Rotsztain Diego - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	14	-1	0	-1	-6	-2	17	1
S	%wins				71	57	57	71	79	62	66

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/14/24 17:25	6/13/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	S	-380	70.63	0	-5	-19	23	D
6/13/24 18:05	6/13/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	S.a	-77	70.50	0	-1	-4	28	D
6/12/24 16:26	6/10/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	S	-102	72.03	0	-1	-5	28	D
6/10/24 16:26	6/6/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	S	-80	73.50	0	-1	-4	30	D
3/9/22 18:15	3/8/22	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	50	66.24	0	1	10	8	D
12/22/21 16:34	12/20/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	50	57.00	0	1	13	8	D
12/6/21 16:50	12/2/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	75	62.02	0	1	38	4	D
5/17/21 16:36	5/13/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	50	68.50	0	1	29	3	D
3/18/21 16:39	3/16/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	96	63.68	0	2	153	2	D
12/16/20 18:00	12/14/20	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	50	50.92	0	1	New	1	D
5/8/20 17:02	5/6/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-21	6.46	0	-3	-3	126	D
3/20/20 11:41	3/18/20	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-41	4.92	0	-8	-6	129	D
5/31/19 17:14	5/29/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-19	3.96	0	-5	-3	138	D
5/9/19 16:36	5/7/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-16	4.95	0	-3	-2	142	D
3/20/19 18:05	3/18/19	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-24	6.57	0	-4	-2	146	D
12/13/18 18:35	12/11/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	183	4.66	0	39	48	120	D
12/13/18 18:35	12/11/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-288	7.34	0	-39	-25	120	D
6/1/18 20:39	5/30/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-17	8.23	0	-2	-2	120	D
5/8/18 18:45	5/7/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-26	8.23	0	-3	-3	99	D
3/20/18 17:22	3/16/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-26	7.19	0	-4	-3	102	D
3/8/18 11:59	3/6/18	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-16	7.41	0	-2	-2	105	D
1/2/18 17:30	12/28/17	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-442	9.00	0	-49	-31	108	D
6/2/16 17:40	5/31/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-15	6.89	1	-2	-2	114	D	-5	-24	-15	-4	0	-1	0	2	-2	0	-7	-4	-4
3/24/16 21:39	3/23/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-22	6.28	2	-3	-5	72	D	-44	-34	-21	-14	-6	-17	-11	-12	0	5	11	3	3	37
3/9/16 17:16	3/7/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-13	7.42	1	-2	-2	75	D	-25	-26	-7	-10	8	3	0	-2	-3	-4	-15	-10	-14	13
3/4/16 18:37	3/2/16	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.m	-21	7.32	1	-3	-4	77	D	-23	-21	-7	-8	13	11	6	4	0	-3	-12	-8	-13	10
4/15/15 17:36	4/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	111	4.76	2	23	86	50	D	91	3	61	9	2	2	3	3	-1	-2	-1	-19	-21	-32
4/15/15 17:36	4/13/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-554	9.84	2	-56	-53	50	D	91	3	61	9	2	2	3	3	-1	-2	-1	-19	-21	-32
3/25/15 17:41	3/23/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.m	-49	9.60	3	-5	-6	83	D	130	-16	46	14	11	-1	-5	-1	2	2	3	8	-16	-33
3/10/15 18:57	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	11	5.30	3	2	2	88	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/10/15 18:57	3/6/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-103	9.98	3	-10	-10	88	D	155	2	60	21	20	17	10	4	0	1	-4	-4	-20	-26
3/3/15 17:58	3/2/15	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-24	9.34	3	-3	-3	97	D	126	-6	51	5	11	9	8	1	1	5	2	-4	-15	-23
4/21/14 17:02	4/17/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	M.d	290	5.79	5	50	102	99	D	113	94	-17	11	-2	-9	-2	6	3	-4	-23	-36	-27	-4
4/21/14 17:02	4/17/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-651	10.00	5	-65	-40	99	D	113	94	-17	11	-2	-9	-2	6	3	-4	-23	-36	-27	-4
3/25/14 20:07	3/24/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-60	11.59	6	-5	-4	114	D	129	172	6	58	18	16	11	3	-6	-5	-7	-21	-40	-13
3/7/14 18:40	3/6/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S.d	-5	10.17	3	-1	0	120	D	110	133	12	11	14	2	9	0	6	3	2	-26	-38	0
3/5/14 13:01	3/3/14	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	GC,Secre	S	-21	10.17	3	-2	-2	96	D	109	137	38	12	13	0	5	0	-2	9	9	-25	-37	-2
3/26/13 18:47	3/26/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	See Rema	S.d	-7	4.52	1	-2	-2	98	D	-41	-13	-3	10	8	3	4	2	-3	-2	24	38	141	158
3/6/13 16:44	3/4/13	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	Rotsztain Diego	NJ	O	See Rema	S	-16	4.35	0	-4	-6	53	D	-42	-13	-2	1	6	4	-1	0	-6	-2	-1	21	72	131

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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