CIK: 1272733 - Address: C/o Oxford Lane Capital Corp., 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830
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12/19/13 17:04
12/18/13
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P.m15317.00192940D652415141043-1024272
11/18/13 17:14
11/18/13
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P22522.50010New10D5420-337212-1010221419
12/21/11 17:46
12/21/11
TICCTicc Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P858.502102255D86-10-67-20-322213181531
3/22/11 17:05
3/22/11
OXLCOxford Lane Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P8717.4505New5D-10-7-5-2-11710-104
5/13/10 20:14
5/13/10
TICCTicc Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P408.00151442D5112252382214108-1-2-2104343
5/12/10 19:19
5/12/10
TICCTicc Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P407.97151637D5411552351711106210174747
3/24/10 09:29
3/22/10
TICCTicc Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P.m426.81162431D1914141262017220-32175361
11/13/08 14:53
11/12/08
TICCTicc Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,CCO,P303.010108322D-75-65-53-46-36-7-18-124643643115
6/24/08 15:45
6/23/08
TICCTicc Capital Corp.FundCEFClosed-End FundsConroy PatrickCTOCFO,COO,P405.022823611D-50-61-36-27-23-15-9-404-24-36-6
8/16/07 10:14
8/15/07
TICCTechnology Investment Capital CorpFundCEFClosed-End FundsConroy PatrickCTOCFO,COO,P1012.0231552D-8-7-27-27-26-16-11-101139-9-3-42

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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