JFR - Nuveen Floating Rate Income Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	11	0	2	2	1	-1	4	1
P	%wins				82	100	82	43	57	57	70
S	%ret	1	3	4	0	2	0	7	13	24	9
S	%wins				75	25	50	0	0	0	25

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/11/24 17:42	3/11/24	JFR	Fund	CEF	Closed-End Funds	Perry Michael A	IL	O	VP	P	108	8.67	0	12	New	12	M
12/15/23 15:31	12/15/23	JFR	Fund	CEF	Closed-End Funds	Thornton Matthew III	IL	H	Trustee	P	237	8.16	0	29	New	29	D
10/26/23 18:17	10/26/23	JFR	Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	S	-11	7.67	0	-1	-82	0	D
10/4/23 14:41	10/3/23	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-233	7.90	0	-30	-39	47	D
9/29/23 10:41	9/27/23	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-284	8.11	0	-35	-31	77	D
9/27/23 09:40	9/26/23	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-203	8.13	0	-25	-18	112	D
9/8/23 16:50	9/6/23	JFR	Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	P	18	8.19	0	2	7	33	D
5/3/21 11:34	4/29/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-89	9.51	0	-9	0	5,666	I
4/29/21 11:07	4/27/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,926	9.56	0	-201	-3	5,675	I
4/27/21 13:57	4/23/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-980	9.57	0	-102	-2	5,877	I
4/23/21 12:19	4/21/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-240	9.59	0	-25	0	5,979	I
4/21/21 10:50	4/16/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-490	9.63	0	-51	-1	6,004	I
4/16/21 14:37	4/14/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-840	9.64	0	-87	-1	6,055	I
4/14/21 09:48	4/12/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,807	9.70	0	-186	-3	6,142	I
4/12/21 12:04	4/8/21	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-3,482	9.75	0	-357	-5	6,328	I
3/9/21 08:06	3/8/21	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	66	9.42	0	7	47	22	D
3/1/21 16:26	3/25/20	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P.m	79	8.81	0	9	150	15	D
11/20/20 11:47	11/9/20	JFR	Fund	CEF	Closed-End Funds	Knights of Columbus	CT	T		S	-2,147,484	100.00	0	-37,091	-73	13,909	D
10/6/20 10:34	10/2/20	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	30	8.33	0	4	0	6,685	I
10/2/20 09:48	9/30/20	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	456	8.34	0	55	1	6,682	I
9/30/20 13:33	9/28/20	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,119	8.30	0	376	6	6,627	I
9/28/20 08:17	9/24/20	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,647	8.28	0	199	3	6,251	I
9/24/20 13:43	9/22/20	JFR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,514	8.34	0	301	5	6,052	I
6/15/20 15:46	6/11/20	JFR	Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	P	24	7.87	0	3	12	28	D
11/28/18 17:12	11/27/18	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	S	-345	9.64	0	-36	-100	0	D
10/5/18 15:15	10/3/18	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	21	10.43	0	2	50	6	D
1/24/18 11:18	1/22/18	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	400	11.18	0	36	New	36	D
4/10/17 16:57	4/6/17	JFR	Fund	CEF	Closed-End Funds	Nuveen Fund Advisors, LLC	IL	H	other	S	-80	11.40	7	-7	-100	0	D	15	22	8	-1	-5	0	-1	-1	1	0	4
4/10/17 15:37	4/6/17	JFR	Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	P	2	11.40	7	0	1	25	D	15	22	8	-1	-5	0	-1	-1	1	1	5
3/23/17 18:32	3/21/17	JFR	Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	P	8	11.31	7	1	New	1	D	15	21	8	0	-4	-6	-4	0	1	1	2
3/23/17 18:31	3/21/17	JFR	Fund	CEF	Closed-End Funds	Lamb David J	IL	O	VP	P	45	11.30	7	4	New	4	D	15	21	8	0	-4	-6	-4	0	1	1	2
2/15/17 17:44	2/14/17	JFR	Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	P	301	12.02	4	25	New	25	D	26	43	17	10	5	1	-1	2	0	0	-6
12/21/15 13:03	12/17/15	JFR	Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	S	-15	9.67	3	-2	-100	0	I	-6	-3	-7	-4	-1	-1	0	3	0	2	-3	5	10	27
6/18/13 16:43	6/17/13	JFR	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	49	12.21	3	4	New	4	D	16	16	2	-5	-6	-8	-4	-2	-1	1	4	1	0	4
10/24/11 17:15	10/20/11	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	S	-260	10.27	2	-25	-100	0	D	27	1	-12	-10	2	6	2	2	-1	4	-1	9	18	29
5/6/10 14:29	5/4/10	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	P	301	11.90	2	25	New	25	D	18	79	27	7	-5	-7	-7	-4	-5	0	-8	-1	2	16
8/17/07 11:50	8/16/07	JFR	Fund	CEF	Closed-End Funds	Schwertfeger Timothy R	IL	H	Chairman	P	207	11.50	3	18	New	18	D	2	-3	-15	-17	-18	-7	-6	-7	4	8	7	3	-8	-5
12/21/05 12:20	12/20/05	JFR	Fund	CEF	Closed-End Funds	Evans Jack	IA	H	Trustee	P	20	12.33	3	2	New	2	I		-4	-4	-6	-1	1	-2	0	0	1	5	9	11	18
11/23/05 15:20	11/21/05	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	Trustee	S	-61	12.35	2	-5	-100	0	M		-10	-6	-7	-4	-2	-2	0	0	1	1	7	10	17
3/3/05 14:45	3/3/05	JFR	Fund	CEF	Closed-End Funds	Stein Gunther	CA	H	Portfoli	P	15	14.64	2	1	New	1	D			3	1	3	0	2	2	0	2	2	-2	-6	-4
2/23/05 10:10	2/18/05	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	Trustee	P	56	14.24	2	4	393	5	I			-1	0	1	-1	-2	-1	0	3	4	-1	-3	-1
3/29/04 16:24	3/26/04	JFR	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	Trustee	P	15	15.05	2	1	New	1	D									1	2	0	-1	0	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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