Brooks David R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	7	-1	1	2	3	6	34	7
P	%wins				43	86	86	100	60	75	75
S	%ret	1	1	6	1	1	18	26	29	0	15
S	%wins				50	33	0	0	0		17

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/4/23 16:18	5/4/23	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO	P	152	30.36	0	5	1	671	I
3/30/22 16:39	3/29/22	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	48	23.93	0	2	7	32	D
3/10/21 18:51	3/8/21	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-3,000	75.00	0	-40	-6	657	I
2/25/21 20:09	2/23/21	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S.m	-8,051	73.19	0	-110	-14	697	I
2/11/21 17:57	2/11/21	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	31	20.57	0	2	5	30	D
1/21/21 18:40	1/19/21	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-7,984	66.53	0	-120	-13	799	I
1/6/21 20:45	1/4/21	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S.m	-1,879	62.63	0	-30	-3	919	I
3/18/20 16:14	3/18/20	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	36	8.90	0	4	16	29	D
9/3/19 16:31	8/30/19	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	53	21.37	0	3	11	25	D
12/29/17 17:28	12/28/17	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	33	16.66	0	2	10	22	D
3/16/17 11:19	3/14/17	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	166	15.98	0	10	108	20	D	-66	18	10	5	-1	0	-1	-1	1	2	2
12/16/16 12:01	12/14/16	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	47	15.82	0	3	45	10	D	-59	14	15	7	13	8	4	1	1	4	5	3
11/22/16 16:41	11/22/16	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-550	55.00	5	-10	-1	860	D	29	41	43	25	22	14	6	2	3	3	8	11
11/14/16 18:09	11/14/16	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-862	53.62	5	-16	-2	870	D	19	33	53	23	21	11	14	11	2	2	18	25
11/14/16 14:29	11/10/16	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S.m	-3,288	51.44	5	-64	-7	886	D	19	33	53	23	21	11	14	11	0	2	18	25
10/27/16 17:05	10/26/16	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-493	49.25	4	-10	-1	950	D	9	27	33	11	9	9	6	2	0	-3	25	33	25
10/26/16 15:30	10/25/16	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-483	48.25	4	-10	-1	960	D	8	23	32	12	12	11	6	3	-1	-1	24	33	29
10/21/16 16:54	10/21/16	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO,P	S	-470	47.00	3	-10	-1	970	D	5	19	45	10	6	6	5	4	1	2	14	29	34
6/27/16 14:30	6/24/16	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	56	14.00	1	4	154	7	D	-60	-72	-1	0	3	2	2	0	-2	0	2	6	18
12/16/15 19:45	12/15/15	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	16	14.14	1	1	73	3	D	-58	-64	-72	-71	-6	-5	-6	-4	-1	0	-1	0	-1	13
6/6/14 12:20	6/5/14	IBTX	Independent Bank Group, Inc.	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CEO	P	49	48.72	3	1	0	1,059	D		78	11	-8	-12	4	8	9	0	3	7	0	-15	-14
1/31/14 16:42	1/31/14	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	53	35.11	2	2	New	2	D	99	36	-2	6	3	5	2	3	-3	-3	1	2	3	27
4/5/13 14:27	4/3/13	IBTX	Independent Bank Group Inc	TX	Financ	StBnk	State Commercial Banks	Brooks David R	TX	DO	CB,CEO	P	109	26.00	3	4	0	1,027	D									-1	1	0	4	24	110

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y