7
11/20/13 15:48	11/19/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	73	8.49	1	9	19	54	D					1	-1	2	2	0	1	-1	0	5	-2
11/19/13 15:54	11/18/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	98	8.53	1	11	34	45	D						-2	1	2	1	1	0	1	5	-2
11/19/13 15:52	11/18/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	55	7.60	0	7	1	1,264	I	27	27	8	7	6	-1	1	0	1	0	1	4	9	8
11/18/13 16:14	11/15/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	21	7.60	0	3	0	1,257	I	27	29	8	8	6	0	1	1	1	0	0	4	9	7
12/23/11 14:06	12/21/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	17	8.45	2	2	1	377	D	79	-12	-4	10	7	0	0	6	1	-1	10	17	14	29
12/21/11 17:45	12/19/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	212	8.48	2	25	7	375	D	86	-10	-6	7	-2	0	-3	2	2	2	13	18	15	31
12/1/11 16:15	11/29/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	96	8.45	2	11	3	350	D	90	-6	-7	-4	5	4	-1	7	3	5	2	13	14	28
8/15/11 13:29	8/11/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	1	8.30	3	0	0	339	D	113	11	-27	-11	-7	-6	1	2	3	-5	1	-4	15	22
8/11/11 13:28	8/10/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	199	8.28	3	24	8	338	D	96	3	-33	-20	-11	-16	-9	-4	10	13	8	13	28	34
8/10/11 15:55	8/9/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	445	8.40	3	53	20	314	D	105	6	-28	-15	-6	-9	-1	1	-7	4	1	2	17	24
1/25/11 16:32	1/25/11	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	H	Former 1	P	3,200	20.00	0	160	999%	161	D									1	1	-3	-3	-6	-18
6/30/10 11:23	6/29/10	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	215	10.75	3	20	7	287	D	-23	27	-2	-10	-8	1	-8	-3	-1	0	6	13	38	41
6/24/10 10:20	6/23/10	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	334	11.12	3	30	13	267	D	-24	39	4	-7	-9	-2	0	-4	-1	-5	3	7	31	34
2/13/08 15:31	2/11/08	GLA	Global Logistics Acquisition Corp	DE	Financ	AcqCo	Blank Checks	Royce Charles M	NY	T		P	29	7.32	1	4	1	454	D	-41	-41	-17	29	20	7	-8	-1	3	-2	-12	3	-16	-63
2/5/08 15:57	2/1/08	GLA	Global Logistics Acquisition Corp	DE	Financ	AcqCo	Blank Checks	Royce Charles M	NY	T		P	600	8.00	1	75	20	450	D	-38	-37	-9	27	25	22	18	11	-2	-7	-21	-12	-30	-64
12/15/06 16:24	12/14/06	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-777	15.53	1	-50	-4	1,083	D	31	20	17	6	11	0	-2	-1	-1	-1	2	5	4	-21
11/14/06 16:01	11/13/06	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-614	15.35	1	-40	-3	1,133	D	35	20	8	10	8	2	7	1	1	3	5	16	8	-11
5/3/06 11:39	5/1/06	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-281	11.25	0	-25	-2	1,400	I	63	37	29	9	6	5	0	-3	1	2	-1	-8	-4	16
4/10/06 14:26	4/7/06	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-145	10.95	0	-13	-1	1,425	I	51	34	24	12	2	2	-2	-1	1	1	5	-5	-4	19
4/7/06 12:22	4/5/06	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-179	10.97	0	-16	-1	1,438	I	51	33	25	14	4	4	0	0	-1	0	4	-6	-7	19
4/5/06 12:43	4/3/06	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-226	11.04	0	-21	-1	1,454	I	54	26	21	15	7	6	0	1	0	-3	3	-6	-5	21
3/17/06 11:43	3/15/06	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-622	20.73	2	-30	-12	219	D	43	15	7	5	3	1	-1	1	0	0	0	-7	1	19
3/15/06 13:57	3/13/06	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-986	20.67	2	-48	-16	249	I	41	15	7	4	2	-1	-2	0	0	-1	0	-10	0	17
3/13/06 12:47	3/9/06	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-388	20.78	2	-19	-6	297	I	38	13	7	4	1	-1	-1	-1	0	0	2	-1	0	17
2/16/06 12:05	2/15/06	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-51	14.61	1	-4	0	1,259	I	29	9	8	5	1	-1	-3	0	1	1	3	4	4	30
2/15/06 12:45	2/13/06	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-488	14.47	1	-34	-3	1,263	I	32	10	7	6	2	-1	-2	-1	0	1	2	4	2	31
2/13/06 15:37	2/9/06	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-514	14.68	1	-35	-3	1,296	I	31	10	5	10	0	2	-3	-2	-1	1	2	7	1	30
2/9/06 11:10	2/7/06	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-248	14.79	1	-17	-1	1,331	I	35	11	5	11	4	3	0	-1	0	-1	1	11	1	28
11/2/05 16:15	11/1/05	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-328	13.83	0	-24	-2	1,262	D	33	12	9	-9	-4	2	-1	0	0	0	11	12	20	21
10/31/05 16:06	10/28/05	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-274	13.70	0	-20	-2	1,271	D	35	12	12	-6	-4	-1	-1	-1	0	1	10	14	21	23
10/27/05 16:18	10/26/05	RMT	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-87	13.89	0	-6	0	1,291	D	40	14	13	-5	-4	-2	0	1	1	3	12	14	21	24
6/28/05 12:16	6/27/05	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	M	2,518	8.34	0	302	30	1,308	M	64	18	-12	-12	1	-2	-2	0	-1	1	7	15	24	31
5/11/04 14:11	5/10/04	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-382	15.27	2	-25	-7	311	D	0	19	-4	-14	-12	-11	-10	-9	1	1	14	11	28	26
5/10/04 15:53	5/7/04	OTCM	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-221	12.35	0	-18	-1	1,213	D
5/7/04 17:30	5/6/04	OTCM	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.a	-15	12.89	0	-1	0	1,231	D
5/7/04 17:20	5/6/04	OTCM	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-15	12.89	0	-1	0	1,231	D
5/6/04 15:35	5/5/04	OTCM	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-3	13.34	0	0	0	1,232	D
11/10/03 12:35	11/7/03	OTCM	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-188	12.52	0	-15	-1	1,187	I
11/7/03 12:24	11/6/03	OTCM	Royce Micro Cap Trust Inc /md/		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-186	12.37	0	-15	-1	1,202	I
9/12/03 11:22	9/11/03	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-157	15.66	2	-10	-3	316	I	24	21	38	6	4	-1	-2	-3	2	5	7	9	15	23
9/10/03 14:12	9/9/03	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-120	15.98	2	-8	-2	326	D	25	24	47	10	6	3	1	-1	-2	1	4	9	15	21
9/9/03 14:44	9/8/03	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-161	16.13	2	-10	-3	341	D	25	24	42	11	5	4	4	0	-1	-1	3	7	15	19
8/26/03 15:02	8/25/03	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-158	15.76	2	-10	-3	361	D	19	14	32	10	3	4	2	-1	0	3	5	8	18	21

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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