Efrat Aviv - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	19	2	3	6	12	29	43	16
P	%wins				68	84	84	53	72	83	74

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/25/20 09:00	3/23/20	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	58	2.01	0	29	22	162	D
3/25/20 09:00	3/23/20	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	70	3.90	0	18	20	109	D
3/24/20 09:00	3/20/20	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	126	4.36	0	29	46	91	D
3/23/20 09:00	3/18/20	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	60	2.22	0	27	25	133	D
3/3/20 16:10	2/28/20	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	184	10.81	0	17	38	62	D
5/20/19 16:17	5/17/19	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	99	12.05	0	8	22	45	D
5/16/19 16:24	5/14/19	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	99	12.05	0	8	29	37	D
12/5/17 16:10	12/4/17	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	71	7.14	0	10	10	106	D
11/28/16 09:01	11/23/16	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	198	7.08	3	28	41	96	D	-11	21	21	-3	-4	1	-4	-6	1	3	10	22
11/18/15 17:02	11/16/15	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	65	6.50	3	10	17	68	D	-27	-30	-26	-10	-7	-3	-6	2	2	4	-2	-14	0	33
8/21/15 06:04	8/20/15	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	193	12.85	1	15	109	29	D	12	-3	-5	-9	-9	-5	-5	-2	0	-3	-1	-7	-7	14
2/10/15 16:19	2/9/15	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	121	9.54	8	13	28	58	D	5	-7	-13	-8	0	11	12	11	-1	1	3	4	-10	-35
5/22/13 17:37	5/22/13	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	116	14.45	1	8	139	14	D	29	32	19	3	3	2	0	1	0	0	2	-7	-1	3
5/16/12 14:09	5/14/12	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	20	9.86	3	2	5	43	D	18	-9	-1	-6	-8	-6	-2	-2	-1	-2	2	12	9	27
12/2/11 11:23	11/30/11	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	32	10.53	0	3	109	6	D			-15	-10	2	2	3	1	2	2	1	14	14	33
8/10/11 11:57	8/9/11	PFLT	Pennantpark Floating Rate Capital Ltd.	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO	P	30	10.86	1	3	New	3	D				-17	-11	-12	-8	-6	-4	4	2	-3	9	25
11/22/10 11:02	11/19/10	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	22	11.22	3	2	5	39	D	503	48	23	14	2	-1	-3	2	0	6	14	14	11	1
8/13/10 10:03	8/12/10	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	15	10.17	2	2	4	37	D	84	26	13	0	8	2	-3	-5	-1	0	5	16	29	6
5/7/10 16:21	5/7/10	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	19	9.62	4	2	6	35	D	55	105	26	9	-10	-14	-15	-14	9	15	5	17	32	45
2/23/10 09:39	2/22/10	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	20	10.42	2	2	6	33	D	46	332	34	34	12	15	12	5	-1	2	2	-7	1	33
12/9/09 11:35	12/8/09	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	18	8.97	1	2	7	31	D	12	157	24	2	10	9	8	3	0	0	9	24	17	55
8/17/09 14:36	8/14/09	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	16	8.23	1	2	8	29										4	3	11	-4	28	42
5/26/09 12:31	5/22/09	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	13	6.50	1	2	8	26	D	-42	-4	194	133	36	22	15	6	7	12	7	36	38	66
2/20/09 15:02	2/19/09	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	15	2.98	0	5	26	24										3	7	19	134	223	322
12/8/08 14:26	12/8/08	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	18	3.80	1	5	34	18	D		-65	-53	-57	-23	27	24	16	21	2	24	-4	148	213
2/29/08 10:26	2/28/08	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	30	9.63	1	3	32	13	D			-22	-10	-6	-12	-1	-2	-4	-7	-10	-12	-11	-64
12/17/07 16:34	12/17/07	PNNT	Pennantpark Investment Corp	Fund	CEF	Closed-End Funds	Efrat Aviv	NY	O	CFO,Trea	P	28	9.19	2	3	44	10	D			-34	-25	-24	-3	-12	-4	5	11	15	-3	-7	-54

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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