11/7/24 16:25 | 11/7/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 12 | 23.07 | 0 | 1 | 3 | 16 | D | | | | | | | | | | | | | | |
9/16/24 16:07 | 9/16/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 6 | 25.03 | 0 | 0 | 2 | 15 | D | | | | | | | | | | | | | | |
6/28/24 16:03 | 6/28/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 5 | 26.13 | 0 | 0 | 2 | 13 | D | | | | | | | | | | | | | | |
5/23/24 16:16 | 5/23/24 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 13 | 25.65 | 0 | 1 | 4 | 13 | D | | | | | | | | | | | | | | |
5/7/24 16:51 | 5/6/24 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 11.20 | 0 | 0 | 34 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:45 | 5/6/24 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 11.72 | 0 | 0 | 94 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:38 | 5/6/24 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 19.41 | 0 | 0 | 20 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:38 | 5/6/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 13.60 | 0 | 0 | 39 | 1 | D | | | | | | | | | | | | | | |
12/21/23 16:03 | 12/21/23 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 12 | 23.29 | 0 | 1 | 4 | 12 | D | | | | | | | | | | | | | | |
11/2/23 16:37 | 11/2/23 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 11 | 21.67 | 0 | 1 | 5 | 11 | D | | | | | | | | | | | | | | |
10/13/23 10:38 | 10/11/23 | UTF | Cohen & Steers Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 19.67 | 0 | 0 | 52 | 1 | D | | | | | | | | | | | | | | |
10/13/23 10:26 | 10/11/23 | PTA | Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 17.27 | 0 | 0 | 26 | 1 | D | | | | | | | | | | | | | | |
7/10/23 10:57 | 7/6/23 | LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 18.00 | 0 | 0 | 33 | 1 | D | | | | | | | | | | | | | | |
7/10/23 10:55 | 7/6/23 | RNP | Cohen & Steers Reit & Preferred & Income Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 18.97 | 0 | 0 | 26 | 1 | D | | | | | | | | | | | | | | |
7/10/23 10:51 | 7/6/23 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 17.67 | 0 | 0 | 42 | 0 | D | | | | | | | | | | | | | | |
7/10/23 10:50 | 7/6/23 | RFI | Cohen & Steers Total Return Realty Fund Inc | MD | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 11.52 | 0 | 0 | 29 | 1 | D | | | | | | | | | | | | | | |
7/10/23 10:50 | 7/6/23 | PTA | Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 17.23 | 0 | 0 | 39 | 0 | D | | | | | | | | | | | | | | |
2/6/23 16:11 | 2/6/23 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 10 | 19.69 | 0 | 1 | 7 | 8 | D | | | | | | | | | | | | | | |
11/4/22 16:05 | 11/4/22 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 9 | 18.97 | 0 | 1 | 7 | 7 | D | | | | | | | | | | | | | | |
10/6/22 10:24 | 10/4/22 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 14.09 | 0 | 0 | 43 | 1 | D | | | | | | | | | | | | | | |
10/6/22 10:13 | 10/4/22 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 12.06 | 0 | 0 | 29 | 1 | D | | | | | | | | | | | | | | |
10/6/22 10:08 | 10/4/22 | UTF | Cohen & Steers Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 24.53 | 0 | 0 | 23 | 0 | D | | | | | | | | | | | | | | |
10/6/22 10:07 | 10/4/22 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 10.35 | 0 | 0 | 100 | 0 | D | | | | | | | | | | | | | | |
10/6/22 09:58 | 10/4/22 | RNP | Cohen & Steers Reit & Preferred & Income Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 20.87 | 0 | 0 | 29 | 0 | D | | | | | | | | | | | | | | |
10/6/22 09:55 | 10/4/22 | RFI | Cohen & Steers Total Return Realty Fund Inc | MD | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 12.97 | 0 | 0 | 36 | 1 | D | | | | | | | | | | | | | | |
7/5/22 11:21 | 6/30/22 | UTF | Cohen & Steers Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 25.07 | 0 | 0 | 36 | 0 | D | | | | | | | | | | | | | | |
7/5/22 11:18 | 6/30/22 | LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 19.52 | 0 | 0 | 40 | 0 | D | | | | | | | | | | | | | | |
7/5/22 11:15 | 6/30/22 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 1 | 13.46 | 0 | 0 | 24 | 1 | D | | | | | | | | | | | | | | |
7/5/22 11:14 | 6/30/22 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 1 | 10.65 | 0 | 0 | 100 | 0 | D | | | | | | | | | | | | | | |
7/5/22 11:11 | 6/30/22 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 15.85 | 0 | 0 | 40 | 0 | D | | | | | | | | | | | | | | |
7/5/22 11:08 | 6/30/22 | RNP | Cohen & Steers Reit & Preferred & Income Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 21.18 | 0 | 0 | 40 | 0 | D | | | | | | | | | | | | | | |
6/22/22 17:44 | 6/22/22 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 16 | 18.57 | 0 | 1 | 26 | 4 | D | | | | | | | | | | | | | | |
4/7/22 11:04 | 4/6/22 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 22.86 | 0 | 0 | 54 | 0 | D | | | | | | | | | | | | | | |
4/7/22 11:01 | 4/6/22 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 1 | 12.53 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/7/22 10:58 | 4/6/22 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 19.72 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/30/22 16:44 | 3/30/22 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P | 18 | 23.81 | 0 | 1 | 30 | 3 | D | | | | | | | | | | | | | | |
1/24/22 17:47 | 6/30/21 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | TX | D | | P.m | 61 | 24.93 | 0 | 2 | 999% | 2 | D | | | | | | | | | | | | | | |
12/21/21 09:46 | 12/17/21 | PTA | Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 23.73 | 0 | 0 | 50 | 0 | D | | | | | | | | | | | | | | |
12/21/21 09:40 | 12/17/21 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 17.07 | 0 | 0 | 40 | 0 | D | | | | | | | | | | | | | | |
12/21/21 09:40 | 12/17/21 | RNP | Cohen & Steers Reit & Preferred & Income Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 27.06 | 0 | 0 | 43 | 0 | D | | | | | | | | | | | | | | |
12/21/21 09:35 | 12/17/21 | LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 26.14 | 0 | 0 | 43 | 0 | D | | | | | | | | | | | | | | |
12/21/21 09:34 | 12/17/21 | RFI | Cohen & Steers Total Return Realty Fund Inc | MD | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 2 | 16.46 | 0 | 0 | 40 | 0 | D | | | | | | | | | | | | | | |
12/21/21 09:30 | 12/17/21 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 26.98 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
12/21/21 09:27 | 12/17/21 | UTF | Cohen & Steers Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 27.54 | 0 | 0 | 57 | 0 | D | | | | | | | | | | | | | | |
7/1/21 11:53 | 7/1/21 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 15.75 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
7/1/21 11:52 | 7/1/21 | LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 27.55 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
7/1/21 11:50 | 7/1/21 | RNP | Cohen & Steers Reit & Preferred & Income Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 27.20 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/1/21 16:42 | 4/1/21 | UTF | Cohen & Steers Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 28.20 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/1/21 16:42 | 4/1/21 | PTA | Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 24.90 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/1/21 16:42 | 4/1/21 | RFI | Cohen & Steers Total Return Realty Fund Inc | MD | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 4 | 14.85 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |