Gross Michael S - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	1	51	0	0	1	4	7	15	5
P	%wins				84	65	71	69	73	82	74
S	%ret	2	1	6	-0	-1	7	13	2	18	6
S	%wins				83	83	17	17	50	17	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/15/24 17:09	3/13/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	203	5	4,033	I
3/8/24 18:54	3/6/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	1,811	15.61	0	116	3	4,033	I
3/6/24 19:41	3/4/24	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	1,314	15.16	0	87	2	3,917	I
9/7/23 18:07	9/5/23	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	301	15.03	0	20	1	3,830	D
8/24/23 17:53	8/22/23	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	667	15.02	0	44	1	3,810	D
8/21/23 18:56	8/17/23	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	451	15.02	0	30	1	3,765	D
3/9/23 20:27	3/8/23	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	553	15.96	0	35	1	3,735	I
3/7/23 20:44	3/3/23	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	138	4	3,701	I
3/7/23 20:44	3/3/23	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	2,380	15.64	0	152	4	3,701	I
12/8/22 06:10	12/5/22	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	956	15.02	0	64	2	3,549	I
12/5/22 20:12	12/1/22	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	116	3	3,485	I
12/5/22 20:12	12/1/22	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	1,104	14.98	0	74	2	3,485	I
3/3/21 21:01	3/1/21	SUNS	Slr Senior Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	130	15.36	0	8	1	905	I
3/3/21 21:01	3/2/21	SUNS	Slr Senior Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	23	3	905	I
3/3/21 20:54	3/1/21	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	807	19.34	0	42	2	2,706	I
3/3/21 20:54	3/2/21	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	62	2	2,706	I
9/3/20 17:14	9/1/20	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	186	13.17	0	14	2	897	M
8/31/20 19:36	8/27/20	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	189	13.13	0	14	2	883	I
3/23/20 20:03	3/23/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	473	9.45	0	50	2	2,664	D
3/20/20 18:53	3/18/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	356	9.11	0	39	2	2,614	M
3/17/20 19:41	3/13/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	550	13.74	0	40	2	2,575	M
3/10/20 19:23	3/6/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	823	17.46	0	47	2	2,535	I
3/4/20 18:51	3/2/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	57	2	2,488	I
3/4/20 18:39	3/2/20	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	22	3	868	I
3/3/20 16:57	2/28/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	243	18.68	0	13	1	2,488	I
2/27/20 17:25	2/25/20	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	796	19.41	0	41	2	2,475	I
3/5/19 21:34	3/1/19	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	75	3	2,434	I
3/5/19 21:34	3/4/19	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	168	21.54	0	8	0	2,434	I
3/5/19 21:30	3/1/19	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	24	3	868	I
8/14/18 17:00	8/13/18	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	76	3	2,426	I
3/5/18 17:22	3/1/18	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	20	2	868	I
3/5/18 17:22	3/2/18	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	275	16.82	0	16	2	868	I
3/3/17 16:25	3/1/17	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	2	64	3	2,426	I	29	39	12	11	4	2	-1	0	0	-2	4
3/3/17 16:25	3/2/17	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	438	22.28	2	20	1	2,426	I	29	39	12	11	4	2	-1	0	0	-2	4
3/3/17 16:20	3/1/17	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	1	17	2	852	I	31	36	8	7	6	4	1	1	0	1	4
3/3/17 16:20	3/2/17	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	254	17.57	1	14	2	852	I	31	36	8	7	6	4	1	1	0	1	4
3/10/16 16:10	3/8/16	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	74	13.90	0	5	1	837	M	-7	-3	-2	-7	3	5	-1	0	0	0	4	14	26	36
3/2/16 16:44	2/29/16	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	192	14.10	0	14	2	832	I	-7	-4	-3	-7	1	8	7	3	0	-2	4	13	26	36
3/2/16 16:44	3/1/16	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	8	1	832	I	-7	-4	-3	-7	1	8	7	3	0	-2	4	13	26	36
3/2/16 16:40	2/29/16	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	854	17.23	2	50	2	2,406	I	-8	-6	4	-2	9	5	6	3	2	0	2	9	24	41
3/2/16 16:40	3/1/16	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	2	30	1	2,406	I	-8	-6	4	-2	9	5	6	3	2	0	2	9	24	41
12/16/15 16:53	12/15/15	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	18	14.65	0	1	0	818	D	-2	10	-3	3	-1	-3	-6	1	0	-3	-8	-6	11	17
12/11/15 19:35	12/9/15	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	101	14.65	0	7	1	817	D	-1	9	-4	1	1	-4	-5	-4	0	5	0	-2	14	20
12/11/15 18:51	12/11/15	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	306	16.80	3	18	1	2,357	D	-11	5	-5	3	-1	-3	-6	-2	-4	0	-2	7	17	33
12/10/15 17:29	12/10/15	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	205	17.24	3	12	1	2,338	D	-11	5	-4	4	-1	-2	-5	-3	-2	-2	-4	4	15	31
12/9/15 19:07	12/7/15	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	392	17.35	3	23	1	2,327	D	-11	5	-5	3	0	-2	-4	-3	-1	-4	-4	2	14	31
11/16/15 21:30	11/13/15	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	92	15.26	0	6	1	810	M	-1	8	1	2	4	0	0	1	0	2	-1	-11	7	16
11/16/15 21:30	11/13/15	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	351	17.53	3	20	1	2,304	M	-8	4	-4	-3	7	0	-3	-2	0	0	-6	-5	9	28
9/10/15 18:32	9/8/15	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	116	14.86	0	8	1	804	I	-3	3	-2	-8	0	-1	-3	-2	2	0	3	5	-1	19
8/27/15 18:06	8/25/15	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	143	14.79	0	10	1	797	I	-3	3	-4	-7	-6	-4	-3	0	1	1	0	5	-5	22
5/15/15 16:06	5/13/15	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	553	18.75	3	30	1	2,284	I	-9	-4	3	-1	-9	-8	-5	-1	1	2	0	-1	-2	6
3/4/15 18:04	3/2/15	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	1,058	20.25	3	52	2	2,254	I	-1	0	7	14	9	6	4	3	0	0	2	-3	-8	-6
3/4/15 18:04	3/2/15	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	226	16.18	0	14	2	787	I	2	-3	6	8	7	4	3	0	0	-1	4	4	1	-3
12/15/14 19:47	12/12/14	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	495	17.68	4	28	1	2,202	M	-9	-16	-12	-11	-5	-5	-6	-2	0	5	8	17	11	0
12/15/14 19:42	12/11/14	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	300	15.02	1	20	3	773	I	-4	-11	-7	-3	-1	-3	-2	-1	0	2	3	13	14	7
12/11/14 20:45	12/9/14	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	517	17.82	4	29	1	2,174	M	-8	-15	-12	-9	-4	-4	-3	-3	-1	1	8	16	11	5
12/10/14 20:15	12/8/14	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	450	15.01	1	30	4	753	I	-3	-10	-6	-3	2	-3	-2	-1	0	0	5	9	15	9
12/5/14 21:44	12/3/14	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	446	15.26	1	29	4	723	I	-2	-9	-4	-2	2	-2	-1	0	0	0	3	7	12	16
3/5/14 21:22	3/3/14	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	1,759	22.27	5	79	4	2,201	I	16	0	4	-3	-5	0	-1	-1	2	0	3	-4	-6	0
3/5/14 21:18	3/3/14	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	384	18.24	1	21	3	738	I	24	4	5	1	-1	1	-3	0	2	-1	-4	-6	-8	-3
11/19/12 16:10	11/15/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P	117	17.28	1	7	1	717	D		16	4	0	-6	-3	-3	-4	0	5	8	12	15	13
8/24/12 16:04	8/22/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	444	17.40	1	26	4	710	D		17	6	6	3	0	0	0	0	0	5	5	13	10
8/21/12 16:21	8/17/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P	143	17.40	1	8	1	685	D		28	6	6	3	2	0	0	0	0	6	1	12	12
8/15/12 16:18	8/13/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	409	17.40	1	23	4	677	D		18	6	4	4	4	0	0	0	0	6	1	14	11
8/10/12 16:08	8/8/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	458	17.44	1	26	4	653	D		19	6	3	4	3	2	-1	0	0	3	3	13	12
8/7/12 16:09	8/3/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	288	17.38	1	17	3	627	D		10	8	5	7	3	3	3	0	0	2	6	12	11
5/31/12 17:44	5/30/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	143	16.47	1	9	1	610	D		-3	13	-1	6	-3	-1	-1	-2	-2	2	7	13	19
5/25/12 16:54	5/23/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	149	16.50	1	9	2	602	D		-1	11	0	6	2	-1	1	1	-1	1	7	14	25
5/8/12 17:21	5/4/12	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P.m	293	21.39	6	14	1	2,122	D	23	-2	10	-5	-2	4	5	-1	1	-1	1	8	12	22
5/8/12 17:19	5/7/12	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P	33	16.47	1	2	0	593	D		-3	10	2	3	7	4	2	0	-1	-4	4	10	21
3/16/12 16:34	3/15/12	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.d	86	6.28	28	14	27	64	D	46	-7	23	23	20	8	0	7
3/16/12 16:34	3/15/12	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		S.d	-159	11.53	28	-14	-18	64	D	46	-7	23	23	20	8	0	7
11/17/11 17:00	11/17/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P	155	15.46	0	10	2	591	D			-14	4	-1	-3	-3	-3	2	-1	5	13	13	22
11/14/11 09:11	11/9/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	186	15.50	0	12	2	581	D			-10	2	17	0	4	0	-2	-2	0	9	11	17
8/22/11 18:19	8/19/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P	148	14.75	1	10	2	569	D				-18	-19	-19	-6	-6	5	5	8	5	19	27
8/12/11 17:46	8/10/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	313	15.44	1	20	4	559	D				-14	-12	-14	-10	0	2	-3	-6	0	12	20
8/11/11 17:53	8/9/11	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	398	19.92	9	20	1	2,108	D		17	-13	-14	-15	-14	-11	-3	3	3	4	10	16	20
5/26/11 16:18	5/25/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P.m	414	17.99	1	23	4	538	D					-2	-1	-1	0	0	-1	2	-11	-12	-2
5/24/11 14:06	5/23/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DOT	CEO,P Ch	P	126	18.00	1	7	1	515	D					-3	-4	-2	-2	0	1	-3	-17	-11	-2
5/23/11 16:36	5/20/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DOT	CEO,P Ch	P	92	17.99	1	5	1	508	D					-3	-3	-1	0	0	1	0	-18	-13	-2
5/19/11 16:59	5/17/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DOT	CEO,P Ch	P	58	18.00	1	3	1	503	D					-4	-2	-2	-1	-1	-1	-4	-14	-11	-1
3/11/11 17:19	3/11/11	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.d	34	6.58	33	5	10	57	D	672	58	57	10	7	-3	7	6	-3	-8	-7	-17	-25	-8
3/11/11 16:40	3/2/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P.a	10,002	20.00	6	500	New	500	I							0	-1	0	-3	-3	-6	-20	-9
3/2/11 14:34	3/2/11	SUNS	Solar Senior Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P Ch	P	10,000	20.00	15	500	New	500	I									0	0	-4	-6	-16	-8
12/1/10 15:55	11/30/10	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	2,638	22.94	7	115	6	2,088	I			17	23	6	2	1	0	3	7	9	7	9	5
6/15/10 16:33	6/11/10	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.d	32	6.14	33	5	11	52	D	-26	104	47	5	-14	4	-3	9	1	0	-13	-11	32	12
5/19/10 18:39	5/18/10	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	212	21.20	7	10	1	1,973	D				17	-8	-9	-3	-5	-3	1	-2	2	20	33
5/14/10 20:28	5/13/10	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	497	22.07	3	23	1	3,904	D				22	-1	-6	-4	-6	0	-5	0	-1	16	30
2/11/10 14:58	2/9/10	SLRC	Solar Capital Ltd.		Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	11,100	18.50	25	600	45	1,941	I									1	1	6	33	14	53
7/7/08 12:07	7/3/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	181	7.62	0	24	0	11,225	D
7/7/08 10:54	7/2/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	642	7.78	0	83	1	11,201	D
7/2/08 14:42	7/1/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	644	7.81	0	83	1	11,119	D
7/1/08 12:25	6/30/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	646	7.83	0	83	1	11,036	D
6/30/08 15:27	6/27/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,054	7.85	0	134	1	10,954	D
6/27/08 11:32	6/26/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,055	7.86	0	134	1	10,820	D
6/26/08 13:45	6/25/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,054	7.86	0	134	1	10,685	D
6/25/08 14:35	6/24/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,055	7.86	0	134	1	10,551	D
6/24/08 13:15	6/23/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,965	7.86	0	250	2	10,417	D
6/23/08 15:24	6/20/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,044	7.86	0	133	1	10,167	D
6/23/08 15:24	6/20/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	47	9.39	0	5	0	1,580	I
6/20/08 12:07	6/19/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	31	9.40	0	3	0	1,575	I
6/20/08 12:07	6/19/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,043	7.85	0	133	1	10,034	D
6/19/08 15:19	6/18/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	35	9.38	0	4	0	1,572	I
6/19/08 15:18	6/18/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	392	7.85	0	50	1	9,901	D
6/18/08 16:10	6/17/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	8	9.35	0	1	0	1,568	I
6/18/08 16:09	6/17/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	392	7.84	0	50	1	9,851	D
6/17/08 15:52	6/16/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	392	7.84	0	50	1	9,801	D
6/17/08 15:51	6/16/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	10	9.36	0	1	0	1,567	I
6/16/08 16:16	6/13/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	392	7.84	0	50	1	9,751	D
6/16/08 16:16	6/13/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	21	9.37	0	2	0	1,566	I
6/13/08 15:22	6/12/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	12	9.35	0	1	0	1,564	I
6/13/08 15:22	6/12/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	391	7.83	0	50	1	9,701	D
6/12/08 16:08	6/11/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	312	7.80	0	40	0	9,651	D
6/12/08 16:07	6/11/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	5	9.39	0	1	0	1,563	I
6/11/08 16:34	6/10/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	391	7.83	0	50	1	9,611	D
6/11/08 16:34	6/10/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	12	9.40	0	1	0	1,562	I
6/10/08 15:45	6/9/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	392	7.84	0	50	1	9,561	D
6/10/08 15:45	6/9/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	22	9.32	0	2	0	1,561	I
6/10/08 15:04	6/9/08	JAH	Jarden Corp	DE	Machn	WhNdu	Miscellaneous Nondurable Good	Gross Michael S	NY	D		P	370	18.51	33	20	177	31	D	-37	-56	-33	-14	-13	-17	-3	5	1	12	-1	47	-26	3
6/9/08 16:37	6/6/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	15	9.34	0	2	0	1,558	I
6/9/08 13:20	6/6/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	337	7.84	0	43	0	9,511	D
6/6/08 14:39	6/5/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	1,570	7.85	0	200	2	9,468	D
6/6/08 14:38	6/5/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	26	9.41	0	3	0	1,557	I
6/5/08 18:21	6/4/08	MAQ	Marathon Acquisition Corp.	DE	Trans	WtrTr	Water Transportation	Gross Michael S	NY	DOT	CEO,Secr	P	340	7.85	0	43	0	9,268	D
6/5/08 17:12	6/4/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	20	9.48	0	2	0	1,554	I
6/4/08 16:36	6/3/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	6	9.32	0	1	0	1,552	I
6/3/08 16:52	6/2/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	47	9.34	0	5	0	1,551	I
6/2/08 16:16	5/30/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	11	9.34	0	1	0	1,546	I
5/30/08 15:54	5/29/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	43	9.35	0	5	0	1,545	I
5/29/08 13:37	5/28/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	13	9.36	0	1	0	1,541	I
5/28/08 16:22	5/27/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	19	9.36	0	2	0	1,539	I
5/27/08 15:28	5/23/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	37	9.31	0	4	0	1,537	I
5/22/08 18:18	5/22/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	20	9.29	0	2	0	1,533	I
5/22/08 15:20	5/21/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	10	9.24	0	1	0	1,531	I
5/21/08 16:23	5/20/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	18	9.23	0	2	0	1,530	I
5/20/08 16:23	5/19/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	13	9.25	0	1	0	1,528	I
5/19/08 15:42	5/16/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	46	9.23	0	5	0	1,527	I
5/16/08 14:25	5/15/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	9	9.25	0	1	0	1,522	I
5/15/08 13:54	5/14/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	9	9.26	0	1	0	1,521	I
5/14/08 16:30	5/13/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	11	9.28	0	1	0	1,520	I
5/13/08 16:02	5/12/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	21	9.29	0	2	0	1,518	I
5/12/08 17:12	5/9/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	64	9.20	0	7	0	1,516	I
5/9/08 16:03	5/8/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	18	9.21	0	2	0	1,509	I
5/8/08 16:08	5/7/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	21	9.25	0	2	0	1,507	I
5/7/08 16:40	5/6/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	20	9.27	0	2	0	1,505	I
5/6/08 14:54	5/5/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	20	9.23	0	2	0	1,503	I
5/5/08 16:31	5/2/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	64	9.19	0	7	0	1,500	I
5/2/08 14:00	5/1/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	93	9.26	0	10	1	1,493	I
5/1/08 16:37	4/30/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	60	9.21	0	7	0	1,483	I
4/30/08 14:41	4/29/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	101	9.21	0	11	1	1,477	I
4/29/08 15:13	4/28/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	54	9.27	0	6	0	1,466	I
4/28/08 14:24	4/25/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	28	9.26	0	3	0	1,460	I
4/25/08 17:06	4/24/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	31	9.27	0	3	0	1,457	I
4/24/08 17:08	4/23/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	23	9.26	0	3	0	1,454	I
4/23/08 14:34	4/22/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	60	9.29	0	7	0	1,451	I
4/22/08 14:44	4/21/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	5	9.35	0	1	0	1,445	I
4/21/08 14:15	4/18/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	21	9.38	0	2	0	1,444	I
4/18/08 11:40	4/17/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	131	9.33	0	14	1	1,442	I
4/17/08 12:03	4/16/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	85	9.39	0	9	1	1,428	I
4/16/08 14:17	4/15/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	47	9.40	0	5	0	1,419	I
4/15/08 11:40	4/14/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	33	9.40	0	4	0	1,414	I
4/15/08 11:40	4/14/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	33	9.40	0	4	0	1,414	I
4/14/08 12:29	4/11/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	21	9.37	0	2	0	1,411	I
4/10/08 18:45	4/10/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	61	9.41	0	7	0	1,408	I
4/10/08 14:15	4/9/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	19	9.38	0	2	0	1,402	I
4/9/08 14:58	4/8/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	26	9.40	0	3	0	1,400	I
4/8/08 17:51	4/7/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	376	9.41	0	40	3	1,397	I
4/7/08 21:23	4/4/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	51	9.46	0	5	0	1,357	I
4/7/08 11:40	4/3/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	189	9.47	0	20	2	1,352	I
4/3/08 16:50	4/2/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	47	9.46	0	5	0	1,332	I
4/2/08 15:36	3/31/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P.m	89	9.47	0	9	1	1,327	I
3/31/08 19:26	3/28/08	AMV	Alternative Asset Management Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Gross Michael S	NY	D		P	222	9.47	0	24	2	1,317	I
11/24/06 14:53	11/22/06	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	AL	D		M.d	575	11.84	33	49		32	D	54	19	31	45	11	6	4	2	-1	-1	9	16	19	13
11/24/06 14:53	11/22/06	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	AL	D		S.d	-999	20.58	33	-49	-61	32	D	54	19	31	45	11	6	4	2	-1	-1	9	16	19	13
5/31/06 16:38	5/31/06	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.d	36	12.80	33	3	10	30										2	1	-2	-9	25	57
3/20/06 09:13	3/17/06	AINV	Apollo Investment Corp		Fund	CEF	Closed-End Funds	Gross Michael S	NY	D		P	536	17.85	15	30	New	30	F									1	1	3	0	17	32
12/15/05 15:26	12/14/05	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.d	62	8.81	32	7	35	27	D	40	20	-3	-16	-5	3	6	2	-1	-6	5	17	-9	27
12/15/05 15:26	12/14/05	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		S.d	-119	16.98	32	-7	-21	27	D	40	20	-3	-16	-5	3	6	2	-1	-6	5	17	-9	27
12/14/05 15:11	12/12/05	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.dm	185	8.81	29	21	359	27	D	32	17	-7	-17	-7	-3	1	1	3	-3	11	19	-6	31
12/14/05 15:11	12/12/05	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		S.dm	-355	16.89	29	-21	-44	27	D	32	17	-7	-17	-7	-3	1	1	3	-3	11	19	-6	31
11/12/04 15:28	11/12/04	PACR	Pacer International Inc	TN	Trans	TrSv	Arrangement of Transportation	Gross Michael S	NY	D		S	-83,100	17.67	7	-4,703	-100	0	I	64	-9	-3	35	11	7	7	3	-1	-1	3	21	15	41
11/10/04 12:25	11/9/04	SKS	Saks Inc	TN	Retail	DeptSt	Department Stores	Gross Michael S	NY	D		M.d	25	10.93	18	2	10	25	D	41	3	-4	12	12	14	10	8	0	-3	6	12	29	31
4/13/04 16:08	4/13/04	PACR	Pacer International Inc	TN	Trans	TrSv	Arrangement of Transportation	Gross Michael S		D		S	-80,280	20.07	4	-4,000	-46	4,703	I		58	-5	3	-4	2	-8	-4	-1	0	-1	-9	-10	20
8/5/03 19:48	8/4/03	PACR	Pacer International Inc	TN	Trans	TrSv	Arrangement of Transportation	Gross Michael S	NY	D		S	-3,594	19.00	9	-189	-2	8,703	I		35	40	20	3	-8	-4	-4	0	3	15	11	1	-22

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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