Commodity Contracts Brokers & Dealers Industry - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	7	28	1	2	4	9	2	16	6
P	%wins				89	71	77	77	64	56	72
S	%ret	3	19	63	-0	-0	-3	-4	-10	-3	-3
S	%wins				65	52	61	67	84	55	64

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/22/24 11:26	11/20/24	DEFI	Tidal Commodities Trust I	DE	Financ	FinTrd	Commodity Contracts Brokers &	Venuto Michael Jeremy	NY	O	Manager,	S	-53	107.08	0	0	-100	0	D
9/20/23 13:44	9/19/23	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-3	30.99	0	0	-100	0	D
12/20/22 14:24	12/19/22	CANE	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-5	9.58	0	-1	-100	0	D
12/20/22 14:22	12/19/22	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-6	30.35	0	0	-67	0	D
12/20/22 14:20	12/19/22	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-3	25.82	0	0	-99	0	D
3/1/22 09:21	2/28/22	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-15	24.33	0	-1	-60	0	M
3/1/22 09:18	2/28/22	WEAT	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-2	8.79	0	0	-100	0	I
3/1/22 09:15	2/28/22	SOYB	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-3	27.03	0	0	-100	0	I
3/1/22 09:11	2/28/22	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	S	-59	29.51	0	-2	-87	0	D
12/1/21 12:52	12/1/21	OBTC	Osprey Bitcoin Trust	DE	Financ	FinTrd	Commodity Contracts Brokers &	Mascera Matthew	CT	O	Dir of O	S	-14	17.42	0	-1	-100	0	D
10/5/20 13:14	9/28/20	RISE	Etf Managers Group Commodity Trust I	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sit Investment Associates Inc	MN	T		S	-2,427	20.02	0	-121	-100	0	M
7/29/20 17:35	7/27/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Quick Peter	NJ	D		M.d	199	3.83	0	52	29	234	D
7/21/20 16:17	7/17/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		M.d	153	3.83	0	40	20	237	D
5/8/20 17:10	5/6/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-25	6.46	0	-4	-4	92	D
5/8/20 17:02	5/6/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-21	6.46	0	-3	-3	126	D
3/20/20 11:41	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-41	4.92	0	-8	-6	129	D
3/20/20 11:36	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Hine Alastair	NJ	O	COO	S	-21	5.15	0	-4	-11	34	D
3/20/20 11:31	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-25	4.73	0	-5	-5	96	D
3/18/20 13:27	3/16/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-22	5.31	0	-4	-4	101	D
2/28/20 16:05	2/27/20	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Baena Douglas W	KS	D		P	53	3,525.0	0	0	15	0	D
11/21/19 14:19	11/21/19	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	P	2	18.78	0	0	5	2	D
5/31/19 17:14	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	M.d	225	3.83	0	59	3	1,778	D
5/31/19 17:14	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-19	3.96	0	-5	-3	138	D
5/31/19 17:13	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-24	3.97	0	-6	-3	230	D
5/31/19 17:13	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-22	3.96	0	-6	-5	105	D
5/9/19 16:36	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-16	4.95	0	-3	-2	142	D
5/9/19 16:35	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-25	4.95	0	-5	-2	236	D
5/9/19 16:34	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-20	4.95	0	-4	-3	111	D
4/25/19 12:58	4/25/19	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	CEO	P	2	19.00	0	0	5	2	D
3/20/19 18:05	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-24	6.57	0	-4	-2	146	D
3/20/19 18:04	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-32	6.57	0	-5	-2	241	D
3/20/19 18:03	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-28	6.57	0	-4	-4	115	D
12/13/18 18:35	12/11/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	183	4.66	0	39	48	120	D
12/13/18 18:35	12/11/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-288	7.34	0	-39	-25	120	D
12/6/18 20:36	7/31/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-180	7.20	0	-25	-59	17	D
11/23/18 16:14	11/21/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	73	7.32	0	10	6	167	D
11/19/18 10:47	11/19/18	CORN	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	DE	OT	CEO	P	5	16.10	0	0	75	1	D
11/16/18 16:49	11/14/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-39	7.77	0	-5	-2	226	D
8/10/18 16:56	8/8/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	37	7.22	0	5	3	196	D
8/2/18 16:05	7/31/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P.m	309	6.89	0	45	44	146	D
7/31/18 16:50	7/27/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P.m	238	7.33	0	32	47	101	D
7/17/18 20:10	7/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	41	7.50	0	5	9	69	D
7/10/18 15:37	7/10/18	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	DE	OT	P	P	2	20.50	0	0	5	2	D
6/29/18 16:54	6/27/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P.m	58	7.50	0	8	14	63	D
6/27/18 17:49	6/25/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	16	7.50	0	2	4	55	D
6/25/18 18:25	6/21/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	12	7.50	0	2	3	53	D
6/19/18 16:54	6/15/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.dm	-63	8.24	0	-8	-3	231	D
6/19/18 16:54	6/18/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	M.d	14	5.30	0	3	1	231	D
6/1/18 20:40	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-79	7.97	0	-10	-1	1,656	D
6/1/18 20:39	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-17	8.23	0	-2	-2	120	D
6/1/18 20:39	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-21	8.23	0	-3	-1	236	D
6/1/18 20:38	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-18	8.23	0	-2	-2	96	D
6/1/18 20:38	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Goor Alex	NJ	D		P	79	7.97	0	10	24	52	D
5/9/18 17:11	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S	-177	8.22	0	-21	-1	1,591	D
5/8/18 18:45	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-26	8.23	0	-3	-3	99	D
5/8/18 18:44	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-40	8.23	0	-5	-2	221	D
5/8/18 18:44	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-32	8.23	0	-4	-5	80	D
4/30/18 17:36	4/26/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-194	8.50	0	-23	-9	226	D
4/18/18 16:10	4/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-40	8.00	0	-5	-2	249	D
3/29/18 15:54	3/29/18	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	DE	OT	P	P	2	22.80	0	0	6	2	D
3/27/18 16:06	3/26/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	204	6.73	0	30	1	5,583	D
3/20/18 17:23	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-180	7.24	0	-25	-2	1,613	D
3/20/18 17:22	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-26	7.19	0	-4	-3	102	D
3/20/18 17:22	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-35	7.19	0	-5	-2	254	D
3/20/18 17:21	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rose Nigel	NJ	O	CFO	S	-30	7.19	0	-4	-5	84	D
3/13/18 16:05	3/9/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	486	6.98	0	70	1	5,553	D
3/8/18 11:59	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-16	7.41	0	-2	-2	105	D
3/8/18 11:58	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-19	7.41	0	-3	-1	259	D
1/18/18 22:00	1/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	M.d	289	8.02	0	36	16	261	D
1/18/18 22:00	1/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.d	-301	8.37	0	-36	-12	261	D
1/2/18 17:30	12/28/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-442	9.00	0	-49	-31	108	D
12/29/17 16:45	12/29/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	22.42	0	0	6	2	D
11/21/17 16:04	11/20/17	SEB	Seaboard Corp /de/	DE	Financ	FinTrd	Commodity Contracts Brokers &	Moss Ralph L	DC	O	SVP	S	-106	4,248.5	0	0	-50	0	D
10/31/17 19:17	10/27/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-35	7.00	0	-5	-18	23	D
9/29/17 15:33	9/29/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	22.90	0	0	6	2	D
9/11/17 16:10	9/7/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	442	6.20	0	71	1	5,483	D
9/7/17 16:09	9/5/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	573	6.23	0	92	2	5,412	D
8/23/17 16:59	8/21/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Ipgl Ltd	X0	T		P	229	6.25	0	37	1	5,320	D
8/16/17 18:39	8/14/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-34	6.87	0	-5	-17	25	D
8/8/17 21:19	8/4/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-105	7.00	0	-15	-33	30	D
7/26/17 17:13	7/24/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-33	6.67	0	-5	-10	45	D
7/19/17 18:37	7/18/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.m	-33	6.51	0	-5	-2	261	D
7/19/17 18:03	7/17/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-32	6.39	0	-5	-9	50	D
7/17/17 17:45	7/13/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-33	6.58	0	-5	-8	55	D
7/3/17 14:44	6/30/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	24.80	0	0	7	2	D
6/12/17 15:48	6/9/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		M.d	46	3.83	0	12	11	126	D
6/1/17 16:21	5/30/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-16	5.97	0	-3	-1	266	D
5/23/17 15:28	5/22/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	M.d	153	3.83	0	40	2	1,650	D
5/9/17 17:49	5/9/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Senvest Management, LLC	NY	T		S	-297	5.94	2	-50	-1	4,757	I	-36	-10	34	-21	-27	-16	-16	-19	1
5/9/17 17:28	5/8/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-30	6.02	2	-5	-2	269	D	-36	-10	34	-21	-27	-16	-16	-19	1
4/5/17 18:23	4/4/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	M.d	135	4.40	2	31	13	274	D	-4	40	44	30	8	6	7	4	0	-2	-9
4/5/17 18:23	4/4/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.d	-262	8.52	2	-31	-10	274	D	-4	40	44	30	8	6	7	4	0	-2	-9
3/31/17 15:34	3/31/17	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	2	24.71	0	0	7	2	D	-12	-7	-9	2	-10	-5	-1	0	0	0	-3
3/28/17 17:51	3/24/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S.m	-36	8.14	2	-4	-2	274	D	-10	37	34	24	4	8	0	3	-1	2	-12
3/17/17 16:23	3/15/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-123	8.18	2	-15	-5	278	D	-14	30	37	30	10	4	9	3	0	-1	-14
3/8/17 17:13	3/6/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-20	7.79	2	-3	-1	254	D	-18	7	22	20	5	-5	-4	-3	2	2	2
12/30/16 15:34	12/30/16	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P.a	3	25.68	0	0	8	1	D	-17	-7	-15	-10	-8	-5	-5	0	6	9	10	2
12/19/16 16:36	12/16/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	69	6.91	2	10	11	102	D	-17	-4	9	9	38	11	12	7	-1	-4	4	15
12/12/16 11:15	12/8/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	17	13.13	0	1	0	1,180	I	7	-10	-10	-3	-1	3	0	0	6	6
12/8/16 09:42	12/6/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	17	13.13	0	1	0	1,179	I	7	-9	-10	-5	-2	3	1	-2	0	5
12/6/16 10:35	12/2/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	143	13.20	0	11	1	1,177	I	7	-8	-7	-4	0	4	3	2	-1	4
12/2/16 10:56	11/30/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	107	13.08	0	8	1	1,166	I	6	-10	-8	-5	-3	1	1	0	3	1
11/30/16 11:49	11/28/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	156	12.95	0	12	1	1,158	I	6	-11	-9	-7	-4	0	1	0	1	2
11/28/16 10:33	11/23/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	100	13.05	0	8	1	1,146	I	5	-12	-10	-9	-5	-2	-1	-1	3	5
11/23/16 11:53	11/21/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	70	13.03	0	5	0	1,138	I	5	-11	-9	-8	-3	0	1	1	0	1	8
11/22/16 14:00	11/18/16	USCI	United States Commodity Index Funds Trust		Financ	FinTrd	Commodity Contracts Brokers &	Love John P	CA	O	P,CEO	S	-19	41.24	2	0	-100	0	I	-24	3	1	-2	2	-2	-1	1	0	0	-2	-3
11/21/16 11:26	11/17/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P	22	12.90	0	2	0	1,133	I	4	-13	-11	-9	-4	-3	-2	0	1	3	9
11/16/16 10:20	11/14/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	121	12.88	0	9	1	1,131	I	4	-12	-11	-9	-3	-5	-1	-1	0	1	8
11/14/16 09:30	11/9/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	318	13.06	0	24	2	1,122	I	5	-12	-11	-8	-2	-4	-1	-1	0	0	8
11/10/16 19:06	11/9/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schenk Joseph A	NJ	D		P	54	5.41	1	10	13	88	D	-36	-32	-21	-17	-12	-1	18	7	6	12	12	48	1
11/9/16 14:20	11/7/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	73	13.03	0	6	1	1,098	I	4	-11	-10	-7	-1	-4	-3	0	1	-1	2
11/7/16 14:27	11/3/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	101	13.04	0	8	1	1,092	I	4	-11	-10	-7	0	-3	-4	-1	0	-1	1
11/3/16 11:37	11/1/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	103	13.02	0	8	1	1,084	I	4	-11	-10	-7	-2	-4	-3	-3	0	1	4
11/1/16 14:07	10/28/16	CTF	Nuveen Long/short Commodity Total Return Fund	DE	Financ	FinTrd	Commodity Contracts Brokers &	Bulldog Investors, LLC	NJ	T		P.m	103	13.33	0	8	1	1,076	I	7	-9	-8	-6	0	-2	-2	-2	0	-1	-1
10/3/16 09:50	9/30/16	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	26.73	0	0	8	1	D	-8	-2	1	-4	-2	0	-2	-2	0	0	-1	-4	-8
8/12/16 17:34	8/11/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S.m	-212	32.59	2	-7	-4	145	D	69	16	31	25	19	11	14	3	4	7	16	12	14
6/6/16 16:39	6/2/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.d	188	18.64	2	10	29	45	D	49	-24	-23	0	-5	4	0	-2	-2	-4	-6	30	50
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-11	6.89	1	-2	-3	60	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-15	6.89	1	-2	-2	114	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	P - Reta	S	-18	6.89	1	-3	-1	257	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
6/2/16 16:09	5/31/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Dunaway William J	MO	O	CFO	M.d	181	18.64	2	10	43	33	D	53	-20	-21	6	0	7	5	3	-2	0	-2	32	48
6/2/16 16:09	5/31/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Dunaway William J	MO	O	CFO	S.d	-213	27.92	2	-8	-19	33	D	53	-20	-21	6	0	7	5	3	-2	0	-2	32	48
5/11/16 20:09	5/11/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Harrod Patricia Marie	MO	H	Chief Ri	S	-24	26.42	2	-1	-28	2	D	42	-26	-21	2	-2	-4	-2	1	-1	-1	4	22	34
4/22/16 16:19	4/20/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-140	7.00	1	-20	-8	221	D	-32	-28	-5	4	-4	8	7	3	-2	-2	0	0	-18
4/1/16 13:04	3/31/16	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	26.50	0	0	9	1	D	-30	-6	2	1	8	6	6	-2	0	0	7	7	2	-7
3/25/16 18:43	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-19	6.28	2	-3	-1	241	D	-42	-33	-20	-13	-7	-16	-12	-4	0	3	8	6	3	35
3/24/16 21:39	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-19	6.28	2	-3	-5	62	D	-44	-34	-21	-14	-6	-17	-11	-12	0	5	11	3	3	37
3/24/16 21:39	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-22	6.28	2	-3	-5	72	D	-44	-34	-21	-14	-6	-17	-11	-12	0	5	11	3	3	37
3/22/16 17:00	3/18/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Quick Peter	NJ	D		P	421	7.02	1	60	75	140	M	-40	-31	-15	-12	-3	-11	-9	-2	-2	-2	9	2	3	30
3/21/16 16:34	3/17/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schroeder Aaron	MO	O	Chief Ac	M.d	37	18.64	3	2	34	8	D	46	-6	7	-16	4	9	2	5	-2	-2	0	-2	36	35
3/21/16 16:34	3/17/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schroeder Aaron	MO	O	Chief Ac	S.d	-45	27.17	3	-2	-17	8	D	46	-6	7	-16	4	9	2	5	-2	-2	0	-2	36	35
3/9/16 17:16	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S	-14	7.42	1	-2	-3	65	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/9/16 17:16	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-13	7.42	1	-2	-2	75	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/9/16 17:15	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-12	7.42	1	-2	-1	244	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/4/16 18:37	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.m	-21	7.32	1	-3	-4	77	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
3/4/16 18:26	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.m	-19	7.31	1	-3	-4	67	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
3/4/16 18:25	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.m	-20	7.31	1	-3	-1	246	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
2/22/16 18:08	2/18/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	M.d	575	3.83	1	150	13	1,270	D	-23	-19	-9	-8	-5	0	5	0	2	5	-5	-2	-4	20
2/12/16 17:10	2/12/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	H	Executiv	P.a	151	25.18	4	6	17	41	D	40	20	-11	-27	-26	-8	-9	-5	2	3	5	3	29	48
2/12/16 16:17	2/12/16	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	H	Executiv	P	151	25.18	4	6	17	41	D	40	20	-11	-27	-26	-8	-9	-5	2	3	5	3	29	48
1/6/16 16:15	1/4/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-190	7.59	1	-25	-9	248	D	-11	-16	-14	-1	-5	6	-2	-7	-3	-3	-11	-12	-12	-6
12/31/15 15:34	12/31/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	26.47	0	0	10	1	D	-27	-10	-14	0	-1	0	1	1	1	-2	-3	1	9	-7
12/14/15 09:26	12/10/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.d	118	18.64	4	6	18	41	D	60	80	-10	27	3	-2	-8	-8	0	-5	-14	-20	-20	33
12/14/15 09:26	12/10/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-229	36.11	4	-6	-13	41	D	60	80	-10	27	3	-2	-8	-8	0	-5	-14	-20	-20	33
12/9/15 08:44	12/7/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.d	48	18.64	3	3	7	41	D	74	101	-3	40	14	5	-1	4	-5	-5	-12	-25	-24	17
12/9/15 08:44	12/7/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-94	36.11	3	-3	-6	41	D	74	101	-3	40	14	5	-1	4	-5	-5	-12	-25	-24	17
12/7/15 21:44	10/15/15	EBML	Ebullion, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Chan Lai Keung	NY	DT		S.m	-682	0.0155	0	-44,000	-100	0	D
12/3/15 17:30	12/2/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.d	50	18.64	3	3	7	41	D	74	108	-1	40	17	3	6	-1	1	-1	-5	-20	-20	21
12/3/15 17:30	12/2/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-97	36.01	3	-3	-6	41	D	74	108	-1	40	17	3	6	-1	1	-1	-5	-20	-20	21
12/1/15 16:32	11/27/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.dm	38	18.64	3	2	5	41	D	71	102	1	34	17	8	4	3	-1	-1	-6	-26	-22	16
12/1/15 16:32	11/27/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-74	36.04	3	-2	-5	41	D	71	102	1	34	17	8	4	3	-1	-1	-6	-26	-22	16
11/10/15 16:25	11/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S	-170	34.06	7	-5	-3	139	D	63	89	-7	17	33	6	3	3	2	1	1	-26	-23	4
11/9/15 16:25	11/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.d	373	18.64	7	20	95	41	D	66	94	-6	18	39	12	3	6	3	2	8	-20	-18	7
11/9/15 16:25	11/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-660	33.00	7	-20	-33	41	D	66	94	-6	18	39	12	3	6	3	2	8	-20	-18	7
10/27/15 17:00	10/23/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Krehbiel Bruce	FL	D		M.dm	242	18.64	7	13	307	17	D	51	85	-5	8	21	23	6	4	5	4	10	-12	-12	19
10/27/15 17:00	10/23/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Krehbiel Bruce	FL	D		S.dm	-412	31.75	7	-13	-43	17	D	51	85	-5	8	21	23	6	4	5	4	10	-12	-12	19
10/14/15 17:13	10/13/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		M.d	373	18.64	3	20	95	41	D	43	69	-5	-11	14	18	17	3	2	6	18	-3	-7	30
10/14/15 17:13	10/13/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Anderson Paul G	MO	D		S.d	-600	30.00	3	-20	-33	41	D	43	69	-5	-11	14	18	17	3	2	6	18	-3	-7	30
9/23/15 18:05	9/21/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.m	-480	7.99	2	-60	-5	1,120	D	-25	22	-17	-22	1	-2	3	2	-2	-6	-7	-6	-20	-17
9/16/15 17:25	9/16/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-208	25.99	3	-8	-6	122	M	31	45	-11	-28	-7	3	1	2	0	-3	12	26	2	42
9/16/15 17:25	9/16/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	P	104	25.99	3	4	3	122	M	31	45	-11	-28	-7	3	1	2	0	-3	12	26	2	42
8/28/15 18:02	8/27/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-118	26.04	4	-5	-3	126	D	34	34	-5	-26	-20	-5	-9	0	3	1	-5	37	-1	39
8/25/15 17:49	8/24/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-131	26.15	4	-5	-4	130	D	30	35	-2	-26	-22	-8	-10	-5	2	3	-3	31	2	40
8/18/15 17:14	8/14/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Smith Philip Andrew	NY	H	CEO - su	S	-145	29.01	4	-5	-3	144	D	48	46	17	-21	-17	-3	6	2	-4	-9	-9	18	-9	21
8/12/15 16:27	8/10/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Lyon Charles M	FL	O	EVP - su	P.m	164	28.13	4	6	31	25	D	47	47	37	-20	-16	-12	-4	5	3	2	-8	18	-9	17
7/6/15 18:47	7/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-24	9.55	3	-3	-1	273	D	61	30	8	1	1	-5	-6	0	-8	-15	-26	-23	-15	-32
7/6/15 18:45	7/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-24	9.56	3	-3	-7	35	D	61	30	8	1	1	-5	-6	0	-8	-15	-26	-23	-15	-32
7/2/15 10:52	6/29/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	M.dm	122	2.43	3	50	4	1,180	D	59	27	9	-1	-2	-6	-6	-6	0	-10	-27	-24	-14	-32
7/2/15 10:52	6/29/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Stevens Glenn Henry	NJ	DO	P,CEO,Di	S.dm	-577	9.62	3	-60	-5	1,180	D	59	27	9	-1	-2	-6	-6	-6	0	-10	-27	-24	-14	-32
6/15/15 18:22	6/11/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-25	10.00	2	-3	-1	276	D	82	33	20	0	-1	6	5	3	0	1	-21	-22	-23	-34
6/3/15 17:50	6/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S.m	-117	9.33	2	-13	-25	38	D	85	26	8	-2	-2	-4	-2	-1	-3	2	0	-14	-13	-27
6/3/15 17:28	6/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-23	9.29	2	-3	-1	278	D	85	26	8	-2	-2	-4	-2	-1	-3	2	0	-14	-13	-27
5/13/15 17:22	5/11/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Oconnor Sean Michael	FL	DO	CEO	S	-1,050	35.00	6	-30	-3	1,116	D	114	85	102	72	19	8	11	7	1	6	5	-20	-6	-25
5/13/15 17:22	5/11/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Branch Scott J	FL	DO	P	S	-1,050	35.00	6	-30	-3	1,086	D	114	85	102	72	19	8	11	7	1	6	5	-20	-6	-25
5/11/15 16:58	5/8/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Parthemore Eric	FL	D		M.d	185	18.64	5	10	181	15	D	91	79	93	71	18	8	3	9	-3	-3	-1	-27	-12	-30
5/11/15 16:58	5/8/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Parthemore Eric	FL	D		S.d	-337	34.00	5	-10	-39	15	D	91	79	93	71	18	8	3	9	-3	-3	-1	-27	-12	-30
5/5/15 17:52	5/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-127	10.18	2	-13	-24	40	D	140	2	48	24	7	5	5	4	1	5	1	-22	-19	-24
5/5/15 17:51	5/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	M.d	65	3.83	2	17	7	260	D	140	2	48	24	7	5	5	4	1	5	1	-22	-19	-24
5/5/15 17:51	5/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.d	-170	10.00	2	-17	-6	260	D	140	2	48	24	7	5	5	4	1	5	1	-22	-19	-24
4/24/15 12:20	4/22/15	CPER	United States Commodity Index Funds Trust		Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	S	-9	18.16	0	-1	-100	0	D	-14	-11	-10	6	4	0	2	-1	0	6	3	-12	-14	-18
4/24/15 11:53	4/22/15	USAG	United States Commodity Index Funds Trust		Financ	FinTrd	Commodity Contracts Brokers &	Mah Howard	CA	DO	Secretar	S	-6	20.13	0	0	-100	0	D	-14	-23	-12	-4	0	0	0	0	2	-1	-1	3	-2	-5
4/15/15 17:36	4/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	111	4.76	2	23	86	50	D	91	3	61	9	2	2	3	3	-1	-2	-1	-19	-21	-32
4/15/15 17:36	4/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-554	9.84	2	-56	-53	50	D	91	3	61	9	2	2	3	3	-1	-2	-1	-19	-21	-32
4/7/15 16:42	4/6/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Branch Scott J	FL	DO	P	S.m	-900	30.00	5	-30	-3	1,116	D	78	57	74	47	14	1	3	0	1	2	3	16	-18	-13
4/7/15 12:27	3/31/15	SGF	Seneca Global Fund, L.P.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Serger Carl Andrew	VA	DO	CFO	P	43	102.32	0	0		0	D	-5	0	-2	0	1	3	3	2	0	-1	3	-3	-22	-18
4/3/15 18:01	4/1/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Calhoun Christopher Warren	NJ	D		S	-241	9.64	3	-25	-32	52	D	125	-11	52	7	10	-5	-1	-3	0	4	8	1	-22	-30
3/25/15 17:42	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	M.d	165	6.55	3	25	100	50	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/25/15 17:42	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Scott Jeffrey	NJ	O	COO	S.d	-309	9.61	3	-32	-39	50	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/25/15 17:41	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.m	-49	9.60	3	-5	-6	83	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/25/15 17:41	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S.m	-40	9.60	3	-4	-2	222	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/23/15 13:09	3/23/15	TAGS	Teucrium Commodity Trust		Financ	FinTrd	Commodity Contracts Brokers &	Gilbertie Sal	VT	OT	P	P	3	29.00	0	0	11	1	D	-38	-29	-10	-1	-5	-6	1	-3	2	1	0	-2	-10	-12
3/16/15 21:05	3/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	S	-222	10.09	3	-22	-9	226	D	155	-1	42	20	25	11	4	0	1	-4	-3	0	-23	-29
3/16/15 16:17	3/12/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Branch Scott J	FL	DO	P	S	-302	30.20	6	-10	-1	1,146	D	71	61	65	68	55	14	7	1	0	3	5	24	-13	-10
3/16/15 16:17	3/12/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schroeder Aaron	MO	O	Group Co	M.d	26	18.64	6	1	34	6	D	71	61	65	68	55	14	7	1	0	3	5	24	-13	-10
3/16/15 16:17	3/12/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Schroeder Aaron	MO	O	Group Co	S.d	-42	30.27	6	-1	-20	6	D	71	61	65	68	55	14	7	1	0	3	5	24	-13	-10
3/11/15 16:33	3/11/15	INTL	Intl Fcstone Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Sephton Brian T	FL	O	GC	S	-113	29.55	5	-4	-3	137	D	67	57	57	66	52	18	8	1	1	-1	3	21	-15	-9
3/10/15 18:57	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	11	5.30	3	2	2	88	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/10/15 18:57	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-103	9.98	3	-10	-10	88	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/10/15 16:44	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Emerson Jason	NJ	O	CFO	S	-25	9.89	3	-3	-9	27	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/10/15 16:42	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Roady Samantha	NJ	O	Chief Co	M.d	139	4.46	3	31	14	248	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Fil

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+w

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+y

avg

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T Date

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Inc

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Industry

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oSt

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T

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L

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oc

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r2y

r1y

r6m

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r6w

r3w

r7d

r3d

f1d

f1w

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f3m

f6m

f1y