11/8/24 17:48 | 11/8/24 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 6 | 23.13 | 0 | 0 | 2 | 17 | D | | | | | | | | | | | | | | |
11/7/24 16:25 | 11/7/24 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 12 | 23.07 | 0 | 1 | 3 | 16 | D | | | | | | | | | | | | | | |
9/16/24 16:07 | 9/16/24 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 6 | 25.03 | 0 | 0 | 2 | 15 | D | | | | | | | | | | | | | | |
8/9/24 16:23 | 8/9/24 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 10 | 23.94 | 0 | 0 | 3 | 14 | D | | | | | | | | | | | | | | |
6/28/24 16:03 | 6/28/24 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 5 | 26.13 | 0 | 0 | 2 | 13 | D | | | | | | | | | | | | | | |
6/24/24 16:24 | 6/21/24 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 5 | 24.96 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
6/4/24 16:54 | 6/3/24 | CSWC | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | P | 243 | 25.87 | 0 | 9 | 2 | 598 | D | | | | | | | | | | | | | | |
5/30/24 16:33 | 5/29/24 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 5 | 25.25 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
5/23/24 16:16 | 5/23/24 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 13 | 25.65 | 0 | 1 | 4 | 13 | D | | | | | | | | | | | | | | |
12/21/23 16:03 | 12/21/23 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 12 | 23.29 | 0 | 1 | 4 | 12 | D | | | | | | | | | | | | | | |
11/2/23 16:37 | 11/2/23 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 11 | 21.67 | 0 | 1 | 5 | 11 | D | | | | | | | | | | | | | | |
2/6/23 16:11 | 2/6/23 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 10 | 19.69 | 0 | 1 | 7 | 8 | D | | | | | | | | | | | | | | |
11/4/22 16:05 | 11/4/22 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 9 | 18.97 | 0 | 1 | 7 | 7 | D | | | | | | | | | | | | | | |
11/3/22 17:23 | 11/3/22 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 10 | 18.99 | 0 | 1 | 5 | 11 | I | | | | | | | | | | | | | | |
6/22/22 17:44 | 6/22/22 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 16 | 18.57 | 0 | 1 | 26 | 4 | D | | | | | | | | | | | | | | |
3/30/22 16:44 | 3/30/22 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 18 | 23.81 | 0 | 1 | 30 | 3 | D | | | | | | | | | | | | | | |
3/30/22 16:39 | 3/29/22 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 48 | 23.93 | 0 | 2 | 7 | 32 | D | | | | | | | | | | | | | | |
2/17/22 18:58 | 2/17/22 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 10 | 25.00 | 0 | 0 | 5 | 8 | D | | | | | | | | | | | | | | |
1/24/22 17:47 | 6/30/21 | CSWC | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P.m | 61 | 24.93 | 0 | 2 | 999% | 2 | D | | | | | | | | | | | | | | |
12/20/21 16:41 | 12/20/21 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 10 | 24.35 | 0 | 0 | 5 | 8 | D | | | | | | | | | | | | | | |
11/9/21 16:05 | 11/9/21 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 90 | 26.83 | 0 | 3 | 1 | 287 | D | | | | | | | | | | | | | | |
9/28/21 16:40 | 9/28/21 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 18 | 25.40 | 0 | 1 | 10 | 7 | D | | | | | | | | | | | | | | |
9/10/21 16:06 | 9/9/21 | CSWC | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | S | -111 | 27.70 | 0 | -4 | -1 | 592 | I | | | | | | | | | | | | | | |
9/10/21 16:06 | 9/9/21 | CSWC | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | P | 111 | 27.72 | 0 | 4 | 1 | 592 | I | | | | | | | | | | | | | | |
9/10/21 16:04 | 9/9/21 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 16 | 27.75 | 0 | 1 | 9 | 7 | D | | | | | | | | | | | | | | |
8/31/21 16:30 | 8/31/21 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 10 | 26.39 | 0 | 0 | 2 | 25 | D | | | | | | | | | | | | | | |
3/19/21 16:29 | 3/19/21 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 21 | 21.45 | 0 | 1 | 19 | 6 | D | | | | | | | | | | | | | | |
2/11/21 17:57 | 2/11/21 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 31 | 20.57 | 0 | 2 | 5 | 30 | D | | | | | | | | | | | | | | |
3/23/20 16:05 | 3/20/20 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | P | 189 | 9.46 | 0 | 20 | 5 | 403 | I | | | | | | | | | | | | | | |
3/20/20 16:08 | 3/20/20 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 202 | 9.40 | 0 | 22 | 13 | 193 | D | | | | | | | | | | | | | | |
3/19/20 17:55 | 3/18/20 | CSWC | Fund | CEF | Closed-End Funds | Furst Jack D | TX | D | | P | 482 | 8.84 | 0 | 55 | 232 | 78 | M | | | | | | | | | | | | | | |
3/18/20 16:14 | 3/18/20 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 36 | 8.90 | 0 | 4 | 16 | 29 | D | | | | | | | | | | | | | | |
3/17/20 17:50 | 3/17/20 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 10 | 10.33 | 0 | 1 | 22 | 5 | D | | | | | | | | | | | | | | |
3/2/20 16:09 | 3/2/20 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 10 | 18.61 | 0 | 1 | 14 | 4 | D | | | | | | | | | | | | | | |
2/28/20 16:07 | 2/28/20 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 75 | 18.15 | 0 | 4 | 2 | 172 | D | | | | | | | | | | | | | | |
2/24/20 19:34 | 2/24/20 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 20 | 20.35 | 0 | 1 | 37 | 4 | D | | | | | | | | | | | | | | |
9/3/19 16:31 | 8/30/19 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 53 | 21.37 | 0 | 3 | 11 | 25 | D | | | | | | | | | | | | | | |
8/30/19 16:26 | 8/28/19 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 20 | 21.85 | 0 | 1 | 51 | 3 | D | | | | | | | | | | | | | | |
4/2/19 16:24 | 3/29/19 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | M.d | 66 | 11.00 | 0 | 6 | 2 | 361 | D | | | | | | | | | | | | | | |
12/27/18 16:32 | 12/24/18 | CSWC | Fund | CEF | Closed-End Funds | Furst Jack D | TX | D | | P.m | 118 | 18.50 | 0 | 6 | 37 | 24 | D | | | | | | | | | | | | | | |
11/14/18 16:10 | 11/12/18 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 20 | 19.53 | 0 | 1 | 126 | 2 | D | | | | | | | | | | | | | | |
8/22/18 16:21 | 8/21/18 | CSWC | Fund | CEF | Closed-End Funds | Battist Christine | TX | D | | P | 15 | 19.01 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
8/17/18 16:13 | 8/15/18 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | M.d | 577 | 11.53 | 0 | 50 | 20 | 304 | D | | | | | | | | | | | | | | |
7/16/18 17:01 | 6/20/18 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | M.ad | 162 | 11.10 | 0 | 15 | 6 | 254 | D | | | | | | | | | | | | | | |
6/21/18 16:13 | 6/20/18 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | M.d | 162 | 11.10 | 0 | 15 | 6 | 255 | D | | | | | | | | | | | | | | |
3/26/18 17:02 | 3/23/18 | CSWC | Fund | CEF | Closed-End Funds | Wilson John H | TX | D | | P | 51 | 17.10 | 0 | 3 | 18 | 20 | D | | | | | | | | | | | | | | |
2/9/18 16:16 | 2/9/18 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 11 | 16.24 | 0 | 1 | 1 | 105 | D | | | | | | | | | | | | | | |
2/9/18 16:05 | 2/8/18 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 50 | 16.39 | 0 | 3 | 19 | 19 | I | | | | | | | | | | | | | | |
12/29/17 17:28 | 12/28/17 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 33 | 16.66 | 0 | 2 | 10 | 22 | D | | | | | | | | | | | | | | |
11/21/17 16:22 | 11/21/17 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 6 | 16.87 | 0 | 0 | 0 | 85 | D | | | | | | | | | | | | | | |
11/14/17 18:47 | 11/13/17 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 25 | 17.00 | 0 | 2 | 2 | 66 | D | | | | | | | | | | | | | | |
8/29/17 16:06 | 8/25/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S.m | -871 | 17.30 | 0 | -50 | -3 | 1,475 | D | | | | | | | | | | | | | | |
8/29/17 16:05 | 8/25/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S.m | -922 | 17.30 | 0 | -53 | -3 | 1,574 | I | | | | | | | | | | | | | | |
8/2/17 11:02 | 7/31/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.31 | 0 | -1 | -2 | 31 | D | | | | | | | | | | | | | | |
7/24/17 18:22 | 7/24/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.27 | 0 | -1 | -2 | 32 | D | | | | | | | | | | | | | | |
7/18/17 19:34 | 7/17/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.14 | 0 | -1 | -2 | 32 | D | | | | | | | | | | | | | | |
7/12/17 10:04 | 7/10/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.19 | 0 | -1 | -2 | 33 | D | | | | | | | | | | | | | | |
7/5/17 10:48 | 7/3/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.15 | 0 | -1 | -1 | 33 | D | | | | | | | | | | | | | | |
6/29/17 11:04 | 6/28/17 | CSWC | Fund | CEF | Closed-End Funds | Wilson John H | TX | D | | P | 82 | 16.30 | 0 | 5 | 42 | 17 | D | | | | | | | | | | | | | | |
6/27/17 12:30 | 6/26/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.22 | 0 | -1 | -1 | 34 | D | | | | | | | | | | | | | | |
6/21/17 18:55 | 6/19/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.14 | 0 | -1 | -1 | 34 | D | | | | | | | | | | | | | | |
6/14/17 10:39 | 6/12/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.10 | 0 | -1 | -1 | 35 | D | | | | | | | | | | | | | | |
6/9/17 16:57 | 6/7/17 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 50 | 16.26 | 0 | 3 | 24 | 16 | I | | | | | | | | | | | | | | |
6/7/17 15:11 | 6/5/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.03 | 0 | -1 | -1 | 35 | D | | | | | | | | | | | | | | |
6/2/17 17:18 | 6/1/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -16 | 16.00 | 0 | -1 | -3 | 36 | D | | | | | | | | | | | | | | |
5/16/17 18:43 | 5/15/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.00 | 0 | -1 | -1 | 37 | D | -66 | 22 | 17 | 3 | -5 | -1 | 0 | -1 | | | | | | |
5/9/17 16:52 | 5/8/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.03 | 0 | -1 | -1 | 37 | D | -66 | 20 | 20 | 2 | -1 | 1 | -1 | 0 | -1 | | | | | |
5/2/17 09:45 | 5/1/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.15 | 0 | -1 | -1 | 38 | D | -64 | 19 | 16 | 0 | 2 | -4 | 0 | -1 | 0 | 0 | | | | |
4/25/17 11:25 | 4/24/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -8 | 16.01 | 0 | -1 | -1 | 38 | D | -64 | 20 | 16 | 0 | 2 | -2 | -2 | 1 | 0 | 0 | | | | |
4/12/17 21:46 | 4/10/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S | -2 | 17.02 | 1 | 0 | 0 | 1,525 | D | -63 | 26 | 19 | 4 | 3 | 3 | -2 | 0 | -2 | -3 | -3 | | | |
4/12/17 21:45 | 4/10/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S | -2 | 17.02 | 1 | 0 | 0 | 1,627 | I | -63 | 26 | 19 | 4 | 3 | 3 | -2 | 0 | -2 | -3 | -3 | | | |
4/5/17 21:47 | 4/3/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S.m | -56 | 16.92 | 1 | -3 | 0 | 1,525 | D | -63 | 28 | 19 | 6 | 7 | 7 | 4 | 1 | -2 | -2 | -5 | | | |
4/5/17 21:45 | 4/3/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S.m | -56 | 16.92 | 1 | -3 | 0 | 1,627 | I | -63 | 28 | 19 | 6 | 7 | 7 | 4 | 1 | -2 | -2 | -5 | | | |
3/31/17 19:54 | 3/29/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S.m | -10 | 16.84 | 1 | -1 | 0 | 1,630 | I | -62 | 27 | 19 | 5 | 6 | 5 | 3 | 3 | -2 | -2 | -5 | | | |
3/31/17 19:23 | 3/29/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S.m | -10 | 16.84 | 1 | -1 | 0 | 1,528 | D | -62 | 27 | 19 | 5 | 6 | 5 | 3 | 3 | -2 | -2 | -5 | | | |
3/16/17 11:19 | 3/14/17 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 166 | 15.98 | 0 | 10 | 108 | 20 | D | -66 | 18 | 10 | 5 | -1 | 0 | -1 | -1 | 1 | 2 | 2 | | | |
3/13/17 18:41 | 3/10/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -13 | 16.52 | 0 | -1 | -2 | 39 | D | -65 | 20 | 13 | 9 | -1 | 2 | -1 | 2 | -1 | -4 | 5 | | | |
3/10/17 15:57 | 3/8/17 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | M.ad | 516 | 11.39 | 0 | 45 | 31 | 193 | D | -65 | 20 | 13 | 9 | 0 | 1 | 0 | 0 | 0 | 0 | 5 | | | |
3/10/17 12:56 | 3/9/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -86 | 16.50 | 0 | -5 | -12 | 39 | D | -65 | 20 | 13 | 9 | 0 | 1 | 0 | 0 | 0 | 0 | 5 | | | |
3/9/17 18:02 | 3/8/17 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | M.d | 516 | 11.39 | 0 | 45 | 31 | 193 | D | -66 | 19 | 12 | 9 | -1 | 1 | 0 | -3 | 0 | -1 | 4 | | | |
3/6/17 15:52 | 3/3/17 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | D | | S | -141 | 16.60 | 0 | -9 | -16 | 45 | I | -65 | 22 | 14 | 14 | 1 | 5 | 3 | 2 | -2 | -2 | 2 | | | |
1/18/17 15:56 | 1/13/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S | -2 | 16.73 | 0 | 0 | 0 | 1,529 | D | -57 | 23 | 21 | 16 | 12 | 3 | 0 | 0 | -1 | -1 | -3 | -1 | | |
1/18/17 15:55 | 1/13/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S | -2 | 16.73 | 0 | 0 | 0 | 1,631 | I | -57 | 23 | 21 | 16 | 12 | 3 | 0 | 0 | -1 | -1 | -3 | -1 | | |
1/10/17 14:57 | 1/6/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S | -91 | 16.80 | 0 | -5 | 0 | 1,529 | D | -57 | 20 | 20 | 17 | 16 | 6 | 2 | 0 | -1 | 0 | -4 | 3 | | |
1/10/17 14:55 | 1/6/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S | -91 | 16.80 | 0 | -5 | 0 | 1,631 | I | -57 | 20 | 20 | 17 | 16 | 6 | 2 | 0 | -1 | 0 | -4 | 3 | | |
1/6/17 15:42 | 1/4/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Partners LP | NY | T | | S | -397 | 16.75 | 0 | -24 | -2 | 1,535 | D | -56 | 20 | 21 | 16 | 17 | 7 | 3 | 4 | -1 | -1 | -3 | 2 | | |
1/6/17 15:42 | 1/4/17 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | S | -397 | 16.75 | 0 | -24 | -1 | 1,636 | I | -56 | 20 | 21 | 16 | 17 | 7 | 3 | 4 | -1 | -1 | -3 | 2 | | |
12/16/16 12:01 | 12/14/16 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 47 | 15.82 | 0 | 3 | 45 | 10 | D | -59 | 14 | 15 | 7 | 13 | 8 | 4 | 1 | 1 | 4 | 5 | 3 | | |
11/17/16 17:45 | 11/15/16 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP,MD | P | 0 | 0.00 | 0 | 5 | 13 | 45 | D | -61 | -1 | 5 | -4 | -5 | -3 | -1 | -3 | 0 | 0 | 11 | 13 | | |
11/17/16 17:45 | 11/15/16 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 0 | 0.00 | 0 | 20 | 45 | 65 | D | -61 | -1 | 5 | -4 | -5 | -3 | -1 | -3 | 0 | 0 | 11 | 13 | | |
11/17/16 17:42 | 11/15/16 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 0 | 0.00 | 0 | 35 | 112 | 65 | D | -61 | -1 | 5 | -4 | -5 | -3 | -1 | -3 | 0 | 0 | 11 | 13 | | |
11/17/16 17:41 | 11/15/16 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | DO | P,CEO | P | 0 | 0.00 | 0 | 43 | 41 | 148 | D | -61 | -1 | 5 | -4 | -5 | -3 | -1 | -3 | 0 | 0 | 11 | 13 | | |
11/16/16 16:14 | 11/10/16 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P.a | 102 | 14.35 | 0 | 7 | 126 | 13 | I | -60 | 3 | 7 | 0 | -1 | 0 | 4 | 0 | 3 | 3 | 13 | 17 | | |
11/14/16 14:32 | 11/10/16 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 102 | 14.35 | 0 | 7 | 126 | 13 | D | -60 | 0 | 7 | 0 | -3 | -1 | 1 | 2 | 0 | 0 | 9 | 13 | | |
9/15/16 17:59 | 9/13/16 | CSWC | Fund | CEF | Closed-End Funds | Furst Jack D | TX | D | | P.m | 134 | 14.90 | 0 | 9 | 111 | 17 | D | -62 | -67 | 8 | 9 | 2 | 2 | 1 | 1 | 0 | -1 | -1 | 6 | 12 | |
9/9/16 17:07 | 9/7/16 | CSWC | Fund | CEF | Closed-End Funds | Furst Jack D | TX | D | | P.m | 89 | 14.84 | 0 | 6 | 231 | 9 | D | -62 | -68 | 7 | 8 | 4 | 2 | -1 | 0 | 0 | 0 | -2 | 3 | 12 | |
9/7/16 14:19 | 9/7/16 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 2 | 14.89 | 0 | 0 | 0 | 45 | D | -63 | -66 | 7 | 8 | 3 | 1 | 1 | -1 | -1 | 1 | -1 | 2 | 12 | |
6/27/16 18:40 | 6/24/16 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 14 | 14.03 | 1 | 1 | 22 | 6 | D | -60 | -72 | -1 | 0 | 3 | 2 | 2 | 0 | 0 | 1 | 4 | 7 | 19 | |
6/27/16 15:06 | 6/24/16 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 25 | 13.92 | 1 | 2 | 4 | 45 | D | -60 | -72 | -1 | 0 | 3 | 2 | 2 | 0 | -2 | 0 | 2 | 6 | 18 | |
6/27/16 14:31 | 6/23/16 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 70 | 14.12 | 1 | 5 | 19 | 31 | D | -60 | -72 | -1 | 0 | 3 | 2 | 2 | 0 | -2 | 0 | 2 | 6 | 18 | |
6/27/16 14:30 | 6/24/16 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 56 | 14.00 | 1 | 4 | 154 | 7 | D | -60 | -72 | -1 | 0 | 3 | 2 | 2 | 0 | -2 | 0 | 2 | 6 | 18 | |
6/17/16 18:40 | 6/17/16 | CSWC | Fund | CEF | Closed-End Funds | Sarner Michael Scott | TX | O | CFO | P | 25 | 13.85 | 0 | 2 | 8 | 26 | D | -60 | -72 | -1 | -1 | -2 | -1 | 1 | 0 | 1 | 2 | 1 | 8 | 15 | |
3/23/16 20:00 | 3/21/16 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.d | 44 | 7.36 | 1 | 6 | 18 | 40 | D | -60 | -71 | -71 | 0 | 3 | 1 | -2 | 0 | 1 | -3 | 1 | 1 | 7 | 21 |
3/21/16 10:27 | 3/18/16 | CSWC | Fund | CEF | Closed-End Funds | Wilson John H | TX | D | | P | 28 | 14.07 | 1 | 2 | 20 | 12 | D | -60 | -71 | -71 | -1 | -1 | 0 | -1 | -1 | 1 | 1 | 0 | 0 | 7 | 19 |
2/22/16 20:46 | 2/18/16 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 70 | 14.04 | 1 | 5 | 13 | 43 | D | -59 | -72 | -71 | -4 | -3 | -3 | 1 | -2 | 0 | 0 | 1 | -3 | 5 | 19 |
2/12/16 20:18 | 2/12/16 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 13 | 13.34 | 1 | 1 | 26 | 5 | D | -61 | -70 | -73 | -11 | -4 | -4 | -7 | -5 | 5 | 3 | 6 | 3 | 11 | 22 |
1/20/16 20:08 | 1/15/16 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | P.d | 15 | 13.72 | 2 | 1 | 0 | 1,660 | I | -59 | -66 | -72 | -4 | -8 | -1 | -2 | 0 | -1 | 3 | 1 | 0 | 1 | 21 |
1/19/16 21:50 | 1/14/16 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | P | 93 | 13.91 | 2 | 7 | 0 | 1,659 | I | -59 | -65 | -72 | -3 | -7 | -2 | -2 | -2 | 0 | -1 | 1 | -1 | 2 | 23 |
1/13/16 21:22 | 1/7/16 | CSWC | Fund | CEF | Closed-End Funds | Moab Capital Partners LLC | NY | T | | P.m | 1,277 | 14.11 | 2 | 90 | 6 | 1,652 | I | -58 | -65 | -72 | -4 | -9 | 1 | 2 | 0 | 0 | 0 | -5 | 0 | 1 | 22 |
12/18/15 14:15 | 12/17/15 | CSWC | Fund | CEF | Closed-End Funds | Wilson John H | TX | D | | P | 11 | 14.12 | 1 | 1 | 9 | 10 | D | -59 | -65 | -72 | -71 | -6 | -7 | -6 | 0 | 0 | 1 | -1 | 0 | 0 | 16 |
12/16/15 19:45 | 12/15/15 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 16 | 14.14 | 1 | 1 | 73 | 3 | D | -58 | -64 | -72 | -71 | -6 | -5 | -6 | -4 | -1 | 0 | -1 | 0 | -1 | 13 |
11/23/15 18:44 | 11/20/15 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 100 | 14.28 | 1 | 7 | 23 | 38 | D | -57 | -61 | -72 | -68 | -3 | -3 | -2 | 0 | 1 | 7 | -4 | -5 | -6 | -1 |
11/12/15 20:20 | 11/12/15 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 13 | 14.61 | 1 | 1 | 31 | 4 | D | -53 | -60 | -70 | -71 | -14 | -1 | -1 | -2 | 0 | -2 | -1 | -8 | -7 | 0 |
8/24/15 17:48 | 8/24/15 | CSWC | Fund | CEF | Closed-End Funds | Wilson John H | TX | D | | P | 25 | 45.06 | 1 | 1 | 6 | 9 | D | 42 | 31 | -5 | -8 | -7 | -4 | -6 | -5 | 0 | 3 | 8 | -65 | -65 | -64 |
8/12/15 10:39 | 8/11/15 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | DO | P,CEO | P | 49 | 48.51 | 2 | 1 | 2 | 57 | I | 41 | 40 | 10 | -1 | -3 | -2 | -1 | 0 | 2 | 1 | -4 | -69 | -72 | -70 |
8/11/15 18:33 | 8/11/15 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 14 | 48.11 | 2 | 0 | 12 | 3 | D | 39 | 36 | 10 | -1 | -2 | -3 | 0 | 0 | 2 | 2 | -5 | -69 | -72 | -70 |
6/9/15 17:13 | 6/5/15 | CSWC | Fund | CEF | Closed-End Funds | Golden Matthew Bailey | TX | O | VP | S | -55 | 49.75 | 2 | -1 | -22 | 4 | I | 44 | 40 | 29 | 2 | 6 | -2 | 0 | 0 | 0 | -1 | 0 | -12 | -69 | -72 |
6/2/15 17:52 | 5/29/15 | CSWC | Fund | CEF | Closed-End Funds | Kelley Douglas M. | TX | O | SVP,MD | P | 1 | 50.35 | 2 | 0 | 0 | 7 | D | 46 | 40 | 36 | 3 | 5 | 3 | -2 | -1 | 0 | 0 | 0 | -8 | -69 | -72 |
6/1/15 21:34 | 5/28/15 | CSWC | Fund | CEF | Closed-End Funds | Golden Matthew Bailey | TX | O | VP | S | -5 | 50.50 | 2 | 0 | -2 | 5 | I | 48 | 40 | 34 | 3 | 6 | 3 | -3 | -2 | 0 | -1 | -2 | -10 | -71 | -73 |
5/27/15 21:35 | 5/22/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.dm | 78 | 19.18 | 2 | 4 | 24 | 21 | D | 51 | 45 | 37 | 5 | 8 | 7 | 3 | 0 | -1 | -2 | -1 | -13 | -72 | -73 |
5/27/15 21:35 | 5/22/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.dm | -208 | 51.03 | 2 | -4 | -16 | 21 | D | 51 | 45 | 37 | 5 | 8 | 7 | 3 | 0 | -1 | -2 | -1 | -13 | -72 | -73 |
5/27/15 21:29 | 5/20/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.adm | 309 | 22.19 | 2 | 14 | 187 | 21 | D | 51 | 45 | 37 | 5 | 8 | 7 | 3 | 0 | -1 | -2 | -1 | -13 | -72 | -73 |
5/27/15 21:29 | 5/20/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.adm | -713 | 51.23 | 2 | -14 | -39 | 21 | D | 51 | 45 | 37 | 5 | 8 | 7 | 3 | 0 | -1 | -2 | -1 | -13 | -72 | -73 |
5/22/15 16:54 | 5/20/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.dm | 317 | 22.79 | 2 | 14 | 187 | 21 | D | 53 | 47 | 40 | 5 | 8 | 7 | 4 | 0 | 0 | -2 | 0 | -5 | -71 | -73 |
5/22/15 16:54 | 5/20/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.dm | -713 | 51.23 | 2 | -14 | -39 | 21 | D | 53 | 47 | 40 | 5 | 8 | 7 | 4 | 0 | 0 | -2 | 0 | -5 | -71 | -73 |
5/18/15 17:16 | 5/15/15 | CSWC | Fund | CEF | Closed-End Funds | Furst Jack D | TX | D | | P | 108 | 51.43 | 1 | 2 | New | 2 | D | 54 | 47 | 42 | 11 | 8 | 9 | 8 | 5 | 0 | 0 | -4 | -3 | -71 | -73 |
5/6/15 16:54 | 5/6/15 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 13 | 47.80 | 1 | 0 | 12 | 3 | D | 66 | 36 | 31 | 9 | -2 | 0 | 1 | 0 | 4 | 3 | 5 | 2 | -69 | -70 |
3/23/15 21:12 | 3/19/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.dm | 640 | 29.11 | 3 | 22 | | 21 | D | 64 | 40 | 23 | 22 | 11 | -1 | 1 | 1 | 0 | -3 | -2 | 4 | -1 | -71 |
3/23/15 21:12 | 3/19/15 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.dm | -1,061 | 48.23 | 3 | -22 | -51 | 21 | D | 64 | 40 | 23 | 22 | 11 | -1 | 1 | 1 | 0 | -3 | -2 | 4 | -1 | -71 |
3/3/15 18:00 | 3/2/15 | CSWC | Fund | CEF | Closed-End Funds | Ligon Samuel B | TX | D | | P | 11 | 48.98 | 5 | 0 | 2 | 13 | D | 76 | 43 | 35 | 32 | 21 | 11 | 1 | 1 | 1 | 0 | -5 | 3 | -6 | -71 |
1/29/15 15:40 | 1/27/15 | CSWC | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | S | -5,165 | 43.04 | 9 | -120 | -16 | 612 | I | 71 | 26 | 20 | 22 | 9 | 8 | 7 | 2 | 1 | 1 | 12 | 9 | 11 | -67 |
1/28/15 10:16 | 1/27/15 | CSWC | Fund | CEF | Closed-End Funds | Ligon Samuel B | TX | D | | P | 13 | 42.75 | 9 | 0 | 2 | 13 | D | 75 | 26 | 18 | 22 | 10 | 11 | 7 | 5 | 1 | 1 | 13 | 10 | 8 | -68 |
12/18/14 11:07 | 12/16/14 | CSWC | Fund | CEF | Closed-End Funds | Wilson John H | TX | D | | P | 26 | 39.50 | 2 | 1 | 8 | 9 | D | 55 | 16 | 13 | 1 | 9 | 7 | 3 | 1 | 2 | 1 | 2 | 22 | 28 | -65 |
12/17/14 10:57 | 12/15/14 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 50 | 39.71 | 2 | 1 | 125 | 2 | I | 54 | 15 | 12 | -1 | 9 | 6 | 1 | -1 | 1 | 1 | 3 | 21 | 27 | -64 |
12/10/14 17:02 | 12/8/14 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | DO | P,CEO | P | 97 | 38.78 | 2 | 3 | 5 | 56 | I | 49 | 19 | 10 | -1 | 8 | 7 | 5 | 0 | 2 | 0 | 2 | 24 | 27 | -63 |
12/9/14 16:50 | 12/5/14 | CSWC | Fund | CEF | Closed-End Funds | Ligon Samuel B | TX | D | | P | 15 | 39.00 | 2 | 0 | 3 | 12 | D | 51 | 14 | 9 | -2 | 9 | 6 | 4 | -1 | 1 | 2 | 3 | 24 | 28 | -62 |
9/22/14 17:23 | 9/18/14 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 77 | 23.95 | 2 | 3 | 59 | 9 | D | 41 | 12 | 10 | 11 | 9 | 7 | -1 | -2 | -1 | -3 | -10 | 4 | 25 | 23 |
9/22/14 17:21 | 8/6/14 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 24 | 23.95 | 2 | 1 | 23 | 5 | D | 41 | 12 | 10 | 11 | 9 | 7 | -1 | -2 | -1 | -3 | -10 | 4 | 25 | 23 |
6/24/14 15:18 | 6/23/14 | CSWC | Fund | CEF | Closed-End Funds | Golden Matthew Bailey | TX | O | VP | P | 53 | 35.36 | 3 | 2 | 50 | 5 | I | 42 | 3 | 4 | -1 | 0 | -2 | -2 | -1 | 1 | 2 | 4 | 12 | 16 | 45 |
6/24/14 15:16 | 6/23/14 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -71 | 35.31 | 3 | -2 | -31 | 4 | D | 42 | 3 | 4 | -1 | 0 | -2 | -2 | -1 | 1 | 2 | 4 | 12 | 16 | 45 |
6/6/14 16:22 | 6/4/14 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | DO | P,CEO | P.m | 106 | 35.29 | 3 | 3 | 38 | 11 | I | 68 | 2 | 5 | 2 | 0 | 2 | 0 | 0 | 1 | 1 | 4 | 12 | 10 | 40 |
5/22/14 10:46 | 5/20/14 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | O | SVP,CIO | P | 175 | 35.09 | 2 | 5 | 50 | 15 | D | 70 | 4 | 6 | 0 | 1 | 0 | 0 | 0 | 0 | 2 | 0 | 3 | 5 | 47 |
3/26/14 10:50 | 3/24/14 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | O | SVP,CIO | P | 51 | 35.41 | 2 | 1 | 17 | 10 | D | 88 | 25 | 2 | 3 | 6 | 3 | 3 | 3 | -2 | -5 | 0 | -1 | 9 | 35 |
3/25/14 15:50 | 3/21/14 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | O | SVP,CIO | P | 52 | 35.06 | 2 | 1 | 21 | 9 | D | 88 | 21 | 0 | 5 | 5 | 1 | 2 | 2 | 1 | -3 | 0 | -1 | 11 | 38 |
3/21/14 10:10 | 3/19/14 | CSWC | Fund | CEF | Closed-End Funds | Diehl Bowen S | TX | O | SVP,CIO | P | 38 | 34.89 | 1 | 1 | 18 | 7 | D | 84 | 17 | 0 | 2 | 5 | 1 | -1 | 0 | 2 | 0 | 0 | 2 | 14 | 40 |
3/17/14 17:32 | 3/14/14 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 48 | 23.95 | 1 | 2 | 45 | 6 | D | 82 | 19 | 0 | 7 | 3 | -4 | 1 | -1 | 0 | 2 | -2 | 2 | 14 | 40 |
3/5/14 10:36 | 3/3/14 | CSWC | Fund | CEF | Closed-End Funds | Neblett Glenn M. | TX | O | VP | M.d | 317 | 22.05 | 1 | 14 | 899 | 16 | D | 89 | 16 | 7 | 2 | 1 | 4 | -1 | 1 | -1 | 0 | -3 | 2 | 16 | 42 |
2/20/14 16:49 | 2/19/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 863 | 22.12 | 2 | 39 | 10 | 445 | D | 89 | 26 | 2 | 4 | 1 | -1 | 3 | 2 | 1 | -2 | 0 | 1 | 3 | 41 |
2/19/14 14:49 | 2/18/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 761 | 32.37 | 2 | 24 | 6 | 406 | D | 91 | 29 | 0 | 5 | 1 | 0 | 4 | 3 | -1 | 0 | 1 | 2 | 4 | 40 |
2/19/14 14:49 | 2/18/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -804 | 34.20 | 2 | -24 | -5 | 406 | D | 91 | 29 | 0 | 5 | 1 | 0 | 4 | 3 | -1 | 0 | 1 | 2 | 4 | 40 |
2/18/14 10:28 | 2/14/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 37 | 32.37 | 2 | 1 | 0 | 406 | D | 83 | 27 | -1 | 4 | -1 | -2 | -1 | -1 | 3 | 9 | 4 | 4 | 5 | 42 |
2/18/14 10:28 | 2/14/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -39 | 33.86 | 2 | -1 | 0 | 406 | D | 83 | 27 | -1 | 4 | -1 | -2 | -1 | -1 | 3 | 9 | 4 | 4 | 5 | 42 |
2/14/14 15:09 | 2/13/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 117 | 32.37 | 2 | 4 | 1 | 406 | D | 86 | 27 | -2 | 4 | -1 | -1 | -1 | 0 | 0 | 5 | 3 | 4 | 6 | 38 |
2/14/14 15:09 | 2/13/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -122 | 33.89 | 2 | -4 | -1 | 406 | D | 86 | 27 | -2 | 4 | -1 | -1 | -1 | 0 | 0 | 5 | 3 | 4 | 6 | 38 |
2/14/14 15:08 | 2/12/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 1,131 | 32.37 | 2 | 35 | 9 | 406 | D | 86 | 27 | -2 | 4 | -1 | -1 | -1 | 0 | 0 | 5 | 3 | 4 | 6 | 38 |
2/14/14 15:08 | 2/12/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -1,180 | 33.76 | 2 | -35 | -8 | 406 | D | 86 | 27 | -2 | 4 | -1 | -1 | -1 | 0 | 0 | 5 | 3 | 4 | 6 | 38 |
2/13/14 12:30 | 2/11/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 165 | 32.37 | 2 | 5 | 1 | 406 | D | 84 | 28 | -2 | 6 | -3 | -3 | 2 | 1 | 0 | 4 | 4 | 4 | 6 | 35 |
2/13/14 12:30 | 2/11/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -173 | 33.90 | 2 | -5 | -1 | 406 | D | 84 | 28 | -2 | 6 | -3 | -3 | 2 | 1 | 0 | 4 | 4 | 4 | 6 | 35 |
2/10/14 12:56 | 2/6/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 38 | 32.37 | 2 | 1 | 0 | 406 | D | 84 | 29 | -5 | 3 | -4 | 0 | -4 | -2 | 1 | 1 | 5 | 5 | 7 | 33 |
2/10/14 12:56 | 2/6/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -40 | 34.02 | 2 | -1 | 0 | 406 | D | 84 | 29 | -5 | 3 | -4 | 0 | -4 | -2 | 1 | 1 | 5 | 5 | 7 | 33 |
2/7/14 16:46 | 2/5/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | M.d | 16 | 32.37 | 2 | 1 | 0 | 406 | D | 81 | 26 | -5 | 2 | -5 | -2 | -4 | 0 | 1 | 1 | 6 | 5 | 6 | 32 |
2/7/14 16:46 | 2/5/14 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | D | | S.d | -17 | 34.04 | 2 | -1 | 0 | 406 | D | 81 | 26 | -5 | 2 | -5 | -2 | -4 | 0 | 1 | 1 | 6 | 5 | 6 | 32 |
2/4/14 15:35 | 2/3/14 | CSWC | Fund | CEF | Closed-End Funds | Armes Joseph B | TX | DO | P,CEO | P | 103 | 34.37 | 2 | 3 | 60 | 8 | I | 86 | 26 | -8 | 1 | -2 | -1 | -5 | -5 | 3 | 2 | 5 | 6 | 7 | 32 |
1/31/14 16:42 | 1/31/14 | CSWC | Fund | CEF | Closed-End Funds | Brooks David R | TX | D | | P | 53 | 35.11 | 2 | 2 | New | 2 | D | 99 | 36 | -2 | 6 | 3 | 5 | 2 | 3 | -3 | -3 | 1 | 2 | 3 | 27 |
12/19/13 17:51 | 12/19/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S.d | -72 | 34.79 | 1 | -2 | -36 | 4 | D | 123 | 32 | 2 | 0 | 7 | 2 | 7 | 4 | 2 | 3 | 3 | 5 | 3 | 19 |
12/19/13 17:51 | 12/19/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | P.d | 96 | 95.79 | 1 | 1 | 38 | 4 | D | 123 | 32 | 2 | 0 | 7 | 2 | 7 | 4 | 2 | 3 | 3 | 5 | 3 | 19 |
6/20/13 16:35 | 6/20/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 38 | 95.79 | 3 | 0 | 400 | 1 | D | 85 | 39 | 35 | 16 | 13 | 0 | 0 | 1 | 0 | -1 | 5 | 3 | 0 | 4 |
6/12/13 14:37 | 6/11/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.dm | 138 | 93.49 | 3 | 1 | 543 | 2 | D | 85 | 52 | 32 | 19 | 18 | 3 | 1 | -1 | 0 | 1 | 5 | 2 | -5 | 3 |
6/12/13 14:37 | 6/11/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.dm | -205 | 138.78 | 3 | -1 | -46 | 2 | D | 85 | 52 | 32 | 19 | 18 | 3 | 1 | -1 | 0 | 1 | 5 | 2 | -5 | 3 |
6/12/13 10:34 | 6/10/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.d | 114 | 93.49 | 3 | 1 | 231 | 2 | D | 85 | 52 | 32 | 19 | 18 | 3 | 1 | -1 | 0 | 1 | 5 | 2 | -5 | 3 |
6/12/13 10:34 | 6/10/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.d | -169 | 138.26 | 3 | -1 | -41 | 2 | D | 85 | 52 | 32 | 19 | 18 | 3 | 1 | -1 | 0 | 1 | 5 | 2 | -5 | 3 |
6/10/13 16:56 | 6/6/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.dm | 168 | 93.49 | 3 | 2 | | 2 | D | 85 | 57 | 30 | 15 | 20 | 2 | 2 | -1 | 0 | -1 | 4 | -1 | -2 | 4 |
6/10/13 16:56 | 6/6/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.dm | -253 | 140.77 | 3 | -2 | -51 | 2 | D | 85 | 57 | 30 | 15 | 20 | 2 | 2 | -1 | 0 | -1 | 4 | -1 | -2 | 4 |
6/10/13 15:50 | 6/6/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -18 | 142.50 | 3 | 0 | -56 | 0 | D | 85 | 57 | 30 | 15 | 20 | 2 | 2 | -1 | 0 | -1 | 5 | -1 | -2 | 4 |
6/6/13 11:37 | 6/4/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -11 | 142.50 | 3 | 0 | -25 | 0 | D | 87 | 65 | 32 | 17 | 22 | 5 | 4 | 2 | -1 | -2 | 4 | -2 | -3 | 2 |
5/22/13 15:15 | 5/20/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -27 | 137.10 | 3 | 0 | -40 | 0 | D | 79 | 63 | 33 | 25 | 14 | 18 | 6 | 1 | 1 | 1 | 2 | 4 | -2 | 4 |
5/8/13 13:37 | 5/6/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S.m | -81 | 123.07 | 3 | -1 | -57 | 1 | D | 64 | 61 | 17 | 17 | 6 | 9 | 7 | 7 | 0 | 8 | 14 | 15 | 7 | 14 |
5/6/13 10:20 | 5/2/13 | CSWC | Fund | CEF | Closed-End Funds | Morgan Thomas Duane | TX | D | | P | 29 | 115.45 | 2 | 0 | New | 0 | D | 53 | 52 | 11 | 9 | -2 | 1 | 0 | -1 | 5 | 10 | 21 | 25 | 13 | 22 |
3/25/13 10:08 | 3/21/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -24 | 119.20 | 2 | 0 | -15 | 1 | D | 59 | 55 | 5 | 11 | 12 | -2 | -1 | -1 | -2 | -1 | -2 | 16 | 21 | 21 |
3/21/13 15:09 | 3/19/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 24 | 95.79 | 2 | 0 | 23 | 1 | D | 65 | 57 | 8 | 16 | 14 | 6 | 1 | 1 | -1 | -4 | -5 | 16 | 17 | 17 |
3/12/13 15:03 | 3/11/13 | CSWC | Fund | CEF | Closed-End Funds | Neblett Glenn M. | TX | O | Chief In | M.d | 36 | 88.20 | 3 | 0 | | 0 | D | 53 | 56 | 16 | 15 | 16 | 9 | 6 | -1 | -2 | -1 | -1 | 17 | 16 | 19 |
3/12/13 15:03 | 3/11/13 | CSWC | Fund | CEF | Closed-End Funds | Neblett Glenn M. | TX | O | Chief In | S.d | -50 | 123.72 | 3 | 0 | -67 | 0 | D | 53 | 56 | 16 | 15 | 16 | 9 | 6 | -1 | -2 | -1 | -1 | 17 | 16 | 19 |
3/12/13 13:09 | 3/8/13 | CSWC | Fund | CEF | Closed-End Funds | Martin Gary L | TX | DO | CEO | M.d | 288 | 76.74 | 3 | 4 | 4 | 102 | D | 53 | 56 | 16 | 15 | 16 | 9 | 6 | -1 | -2 | -1 | -1 | 17 | 16 | 19 |
3/7/13 16:26 | 3/6/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -25 | 124.00 | 3 | 0 | -15 | 1 | D | 54 | 61 | 18 | 13 | 19 | 13 | 9 | -1 | 0 | -1 | -4 | 17 | 14 | 16 |
3/7/13 09:24 | 3/5/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.d | 187 | 93.49 | 3 | 2 | | 2 | D | 54 | 61 | 18 | 13 | 19 | 13 | 9 | -1 | 0 | -1 | -4 | 17 | 14 | 17 |
3/7/13 09:24 | 3/5/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.d | -248 | 123.79 | 3 | -2 | -53 | 2 | D | 54 | 61 | 18 | 13 | 19 | 13 | 9 | -1 | 0 | -1 | -4 | 17 | 14 | 17 |
3/6/13 12:02 | 3/5/13 | CSWC | Fund | CEF | Closed-End Funds | Morris Tracy L. | TX | O | CFO | M.d | 98 | 80.38 | 3 | 1 | | 0 | D | 57 | 62 | 19 | 16 | 19 | 14 | 9 | 7 | -1 | -3 | -1 | 15 | 12 | 15 |
3/6/13 12:02 | 3/5/13 | CSWC | Fund | CEF | Closed-End Funds | Morris Tracy L. | TX | O | CFO | S.d | -151 | 124.06 | 3 | -1 | -86 | 0 | D | 57 | 62 | 19 | 16 | 19 | 14 | 9 | 7 | -1 | -3 | -1 | 15 | 12 | 15 |
3/6/13 10:26 | 3/4/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | M.d | 77 | 76.74 | 3 | 1 | 133 | 2 | D | 57 | 62 | 19 | 16 | 19 | 14 | 9 | 7 | -1 | -3 | -1 | 15 | 12 | 15 |
3/6/13 10:26 | 3/4/13 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.d | -124 | 124.08 | 3 | -1 | -36 | 2 | D | 57 | 62 | 19 | 16 | 19 | 14 | 9 | 7 | -1 | -3 | -1 | 15 | 12 | 15 |
3/4/13 15:06 | 3/1/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 29 | 95.79 | 2 | 0 | 30 | 1 | D | 54 | 61 | 20 | 18 | 18 | 16 | 13 | 10 | -1 | -1 | -1 | 13 | 14 | 14 |
3/1/13 09:35 | 2/28/13 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | S | -35 | 116.00 | 2 | 0 | -23 | 1 | D | 44 | 50 | 11 | 8 | 10 | 9 | 3 | 2 | 8 | 7 | 4 | 23 | 20 | 23 |
12/19/12 12:25 | 12/17/12 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S.m | -342 | 106.34 | 3 | -3 | -68 | 2 | D | 24 | 69 | 9 | -4 | 2 | 3 | 1 | 4 | 0 | -9 | -5 | 12 | 29 | 32 |
12/17/12 16:25 | 12/14/12 | CSWC | Fund | CEF | Closed-End Funds | Ashbaugh William M | TX | O | SVP | S | -106 | 105.77 | 2 | -1 | -17 | 5 | D | 23 | 59 | 5 | -8 | -2 | -1 | -3 | -1 | 3 | -5 | 0 | 15 | 35 | 34 |
11/7/12 10:16 | 11/6/12 | CSWC | Fund | CEF | Closed-End Funds | Gohlke Henry James | TX | O | VP | P | 12 | 107.98 | 2 | 0 | 6 | 2 | D | 25 | 54 | 36 | 3 | -5 | -7 | 0 | -4 | -5 | -4 | 0 | 0 | 20 | 26 |
11/7/12 10:15 | 11/5/12 | CSWC | Fund | CEF | Closed-End Funds | Gohlke Henry James | TX | O | VP | P.a | 19 | 108.00 | 2 | 0 | 10 | 2 | D | 25 | 54 | 36 | 3 | -5 | -7 | 0 | -4 | -5 | -4 | 0 | 0 | 20 | 26 |
11/6/12 15:03 | 11/5/12 | CSWC | Fund | CEF | Closed-End Funds | Gohlke Henry James | TX | O | VP | P | 19 | 108.00 | 2 | 0 | New | 0 | D | 31 | 60 | 37 | 6 | -5 | -4 | 1 | 1 | -1 | -7 | 2 | 1 | 17 | 25 |
11/1/12 14:30 | 10/31/12 | CSWC | Fund | CEF | Closed-End Funds | Strup Richard F. | TX | D | | P | 44 | 109.41 | 2 | 0 | 400 | 1 | D | 37 | 47 | 37 | 3 | -7 | -4 | -7 | 0 | 4 | -5 | 0 | 1 | 11 | 26 |
10/29/12 12:58 | 10/26/12 | CSWC | Fund | CEF | Closed-End Funds | Schwertner Ray D. | TX | O | VP | M.d | 29 | 95.79 | 1 | 0 | 40 | 1 | D | 38 | 45 | 37 | 4 | -5 | -2 | -6 | 1 | -1 | -1 | -1 | 0 | 9 | 26 |
6/25/12 12:03 | 6/22/12 | CSWC | Fund | CEF | Closed-End Funds | Peterson Jeffrey G | TX | O | VP | S | -468 | 104.07 | 4 | -5 | -100 | 0 | D | 54 | 37 | 64 | 34 | 33 | 21 | 6 | 4 | -2 | -3 | -6 | 7 | -5 | 32 |