Katz Samuel L - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	25	1	4	7	12	25	43	15
P	%wins				72	92	88	72	76	76	79

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/13/23 16:46	6/9/23	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	47	5.86	0	8	3	252	D
6/5/23 16:49	6/1/23	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	138	5.51	0	25	11	244	D
12/21/20 16:05	12/17/20	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	33	4.43	0	8	4	219	D
12/21/20 16:05	12/17/20	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		S.m	-184	10.48	0	-18	-11	147	D
12/17/20 16:42	12/15/20	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	65	4.46	0	14	7	212	D
12/17/20 16:41	12/15/20	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		S.m	-272	10.80	0	-25	-13	165	D
12/15/20 16:05	12/11/20	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		S.m	-188	10.85	0	-17	-8	190	D
12/15/20 16:05	12/11/20	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	36	4.51	0	8	4	197	D
6/11/20 16:05	6/10/20	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	132	8.83	0	15	8	207	D
9/5/19 16:05	9/4/19	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	285	11.42	0	25	15	192	D
5/14/19 16:43	5/10/19	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	242	12.11	0	20	14	167	D
2/28/18 16:07	2/27/18	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	127	12.73	0	10	7	147	D
2/27/18 16:05	2/26/18	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	215	12.64	0	17	14	137	D
2/12/16 16:09	2/10/16	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	46	4.99	2	9	5	189	D	-43	-37	-29	-24	-16	-2	-1	-5	1	6	22	30	60	92
2/12/16 16:06	2/11/16	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	43	10.50	1	4	4	120	D	-11	-16	-17	-8	-6	-3	-4	-1	1	5	10	16	28	45
2/10/16 10:36	2/8/16	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	57	5.22	2	11	6	180	D	-41	-37	-28	-24	-15	4	-3	-5	-1	7	17	28	60	85
2/10/16 10:33	2/9/16	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	62	10.52	1	6	5	116	D	-10	-15	-18	-10	-4	4	-3	-3	1	4	10	16	28	46
11/17/15 12:25	11/13/15	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	37	6.42	3	6	4	169	D	-27	-31	-26	-11	-5	-1	-5	2	0	4	0	-11	5	35
9/8/15 17:08	9/4/15	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	245	12.23	2	20	22	110	D	8	-6	-8	-11	-9	-4	2	1	1	2	-1	-2	-2	17
8/28/15 06:03	8/26/15	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	90	12.00	2	7	10	80	D	8	-6	-8	-11	-13	-8	-5	2	-1	0	-4	-2	-3	17
8/26/15 06:05	8/24/15	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	151	12.08	2	13	21	72	D	4	-8	-10	-13	-15	-11	-6	-5	0	1	1	0	-1	20
2/11/15 16:52	2/10/15	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	165	9.44	8	17	12	163	D	2	-9	-16	-11	-3	8	11	5	0	3	4	5	-10	-36
2/9/15 16:14	2/6/15	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	118	9.44	8	13	9	146	D	2	-5	-12	-8	0	9	12	12	-2	0	1	3	-13	-34
8/27/14 16:16	8/26/14	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	113	14.16	1	8	13	70	D	34	14	4	5	1	2	1	1	0	0	-1	2	2	-8
8/25/14 15:18	8/21/14	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P.m	28	14.03	1	2	3	62	D	32	13	4	3	1	3	1	1	0	0	1	3	3	-8
5/19/14 18:05	5/15/14	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	4	13.65	1	0	1	60	D	36	5	8	0	2	1	1	1	-1	0	0	3	5	9
5/13/14 16:00	5/9/14	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	212	10.59	5	20	18	133	M	33	8	1	-2	-2	-1	2	3	0	1	4	11	5	-2
3/25/13 14:09	3/21/13	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	420	14.00	2	30	102	60	D		28	14	11	2	-1	-1	-1	0	-1	2	3	3	7
8/15/11 09:59	8/12/11	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	21	10.60	1	2	7	30	D				-18	-15	-12	-10	-3	6	7	4	-1	15	28
8/11/11 10:46	8/10/11	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	108	10.80	1	10	57	28	D				-20	-16	-15	-10	-9	1	11	6	2	15	29
8/10/11 17:55	8/9/11	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	141	10.87	1	13	289	18	D				-17	-11	-12	-8	-6	1	7	6	1	13	28
8/9/11 12:06	8/8/11	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	49	10.83	0	5	New	5	D				-14	-10	-10	-5	-6	-2	0	2	-4	6	22
5/7/10 18:27	5/7/10	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	187	9.34	4	20	22	112	D	55	105	26	9	-10	-14	-15	-14	9	15	5	17	32	45
3/3/10 11:22	3/2/10	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	100	10.00	2	10	12	92	D	49	299	31	27	4	9	-2	0	-5	2	4	-3	3	35
11/23/09 14:05	11/20/09	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	81	8.10	1	10	14	82	D	5	319	25	-5	0	5	2	-1	5	5	13	30	23	53
2/25/09 10:51	2/24/09	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	4	3.00	0	1	2	70										-2	-5	14	135	210	282
11/26/08 10:53	11/24/08	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	103	2.80	1	37	118	68	D		-72	-64	-65	-51	-29	2	19	7	22	43	15	178	267
5/13/08 17:50	5/13/08	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	Katz Samuel L	NY	D		P	158	7.90	1	20	186	31	D		-42	-29	-21	-7	13	-1	0	0	2	2	-4	-49	-8
4/28/05 14:53	4/26/05	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M.dm	5,716	15.60	0	366	150	611	M
4/26/05 16:46	4/22/05	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M.d	0	0.00	0	28	15	208	I
7/12/04 16:18	7/8/04	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M.d	883	9.81	0	90	101	179	D
7/12/04 16:18	7/8/04	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	S.d	-2,241	24.90	0	-90	-33	179	D
5/14/04 16:13	4/22/04	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M.ad	0	0.00	0	27	17	179	I
4/26/04 16:19	4/22/04	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M.d	0	0.00	0	27	19	169	D
4/8/04 16:52	4/6/04	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M.d	885	9.81	0	90	145	153	D
4/8/04 16:52	4/6/04	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	S.d	-2,247	24.90	0	-90	-37	153	D
12/2/03 16:58	12/1/03	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M	491	9.81	0	50	49	153	D
12/2/03 16:58	12/1/03	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	S	-1,105	22.10	0	-50	-25	153	D
11/4/03 16:43	11/3/03	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M	491	9.81	0	50	49	153	D
11/4/03 16:43	11/3/03	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	S	-1,020	20.40	0	-50	-25	153	D
10/23/03 16:36	10/21/03	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	M	1,963	9.81	0	200		153	D
10/23/03 16:36	10/21/03	CD	Cendant Corp	DE	RlEst	RlEst	Real Estate Agents & Managers	Katz Samuel L	NY	O	Chr Trvl	S	-4,000	20.00	0	-200	-57	153	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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