CIK: 1611114 - Address: 11100 Santa Monica Blvd, Suite 2000, Los Angeles, CA 90025
6 results

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P%ret11201-26182810
P%wins50505010010010075

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5/26/22 17:34
5/23/22
CCAPCrescent Capital Bdc, Inc.FundCEFClosed-End FundsLombard GerhardCAOCFOP1216.8401322D
5/13/22 19:14
5/12/22
CCAPCrescent Capital Bdc, Inc.FundCEFClosed-End FundsLombard GerhardCAOCFOP1716.8901521D
3/2/22 16:13
3/1/22
CCAPCrescent Capital Bdc, Inc.FundCEFClosed-End FundsLombard GerhardCAOCFOP1717.3501520D
11/26/21 13:00
11/23/21
CCAPCrescent Capital Bdc, Inc.FundCEFClosed-End FundsLombard GerhardCAOCFOP2718.28021017D
3/9/16 18:15
3/7/16
WHFWhitehorse Finance, Inc.FundCEFClosed-End FundsLombard GerhardNYOCFO,TreaP139.9201315D-13-13-18-195650125122445
11/17/14 17:11
11/13/14
WHFWhitehorse Finance, Inc.FundCEFClosed-End FundsLombard GerhardNYOCFOP2012.4902804D-6-2-10-80-21-1-1-901210

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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