CIK: 1552955 - Address: C/o Mackay Shields LLC, 1345 Avenue of the Americas, New York, NY 10105
4 results

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S%ret1110102-101
S%wins1000100010060

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5/21/20 21:06
5/21/20
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsDowden DavidNYHPortfoliP816.45011001D
12/31/19 19:08
12/31/19
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsDowden DavidNJHPortfoliP519.24001001D
7/31/19 21:29
7/29/19
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End FundsDowden DavidNYOPortfoliP519.9600New0D
5/9/16 12:55
5/6/16
MMDMainstay Definedterm Municipal Opportunities FundFundCEFClosed-End FundsDowden DavidNJHPortfoliS-10120.181-5-1000D301615742210102-1

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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