CIK: 1662140 - Address: 360 S. Rosemary Ave., Suite 1420, West Palm Beach, FL 33401
18 results

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2/13/23 18:56
2/10/23
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewFLHPortfoliS-39618.420-21-1000D
1/25/22 20:24
1/24/22
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHOfficer P7514.9505871D
11/17/21 14:51
11/15/21
RIVRTRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHOfficer P.a27816.810173366D
11/16/21 16:51
11/15/21
RIVRTRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHOfficer P27816.810172583D
4/21/21 12:00
4/19/21
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliS-10019.290-5-1000D
4/14/21 15:16
4/12/21
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliS-30815.330-20-1000D
10/13/20 16:14
10/7/20
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP6913.88053519D
3/25/20 12:22
3/23/20
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP239.3803648D
3/20/20 16:30
3/17/20
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP18518.5001010020D
12/26/19 13:55
12/17/19
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP8116.21055514D
11/12/19 11:36
11/7/19
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP8116.20051344D
10/24/19 19:13
10/24/19
RIVRTRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHOfficer S-10.05330-24-6115D
7/30/19 14:16
7/26/19
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP10020.0005New5D
10/29/18 17:03
10/26/18
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP20020.00010New10D
1/18/18 17:06
1/5/18
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP4618.4003438D
1/3/18 15:48
12/29/17
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP4618.3903776D
11/28/17 17:14
11/22/17
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP5918.2003New3D
12/30/15 16:07
12/29/15
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsO'Neill Stephen AndrewILHPortfoliP50020.00025New25D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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