Tannenbaum Leonard M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	35	0	0	0	3	4	-3	1
P	%wins				86	71	60	81	65	26	65
S	%ret	1	1	5	-0	-0	0	-13	0	0	-3
S	%wins				80	60	20	100			65

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/17/23 16:30	5/15/23	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P	536	10.45	0	51	1	3,794	D
5/15/23 16:30	5/11/23	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P.m	2,488	10.22	0	243	7	3,743	M
3/21/23 20:04	3/10/23	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P.a	322	12.89	0	25	83	55	I
3/21/23 20:00	3/8/23	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P.a	369	14.19	0	26	77	60	I
6/21/22 08:30	6/17/22	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P	79	15.85	0	5	0	3,372	I
5/13/22 08:45	5/11/22	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P.m	352	15.85	0	22	1	3,367	M
12/30/21 20:30	12/28/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	H	Former 1	S.m	-3,651	7.53	0	-485	-2	19,305	D
12/27/21 21:00	12/23/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-3,009	7.52	0	-400	-2	18,457	D
12/15/21 20:30	12/13/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-257	7.55	0	-34	0	17,524	D
12/6/21 20:00	12/2/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-38	7.50	0	-5	0	18,891	D
11/18/21 20:00	11/16/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-2,801	7.55	0	-371	-2	18,896	D
11/15/21 19:30	11/11/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-11	7.50	0	-2	0	17,934	D
11/10/21 21:30	11/8/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,335	7.51	0	-178	-1	20,601	D
9/22/21 21:10	9/20/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-29,922	7.10	0	-4,214	-19	18,114	D
6/2/21 07:00	5/27/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,895	6.74	0	-281	-1	24,994	D
5/25/21 21:05	5/21/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-360	6.70	0	-54	0	25,275	D
5/7/21 21:00	5/5/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-672	6.72	0	-100	0	22,663	D
4/29/21 21:00	4/27/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-2,620	6.75	0	-388	-2	25,429	D
4/26/21 21:00	4/22/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,412	6.68	0	-211	-1	25,817	D
4/21/21 21:25	4/19/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,441	6.68	0	-216	-1	26,028	D
4/16/21 21:00	4/14/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,156	6.62	0	-175	-1	26,244	D
4/13/21 21:53	4/9/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-2,460	6.61	0	-372	-1	25,086	D
4/8/21 21:00	4/6/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-841	6.47	0	-130	-1	25,458	D
4/5/21 19:38	4/1/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,256	6.28	0	-200	-1	25,588	D
3/25/21 21:36	3/23/21	AFCG	Afc Gamma, Inc.	MD	RlEst	RlEst	Real Estate	Tannenbaum Leonard M	FL	DOT	CEO	P.d	19	19.00	0	1	0	3,344	I
3/23/21 20:38	3/19/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-56	6.25	0	-9	0	25,788	M
3/22/21 17:19	3/18/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-1	6.25	0	0	0	16,106	D
3/16/21 21:06	3/12/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,741	6.28	0	-277	-2	18,132	D
3/11/21 20:45	3/9/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,164	6.26	0	-186	-1	18,409	D
3/4/21 17:28	3/2/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-612	6.24	0	-98	-2	4,595	D
3/1/21 19:26	2/25/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-621	6.19	0	-100	-1	18,693	D
2/25/21 11:09	2/23/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-949	6.13	0	-155	-1	17,780	D
2/23/21 11:44	2/19/21	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,058	6.13	0	-173	-1	17,935	D
12/17/20 18:01	12/16/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-499	5.50	0	-91	0	18,108	D
12/15/20 17:09	12/14/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-434	5.51	0	-79	0	18,198	D
12/14/20 12:35	12/10/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-16	5.60	0	-3	0	18,277	D
12/14/20 12:19	12/8/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-506	5.60	0	-90	0	18,280	D
12/8/20 08:56	12/4/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-331	5.60	0	-59	0	18,370	D
12/4/20 13:35	12/2/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-253	5.60	0	-45	0	18,429	D
12/4/20 12:51	12/1/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-3	7.80	0	0	0	6,262	D
12/2/20 16:43	11/30/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,196	5.59	0	-214	-1	18,475	D
12/1/20 17:01	11/30/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-92	7.79	0	-12	0	6,262	M
12/1/20 13:00	11/25/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-96	7.77	0	-12	0	6,572	D
11/30/20 09:26	11/24/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,976	5.53	0	-358	-2	18,688	D
11/24/20 15:17	11/20/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,928	5.39	0	-358	-2	19,046	D
11/19/20 18:00	11/18/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-567	5.25	0	-108	-1	18,391	D
11/17/20 18:27	11/16/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-918	5.22	0	-176	-1	19,512	D
8/13/20 16:02	8/11/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-21	5.20	0	-4	0	18,675	D
5/7/20 16:05	2/27/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-11	8.44	0	-1	0	6,585	I
2/24/20 16:00	2/20/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-117	8.36	0	-14	0	6,586	I
2/20/20 16:00	2/18/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-112	8.40	0	-13	0	6,600	I
2/18/20 08:55	2/13/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-121	8.37	0	-14	0	6,613	I
2/13/20 16:00	2/11/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-164	8.37	0	-20	0	6,628	I
2/11/20 16:00	2/7/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-145	8.36	0	-17	0	6,647	I
2/7/20 16:00	2/5/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-59	8.36	0	-7	0	6,665	I
1/27/20 16:00	1/23/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-5	8.35	0	-1	0	6,672	I
1/23/20 16:00	1/21/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-84	8.35	0	-10	0	6,673	I
1/21/20 16:00	1/16/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-35	8.36	0	-4	0	6,683	I
1/16/20 16:00	1/14/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-17	8.35	0	-2	0	6,687	I
1/14/20 16:00	1/10/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-202	5.47	0	-37	0	19,421	I
1/14/20 16:00	1/10/20	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-52	8.35	0	-6	0	6,689	I
1/10/20 16:00	12/13/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-782	5.47	0	-143	-1	19,458	I
1/8/20 16:00	1/6/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-664	5.46	0	-122	-1	19,601	I
1/6/20 16:00	1/2/20	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-895	5.46	0	-164	-1	19,723	I
12/26/19 06:00	12/20/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,021	5.47	0	-187	-1	19,887	I
12/20/19 16:00	12/18/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-738	5.46	0	-135	-1	20,073	I
12/19/19 17:00	12/17/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-4,177	8.26	0	-506	-7	6,695	I
12/18/19 16:31	12/16/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,991	5.38	0	-370	-2	20,208	I
12/16/19 16:00	12/12/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-225	5.25	0	-43	0	20,578	I
12/13/19 16:00	12/11/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-94	8.35	0	-11	0	7,200	I
12/10/19 16:00	12/6/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-117	8.35	0	-14	0	7,212	I
12/6/19 16:00	12/4/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-14	8.25	0	-2	0	7,226	I
12/3/19 19:17	12/2/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-3	5.30	0	-1	0	20,621	I
11/29/19 16:00	11/26/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	0	8.25	0	0	0	7,227	I
11/25/19 17:41	11/22/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-9	8.25	0	-1	0	7,227	I
11/21/19 18:18	11/20/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,987	5.25	0	-378	-2	20,622	I
11/20/19 16:00	11/18/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,047	5.27	0	-199	-1	21,000	I
11/18/19 16:08	11/14/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-706	5.27	0	-134	-1	21,199	I
11/14/19 17:58	11/12/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-790	5.26	0	-150	-1	21,332	I
10/2/19 16:28	9/27/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-175	8.26	0	-21	0	7,228	I
10/1/19 18:07	9/27/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1	5.25	0	0	0	21,483	I
9/27/19 15:55	9/25/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-35	8.25	0	-4	0	7,250	I
9/23/19 16:07	9/19/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-1	5.25	0	0	0	21,483	I
9/18/19 16:53	9/16/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-120	5.26	0	-23	0	21,483	I
7/10/19 17:07	7/9/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-6	5.41	0	-1	0	21,506	I
7/9/19 17:16	7/5/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-322	5.43	0	-59	0	21,507	I
7/5/19 16:19	7/2/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-212	5.45	0	-39	0	21,566	I
7/2/19 16:18	6/28/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-300	5.41	0	-55	0	21,605	I
6/28/19 08:40	6/26/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-281	5.40	0	-52	0	21,661	I
6/25/19 08:15	6/21/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-381	5.42	0	-70	0	21,713	I
6/20/19 18:26	6/19/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-321	5.40	0	-59	0	21,783	I
6/19/19 09:07	6/17/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-315	5.45	0	-58	0	21,842	I
6/17/19 18:04	6/13/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-532	5.43	0	-98	0	21,900	I
5/29/19 20:53	5/24/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-108	5.54	0	-19	0	21,998	I
5/23/19 19:08	5/23/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-1,972	8.50	0	-232	-3	7,254	I
5/23/19 19:07	5/22/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-361	5.55	0	-65	0	22,018	I
5/23/19 16:09	5/21/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-19	8.50	0	-2	0	7,486	I
5/22/19 18:33	5/20/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-275	5.64	0	-49	0	22,083	I
5/20/19 18:03	5/17/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-109	8.51	0	-13	0	7,488	I
5/20/19 16:03	5/16/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,017	5.68	0	-179	-1	22,131	I
5/16/19 18:06	5/14/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-698	5.51	0	-127	-1	22,310	I
5/13/19 16:32	5/10/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-821	5.48	0	-150	-1	22,437	I
5/13/19 16:08	5/9/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-92	8.52	0	-11	0	7,501	I
5/10/19 17:27	5/8/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,990	5.45	0	-365	-2	22,587	I
5/9/19 09:10	5/7/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S	-3	8.62	0	0	0	7,512	I
5/7/19 07:52	5/3/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-51	8.64	0	-6	0	7,512	I
5/3/19 16:46	5/1/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-157	8.63	0	-18	0	7,518	I
5/1/19 08:53	4/29/19	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-28	8.64	0	-3	0	7,536	I
4/24/19 16:39	8/2/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-365	8.69	0	-42	-1	7,822	M
4/24/19 16:39	8/2/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	FL	T		S.m	-1,009	5.00	0	-202	-1	23,454	I
4/11/19 16:20	4/9/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-536	5.30	0	-101	0	22,952	I
4/9/19 16:18	4/5/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-139	5.30	0	-26	0	23,053	I
2/19/19 09:09	2/14/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-805	5.26	0	-153	-1	23,079	I
2/14/19 09:15	2/12/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-441	5.26	0	-84	0	23,232	M
2/12/19 16:45	2/8/19	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-481	5.25	0	-92	0	23,316	M
12/4/18 16:56	11/30/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-61	8.52	0	-7	0	7,548	I
10/11/18 14:28	10/9/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-39	8.62	0	-5	0	7,556	I
10/9/18 18:13	10/5/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-135	8.62	0	-16	0	7,560	I
10/5/18 12:29	10/3/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-130	8.63	0	-15	0	7,576	I
10/3/18 18:15	10/1/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-96	8.63	0	-11	0	7,591	I
10/1/18 18:41	9/27/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-71	8.64	0	-8	0	7,602	I
9/27/18 18:07	9/25/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-88	8.64	0	-10	0	7,610	I
9/25/18 08:42	9/21/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-131	8.65	0	-15	0	7,621	I
9/21/18 17:17	9/19/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-155	8.63	0	-18	0	7,636	I
9/13/18 08:31	9/11/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-26	8.62	0	-3	0	7,654	I
9/11/18 17:46	9/7/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-39	8.62	0	-4	0	7,657	I
9/7/18 17:33	9/5/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-99	8.62	0	-11	0	7,661	I
9/5/18 20:00	8/31/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-255	8.66	0	-30	0	7,673	I
8/31/18 16:06	8/29/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-135	8.68	0	-16	0	7,702	I
8/29/18 16:22	8/27/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-256	8.69	0	-30	0	7,718	I
8/29/18 16:20	8/27/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-274	5.06	0	-54	0	23,408	M
8/27/18 16:52	8/23/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-521	5.05	0	-103	0	23,462	M
8/27/18 16:51	8/23/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-126	8.73	0	-14	0	7,747	I
8/23/18 18:43	8/21/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-245	8.79	0	-28	0	7,761	I
8/23/18 18:42	8/21/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-1,000	5.00	0	-200	-1	23,565	M
8/21/18 21:22	8/17/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-99	8.75	0	-11	0	7,789	I
8/21/18 21:20	8/17/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-365	5.00	0	-73	0	23,765	M
8/17/18 17:06	8/15/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-182	8.75	0	-21	0	7,801	I
8/17/18 17:05	8/16/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-580	5.00	0	-116	0	23,838	M
8/2/18 16:38	7/31/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-44	8.50	0	-5	0	7,864	I
7/24/18 17:10	7/20/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-43	8.52	0	-5	0	7,869	I
7/20/18 16:14	7/18/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-82	8.54	0	-10	0	7,874	I
7/9/18 18:58	7/6/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-16	8.50	0	-2	0	7,883	I
6/29/18 17:54	6/29/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-18	8.50	0	-2	0	7,885	I
6/6/18 17:16	6/4/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-206	5.00	0	-41	0	24,156	I
5/31/18 17:42	5/30/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-236	5.00	0	-47	0	24,197	I
5/30/18 16:13	5/25/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-75	5.00	0	-15	0	24,244	I
5/24/18 21:42	5/23/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-1	5.00	0	0	0	24,259	I
5/24/18 21:41	5/23/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-38	8.50	0	-4	0	7,887	I
5/23/18 16:58	5/21/18	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-619	5.00	0	-124	-1	24,259	I
5/21/18 16:26	5/17/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-12	8.50	0	-1	0	7,892	I
5/17/18 16:00	5/15/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-39	8.50	0	-5	0	7,893	I
5/15/18 16:13	5/11/18	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-11	8.50	0	-1	0	7,898	I
11/2/17 16:13	10/31/17	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-41	9.00	0	-5	0	7,899	M
10/30/17 16:55	10/26/17	FSAM	Fifth Street Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Tannenbaum Leonard M	CT	DOT	CEO	M.d	0	0.00	0	244	2	10,546	D
10/25/17 16:51	10/19/17	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.a	-7,837	5.56	0	-1,410	-6	22,605	M
10/24/17 17:47	10/20/17	OCSI	Oaktree Strategic Income Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-205	9.01	0	-23	0	7,904	M
10/23/17 16:19	10/19/17	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P	7,837	5.56	0	1,410	6	24,383	M
10/19/17 17:43	10/17/17	FSAM	Fifth Street Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Tannenbaum Leonard M	CT	DOT	CEO	M.d	0	0.00	0	433	4	10,404	D
10/18/17 21:01	10/16/17	FSAM	Fifth Street Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Tannenbaum Leonard M	CT	DOT	CEO	M.d	0	0.00	0	2,078	5	40,191	M
3/30/17 17:47	3/28/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	1,744	4.74	6	368	2	15,615	D	-18	8	-13	-11	0	7	1	1	1	-4	1
3/27/17 18:06	3/23/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	3,060	4.67	6	656	New	656	I	-17	6	-14	-13	4	6	3	0	1	-2	-4
3/23/17 17:55	3/21/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	2,213	4.64	6	477	3	15,247	D	-17	1	-13	-12	-16	5	2	1	0	1	-5
3/21/17 17:22	3/17/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	1,592	4.62	6	345	2	14,769	D	-16	6	-11	-11	-15	6	7	4	0	2	-4
3/17/17 16:32	3/15/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P	5,741	4.51	7	1,273	10	14,424	D	-16	5	-13	-15	-14	0	5	1	2	1	-5
3/17/17 10:40	12/12/16	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.am	-451	5.58	7	-81	-1	12,035	D	-16	5	-13	-15	-14	0	5	1	0	1	-5
3/15/17 18:28	3/13/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	2,402	4.51	7	533	4	13,201	D	-18	2	-20	-17	-16	-2	3	3	2	3	-3
3/13/17 17:46	3/9/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	2,622	4.41	8	595	5	12,668	D	-19	1	-24	-17	-18	-4	0	1	0	2	-3
2/16/17 17:51	2/15/17	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	309	9.04	5	34	0	7,927	I	6	40	14	3	0	-9	-10	2	0	1	-2
12/28/16 17:29	12/23/16	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S	-5	5.55	7	-1	0	12,074	D	-15	1	20	-3	-3	-1	1	-1	-1	3	2	-11
12/22/16 17:28	12/20/16	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-59	5.55	7	-11	0	12,074	D	-14	3	18	-2	2	3	-1	2	1	-2	1	-12
12/14/16 16:30	12/12/16	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-451	5.58	6	-81	-1	12,085	D	-12	6	23	2	8	-3	5	0	-1	0	3	-13
12/12/16 19:23	12/8/16	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		S.m	-835	5.56	6	-150	-1	12,116	D	-14	0	21	-3	3	-1	5	2	0	-3	1	-17
12/8/16 15:55	9/30/16	FSFR	Fifth Street Senior Floating Rate Corp.	DE	Financ	InvAdv	Investment Advice	Tannenbaum Leonard M	CT	T		P.a	17,484	9.00	2	1,943	33	7,776	M	5	20	16	3	6	-2	-6	-2	-1	3	4	3
10/4/16 17:00	9/30/16	FSFR	Fifth Street Senior Floating Rate Corp.	DE	Financ	InvAdv	Investment Advice	Tannenbaum Leonard M	CT	T		P	17,484	9.00	1	1,943	33	7,787	M	-7	11	17	11	3	2	1	2	1	3	-2	6	4
9/14/16 16:11	9/13/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P	7,377	8.52	2	866	17	5,845	I	-11	8	18	10	4	0	-3	-2	0	1	4	7	13
9/7/16 20:45	9/2/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	990	8.91	2	111	2	4,979	I	-8	12	24	13	6	6	2	-1	-1	-3	-1	3	5
9/6/16 20:16	9/1/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P	2,228	8.91	2	250	5	4,868	I	-8	11	23	13	6	6	3	-1	0	-2	-2	4	5
8/24/16 16:58	8/22/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	3,567	8.67	1	412	10	4,618	D	-12	13	26	16	7	4	3	2	1	3	1	10	12
8/19/16 17:09	8/18/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	610	8.50	1	72	2	4,206	D	-14	4	23	17	5	1	-2	1	0	2	1	8	12
8/16/16 17:27	8/12/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P	8,469	8.47	1	1,000	32	4,134	D	-13	2	27	15	6	0	-1	0	1	2	2	11	13
2/9/16 17:09	2/5/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	757	7.50	1	101	3	3,134	D	-32	-23	-13	-11	-11	9	2	-1	-3	-3	7	9	24	54
2/4/16 19:39	2/2/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	669	7.58	1	88	3	3,033	D	-32	-19	-13	-8	-2	3	8	1	-2	-9	2	4	15	45
2/1/16 18:15	1/28/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	T		P.m	713	7.60	1	94	3	2,945	D	-32	-19	-14	-11	-3	-10	11	5	0	1	4	8	18	50
2/11/15 17:43	2/10/15	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	D		P.m	7,789	6.94	14	1,122	55	3,148	D	-20	-19	-25	-19	-12	-12	-11	-17	4	5	3	5	1	-22
9/9/14 18:33	9/9/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	DO	CEO	P	389	12.14	16	32	5	635	D		-7	-11	-15	-13	-1	-1	0	0	-3	-4	-8	-7	-18
8/22/14 13:09	8/15/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	DO	CEO	P.am	2,877	12.76	13	225	60	603	D		-6	-9	-13	-12	-9	-8	0	0	0	-2	-9	-8	-19
8/19/14 18:00	8/14/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	CT	DO	CEO	P.m	2,877	12.76	12	225	60	603	D		-4	-9	-13	-12	-12	-8	-7	1	1	-1	-9	-7	-16
3/20/14 19:14	3/20/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P	1,231	14.33	1	86	29	377	D			4	6	4	0	0	0	0	2	1	1	-13	-18
3/3/14 16:54	2/27/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	1,048	14.15	1	74	28	340	M			4	8	6	5	1	1	0	1	3	6	-9	-15
2/26/14 18:02	2/24/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	198	14.00	0	14	6	256	D			1	5	4	2	0	-1	1	1	5	6	-8	-14
2/24/14 14:54	2/20/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	234	14.11	0	17	7	242	D			3	6	4	2	1	0	0	1	3	5	-9	-16
2/20/14 12:13	2/18/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	423	14.11	0	30	15	226	D			4	5	5	4	4	1	1	-1	3	3	-9	-15
12/17/13 14:42	12/13/13	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P	180	8.98	24	20	1	2,001	D	18	-2	-7	-11	-9	-9	-2	1	0	0	3	5	9	-5
12/11/13 17:46	12/10/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P	185	13.47	1	14	8	196	D				-3	-2	0	1	0	1	1	2	7	10	-18
12/5/13 16:52	12/4/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P	204	13.59	0	15	9	182	D				-1	-1	0	1	2	0	0	0	7	11	-13
12/3/13 18:32	11/29/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	481	13.53	0	36	27	167	D				-3	-2	-1	-1	1	1	1	0	8	14	-13
9/30/13 16:54	9/26/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	488	13.68	1	36	37	131	D					1	-1	-1	1	0	0	1	0	9	-7
8/12/13 14:24	8/8/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P.m	681	13.78	2	49	107	96	D						-5	-3	0	1	-1	1	-1	1	2
7/18/13 17:58	7/17/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Tannenbaum Leonard M	NY	DO	CEO	P	144	14.35	11	10	28	46	D								2	-1	-1	-4	-5	-6	3

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y