PNNT - Pennantpark Investment Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	81	2	5	8	14	33	52	19
P	%wins				74	86	85	62	67	67	73
S	%ret	1	1	1	0	1	4	7	0	0	4
S	%wins				100	0	0	0			25

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/14/24 16:05	3/12/24	PNNT	Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	P	34	6.80	0	5	50	15	D
2/29/24 06:54	2/26/24	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	50	6.86	0	7	3	272	M
2/14/24 07:35	2/9/24	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P.m	75	6.69	0	11	4	265	D
12/7/23 08:43	12/4/23	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P.m	20	6.40	0	3	1	251	D
11/28/23 07:18	11/22/23	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	10	6.47	0	2	1	247	D
8/23/23 21:46	8/22/23	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	25	6.45	0	4	2	246	D
8/16/23 17:04	8/14/23	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	75	6.84	0	11	5	242	D
6/13/23 16:46	6/9/23	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	47	5.86	0	8	3	252	D
6/5/23 16:49	6/1/23	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	138	5.51	0	25	11	244	D
5/19/23 06:41	5/18/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	134	5.59	0	24	2	1,307	I
5/18/23 07:02	5/17/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	127	5.53	0	23	2	1,283	I
5/17/23 07:58	5/15/23	PNNT	Fund	CEF	Closed-End Funds	Allorto Richard T Jr	NY	O	CFO,Trea	P	54	5.35	0	10	New	10	D
5/17/23 07:52	5/16/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	114	5.42	0	21	2	1,260	I
5/16/23 06:47	5/15/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	134	5.37	0	25	2	1,239	I
5/16/23 06:42	5/12/23	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	50	5.22	0	10	4	226	D
3/13/23 16:30	3/9/23	PNNT	Fund	CEF	Closed-End Funds	Briones Jose A	FL	D		P	50	5.60	0	9	4	216	D
2/17/23 16:44	2/17/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	155	5.75	0	27	2	1,214	I
2/14/23 16:06	2/13/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	143	5.73	0	25	2	1,187	I
2/13/23 16:05	2/10/23	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	FL	DOH	CB,CEO	P	168	5.61	0	30	3	1,162	I
12/21/20 16:05	12/17/20	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	33	4.43	0	8	4	219	D
12/17/20 16:42	12/15/20	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	65	4.46	0	14	7	212	D
12/15/20 16:05	12/11/20	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	36	4.51	0	8	4	197	D
3/25/20 09:00	3/23/20	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	58	2.01	0	29	22	162	D
3/23/20 09:00	3/18/20	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	60	2.22	0	27	25	133	D
3/23/20 09:00	3/20/20	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	80	2.50	0	32	3	1,132	I
3/19/20 17:16	3/19/20	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	80	2.30	0	35	3	1,100	I
3/18/20 17:42	3/18/20	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	65	2.17	0	30	3	1,065	I
2/14/20 09:00	2/13/20	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	53	6.59	0	8	1	1,035	I
2/13/20 09:00	2/12/20	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	66	6.56	0	10	1	1,027	I
12/3/19 16:34	12/2/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	99	6.17	0	16	2	1,017	I
11/27/19 09:00	11/26/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	104	6.09	0	17	2	1,001	I
11/26/19 09:08	11/25/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	97	6.08	0	16	2	984	I
8/16/19 08:58	8/15/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	95	6.35	0	15	2	968	I
8/14/19 08:58	8/13/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	109	6.40	0	17	2	953	I
8/13/19 09:00	8/12/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	94	6.30	0	15	2	936	I
8/12/19 09:00	8/9/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	96	6.39	0	15	2	921	I
5/17/19 09:09	5/16/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	109	6.59	0	17	2	906	I
5/16/19 09:00	5/15/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	99	6.58	0	15	2	889	I
5/15/19 09:09	5/14/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	92	6.59	0	14	2	874	I
5/14/19 09:02	5/13/19	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	104	6.52	0	16	2	860	I
2/12/18 16:05	2/9/18	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	69	6.94	0	10	1	844	I
12/6/17 18:07	12/6/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	88	7.31	0	12	1	834	I
12/5/17 18:22	12/5/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	93	7.13	0	13	2	822	I
12/5/17 16:10	12/4/17	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	71	7.14	0	10	10	106	D
12/5/17 08:47	12/4/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	100	7.14	0	14	2	809	I
12/4/17 09:35	12/1/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	85	7.10	0	12	2	795	I
8/15/17 20:03	8/14/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P.m	213	7.62	0	28	4	783	I
8/10/17 17:37	8/9/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P.m	247	7.72	0	32	4	745	I
5/17/17 18:07	5/16/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P.m	247	7.72	2	32	5	713	I	10	37	10	-7	-5	-2	-3	-5
5/15/17 19:52	5/12/17	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P.m	218	7.78	2	28	4	681	I	10	37	10	-7	-5	-2	-3	-5
12/8/16 20:47	12/6/16	PNNT	Fund	CEF	Closed-End Funds	Bernstein Adam K	NY	D		P	2	7.67	4	0	0	46	D	2	36	25	-2	2	2	5	3	0	1	4	7
12/8/16 17:01	12/6/16	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		S	-36	7.61	4	-5	-1	321	I	2	36	25	-2	2	2	5	3	0	1	4	7
12/2/16 16:10	12/1/16	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	75	7.52	3	10	2	663	D	-6	22	23	-2	-1	-2	-2	2	2	3	7	14
11/30/16 16:20	11/29/16	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	74	7.44	3	10	2	653	I	-10	21	23	-4	-1	2	-3	5	1	3	7	20
11/29/16 16:10	11/28/16	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	74	7.38	3	10	2	643	I	-11	23	23	-3	-2	1	-3	2	1	3	7	20
11/28/16 09:01	11/23/16	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	198	7.08	3	28	41	96	D	-11	21	21	-3	-4	1	-4	-6	1	3	10	22
11/28/16 09:00	11/23/16	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P.m	143	7.16	3	20	3	633	I	-11	21	21	-3	-4	1	-4	-6	1	3	10	22
2/12/16 16:09	2/10/16	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	46	4.99	2	9	5	189	D	-43	-37	-29	-24	-16	-2	-1	-5	1	6	22	30	60	92
2/10/16 10:36	2/8/16	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	57	5.22	2	11	6	180	D	-41	-37	-28	-24	-15	4	-3	-5	-1	7	17	28	60	85
12/9/15 16:40	12/8/15	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	101	6.73	4	15	5	325	I	-29	-25	-25	-10	0	1	-5	-7	0	-3	-1	-3	12	39
12/7/15 16:37	12/4/15	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	34	7.24	4	5	2	310	I	-23	-23	-19	-2	4	11	3	-1	-4	-10	-3	-7	6	28
11/30/15 09:23	11/25/15	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	71	7.07	4	10	3	306	D	-24	-28	-21	-3	-2	0	6	2	3	3	-8	-12	1	23
11/20/15 16:57	11/19/15	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	113	6.65	3	17	6	296	I	-24	-27	-24	-2	-3	0	-2	4	0	3	-6	-18	0	33
11/18/15 17:02	11/16/15	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	65	6.50	3	10	17	68	D	-27	-30	-26	-10	-7	-3	-6	2	2	4	-2	-14	0	33
11/17/15 16:16	11/16/15	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	65	6.52	3	10	4	279	I	-27	-31	-26	-11	-5	-1	-5	2	2	4	0	-11	5	35
11/17/15 12:25	11/13/15	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	37	6.42	3	6	4	169	D	-27	-31	-26	-11	-5	-1	-5	2	0	4	0	-11	5	35
11/13/15 15:23	11/12/15	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	211	6.50	3	32	14	269	M	-28	-32	-27	-14	-3	-7	-9	-8	0	6	-8	-14	8	41
2/20/15 17:04	2/19/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	77	9.59	7	8	1	613	I	1	-7	-14	-9	1	13	1	2	1	2	0	4	-14	-32
2/18/15 16:57	2/17/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	O	CB,CEO ,	P	104	9.46	8	11	2	613	I	1	-8	-15	-10	-3	10	6	2	1	2	0	5	-13	-33
2/13/15 16:00	2/12/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	65	9.32	8	7	1	602	I	1	-9	-16	-12	-3	9	9	-2	0	1	1	4	-12	-36
2/12/15 16:10	2/11/15	PNNT	Fund	CEF	Closed-End Funds	Bernstein Adam K	NY	D		P	25	9.16	8	3	3	92	D	1	-10	-16	-13	-4	8	13	-3	2	3	3	5	-11	-37
2/12/15 16:05	2/11/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	93	9.27	8	10	2	595	I	1	-10	-16	-13	-4	8	13	-3	2	3	3	5	-11	-37
2/11/15 16:52	2/10/15	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	165	9.44	8	17	12	163	D	2	-9	-16	-11	-3	8	11	5	0	3	4	5	-10	-36
2/11/15 16:05	2/10/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	75	9.32	8	8	1	585	I	2	-9	-16	-11	-3	8	11	5	0	3	4	5	-10	-36
2/10/15 16:19	2/9/15	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	121	9.54	8	13	28	58	D	5	-7	-13	-8	0	11	12	11	-1	1	3	4	-10	-35
2/10/15 16:18	2/9/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO ,	P	114	9.48	8	12	2	577	I	5	-7	-13	-8	0	11	12	11	-1	1	3	4	-10	-35
2/9/15 16:14	2/6/15	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	118	9.44	8	13	9	146	D	2	-5	-12	-8	0	9	12	12	-2	0	1	3	-13	-34
2/9/15 16:10	2/6/15	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	190	9.50	8	20	4	557	I	2	-5	-12	-8	0	9	12	12	-2	0	1	3	-13	-34
5/15/14 16:08	5/13/14	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	95	10.76	5	9	4	236	M	32	3	0	-3	-4	-2	1	2	1	1	5	11	6	-1
5/13/14 16:00	5/9/14	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	212	10.59	5	20	18	133	M	33	8	1	-2	-2	-1	2	3	0	1	4	11	5	-2
2/22/13 17:35	2/21/13	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	399	11.39	7	35	18	227	I	9	15	9	13	2	1	1	-1	-1	0	3	0	0	10
2/19/13 07:25	2/13/13	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P.m	577	11.34	6	51	36	192	I	11	18	12	16	1	3	1	1	2	0	3	1	2	12
5/16/12 14:09	5/14/12	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	20	9.86	3	2	5	43	D	18	-9	-1	-6	-8	-6	-2	-2	-1	-2	2	12	9	27
2/24/12 15:38	2/22/12	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	148	11.00	6	14	11	141	I	33	0	20	13	6	6	5	2	-1	-1	-3	-11	1	14
2/14/12 16:35	2/13/12	PNNT	Fund	CEF	Closed-End Funds	Flug Jeffrey	NY	D		P	274	10.73	9	26	25	128	D	36	-7	15	7	5	1	1	0	-1	3	4	-6	5	19
8/8/11 12:11	8/5/11	PNNT	Fund	CEF	Closed-End Funds	Bernstein Adam K	NY	D		P	25	9.87	4	3	3	89	D	50	5	-19	-15	-10	-9	-9	-2	-10	-2	-2	10	11	19
11/22/10 11:02	11/19/10	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	22	11.22	3	2	5	39	D	503	48	23	14	2	-1	-3	2	0	6	14	14	11	1
8/13/10 10:03	8/12/10	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	51	10.19	2	5	1	474	D	84	26	13	0	8	2	-3	-5	-1	0	5	16	29	6
8/13/10 10:03	8/12/10	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	15	10.17	2	2	4	37	D	84	26	13	0	8	2	-3	-5	-1	0	5	16	29	6
5/7/10 20:33	5/7/10	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	48	9.59	4	5	1	463	D	55	105	26	9	-10	-14	-15	-14	9	15	5	17	32	45
5/7/10 18:27	5/7/10	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	187	9.34	4	20	22	112	D	55	105	26	9	-10	-14	-15	-14	9	15	5	17	32	45
5/7/10 16:21	5/7/10	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	19	9.62	4	2	6	35	D	55	105	26	9	-10	-14	-15	-14	9	15	5	17	32	45
3/3/10 11:22	3/2/10	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	100	10.00	2	10	12	92	D	49	299	31	27	4	9	-2	0	-5	2	4	-3	3	35
2/23/10 09:39	2/22/10	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	20	10.42	2	2	6	33	D	46	332	34	34	12	15	12	5	-1	2	2	-7	1	33
2/10/10 11:04	2/8/10	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	37	9.33	2	4	1	453	D	19	269	12	24	5	-4	3	5	1	8	15	10	19	47
2/8/10 13:12	2/5/10	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	63	9.06	2	7	2	449	D	16	252	18	22	1	-6	-3	-1	2	5	15	2	21	58
12/9/09 11:35	12/8/09	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	18	8.97	1	2	7	31	D	12	157	24	2	10	9	8	3	0	0	9	24	17	55
11/30/09 11:58	11/25/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	34	8.47	1	4	1	437	D	-3	236	22	4	-2	6	1	-3	3	8	12	27	23	59
11/24/09 09:23	11/23/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	67	8.41	1	8	2	433	D	11	336	41	-2	5	7	11	5	-1	3	8	24	23	47
11/23/09 14:05	11/20/09	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	81	8.10	1	10	14	82	D	5	319	25	-5	0	5	2	-1	5	5	13	30	23	53
8/17/09 14:36	8/14/09	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	16	8.23	1	2	8	29										4	3	11	-4	28	42
8/12/09 11:49	8/11/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	44	8.70	1	5	1	418	D	-12	41	243	48	21	18	4	6	4	-1	7	-5	16	33
8/10/09 12:21	8/7/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	62	8.89	1	7	2	413	D	-11	57	228	51	24	25	14	5	-1	-8	-5	-9	9	32
5/26/09 12:31	5/22/09	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	13	6.50	1	2	8	26	D	-42	-4	194	133	36	22	15	6	7	12	7	36	38	66
5/26/09 12:30	5/22/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	29	6.50	1	5	1	399	D	-42	-4	194	133	36	22	15	6	7	12	7	36	38	66
5/19/09 18:07	5/15/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P.m	47	5.90	1	8	2	395	D	-47	-10	171	133	38	17	3	6	3	14	20	36	35	83
2/25/09 10:52	2/24/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	25	3.11	0	8	2	375	B									-2	-5	14	135	210	282
2/25/09 10:51	2/24/09	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	4	3.00	0	1	2	70										-2	-5	14	135	210	282
2/23/09 12:37	2/20/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	32	2.88	0	11	3	367	B									10	5	26	137	223	332
2/20/09 15:02	2/19/09	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	15	2.98	0	5	26	24										3	7	19	134	223	322
2/19/09 15:28	2/18/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	20	2.86	0	7	2	356	B									3	17	33	134	239	332
2/18/09 17:23	2/17/09	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	28	2.77	0	10	3	349	B									3	13	36	131	220	332
12/10/08 11:03	12/10/08	PNNT	Fund	CEF	Closed-End Funds	Bernstein Adam K	NY	D		P	12	3.97	1	3	4	84	D		-59	-50	-53	-14	41	28	25	-7	-5	9	1	121	186
12/8/08 14:26	12/8/08	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	18	3.80	1	5	34	18	D		-65	-53	-57	-23	27	24	16	21	2	24	-4	148	213
12/8/08 10:59	12/5/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	28	3.45	1	8	3	327	D		-65	-53	-57	-23	27	24	16	21	2	24	-4	148	213
12/2/08 12:22	12/1/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	33	3.03	1	11	4	319	D		-74	-64	-66	-50	-25	9	-3	10	54	41	25	215	290
11/26/08 14:07	11/25/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	29	2.87	1	10	3	308	D		-72	-64	-65	-51	-29	2	19	7	22	43	15	178	267
11/26/08 10:53	11/24/08	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	103	2.80	1	37	118	68	D		-72	-64	-65	-51	-29	2	19	7	22	43	15	178	267
8/11/08 16:01	8/7/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO,	P.a	65	7.25	1	9	3	289	D		-40	-28	-5	0	3	7	11	0	9	9	-49	-58	46
8/8/08 11:10	8/7/08	PNNT	Fund	CEF	Closed-End Funds	Pennantpark Investment Corp	NY	DOH	CB,CEO,	P	65	7.25	1	9	3	299	D		-43	-33	-11	-1	0	7	17	4	15	19	-41	-52	57
5/13/08 17:50	5/13/08	PNNT	Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	158	7.90	1	20	186	31	D		-42	-29	-21	-7	13	-1	0	0	2	2	-4	-49	-8
5/13/08 17:40	5/13/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	40	7.96	1	5	2	274	D		-42	-29	-21	-7	13	-1	0	0	2	2	-4	-49	-8
5/13/08 16:27	5/12/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	78	7.79	1	10	4	269	D		-42	-29	-21	-7	13	-1	0	0	2	2	-4	-49	-8
5/13/08 16:21	5/12/08	PNNT	Fund	CEF	Closed-End Funds	Bernstein Adam K	NY	D		P	40	7.94	1	5	7	77	D		-42	-29	-21	-7	13	-1	0	0	2	2	-4	-49	-8
2/29/08 10:26	2/28/08	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	30	9.63	1	3	32	13	D			-22	-10	-6	-12	-1	-2	-4	-7	-10	-12	-11	-64
2/19/08 15:41	2/19/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	49	9.89	1	5	2	253	D			-21	-16	-3	-13	-8	-6	1	1	-12	-16	-13	-68
2/14/08 18:27	2/14/08	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	75	9.99	1	8	3	248	D			-20	-17	-2	-4	-11	-6	0	1	-12	-16	-15	-66
12/19/07 17:17	12/19/07	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	63	9.71	2	7	3	235	D			-34	-27	-23	-17	-11	-5	5	16	5	-8	-11	-59
12/18/07 17:37	12/18/07	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	47	9.46	2	5	2	229	D			-37	-30	-26	-17	-18	-9	2	17	9	-7	-13	-61
12/18/07 17:29	12/17/07	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P.a	94	9.36	2	10	5	224	D			-37	-30	-26	-17	-18	-9	2	17	9	-7	-13	-61
12/17/07 16:34	12/17/07	PNNT	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	28	9.19	2	3	44	10	D			-34	-25	-24	-3	-12	-4	5	11	15	-3	-7	-54
12/17/07 16:27	12/17/07	PNNT	Fund	CEF	Closed-End Funds	Penn Arthur H	NY	DOH	CB,CEO	P	94	9.36	2	10	5	224	D			-34	-25	-24	-3	-12	-4	5	11	15	-3	-7	-54

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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