12/19/18 19:03 | 12/18/18 | JEMD | Nuveen Emerging Markets Debt 2022 Target Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | S | -158 | 7.56 | 0 | -21 | -100 | 0 | D | | | | | | | | | | | | | | |
11/28/18 17:12 | 11/27/18 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -345 | 9.64 | 0 | -36 | -100 | 0 | D | | | | | | | | | | | | | | |
6/5/18 11:57 | 6/1/18 | NUO | Nuveen Ohio Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 215 | 13.80 | 0 | 16 | 104 | 31 | D | | | | | | | | | | | | | | |
6/1/18 10:30 | 5/31/18 | NUO | Nuveen Ohio Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 207 | 13.78 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
1/25/18 12:06 | 1/23/18 | JEMD | Nuveen Emerging Markets Debt 2022 Target Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | P | 86 | 9.64 | 0 | 9 | 74 | 21 | D | | | | | | | | | | | | | | |
1/24/18 11:51 | 1/22/18 | JEMD | Nuveen Emerging Markets Debt 2022 Target Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | P | 114 | 9.53 | 0 | 12 | New | 12 | D | | | | | | | | | | | | | | |
1/24/18 11:18 | 1/22/18 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 400 | 11.18 | 0 | 36 | New | 36 | D | | | | | | | | | | | | | | |
12/19/17 16:16 | 12/15/17 | JEMD | Nuveen Emerging Markets Debt 2022 Target Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | S | -180 | 9.34 | 0 | -19 | -100 | 0 | D | | | | | | | | | | | | | | |
12/19/17 12:07 | 12/15/17 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -435 | 11.27 | 0 | -39 | -81 | 9 | D | | | | | | | | | | | | | | |
12/19/17 11:53 | 12/15/17 | JGH | Nuveen Global High Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | S | -385 | 16.68 | 0 | -23 | -100 | 0 | D | | | | | | | | | | | | | | |
10/5/17 13:13 | 10/3/17 | JEMD | Nuveen Emerging Markets Debt 2022 Target Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | P | 91 | 10.06 | 0 | 9 | New | 9 | D | | | | | | | | | | | | | | |
10/5/17 13:13 | 10/4/17 | JEMD | Nuveen Emerging Markets Debt 2022 Target Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | P | 104 | 10.10 | 0 | 10 | 114 | 19 | D | | | | | | | | | | | | | | |
9/20/17 11:52 | 9/18/17 | JGH | Nuveen Global High Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Chairman | P | 400 | 17.33 | 0 | 23 | New | 23 | D | | | | | | | | | | | | | | |
7/10/17 11:01 | 7/6/17 | JTA | Nuveen Tax Advantaged Total Return Strategy Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 50 | 12.97 | 0 | 4 | 13 | 35 | D | | | | | | | | | | | | | | |
7/5/17 16:37 | 6/30/17 | JTA | Nuveen Tax Advantaged Total Return Strategy Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P.m | 398 | 12.95 | 0 | 31 | New | 31 | D | | | | | | | | | | | | | | |
7/5/17 14:21 | 6/30/17 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 99 | 11.55 | 0 | 9 | 22 | 47 | D | | | | | | | | | | | | | | |
6/23/17 14:51 | 6/21/17 | JMF | Nuveen Energy Mlp Total Return Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | S | -474 | 11.85 | 0 | -40 | -100 | 0 | D | | | | | | | | | | | | | | |
4/24/17 14:41 | 4/21/17 | JMF | Nuveen Energy Mlp Total Return Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | S | -50 | 13.35 | 2 | -4 | -9 | 40 | D | -13 | 26 | 8 | -1 | 1 | -2 | -3 | -2 | 1 | 1 | | | | |
2/16/17 21:01 | 2/16/17 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -59 | 12.04 | 1 | -5 | -26 | 14 | D | 21 | 38 | 5 | 15 | 5 | 3 | 1 | -1 | 0 | 1 | 1 | | | |
12/9/16 17:24 | 12/7/16 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | S | -193 | 12.92 | 4 | -15 | -100 | 0 | D | 10 | 0 | -8 | -10 | -4 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | | |
12/9/16 17:20 | 12/7/16 | NUO | Nuveen Ohio Quality Income Municipal Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -300 | 15.00 | 1 | -20 | -100 | 0 | D | 7 | 5 | -9 | -10 | -3 | -1 | 0 | 1 | -1 | -1 | 2 | 0 | | |
12/9/16 17:17 | 12/7/16 | JMF | Nuveen Energy Mlp Total Return Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 150 | 13.30 | 3 | 11 | 35 | 44 | D | -12 | 47 | 13 | 6 | 2 | -1 | 3 | -1 | 0 | -2 | 3 | 2 | | |
12/9/16 17:14 | 12/7/16 | JQC | Nuveen Credit Strategies Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 217 | 8.68 | 5 | 25 | New | 25 | D | 14 | 22 | 9 | 5 | 3 | 4 | 0 | 0 | 0 | 0 | 2 | 4 | | |
12/9/16 17:06 | 12/7/16 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 353 | 11.78 | 4 | 30 | 341 | 39 | D | 22 | 33 | 16 | 11 | 5 | 3 | 0 | 1 | 0 | 0 | 4 | 3 | | |
4/20/16 16:17 | 4/18/16 | NUO | Nuveen Ohio Quality Income Municipal Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 50 | 15.95 | 0 | 3 | 19 | 20 | D | 15 | 11 | 12 | 6 | 4 | 3 | 1 | 0 | 1 | 0 | 2 | 6 | -2 | |
4/20/16 16:16 | 4/18/16 | JMF | Nuveen Energy Mlp Total Return Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 50 | 10.24 | 2 | 5 | 18 | 33 | D | -33 | -35 | -20 | 56 | 14 | 14 | 12 | 6 | 3 | 2 | 7 | 14 | 17 | |
2/4/16 16:48 | 2/2/16 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 50 | 10.22 | 1 | 5 | 35 | 19 | D | 11 | -8 | -9 | -9 | -3 | 0 | 1 | -1 | -1 | -6 | 4 | 13 | 26 | 29 |
2/4/16 16:46 | 2/2/16 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 50 | 9.43 | 2 | 5 | 151 | 9 | D | -12 | -11 | -10 | -5 | -1 | -1 | 3 | -1 | -2 | -3 | 1 | 11 | 19 | 44 |
2/4/16 16:46 | 2/2/16 | JMF | Nuveen Energy Mlp Total Return Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 50 | 8.63 | 3 | 6 | 27 | 28 | D | -46 | -51 | -40 | -37 | -6 | 4 | 15 | -6 | -5 | -24 | 13 | 33 | 48 | 84 |
12/17/15 16:36 | 12/15/15 | JMF | Nuveen Energy Mlp Total Return Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 202 | 9.24 | 4 | 22 | New | 22 | D | -40 | -43 | -43 | -33 | -31 | -21 | -3 | -1 | -2 | 17 | -20 | 13 | 39 | 56 |
12/17/15 16:34 | 12/15/15 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 202 | 13.55 | 2 | 15 | New | 15 | D | 37 | 8 | 6 | 2 | -1 | 0 | -1 | -1 | 0 | 1 | 2 | 4 | 11 | 0 |
12/17/15 16:32 | 12/15/15 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -241 | 10.19 | 1 | -24 | -63 | 14 | D | 17 | 1 | -7 | 2 | -5 | -2 | -1 | 3 | -1 | 2 | -7 | 3 | 11 | 17 |
12/17/15 16:31 | 12/15/15 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -388 | 9.17 | 2 | -42 | -92 | 4 | D | -8 | -6 | -12 | -7 | -4 | -4 | -2 | 1 | 0 | 0 | -4 | 4 | 14 | 35 |
12/17/15 16:29 | 12/15/15 | JTD | Nuveen Tax-Advantaged Dividend Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | S | -266 | 13.40 | 1 | -20 | -100 | 0 | D | 10 | -1 | -11 | -1 | -5 | -2 | -2 | 1 | -1 | 2 | -9 | 3 | 8 | 11 |
5/13/15 11:23 | 5/11/15 | NUO | Nuveen Ohio Quality Income Municipal Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 250 | 14.83 | 1 | 17 | New | 17 | D | -1 | -1 | 0 | -4 | -3 | -2 | -2 | 0 | 0 | 0 | -2 | 0 | 3 | 17 |
5/13/15 11:15 | 5/11/15 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 300 | 12.70 | 1 | 24 | 171 | 37 | D | 5 | 12 | 8 | 5 | 2 | 0 | 0 | 1 | -1 | 1 | -2 | -6 | -8 | 0 |
5/13/15 11:09 | 5/11/15 | JTD | Nuveen Tax-Advantaged Dividend Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 325 | 16.36 | 1 | 20 | New | 20 | D | 21 | 12 | 9 | 3 | 2 | -1 | 0 | 2 | 0 | 1 | 0 | -3 | -8 | -5 |
5/11/15 17:38 | 5/8/15 | SPXX | Nuveen S&p 500 Dynamic Overwrite Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -372 | 14.10 | 1 | -26 | -82 | 6 | D | 18 | 5 | 4 | 0 | 2 | 0 | 0 | 0 | 0 | 1 | -1 | 1 | 2 | 3 |
4/10/15 16:32 | 4/8/15 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 200 | 11.76 | 1 | 17 | 59 | 46 | D | 0 | 3 | 7 | 8 | 2 | 1 | 1 | 1 | 0 | 0 | -1 | -5 | -12 | -9 |
4/9/14 16:21 | 4/7/14 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 103 | 12.15 | 1 | 8 | 42 | 29 | D | 18 | -3 | 2 | 1 | 1 | 0 | -1 | 0 | 0 | -1 | 2 | 4 | -3 | 3 |
9/30/13 15:06 | 9/26/13 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Schneider William J | IL | H | Trustee | P | 100 | 18.98 | 1 | 5 | New | 5 | D | 33 | 3 | -7 | -1 | -1 | -1 | -2 | 0 | 1 | -1 | 0 | 2 | 3 | -1 |
9/30/13 15:06 | 9/26/13 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 249 | 12.28 | 3 | 20 | New | 20 | D | 39 | 4 | -6 | -6 | 1 | 1 | -2 | 0 | 1 | 0 | 1 | 0 | 3 | -1 |
1/9/13 15:40 | 1/7/13 | JPG | Nuveen Equity Premium & Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 296 | 13.33 | 0 | 22 | 228 | 32 | D | | | | | | | | | | | | | | |
8/14/12 18:01 | 8/10/12 | NUW | Nuveen Municipal Value Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S | -55 | 18.43 | 0 | -3 | -100 | 0 | D | 16 | 16 | 2 | 3 | 2 | 1 | -1 | -2 | 0 | 1 | 2 | 4 | 2 | -13 |
8/14/12 18:00 | 8/10/12 | JPG | Nuveen Equity Premium & Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 55 | 13.20 | 0 | 4 | 74 | 10 | D | | | | | | | | | | | | | | |
12/19/11 17:56 | 12/15/11 | JLS | Nuveen Mortgage Opportunity Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S | -81 | 20.26 | 1 | -4 | -100 | 0 | D | -6 | -10 | -10 | -4 | -3 | 1 | 0 | -1 | 0 | 0 | 11 | 17 | 26 | 50 |
12/19/11 17:52 | 12/15/11 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | S | -186 | 18.94 | 2 | -10 | -100 | 0 | M | | -21 | -24 | -22 | -18 | -11 | -10 | -5 | 3 | 6 | 19 | 29 | 14 | 15 |
10/24/11 17:15 | 10/20/11 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -260 | 10.27 | 2 | -25 | -100 | 0 | D | 27 | 1 | -12 | -10 | 2 | 6 | 2 | 2 | -1 | 4 | -1 | 9 | 18 | 29 |
9/26/11 17:13 | 9/22/11 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | P | 50 | 22.57 | 1 | 2 | 29 | 10 | I | | | -17 | -9 | -10 | -12 | -11 | -11 | 2 | -7 | 2 | -11 | 13 | 11 |
9/26/11 17:09 | 7/12/11 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | P.a | 50 | 26.15 | 1 | 2 | 33 | 8 | I | | | -17 | -9 | -10 | -12 | -11 | -11 | 2 | -7 | 2 | -11 | 13 | 11 |
7/13/11 15:47 | 7/12/11 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | P | 50 | 26.15 | 2 | 2 | 33 | 8 | I | | | 7 | -6 | -2 | 3 | 0 | -3 | 1 | 2 | -12 | -16 | -14 | -13 |
4/6/11 16:19 | 4/4/11 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | P | 50 | 28.32 | 4 | 2 | 45 | 6 | D | | | 18 | 12 | 2 | 8 | 3 | 4 | 0 | -4 | -10 | -7 | -28 | -14 |
1/11/11 15:04 | 1/10/11 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | P | 50 | 25.99 | 2 | 2 | 97 | 4 | D | | | | 3 | 3 | 1 | -1 | -1 | 1 | 2 | 7 | 14 | 7 | -8 |
9/30/10 11:36 | 9/28/10 | CFD | Nuveen Diversified Commodity Fund | DE | Financ | FinTrd | Commodity Contracts Brokers & | Schneider William J | IL | H | Trustee | P | 50 | 25.00 | 8 | 2 | New | 2 | D | | | | | | | | | 0 | 0 | 1 | 3 | 11 | -6 |
5/6/10 14:29 | 5/4/10 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | P | 301 | 11.90 | 2 | 25 | New | 25 | D | 18 | 79 | 27 | 7 | -5 | -7 | -7 | -4 | -5 | 0 | -8 | -1 | 2 | 16 |
12/16/09 17:59 | 12/14/09 | JGG | Nuveen Global Government Enhanced Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | other | S | -9 | 17.00 | 1 | -1 | -100 | 0 | D | 27 | 28 | 12 | 0 | 5 | 4 | 0 | 0 | 1 | 2 | -1 | -1 | -1 | -2 |
12/2/09 16:48 | 11/30/09 | JLS | Nuveen Mortgage Opportunity Term Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 100 | 25.00 | 1 | 4 | New | 4 | D | | | | | | | | | 0 | 1 | 0 | 1 | 0 | 7 |
3/30/09 17:21 | 3/27/09 | NUW | Nuveen Municipal Value Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 45 | 15.09 | 0 | 3 | New | 3 | | | | | | | | | | 0 | 0 | -1 | 3 | 8 | 15 |
2/4/09 16:45 | 2/2/09 | JPS | Nuveen Quality Preferred Income Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 10 | 5.42 | 2 | 2 | New | 2 | | | | | | | | | | 1 | 2 | -38 | 4 | 49 | 65 |
12/19/08 15:22 | 12/17/08 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | DH | Trustee | S | -42 | 6.66 | 1 | -6 | -100 | 0 | M | -46 | -40 | -43 | -41 | -26 | -11 | -3 | 21 | -3 | 1 | 28 | 25 | 33 | 64 |
12/12/08 15:21 | 12/8/08 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S.a | -52 | 10.44 | 1 | -5 | -100 | 0 | D | -30 | -24 | -26 | -25 | -18 | -7 | -12 | -6 | 0 | 6 | 30 | 26 | 35 | 58 |
12/10/08 19:29 | 12/8/08 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -52 | 10.44 | 1 | -5 | -33 | 10 | D | -28 | -23 | -24 | -23 | -14 | -9 | -12 | -7 | -5 | -6 | 25 | 18 | 31 | 50 |
12/10/08 19:23 | 12/8/08 | NUO | Nuveen Ohio Quality Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -134 | 11.05 | 0 | -12 | -100 | 0 | D | -24 | -17 | -18 | -17 | -5 | -6 | -11 | -5 | -3 | 1 | 21 | 10 | 28 | 43 |
1/30/08 17:21 | 1/29/08 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | DH | Trustee | P | 40 | 16.00 | 1 | 3 | 66 | 6 | D | 10 | -4 | 2 | 2 | 6 | 1 | 1 | -1 | 0 | 0 | -5 | -2 | -2 | -28 |
1/30/08 17:20 | 1/29/08 | NUO | Nuveen Ohio Quality Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 75 | 14.56 | 0 | 5 | 74 | 12 | D | -5 | -2 | 4 | 4 | 8 | 1 | 1 | 1 | 0 | 1 | -5 | -3 | -6 | -2 |
1/30/08 17:19 | 1/29/08 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S | -57 | 11.41 | 2 | -5 | -100 | 0 | D | 7 | -11 | -7 | -5 | 0 | -3 | -3 | 0 | 0 | -4 | -2 | 3 | -6 | -42 |
1/30/08 17:17 | 1/29/08 | JPC | Nuveen Multi-Strategy Income & Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -12 | 11.46 | 3 | -1 | -100 | 0 | D | 9 | -12 | -2 | 0 | 6 | 4 | 3 | 2 | 0 | 1 | -4 | -5 | -19 | -52 |
1/30/08 17:13 | 1/22/08 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S.m | -10 | 14.83 | 1 | -1 | -100 | 0 | D | 5 | -20 | -2 | -9 | 6 | 9 | 8 | 2 | 1 | 0 | -5 | -5 | -14 | -49 |
11/29/07 16:16 | 11/27/07 | NBJ | Nuveen Ohio Dividend Advantage Municipal Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -46 | 12.67 | 0 | -4 | -100 | 0 | I | -7 | -7 | -9 | -1 | -6 | -3 | 3 | 2 | 2 | 1 | -2 | 1 | 3 | -15 |
11/29/07 16:14 | 11/27/07 | JPG | Nuveen Equity Premium & Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S | -95 | 16.56 | 1 | -6 | -100 | 0 | D | -6 | -5 | -14 | -7 | -3 | -1 | 0 | 2 | 1 | 2 | 3 | 1 | 4 | -34 |
11/29/07 16:13 | 11/27/07 | JHP | Nuveen Quality Preferred Income Fund 3 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -82 | 10.70 | 1 | -8 | -100 | 0 | D | 3 | -18 | -18 | -7 | -4 | 6 | 9 | 5 | 3 | 4 | -5 | 4 | 1 | -63 |
10/11/07 11:57 | 10/9/07 | NUO | Nuveen Ohio Quality Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 50 | 14.44 | 0 | 3 | 100 | 7 | D | -5 | -3 | -8 | -3 | -1 | -1 | 0 | 0 | 0 | -1 | -3 | 2 | 0 | -29 |
10/11/07 11:52 | 10/9/07 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | DH | Trustee | P | 50 | 16.08 | 1 | 3 | 473 | 4 | D | 14 | 0 | -8 | -3 | -1 | -2 | 0 | 0 | 0 | 0 | -1 | 1 | -2 | -49 |
8/21/07 14:56 | 8/20/07 | NUO | Nuveen Ohio Quality Income Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 50 | 14.38 | 0 | 3 | New | 3 | D | -6 | -8 | -8 | -8 | -5 | -1 | -1 | -1 | 0 | 3 | 3 | -2 | 2 | 0 |
6/29/06 10:44 | 6/27/06 | JGG | Nuveen Global Government Enhanced Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 10 | 20.00 | 0 | 1 | New | 1 | | | | | | | | | | | | | | | |
11/23/05 15:24 | 11/23/05 | JPG | Nuveen Equity Premium & Growth Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 112 | 20.00 | 0 | 6 | New | 6 | D | | | | | | | | | | | | | | |
11/23/05 15:24 | 11/21/05 | JHP | Nuveen Quality Preferred Income Fund 3 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 96 | 12.81 | 1 | 8 | New | 8 | D | 0 | -7 | -8 | -11 | -3 | -3 | -3 | -1 | 1 | 1 | -1 | 13 | 4 | 26 |
11/23/05 15:21 | 11/21/05 | NPT | Nuveen Premium Income Municipal Fund 4 Inc | MN | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -69 | 12.21 | 1 | -6 | -33 | 11 | I | 11 | 5 | 1 | -2 | -1 | 0 | 0 | 0 | 0 | 1 | -1 | 5 | 1 | 10 |
11/23/05 15:20 | 11/21/05 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S | -61 | 12.35 | 2 | -5 | -100 | 0 | M | | -10 | -6 | -7 | -4 | -2 | -2 | 0 | 0 | 1 | 1 | 7 | 10 | 17 |
11/23/05 15:19 | 2/18/05 | JPZ | Nuveen Equity Premium Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 57 | 20.69 | 2 | 3 | | 0 | D | | -2 | -6 | -10 | -9 | -5 | -5 | -4 | 0 | 2 | -5 | 5 | 1 | 10 |
11/23/05 15:19 | 11/21/05 | JPZ | Nuveen Equity Premium Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | S | -108 | 18.06 | 2 | -6 | -100 | 0 | D | | -2 | -6 | -10 | -9 | -5 | -5 | -4 | 0 | 2 | -5 | 5 | 1 | 10 |
11/23/05 15:18 | 11/21/05 | JPS | Nuveen Quality Preferred Income Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -48 | 12.58 | 4 | -4 | -100 | 0 | I | -3 | -9 | -8 | -9 | -4 | -4 | -2 | 0 | 1 | 2 | 1 | 14 | 10 | 28 |
11/23/05 15:16 | 11/21/05 | NPP | Nuveen Performance Plus Municipal Fund Inc | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 70 | 14.09 | 1 | 5 | New | 5 | D | 10 | 4 | 0 | -5 | -4 | -2 | 0 | 0 | 0 | 1 | 2 | 10 | 6 | 14 |
11/23/05 15:15 | 11/21/05 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 59 | 12.28 | 1 | 5 | New | 5 | D | | -11 | -2 | -5 | -3 | -3 | -3 | 0 | 0 | 1 | 2 | 9 | 12 | 21 |
11/23/05 15:13 | 11/21/05 | JTP | Nuveen Quality Preferred Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -48 | 11.98 | 2 | -4 | -100 | 0 | I | -8 | -12 | -10 | -9 | -5 | -3 | -2 | -1 | 2 | 2 | 2 | 15 | 12 | 30 |
2/23/05 10:11 | 2/18/05 | NBJ | Nuveen Ohio Dividend Advantage Municipal Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 56 | 15.80 | 0 | 4 | New | 4 | I | 21 | 6 | 6 | -1 | -2 | -1 | -1 | 0 | 0 | 0 | -3 | -3 | -2 | 8 |
2/23/05 10:10 | 2/18/05 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 56 | 14.24 | 2 | 4 | 393 | 5 | I | | | -1 | 0 | 1 | -1 | -2 | -1 | 0 | 3 | 4 | -1 | -3 | -1 |
2/23/05 10:09 | 2/18/05 | JTP | Nuveen Quality Preferred Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 57 | 14.17 | 2 | 4 | New | 4 | I | 8 | -3 | 2 | -3 | -1 | -2 | -3 | -2 | 0 | 2 | -6 | 0 | 0 | 4 |
2/23/05 10:00 | 2/18/05 | JPS | Nuveen Quality Preferred Income Fund 2 | | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 56 | 14.77 | 4 | 4 | New | 4 | I | 16 | 1 | 4 | -1 | 0 | -2 | -4 | -2 | 1 | 3 | -9 | -2 | 0 | 4 |
2/23/05 09:54 | 2/18/05 | NPT | Nuveen Premium Income Municipal Fund 4 Inc | MN | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | P | 70 | 12.43 | 1 | 6 | 50 | 17 | I | 10 | -1 | 3 | 2 | 1 | 0 | -3 | -2 | 1 | 2 | -5 | 3 | 6 | 8 |
10/27/04 12:00 | 10/27/04 | JPZ | Nuveen Equity Premium Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 65 | 20.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/29/04 16:24 | 3/26/04 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 15 | 15.05 | 2 | 1 | New | 1 | D | | | | | | | | | 1 | 2 | 0 | -1 | 0 | 2 |
12/2/03 15:46 | 12/1/03 | NMZ | Nuveen Municipal High Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | DH | Trustee | P | 10 | 14.95 | 1 | 1 | New | 1 | I | | | | | | | | 0 | 1 | 2 | 2 | 3 | -5 | 7 |
12/2/03 15:45 | 12/1/03 | NPT | Nuveen Premium Income Municipal Fund 4 Inc | MN | Fund | CEF | Closed-End Funds | Schneider William J | OH | D | | S | -10 | 12.83 | 1 | -1 | -6 | 11 | I | | | -3 | 6 | 3 | 3 | 2 | 2 | -1 | -1 | -1 | 5 | -5 | 2 |
10/6/03 10:59 | 10/3/03 | JDD | Nuveen Diversified Dividend & Income Fund | | Fund | CEF | Closed-End Funds | Schneider William J | OH | H | Trustee | P | 10 | 15.01 | 1 | 1 | New | 1 | D | | | | | | | | 0 | 0 | 0 | 0 | 4 | 7 | 7 |